State v. Grady
State v. Grady
Opinion of the Court
*546**510The Fourth Amendment protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures" by the government. U.S. Const. amend. IV. The United States Supreme Court has determined that North Carolina's satellite-based monitoring (SBM) of sex offenders, which involves attaching an ankle monitor "to a person's body, without consent, for the purpose of tracking that individual's movements," constitutes a search within the meaning of the Fourth Amendment. Grady v. North Carolina , --- U.S. ----,
The State's program is plainly designed to obtain information. And since it does so by physically intruding on a subject's body, it effects a Fourth Amendment search.
That conclusion, however, does not decide the ultimate question of the program's constitutionality. The Fourth Amendment prohibits only unreasonable searches. The reasonableness of a search depends on the totality of the circumstances, including the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations. See, e.g. , Samson v. California ,547 U.S. 843 [126 S.Ct. 2193 ,165 L.Ed.2d 250 ] (2006) (suspicionless search of parolee was reasonable); Vernonia School Dist. 47J v. Acton ,515 U.S. 646 [115 S.Ct. 2386 ,132 L.Ed.2d 564 ] (1995) (random drug testing of student athletes was reasonable). The North Carolina courts did not examine whether the State's monitoring program is reasonable-when properly viewed as a search-and we will not do so in the first instance.
In North Carolina, "SBM's enrollment population consists of (1) offenders on parole or probation who are subject to State supervision, (2) unsupervised offenders who remain under SBM by court order for a designated number of months or years, and (3) unsupervised offenders subject to SBM for life, who are also known as 'lifetime trackers.' " State v. Bowditch ,
Background
Mr. Grady is required by North Carolina statute to enroll in the SBM program and to wear an ankle monitor at all times for the remainder of his life based on two sex crimes that he committed when he was seventeen and twenty-six years old and for which he has fully served his criminal sentences. State v. Grady ,
**512Over a year later, on 12 March 2010, the North Carolina Department of Correction (DOC) sent a letter to Grady informing him that it had made an initial determination that he met the statutory criteria of a "recidivist," which would require his enrollment in the SBM program, and giving him notice to appear at a hearing at which the court would determine his eligibility for SBM. Before a hearing was held, he pleaded guilty on 27 October 2010 to failure to maintain his address with the sex offender registry and was sentenced to twenty-four to twenty-nine months in prison. He served that term of imprisonment and was again unconditionally released on 24 August 2012. A new hearing was scheduled for 14 May 2013 in the Superior Court in New Hanover County to determine if Grady should be required to enroll in the State's SBM program.
North Carolina's SBM Program
North Carolina's SBM program for sex offenders
In general terms, North Carolina's statutory framework for the satellite-based monitoring of convicted sex offenders establishes that an offender who is (a) classified as a sexually violent predator, (b) a recidivist, (c) convicted of an aggravated offense, or (d) an adult **513convicted of statutory rape of a child or statutory sex offense with a victim under the age of thirteen must submit to SBM for life. See N.C.G.S. §§ 14-208.40A(c), -208.40B(c) (2017). The statutes provide for no individualized *548assessment of the offender; the court has no discretion over whether to impose SBM or for how long; and no court has the authority to terminate SBM for these individuals.
Section 14-208.6(2b) of the North Carolina General Statutes defines a "recidivist" as "[a] person who has a prior conviction for an offense that is described in G.S. 14-208.6(4)," which, in turn, defines a "reportable conviction." N.C.G.S. § 14-208.6(2b) (Supp. 1 2018). "Reportable convictions," which encompass a range of statutorily defined sex crimes, including "[a] final conviction for an offense against a minor," "a sexually violent offense," "or an attempt to commit any of those offenses,"
An individual who is subjected to lifetime SBM may file a request with the Post-Release Supervision and Parole Commission to terminate the SBM requirement. Such a request, however, cannot be filed until at least one year after the individual: "(i) has served his or her sentence for the offense for which the satellite-based monitoring requirement was imposed, and (ii) has also completed any period of probation, parole, or post-release supervision imposed as part of the sentence."
**514shall have the authority to have contact with the offender at the offender's residence or to require the offender to appear at a specific location as needed for the purpose of enrollment, to receive monitoring equipment, to have equipment examined or maintained, and for any other purpose necessary to complete the requirements of the [SBM] program.
If an individual is convicted of a reportable conviction and a court has made no prior SBM determination, as was the case with Grady, the Division of Adult Correction and Juvenile Justice (the Division) is required to make an initial determination whether the individual is required to enroll in SBM, and, if so, to schedule a "bring back" hearing for a court to determine by using the same criteria described above whether the offender must enroll in SBM.
