State v. McLean
State v. McLean
Opinion of the Court
By his first assignment of error defendant contends the trial court improperly admitted into evidence the statements defendant made to Detective Holder. Defendant argues that at the time these statements were made he had not been given the warnings required by Miranda v. Arizona, 384 U.S. 436, 16 L.Ed. 2d 694, 86 S.Ct. 1602 (1966), and accordingly the statements are inadmissible under Miranda rules.
Miranda held inadmissible only those statements made in response to “custodial interrogation” and not preceded by the requisite warnings. “By custodial interrogation, we mean questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way.” 384 U.S. at 444, 16 L.Ed. 2d at 706, 86 S.Ct. at 1612 (footnote omitted). The Supreme Court emphasized that only statements elicited by interrogation were affected by its holding: “The fundamental import of the privilege while an individual is in custody is not whether he is allowed to talk to the police without the benefit of warnings and counsel, but whether he can be interrogated. . . . Volunteered statements of any kind are not barred by the Fifth Amendment and their admissibility is not affected by our holding today.” 384 U.S. at 478, 16 L.Ed 2d at 726, 86 S.Ct. at 1630. Accordingly, the question presented for review is whether Detective Holder’s conduct constitutes “interrogation.”
Given such widespread disagreement, we formulate no all-inclusive definition of “custodial interrogation.” Rather, we elect to follow the case-by-case approach advocated by some of the federal courts. See United States v. Akin, 435 F. 2d 1011 (5th Cir. 1970); United States v. Charles, 371 F. Supp. 204 (E.D.N.Y. 1973) (each discussing whether defendant was in custody and hence had been subjected to custodial interrogation).
Under the facts of the present case we hold that Detective Holder was not engaged in interrogation when defendant made the statements which were subsequently offered in evidence against him. Holder did not ask questions or engage in conduct which, in our view, is inquisitional in nature. See State v. Burton, 22 N.C. App. 559, 207 S.E. 2d 344, cert. denied 286 N.C. 212 (1974).
By his second assignment of error defendant contends the trial court erred in denying his request to examine the rape victim’s handwritten statement made several days after she was assaulted. This statement had been given to the prosecuting attorney by Miss Walker, and she made mention of it during the course of her cross-examination. Defense counsel then specifically requested permission to inspect the statement. This request was denied. The trial court conducted no in camera inspection of the statement and made no findings of fact relating to the denial of defendant’s request.
In State v. Hardy, 293 N.C. 105 at 127-28, 235 S.E. 2d 828 at 842 (1977), we held that “justice requires the judge to order an in camera inspection when a specific request is made at trial for disclosure of evidence in the State’s possession that is obviously relevant, competent and not privileged.” If the court then determines that such evidence is material and favorable to the defense, it must order that it be disclosed to defense counsel. As noted in the Hardy opinion, “The relevancy for impeachment purposes of a prior statement of a material State’s witness is obvious.” Id. Accordingly, it was error for the trial court to deny summarily defendant’s specific request for the prior written statement of State’s witness Gwen Walker.
While defendant failed to move at trial that a sealed transcript of Miss Walker’s statement be placed in the record for appellate review, prosecution and defense counsel did enter into a stipulation that the statement be made a part of the record on appeal. Accordingly, we now consider and determine whether the court’s refusal to permit defense counsel to examine this statement at trial constitutes prejudicial error. Compare State v. Hardy, supra, at 128, 235 S.E. 2d at 842. In order to resolve this issue, we must address two questions. First, was Miss Walker’s prior statement favorable and material to the defense? If so, the
We are persuaded that Miss Walker’s prior statement is weakly “favorable and material” to the defense in that she testified on cross-examination that she was knocked unconscious when defendant forced her to the ground but her prior written statement made no mention of unconsciousness. This discrepancy might have been exploited by defense counsel to question the accuracy of her recollection concerning her version of other events which transpired on the evening she was assaulted. The trial court, therefore, should have granted defendant’s request to inspect the statement. Even so, the content of the statement falls woefully short of creating a reasonable doubt as to defendant’s guilt. It corroborates Miss Walker’s testimony in almost every respect and discloses nothing which calls into question her veracity or casts significant doubt on the accuracy of her testimony at trial. Under the harmless error standard set forth in Agurs, or any other standard for harmless error (see, e.g., Fahy v. Connecticut, 375 U.S. 85, 11 L.Ed. 2d 171, 84 S.Ct. 229 (1963)), Judge McConnell’s error in refusing to order this statement disclosed to defense counsel is harmless and does not warrant a new trial. Accordingly, defendant’s second assignment of error is overruled.