Today nearly every state uses SBM to some degree. See Avlana Eisenberg, Mass Monitoring ,
Grady's SBM Claims
Prior to the 14 May 2013 bring back hearing, Grady filed a motion to deny the State's SBM application and to dismiss the proceeding, in which he argued, inter alia , that "the imposition of the monitoring upon Defendant violates his rights to be free from unreasonable search and **516seizure as guaranteed by the Fourth Amendment of the United States Constitution and Article I, Section 20 of the North Carolina Constitution." At the hearing, the State argued that, based on the evidence of Grady's conviction for taking indecent liberties with a child and his prior conviction for second-degree sex offense, he met the statutory definition of being a "recidivist"-that is, a person who has a prior conviction for a reportable offense. N.C.G.S. § 14-208.6(2b). Grady conceded that he qualified as a recidivist under the statute but argued, inter alia , that "the imposition of the GPS monitoring device itself and the 24/7 tracking" constitute an unreasonable search and seizure under *550both the state and federal constitutions, and the statute subjecting him to SBM is "unconstitutional on its face, and as it applies to Mr. Grady." The trial court denied Grady's motion, finding that the SBM program is not unconstitutional. The trial court further found that Grady met the statutory definition of "recidivist" and, accordingly, ordered him to enroll in the SBM program "for the remainder of the defendant's natural life." Grady appealed the trial court's order imposing lifetime SBM to the Court of Appeals.
At the Court of Appeals, Grady argued that " 'the constant GPS monitoring (and the imposition of the GPS equipment for that purpose)' used in SBM violates his constitutional protections against unreasonable searches and seizures," State v. Grady ,
In a per curiam opinion, the Supreme Court stated that the Court of Appeals' determination that North Carolina's "system of nonconsensual satellite-based monitoring does not entail a search within the meaning of the Fourth Amendment" is "inconsistent with [the] Court's **517precedents."
On 11 June 2015, this Court issued an order remanding the matter to the Court of Appeals for reconsideration in light of the decision of the United States Supreme Court. On 23 October 2015, defendant filed in the Court of Appeals a "Motion to Remand to Superior Court and to Stay the Order Imposing [SBM]." The Court of Appeals issued an order on 6 November 2015 granting defendant's motion to remand the case to superior court while denying his motion to stay SBM.
On 16 June 2016, the Superior Court in New Hanover County held a remand hearing to determine whether subjecting defendant to nonconsensual lifetime SBM constitutes a reasonable search under the Fourth Amendment. At the hearing, the State presented evidence, including: a certified copy of the judgment and commitment for defendant's prior conviction for second-degree sex offense; defendant's criminal record; printouts of N.C.G.S. §§ 14-208.5 (stating the "Purpose" of Article 27A) and 14-208.43 ("Request for termination of satellite-based monitoring requirement"); and two photographs of the equipment currently used in the program: the ExacuTrack One ankle monitor (or ET-1) and its accompanying "beacon"-a device *551that must be placed in the home of the individual subjected to SBM.
Grady, on the other hand, presented evidence that included statistical reports tending to show that sex offenders are less likely to reoffend than other categories of convicted felons and that the vast majority of sex offenses are committed against victims who know their offender, statistical information about individuals currently enrolled in the State's SBM program, the Policy and Procedure Manual from the Department of Community Corrections governing "Technology and **518Monitoring Programs," including SBM, the ET-1's instructional "client guide" provided to monitored individuals, the Division's "Guidelines and Regulations" form that is required to be signed by monitored individuals, and an excerpt from the Division's "Train the Trainer" SBM training session.
The only witness called by the State was Scott Pace, a probation supervisor in the Division, who brought with him an ET-1 and a beacon. Officer Pace testified to the operation of the SBM equipment and to his understanding of the program. An individual enrolled in the SBM program is not permitted to remove the ET-1, which is required to be worn at all times, and it is a felony to attempt to remove or interfere with it. According to Pace, the ET-1 weighs 8.7 ounces, "about half a pound," and is "waterproof up to 15 feet," allowing the individual to shower, bathe, or swim in a pool or the ocean. Pace explained that the individual is responsible for maintaining the charge of the ET-1's lithium battery and added that "if they're moving a lot, if there's a lot of activity ... the more battery it uses." Moreover, Pace stated that "[t]he batteries have a life span" and as the battery ages, "it won't hold a charge as long." The individual must charge the ET-1 two hours every day by plugging it into an electrical outlet, during which time the individual must remain tethered to the wall by the ET-1's fifteen foot charging cord. According to Pace, "we tell them to charge it two hours a day just so they don't lose the charge. Failure to charge the monitor, we'll lose signal, ... and that is a violation."
When the charge of the ET-1's battery runs low, Pace explained, "the unit will actually talk to you and it will say, 'low battery, go charge.' " "That message will keep repeating itself until they acknowledge" by placing a finger on a divot on the ET-1. Pace explained that officers can send other messages to individuals through the ET-1's audible message system, such as "Call your officer," and that "they're supposed to follow the message, whatever the message may be." Similarly, the ET-1 plays a repeating voice message when the signal is lost. Pace testified that "there can be issues with equipment" and the ET-1 can temporarily lose signal due to the positioning of satellites. Moreover, "[h]omes with metal roofs kind of interfere[ ] with the signal. Big buildings, such as WalMart. When they go in places such as that it could interfere with the signal." In those situations, Pace explained, individuals are "supposed to go outside and try to gain signal back" and to acknowledge the alert by pressing the divot on the ET-1.
**519Individuals subjected to SBM must also submit to quarterly equipment checks at their homes. Pace stated that every three months, Division officers go to the individual's house to "make sure that the equipment has not been tampered with ... and that it's in correct working order." Pace testified that while an individual could technically refuse entry into the home, "[w]e prefer to go in the house" in order "to see where the beacon is at, because it has to be situated a certain way." Additionally, the Division's "Guidelines and Regulations," which the individual is required to sign upon enrollment, provide: "I understand a unit in the home will be assigned to me and it will be necessary for a designated representative of SCC to enter my residence or other location(s) where I may temporarily reside to install, retrieve, or periodically inspect the unit."
Pace testified that the "mapping function" allows him to retrieve historical location information "up to I think it's six months, and after six months we can call [the equipment provider], and back further than that they keep them, and they can send them to us via *552email." The mapping function also allows officers to observe monitored individuals in real time. As Pace testified, "For SBM cases, yes, it's 24-7, it's live, current location." Regarding the accuracy of the location information, Pace stated: "In my experience, it's been pretty accurate. I mean, people that's taken it off, I've gone right to the locations and retrieved units that people's taken off and discarded on streets, trash cans, in the woods. I mean, it's taken me right there to it, you know."
After receiving the evidence and considering the oral and written arguments of the parties, the superior court entered an order on 26 August 2016 upholding the imposition of lifetime SBM on defendant. The court summarized the evidence at length. Among other things, the trial court noted:
The ankle monitor does not monitor or reveal the activities of the offender-it merely monitors his location. The device does not confine the person to their residence or any other specific location. The ankle monitor and related equipment requires a quarterly (three months) review/inspection by the State to ensure that the device is in proper working order.
In addition to Officer Pace's testimony, the State also entered into evidence photographs of the SBM equipment, certified copies of the judgments for the two sex offenses, the defendant's criminal history, and statutory provisions of Part 5 of Article 27A of Chapter 14 of N.C.G.S. ("Sex **520Offender Monitoring"). In both his cross examination of the State's witness Officer Pace and in his case-in-chief, the defendant admitted into evidence, among other exhibits, multiple studies of recidivism rates of sex offenders versus other criminals; the State's policy, procedures and rules governing SBM, and additional photographs of the SBM equipment.
The court ultimately concluded
based on the totality of the circumstances analysis, ... satellite based monitoring of the defendant is a reasonable search.
The Court has considered defendant's argument that the satellite based monitoring statute is facially unconstitutional. The Court rejects this argument and finds that the statute is constitutional on its face.
Accordingly, the trial court ordered defendant to enroll in SBM "for the remainder of [his] natural life." Defendant appealed the trial court's order to the Court of Appeals.
At the Court of Appeals, defendant argued that the State failed to establish that the imposition of lifetime SBM is a reasonable search. Grady ,
In a separate opinion, one member of the panel dissented from the majority's conclusion that lifetime SBM of defendant is unreasonable and thus would have affirmed the trial court's order. Id. (Bryant, J., dissenting). Believing that "the majority asks the State to meet a burden of proof greater than our General Assembly envisioned as necessary and greater than Fourth Amendment jurisprudence requires," id. , the dissenting judge concluded that under the totality of the circumstances, "the degree to which SBM participation promotes legitimate governmental interests-the prevention of criminal conduct or the apprehension of defendant should he reoffend," outweighed "the degree to which participation in the SBM program intrudes upon defendant's privacy." Id. at 31.
On 19 June 2018, the State filed a notice of appeal as of right based on the dissenting opinion in the Court of Appeals pursuant to N.C.G.S. § 7A-30(2).
Standard of Review
In reviewing a trial court order, "we are 'strictly limited to determining whether the trial judge's underlying findings of fact are supported by competent evidence, ... and whether those factual findings in turn support the judge's ultimate conclusions of law.' " State v. Williams ,
"Whether a statute is constitutional is a question of law that this Court reviews de novo."
Analysis
Defendant argues that North Carolina's SBM program effects an unreasonable search and is unconstitutional both on its face and as applied to him under the Fourth Amendment to the United States Constitution. In light of our analysis of the program and the applicable law, we conclude that the State's SBM program is unconstitutional in its application to all individuals in the same category as defendant-specifically, individuals who are subject to mandatory lifetime SBM based solely on their status as a statutorily defined "recidivist"
*554"A facial challenge is an attack on a statute itself as opposed to a particular application." City of Los Angeles v. Patel , --- U.S. ----,
The "basic purpose" of the Fourth Amendment "is to safeguard the privacy and security of individuals against arbitrary invasions by governmental officials." Camara v. Mun. Court ,
The Supreme Court has explained that "[w]here a search is undertaken by law enforcement officials to discover evidence of criminal wrongdoing, ... reasonableness generally requires the obtaining of a judicial warrant" supported by a showing of probable cause.