During cross-examination of Miss Walker defense counsel asked whether the persons who responded when she banged on the door of her apartment after she had been assaulted were wearing any clothes. The trial court thereupon, on its own motion, excused the jury and instructed defense counsel that it regarded this question as an attempt to attack the character of Miss Walker’s housemates by innuendo, and that such questioning was improper. Defendant’s exception to this ruling constitutes his third assignment of error. He contends the trial court’s ruling
In this jurisdiction cross-examination may concern any subject which is relevant to the issues in the case. State v. Huskins, 209 N.C. 727, 184 S.E. 480 (1936). The cross-examination must, however, concern relevant matters. Yadkin Valley Motor Co. v. Ins. Co., 220 N.C. 168, 16 S.E. 2d 847 (1941). And determination of the proper limit of cross-examination rests largely in the discretion of the trial judge. See, e.g., State v. Chance, 279 N.C. 643, 185 S.E. 2d 227 (1971).
Whether Miss Walker lived in an “environment of sexual immorality” or in a cloistered convent has no relevance to the issues in a case such as this where defendant denies that any act of intercourse or other assault took place. See, e.g., People v. Schafer, 4 Cal. App. 3d 554, 84 Cal. Rptr. 464 (1970). (See also G.S. 8-58.6, not effective at the time of the assault on Miss Walker, which in future rape prosecutions will restrict the admissibility of evidence relating to a complainant’s sexual behavior.) Furthermore, examinaton of the record shows that Judge McConnell only instructed defense counsel to avoid questions which attacked, by innuendo, the character of prospective prosecution witnesses. Such instruction did not significantly deprive defendant of the opportunity to test Miss Walker’s recollection of the events which transpired on the evening she was assaulted. Under these circumstances we are of the opinion that Judge McConnell’s ruling constituted a proper exercise of his discretion. Defendant’s third assignment of error is overruled.
By his fourth assignment of error defendant contends the evidence adduced at trial was insufficient to support a verdict of guilty of second degree rape. He argues, therefore, that his motions for nonsuit, for a new trial, and to set aside the verdict should have been allowed.
When the evidence is considered in the light most favorable to the State, taken as true, and the State is given the benefit of every reasonable inference to be drawn therefrom (see State v. Vincent, 278 N.C. 63, 178 S.E. 2d 608 (1971)), it is abundantly suffi
Defendant’s motions to set aside the verdict and for a new trial are merely formal and require no discussion. These motions are addressed to the discretion of the trial court and refusal to grant them is not reviewable. State v. Downey, 253 N.C. 348, 117 S.E. 2d 39 (1960). These motions were properly denied. Defendant’s fourth assignment of error is overruled.
The fifth assignment of error relates to the manner in which the prosecutor cross-examined defendant. During cross-examination defendant admitted that he had been convicted of tampering with an automobile. The private prosecutor then asked:
“Mr. McLean, the car that you tampered with, was a 1973 Plymouth Duster, blue in color and it was occupied by a female person named Joann Ellis, and you were tampering with it by pulling and pushing upon the door handle and latch, weren’t you sir?”
Defendant objected and assigns as error the court’s action in overruling his objection and denying his motion to strike. In his brief defendant contends there was no basis in fact for the prosecutor’s assertion that the car was occupied by a female when defendant tampered with it. He further contends that the prosecutor’s question was improper and highly prejudicial “since the jury in a case of this type no doubt was concerned about whether defendant had been a threat to other women.”