**524
Nonetheless, "there are exceptions to the warrant requirement. When faced with special law enforcement needs, diminished expectations of privacy, minimal intrusions, or the like, the Court has found that certain general, or individual, circumstances may render a warrantless search or seizure reasonable." Illinois v. McArthur ,
Additionally, in the absence of a warrant, "the Court has preferred 'some quantum of individualized suspicion ... [as] a prerequisite to a constitutional search or seizure.' " Maryland v. King ,
Here the State contends that the SBM program falls within a category of "special needs" searches, described in some cases as another exception to the requirement of an individualized warrant.
Although the State asserts, somewhat ambiguously, that SBM is "in full accord with the analysis applicable to special needs searches," the State never actually identifies
**526Griffin v. Wisconsin ,
On the contrary, as Officer Pace testified and as the State repeatedly made clear in its brief
We cannot agree with defendant, however, that this determination is dispositive of the reasonableness inquiry. On the contrary, the Supreme Court instructed us that "[t]he reasonableness of a search depends on the totality of the circumstances, including the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations." Grady , 135 S. Ct. at 1371. Therefore, we must consider whether the warrantless, suspicionless search here is reasonable when "its intrusion on the individual's Fourth Amendment interests" is balanced "against its promotion of legitimate governmental interests." Vernonia ,
I. Intrusion Upon Reasonable Privacy Expectations
A. Nature of the Privacy Interest
In addressing the search's "intrusion on the individual's Fourth Amendment interests," "[t]he first factor to be considered is the nature of the privacy interest upon which the search here at issue intrudes," or, in other words, "the scope of the legitimate expectation of privacy at issue."
First, the SBM program, which requires "attach[ing] a device to a person's body, without consent," Grady , 135 S. Ct. at 1370, and which prohibits the removal of that device, implicates defendant's Fourth **528Amendment interest in "be[ing] secure in [his] person." U.S. Const. amend. IV. The Supreme Court specifically noted that the SBM program "is plainly designed to obtain information. And since it does so by physically intruding on a subject's body, it effects a Fourth Amendment search." Grady , 135 S. Ct. at 1371. Additionally, the equipment checks performed by government officers every three months, during which defendant must allow them entrance into his home, implicate his "right ... to be secure in [his] ... house[ ]." U.S. Const. amend. IV ; see Silverman v. United States ,
The Court in Carpenter , after analyzing two lines of cases stemming from United States v. Knotts ,
A person does not surrender all Fourth Amendment protection by venturing into the public sphere. To the contrary, "what [one] seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected." Katz , 389 U.S. at 351-352,88 S.Ct. 507 ....
... Mapping a cell phone's location over the course of 127 days provides an all-encompassing record of the holder's whereabouts. As with GPS information, the time-stamped data provides an intimate window into a person's life, revealing not only his particular movements, but through them his "familial, political, professional, religious, and sexual associations." [ Jones , 565 U.S.] at 415 [132 S.Ct. 945 ] (opinion of SOTOMAYOR, J.). These location records "hold for many Americans the 'privacies of life.' " Riley ,134 S. Ct. at 2494-2495 (quoting Boyd ,116 U.S. at 630 [6 S.Ct. 524 ] ). And like GPS monitoring, cell phone tracking is remarkably easy, cheap, and efficient compared to traditional **529investigative tools. With just the click of a button, the Government can access each carrier's deep repository of historical location information at practically no expense.
In fact, historical cell-site records present even greater privacy concerns than the GPS monitoring of a vehicle we considered in Jones . Unlike the bugged container in Knotts or the car in Jones , a cell phone-almost a "feature of human anatomy," Riley ,134 S. Ct. at 2484 -tracks nearly exactly the movements of its owner. While individuals regularly leave their vehicles, they compulsively carry cell phones with them all the time. A cell phone faithfully follows its owner beyond public thoroughfares and into private residences, doctor's offices, political headquarters, and other potentially revealing locales. Accordingly, when the Government tracks the location of a cell phone it achieves near perfect surveillance, as if it had attached an ankle monitor to the phone's user.
Id. at 2217-18 (first alteration in original) (citations omitted).
The SBM program "present[s] even greater privacy concerns than the" CSLI considered in Carpenter . Id. at 2218. While a cell phone tracks more closely the movements of its owner than the bugged container in Knotts or the car in Jones because it is "almost a 'feature of human anatomy,' " id. , the ankle monitor becomes, in essence, a feature of human anatomy, see id. ("[W]hen the Government tracks the location of a cell phone it achieves near perfect surveillance, as if it had attached an ankle monitor to the phone's user."). Thus, SBM does not, as the trial court concluded, "merely monitor[ ] [defendant's] location"; instead, it "gives police access to a category of information otherwise unknowable," id. , by "provid[ing] an all-encompassing record of the holder's whereabouts," and "an intimate window into [defendant's] life, revealing not only his particular movements, but through them his 'familial, political, professional, religious, and sexual associations,' " id. at 2217 (quoting Jones ,
The State disputes the legitimacy of defendant's expectations of privacy, contending that defendant's legitimate expectations of privacy **530are diminished due to his status as a convicted sex offender.
None of the conditions imposed by the registry implicate an individual's Fourth Amendment "right ... to be secure in [his] person[ ]" or his expectation of privacy "in the whole of his physical movements," Carpenter ,
The State also argues, relying on Bowditch , that defendant's expectations of privacy are diminished due to his status as a convicted felon. See Bowditch ,
Moreover, the cases relied upon in Bowditch to support the general proposition that persons convicted of felonies forfeit certain constitutional protections either deal exclusively with prisoners and probationers, do not hold that a conviction creates a diminished expectation of privacy, or do not address privacy rights at all. See Griffin ,
Contrary to the State's argument, there is no precedent for the proposition that persons such as defendant, who have served their sentences and whose legal rights have been restored to them (with the exception of the right to possess firearms, see N.C.G.S. § 13-1 (2017) ), nevertheless have a diminished expectation of privacy in their persons and in their physical locations at any and all times of the day or night for the rest of their lives. Indeed, courts that have examined this question in the Fourth Amendment context have reached a contrary conclusion. See Friedman v. Boucher ,
**534While a person's status as a convicted sex offender may affect the extent to which the State can infringe upon fundamental rights, "the fact of 'diminished privacy interests does not mean that the Fourth Amendment falls out of the picture entirely.' " Carpenter ,
B. Character of the Intrusion Complained of
"Having considered the scope of the legitimate expectation of privacy at issue here, we turn next to the character of the intrusion that is complained of," which contemplates the "degree" of and "manner" in which the search intrudes upon legitimate expectations of privacy.
*562According to the State, "the duration of these searches may be limited since offenders ordered to enroll for life may petition to be removed after only one year." (Emphasis added.) (Citing N.C.G.S. § 14-208.43.) Yet this "[r]equest for termination" process does little to remedy what is absent at the front end of this warrantless search-that is, "the detached scrutiny of a" judicial officer "ensur[ing] an objective determination whether an intrusion is justified in any given case." Skinner , 489 U.S. at 622,
The lack of judicial discretion in ordering the imposition of SBM on any particular individual and the absence of judicial review of the continued need for SBM is contrary to the general understanding that judicial oversight of searches and seizures, in the form of a warrant requirement, is an important check on police power. Indeed, the South Carolina Supreme Court has held that electronic monitoring under their state law " 'must be ordered by the court' only after the court finds electronic monitoring would not be an unreasonable search based on the totality of the circumstances presented in an individual case." Ross ,
Mr. Grady, of course, must not only wear the half-pound ankle monitor at all times and respond to any of its repeating voice messages, but he also must spend two hours of every day plugged into a wall charging the ankle monitor. We cannot agree with the Court of Appeals that these **536physical restrictions,
Nor can we agree with the State that "[t]he physical intrusion here is minimal." The State, in reliance upon Maryland v. King , asserts: "Just as DNA swabbing is not a significant intrusion beyond that associated with fingerprinting, so too SBM is not a significant intrusion beyond that associated with sex offender registration." In King the Court determined that, in comparison to the intrusions that accompanied valid arrests, including booking, photographing, fingerprinting, and a search of "the person and the property in his immediate possession," "including 'requir[ing] at least some detainees to lift their genitals or cough in a squatting position,' " King , 569 U.S. at 462,
In our view, the physical intrusion accompanying SBM is distinct in its nature from that attendant upon sex offender registration. Notably, in considering whether Alaska's sex offender registration process constituted a retroactive punishment in violation of the Ex Post Facto Clause, the Supreme Court stated that the registration process "is more analogous to a visit to an official archive of criminal records than it is to a scheme forcing an offender to appear in public with some visible badge of past criminality." Smith v. Doe ,
*564In addition to the SBM program's physical intrusiveness, we also note the lifetime impingement upon defendant's expectation of privacy "in the whole of his physical movements." Carpenter ,
Prolonged surveillance reveals types of information not revealed by short-term surveillance, such as what a person does repeatedly, what he does not do, and what he does ensemble. These types of information can each reveal more about a person than does any individual trip viewed in isolation. Repeated visits to a church, a gym, a bar, or a bookie tell a story not told by any single visit, as **538does one's not visiting any of these places over the course of a month. The sequence of a person's movements can reveal still more; a single trip to a gynecologist's office tells little about a woman, but that trip followed a few weeks later by a visit to a baby supply store tells a different story. A person who knows all of another's travels can deduce whether he is a weekly church goer, a heavy drinker, a regular at the gym, an unfaithful husband, an outpatient receiving medical treatment, an associate of particular individuals or political groups - and not just one such fact about a person, but all such facts.