In this jurisdiction a witness, including the defendant in a criminal case, may be impeached on cross-examination by questions concerning his conviction of prior unrelated criminal offenses. E.g., State v. Neal, 222 N.C. 546, 23 S.E. 2d 911 (1943). See generally 1 Stansbury’s North Carolina Evidence § 112 (Bran-dis rev. 1973). Further, a witness may be impeached by cross-examination as to whether he has committed specific criminal acts or engaged in specified reprehensible conduct. E.g., State v. Gainey, 280 N.C. 366, 185 S.Ed, 2d 874 (1972). See generally 1 Stansbury’s North Carolina Evidence, supra, § 111, § 112 at n. 29. Both types of questions are proper only if based on information and asked in good faith. State v. Williams, 279 N.C. 663, 185 S.E.
On the record before us it is impossible to determine whether the prosecutor acted on information and in good faith when he asked if the auto, with which defendant had been convicted of tampering, was occupied by a female. We have held that when a record contains no information from which it can be determined whether questions concerning prior criminal offenses were asked in good faith, the action of the trial court in permitting the questions will be presumed correct. State v. Gaiten, 277 N.C. 236, 176 S.E. 2d 778 (1970). We hold here, however, that even if the question were not based on information and not asked in good faith, which is not conceded, the trial court’s error in permitting the question would not be of sufficient moment to warrant a new trial.
Defendant was afforded an opportunity to explain the circumstances surrounding his arrest and conviction. Defense counsel was entitled to pursue the matter further on redirect examination. Defendant was entitled, on request, to an instruction that the jury should consider evidence of prior crimes or acts of misconduct only for the purpose of determining the weight to be given defendant’s testimony. State v. Norkett, 269 N.C. 679, 153 S.E. 2d 362 (1967). Under the facts of this case these safeguards afforded defendant adequate opportunity to negate any likely prejudice flowing from the question, even assuming the prosecutor acted in bad faith when he asked about the presence of a woman in the car. Accordingly, we conclude that if any error was committed in this respect it was entirely harmless. Defendant’s fifth assignment is overruled.
By his sixth assignment of error defendant contends the trial court erred in denying his motion for mistrial when the prosecutor, in his cross-examination of defendant, asked: “Mr. McLean you were discharged [from the Army] for psychiatric reasons, weren’t you?” Defendant’s objection was sustained and the jury instructed to disregard the question. Defendant’s motion for mistrial was denied.
Motions for mistrial in non-capital cases are addressed to the discretion of the trial judge, and his ruling thereupon will not be disturbed absent a showing of gross abuse of discretion. E.g.,
Finally, defendant contends that the cumulative effect of the asserted errors heretofore complained of deprived him of a fair trial. As previously noted, defendant’s trial was not entirely error free. Even so, we hold that the errors committed were not so material that a different result would likely have ensued had defendant been afforded the perfect trial for which our system of justice strives but seldom attains. We think defendant had a fair trial free from prejudicial error. Accordingly, the verdict and judgment must be upheld.
No error.
Dissenting Opinion
dissenting.
I respectfully dissent and vote for a new trial. I believe prejudicial error was committed (1) when defendant’s statements made to Detective Holder were admitted into evidence against him; (2) when the trial court denied defendant’s motion to be allowed to examine the prosecuting witness’ pre-trial statements; and (3) by the prosecutor’s improper cross-examination of defendant.
The conduct of Detective Holder when he confronted defendant in jail on 13 May 1977 with a warrant in his pocket for defendant’s arrest on this rape charge was an attempt to circumvent the requirements of Miranda, as transparently obvious as it was clever. His conduct was palpably designed to elicit in-culpatory information and clearly placed the accused, however subtly, under a compulsion to speak. As such it constituted “interrogation” within the meaning of Miranda.
There are many forms of interrogation known to police science other than asking direct questions. A number of them are mentioned in the majority opinion. For others see the lengthy discussion in Miranda, 384 U.S. at 448-57 and the authorities therein cited. The Supreme Court in Miranda considered that an “interrogation” occurred, giving rise to the accused’s privilege against self-incrimination about which he was then required to be
“The question in these cases is whether the privilege is fully applicable during a period of custodial interrogation ... .We are satisfied that all the principles embodied in the privilege apply to informal compulsion exerted by law-enforcement officers during in-custody questioning. An individual swept from familiar surroundings into police custody, surrounded by antagonistic forces, and subjected to the techniques of persuasion described above cannot be otherwise than under compulsion to speak. As a practical matter, the compulsion to speak in the isolated setting of the police station may well be greater than in courts or other official investigations, where there are often impartial observers to guard against intimidation or trickery.”
“It is implicit in Miranda that interrogation in this context need not be of the question and answer type.” State v. Godfrey, 131 N.J. Super. 168, 178, 329 A. 2d 75, 80 (1974); accord, Commonwealth v. Mercier, 451 Pa. 211, 302 A. 2d 337 (1973). In Godfrey the New Jersey Appellate Division found an “interrogation” had occurred when the officers merely confronted the accused with the fact that he had failed a lie detector test and accused him of lying. In Mercier the Pennsylvania Supreme Court found an “interrogation” when the police read to the accused the written statement of an accomplice implicating the accused in the crime. No questions were directed toward the accused. In Commonwealth v. Hamilton, 445 Pa. 292, 285 A. 2d 172 (1971) the Pennsylvania Supreme Court held that confronting the defendant with an accomplice who accused defendant of committing the crime amounted to an interrogation within the meaning of Miranda. The Court said, 445 Pa. at 297, 285 A. 2d at 175:
“To sanction this technique without proper warnings would be to place a premium on the ingenuity of the police to devise methods of indirect interrogation, rather than to implement the plain mandate of Miranda that a suspect in-custody should be clearly advised of his rights before any attempt is made to induce him to speak.”
The conduct of Detective Holder was no less calculated to place and no less in fact placed the accused under a compulsion to speak than the “declaratory statement” held to be interrogation by a majority of the Supreme Court in Brewer v. Williams, supra. I believe this conduct must, therefore, have been preceded by the Miranda warnings before defendant’s responses could be admitted in evidence against him.
I am unable to say, furthermore, that the trial court’s error in failing to permit defendant to examine the prosecuting witness’ pre-trial statement was harmless. As the majority notes, there was a discrepancy between his statement and her trial testimony and “[tjhis discrepancy might have been exploited by defense counsel to question the accuracy of her recollection concerning her version of other events which transpired on the evening she was assaulted.” Had defendant had an opportunity to exploit this discrepancy on cross-examination, it may well have altered in favor of defendant the delicate balance already inherent in the case. The jury’s resolution of this case depended on whether they believed, not necessarily that the prosecuting witness was raped, but whether she was raped by this defendant. Defendant admitted having a confrontation with the prosecuting witness concerning an automobile accident at the place where Miss Walker testified the rape occurred. He also claims to have smelled on her breath “the heavy odor of alcoholic beverages” and “reefer or marijuana smoke in her car.” He said she vomited during their conversation. He also testified that he observed a tall blond man running from Miss Walker’s car when he pulled into the parking lot where she had stopped and as he left her after their discussion he last saw her going through some bushes. Defendant’s defense was, then, that he did not rape nor have any sexual en
I do not understand the test for harmless error under these circumstances to be whether or not the content of the undisclosed statement creates, in itself, a reasonable doubt as to defendant’s guilt. The majority relies on United States v. Agurs, 427 U.S. 97 (1976), for this proposition. Agurs, however, applied this test to so-called exculpatory information which the government under the rule of Brady v. Maryland, 373 U.S. 83 (1963) might be required to disclose to a defendant even in the absence of defendant’s request for such material. In Agurs the material not disclosed was the deceased’s prior criminal record when the defense in a murder prosecution was self-defense. Noting the “incongruity” of the claim of self-defense in the first place and that the deceased’s “prior record did not contradict any evidence offered by the prosecutor . . . and ‘did not even arguably give rise to any inference of perjury,” the Supreme Court held that “since after considering it [the prior record] in the context of the entire record the trial judge remained convinced of respondent’s guilt beyond a reasonable doubt, and since we are satisfied that his firsthand appraisal of the record was thorough and entirely reasonable, we hold that the prosecutor’s failure to tender Sewell’s record to the defense did not deprive respondent of a fair trial . ...” 427 U.S. at 113-14.
Here, of course, defendant specifically asked for the prior out-of-court statement and his request was denied, a denial which the majority concedes was error. Furthermore, the question would seem to be not whether the content of the statement itself creates a reasonable doubt as to defendant’s guilt but whether through skillful use of the statement on cross-examination such a reasonable doubt could have been created. I am unable to say, on this record, that it could not have been.