United States v. Maynard ,
In sum, in light of the physical intrusiveness of the ET-1, the quarterly equipment checks, and the extent to which GPS locational tracking provides an "intimate window" into an individual's "privacies of life," we conclude that the mandatory imposition of lifetime SBM on an individual in defendant's class works a deep, if not unique, intrusion upon that individual's protected Fourth Amendment interests.
II. Nature and Purpose of the Search
The balancing analysis that we are called upon to conduct here requires us to weigh the extent of the intrusion upon legitimate Fourth Amendment interests against the extent to which the SBM program sufficiently "promot[es] ... legitimate governmental interests" to justify the search, thus rendering it reasonable under the Fourth Amendment. Vernonia ,
Our earlier conclusion that the nature of the State's concern was not "beyond the normal need for law enforcement" does not, of course, constitute a holding that the State's interest in solving crimes and facilitating **539apprehension of suspects so as to protect the public from sex offenders is not compelling. "Sexual offenses are among the most disturbing and damaging of all crimes, and certainly the public supports the General Assembly's efforts to ensure that victims, both past and potential, are protected from such harm." Bowditch ,
In its order, the trial court summarized portions of the testimony of the State's only witness, Mr. Pace. While this section of the order explains in some detail what the SBM does not prohibit or restrict, it does not address what, if anything, the evidence showed about how successfully the program advances its stated purpose of protecting the public from sex offenders. See N.C.G.S. § 14-208.5 ("[I]t is the purpose of this Article to assist law enforcement agencies' efforts to protect communities by requiring persons who are convicted of sex offenses or of certain other offenses committed against minors to register with law enforcement agencies, to require the exchange of relevant information about those offenders among law enforcement agencies, and to authorize the access to necessary and relevant information about those offenders to others as provided in this Article."). Although the trial court did not make any findings based upon Mr. Pace's testimony concerning the efficacy issue, Mr. Pace testified that wearing the SBM device will not prevent anyone from committing a crime, but that it could be a useful investigative tool if a crime has already been committed. According to Pace, unsupervised individuals in the SBM program like Grady are monitored by officers in Raleigh. Pace testified that while "officers are required by policy" in the case of supervised individuals to "trail their points three times a week," he was "not sure about unsupervised cases," stating, "All I know is the statute says that we have to monitor them." This is reflected in the DCC's Policy and Procedure Manual, which mandates that for supervised individuals, officers will "[r]eview points 3 times per week for patterns of movement indicating risk for re-offense and issues related to public safety" but contains no guidelines for the monitoring of unsupervised individuals.
The State did not present any evidence in the trial court regarding the recidivism rates of sex offenders. The State relies, as did the trial court, on the Supreme Court's decision in McKune v. Lile , in which the **540Court stated that "[w]hen convicted sex offenders reenter society, they are much more likely than any other type of offender to be rearrested for a new rape or sexual assault."
At the hearing, defendant presented evidence tending to show that recidivism rates for sex offenders are lower than the recidivism rates for other offenders. For instance, defendant presented excerpts from reports of the North Carolina Sentencing and Policy Advisory Commission concerning "Offenders Placed on Probation or Released from Prison" for the years 2005-06, 2008-09, 2010-11, and 2013 which show that in North Carolina, "[s]ex offenders generally had lower recidivism rates than most groups." Defendant also presented an April 2014 "Special Report" from the Department of Justice, Bureau of Justice Statistics, studying "Recidivism of Prisoners Released in 30 States in 2005: Patterns from 2005 to 2010," which shows that "[a]mong violent offenders, the annual recidivism rates of prisoners sentenced for homicide or sexual assault were lower than those sentenced for assault or robbery across the 5-year period." Thus, the only actual evidence concerning the threat posed by the recidivism of sex offenders tends to suggest that sex offender recidivism rates are not unusually high.
*566The lack of evidence in this case contrasts sharply with the record that the Supreme Court has examined and found sufficient in other Fourth Amendment contexts. For example, in Vernonia the Court reviewed extensive evidence of the importance of controlling drug use by students as well as particular facts about the crisis that existed in that school district, in which disciplinary actions had reached "epidemic proportions." Vernonia ,
Our dissenting colleagues contend that we must defer to the General Assembly's legislative findings concerning the significance of the problem the SBM program is intended to address and the risk of sex offenders re-offending, as codified at N.C.G.S. § 14-208.5 (stating the "Purpose" of Article 27A), despite the absence of any record evidence supporting the State's position; however, legislative findings are entitled to only limited deference in determining the constitutionality of legislative enactments, see Martin v. N.C. Hous. Corp. ,
If the constitutionality of a statute ... depends on the existence or nonexistence of certain facts and circumstances, the existence of such facts and circumstances will generally be presumed for the purpose of giving validity to the statute, ... if such a state of facts can reasonably be presumed to exist, and if any such facts may be reasonably conceived in the mind of the court. This rule does not apply if the evidence is to the contrary , or if facts judicially known or proved, compel otherwise .
Id. at 44,
**542Aside from the inconsistency between the relevant legislative findings and the actual evidence contained in the record, the statement of purpose found in N.C.G.S. § 14-208.5, was enacted when the sex offender *567registration program was created in 1995 and retained as amended in 1997, and predates the creation of the SBM program in 2007. The extent to which this provision's findings relate specifically to SBM is limited, as evidenced by the statutory language, which contemplates the need to know where sex offenders live rather than the need for twenty-four hour real-time monitoring of their every movement. See N.C.G.S. § 14-208.5 (stating "that law enforcement officers[ ] ... are impaired by the lack of information available to law enforcement agencies about convicted offenders who live within the agency's jurisdiction," that "[r]elease of information about these offenders will further the governmental interests of public safety," and that "it is the purpose of this Article to assist law enforcement ... by requiring persons who are convicted of sex offenses or of certain other offenses committed against minors to register with law enforcement agencies"). Furthermore, while N.C.G.S. § 14-208.5 is relevant to, but not dispositive of, the "nature and immediacy of" the State's concern in protecting the public from sex offenders, Vernonia ,
The State also argues that the SBM program "is a useful investigative tool for law enforcement in solving crimes and excluding monitored offenders as suspects" and "speed[s] up apprehension of criminals before they commit additional crimes." The State did not present any empirical evidence demonstrating that the SBM program effectively advances this interest. Moreover, the State has not directed this Court to, nor are we aware of, a single instance dating back to the initial implementation of the SBM program in January 2007 in which the SBM program **543assisted law enforcement in apprehending or exonerating a suspected sex offender in North Carolina, or anywhere else. The State's inability to produce evidence of the efficacy of the lifetime SBM program in advancing any of its asserted legitimate State interests weighs heavily against a conclusion of reasonableness here.
The State also argues that the SBM program serves as an effective deterrent. Deterrence, of course, is one of "the two primary objectives of criminal punishment." Kansas v. Hendricks ,
*568It is well established that the State bears the burden of proving the reasonableness of a warrantless search. Coolidge ,
To be clear, the scope of North Carolina's SBM program is significantly broader than that of other states. Lifetime monitoring for recidivists is mandated by our statute for anyone who is convicted of two sex offenses that carry a registration requirement. A wide range of different offenses are swept into this category. For example, a court is required to impose lifetime SBM on an offender who twice attempts to solicit a teen under the age of sixteen in an online chat room to meet with him, regardless of whether the person solicited was actually a teen or an undercover officer, or whether any meeting ever happened. See N.C.G.S. § 14-202.3 (2017) ; State v. Fraley ,
Applying the correct legal standard to the record in this case, we conclude that the State has not met its burden of establishing the reasonableness of the SBM program under the Fourth Amendment balancing test required for warrantless searches. In sum, we hold that recidivists, as defined by the statute, do not have a greatly diminished privacy interest in their bodily integrity or their daily movements merely by being also subject to the civil regulatory requirements that accompany the status of being a sex offender. The SBM program constitutes a substantial **545intrusion into those privacy interests without any showing by the State that the program furthers its interest in solving crimes that have been committed, preventing the commission of sex crimes, or protecting the public. In these circumstances, the SBM program cannot constitutionally be applied to recidivists in Grady's category on a lifetime basis as currently required by the statute.
Conclusion
For the reasons stated, we hold that the application of the relevant portions of N.C.G.S. §§ 14-208.40A(c) and 14-208.40B(c) to individuals in the same category as defendant, under which these individuals are required to submit to a mandatory, continuous, nonconsensual search by lifetime satellite-based monitoring, violates the Fourth Amendment to the United States Constitution. The category to which this holding applies includes only those individuals who are not on probation, parole, or post-release supervision; who are subject to lifetime SBM solely by virtue of being recidivists as defined by the statute; and who have not been *569classified as a sexually violent predator, convicted of an aggravated offense, or are adults convicted of statutory rape or statutory sex offense with a victim under the age of thirteen. As applied to these individuals, the intrusion of mandatory lifetime SBM on legitimate Fourth Amendment interests outweighs the "promotion of legitimate governmental interests." Vernonia ,
The generalized notions of the dangers of recidivism of sex offenders, for which the State provided no evidentiary support, cannot justify so intrusive and so sweeping a mode of surveillance upon individuals, like defendant, who have fully served their sentences and who have had their constitutional rights restored. The unsupported assumption-that if a crime is committed at some unspecified point in the future, the ankle monitor worn during all of the intervening years by one of these individuals, who may or may not pose a risk, may potentially aid in inculpating or exonerating that individual-does not advance the State's interest in a manner that outweighs the intrusiveness of mandatory lifetime SBM upon that individual's legitimate expectations of privacy. In contrast to the SBM provisions governing other offenders, which include an individualized "risk assessment" and judicial determinations regarding whether the individual "requires the highest possible level of supervision and monitoring," and, if so, for how long, N.C.G.S. §§ 14-208.40A(d) - (e), -208.40B(c); see, e.g. , State v. Griffin ,
We note that the remedy we employ here is neither squarely facial nor as-applied. See Citizens United v. FEC ,
Regardless, the Supreme Court has explained that "[t]he label is not what matters" and to the extent that a "claim and the relief that would follow ... reach beyond the particular circumstances of" the party before the court, the party "must ... satisfy our standards for a facial challenge to the extent of that reach."