I also believe that the cross-examination of defendant by the state was not in good faith, improper and highly prejudicial to
“Q. Mr. McLean, the car that you tampered with, was a 1973 Plymouth Duster, blue in color and it was occupied by a female person named Joann Ellis, and you were tampering with it by pulling and pushing upon the door handle and latch, weren’t you sir?
“MR. MCNAMARA: Objection, motion to strike.
“COURT: Objection overruled, motion denied.
Exception No. 8
“A. No sir.
“Q. Sir, isn’t that what you did?
“A. No sir.
“Q. That’s what you pled guilty to wasn’t it, sir?
“A. No sir.
“Q. You pled not guilty and you were found guilty, is that right?
“A. Yes sir.
“COURT: What is the charge?
“Q. The charge that you were convicted of, that you did unlawfully and willfully, on the 7th day of April, 1977, tamper with a 1973 Plymouth Duster, blue in color, without consent of the owner, Joanne Ellis, and pulling upon the door handle and latch; what did you do on that occasion sir?
“MR. McNamara: Objection.
“COURT: Objection overruled.
Exception No. 9
*640 “A. On the occasion on that night I wasn’t tampering with the car. I was getting out going to the building looking for the income tax place. I dropped my keys, the guard came out, accused me —I went to another building looking for the income tax place and then the guards came and thought I was breaking in the place; brought me to court. He called me a liar. Then he put me in jail for nothing.
“Q. Mr. McLean do you have any military service?
“A. Yes sir.
“Q. What kind of discharge do you have?
“A. Honorable, sir.
“Q. Mr. McLean you were discharged for psychiatric reasons weren’t you?
“MR. MCNAMARA: Objection, motion to strike.
“COURT: Sustained, motion to strike allowed.
“MR. MCNAMARA: Could I approach the bench?
“COURT: You will not consider the question about his discharge from the Army for psychiatric reasons. Disregard that. Come down Mr. McLean, and we will take a recess. Ladies and gentlemen of the jury, ya’ll can go out. Don’t discuss the case among yourselves or allow anyone to discuss it with you. Come back in fifteen minutes.”
Jurors leave courtroom.
“Mr. MCNAMARA: Your Honor, I would like to move for a mistrial based on that also. I think that’s very prejudicial.
“COURT: Motion denied.
Exception No. 11”
On oral argument the state conceded that the warrant charging defendant with tampering with a motor vehicle was couched in the language with which the prosecutor framed his question as it appears above immediately before defendant’s Exception No. 9, and that the prosecutor was undoubtedly reading from the warrant. The prosecutor, however, earlier inserted the notion that the vehicle “was occupied by a female person named
We have, furthermore, recently held in State v. Finch, 293 N.C. 132, 235 S.E. 2d 819 (1977) that it is not improper on cross-examination to ask a defendant-witness who admits a prior conviction the time and place of the conviction and the punishment imposed. We cautioned however, 293 N.C. at 141, 235 S.E. 2d at 824:
“Strong policy reasons support the principle that ordinarily one may not go into the details of the crime by which the witness is being impeached. Such details unduly distract the jury from the issues properly before it, harass the witness and inject confusion into the trial of the case.”
It has also long been the rule with us that it is error warranting a new trial where the prosecutor “testifies” by injecting “into the trial of a cause to the prejudice of the accused by argument or by insinuating questions supposed facts of which there is no evidence.” State v. Phillips, 240 N.C. 516, 524, 82 S.E. 2d 763, 767 (1954). (Emphasis supplied.)
The prosecutor here violated both of these principles when he asked whether in the automobile tampering case the car was not occupied by a female person. He violated the last mentioned principle when he asked whether defendant had been discharged from the army “for psychiatric reasons.”
In a case such as this where the evidence is closely balanced and which involves a sexual assault upon a female person, these improper questions by the prosecutor bore too heavily to the prejudice of the defendant to be dismissed as harmless error or dealt with as a matter within the trial judge’s discretion.
Reference
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- STATE OF NORTH CAROLINA v. ROBERT McLEAN, JR.
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