The dissent takes issue with the facial aspect of our holding, contending that the Court must assess whether lifetime SBM can ever reasonably be applied to an individual who qualifies as a recidivist "in all circumstances," including the worst offenders such as sexually violent predators. According to the dissent, it must be established that "a statute **548could never constitutionally require enrollment of a defendant in lifetime SBM whose conduct meets the statutory definition of a recidivist." But the dissent mistakes the reach of our holding and contemplates circumstances beyond the applications of SBM we consider here. An inquiry into whether any statute, or any application of a statute, could permissibly require enrollment in lifetime SBM of an individual who happens to qualify as a recidivist on some other basis is separate from an inquiry into whether these specific applications of the SBM program authorizing a lifetime search of individuals solely because they are recidivists are permissible-when considering, "the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations." Grady , 135 S. Ct. at 1371.
In Patel the Supreme Court explained that "when addressing a facial challenge to a statute authorizing warrantless searches, the proper focus of the constitutional inquiry is searches that the law actually authorizes, not those for which it is irrelevant." 135 S. Ct. at 2451. The SBM statutes include multiple provisions authorizing lifetime warrantless searches, and here we address a limited application *571of one such provision. Specifically, we consider-and limit our holding to-a warrantless search of an unsupervised individual that is authorized based solely on a finding that the individual is a recidivist, with no finding (or even any record evidence) that the individual was convicted of an aggravated offense, or is an adult convicted of statutory rape or statutory sex offense with a victim under the age of thirteen, or is a sexually violent predator.
We reach this decision mindful of our duty, "to declare the law unconstitutional in a proper case," which "cannot be declined," S. Ry. Co. v. Cherokee County ,
Thus, our decision today does not address whether an individual who is classified as a sexually violent predator, or convicted of an aggravated offense, or is an adult convicted of statutory rape or statutory sex offense with a victim under the age of thirteen may still be subjected to mandatory lifetime SBM-regardless of whether that individual is also a recidivist. N.C.G.S. §§ 14-208.40A(c), -208.40B(c). These applications of the SBM program are not before the Court at this time. Furthermore, we do not address whether an individual who has "committed an offense that involved the physical, mental, or sexual abuse of a minor" can be subjected to SBM for a term of years specified by the court if, following a risk assessment by the Division, "the court determines that the offender does require the highest possible level of supervision and monitoring."
In sum, for the foregoing reasons we conclude that the Court of Appeals erred in limiting its holding to the constitutionality of the **551program as applied only to defendant, when the analysis of the reasonableness of the search applies equally to anyone in defendant's circumstances. Because we conclude that the relevant portions of N.C.G.S. §§ 14-208.40A(c) and 14-208.40B(c) are unconstitutional as applied to all individuals in the category herein described, we modify and affirm the decision of the Court of Appeals.
MODIFIED AND AFFIRMED.
Justice DAVIS did not participate in the consideration or decision of this case.
North Carolina law also provides for the use of SBM with individuals sentenced to house arrest as a condition of probation, see N.C.G.S. § 15A-1343(a1) (2017), or post-release supervision, see
These states are California, Florida, Kansas, Louisiana, Maryland, Michigan, Missouri, North Carolina, Oregon, Rhode Island, South Carolina, and Wisconsin.
The dissent refers to Wisconsin's SBM statute as "functionally identical" to North Carolina's statute, quoting Belleau v. Wall ,
This instruction is reflected in the Division's "Train the Trainer" materials introduced into evidence by defendant, which states: "Charge for 2 hours per day."
To determine the appropriate legal test of reasonableness under the Fourth Amendment, the trial court relied on two cases from other jurisdictions, People v. Hallak ,
We stress that our holding applies to individuals who, like defendant, are subjected to mandatory lifetime SBM based solely on a finding that they meet the statutory definition of a "recidivist." We do not address the constitutionality of the SBM program as applied to the other subcategories of offenders to which mandatory lifetime SBM applies, even if they may also qualify as a recidivist. See N.C.G.S. §§ 14-208.40A(c), -208.40B(c) (stating that an offender who is classified as a sexually violent predator, convicted of an aggravated offense, or is an adult convicted of statutory rape of a child or statutory sex offense with a victim under the age of thirteen must submit to SBM for life). In other words, contrary to the assertions by the dissent, if, for example, an offender is determined to be both a sexually violent predator and a recidivist (unlike Mr. Grady), our holding in this case does not address the constitutionality of an order requiring that offender to enroll in the SBM program for life on the grounds of being a sexually violent predator.
In the interest of brevity and clarity, additional references to this quotation will eliminate parenthetical information and internal quotation marks.
A judicial warrant serves to "assure[ ] the citizen that the intrusion is authorized by law, and that it is narrowly limited in its objectives and scope" and "also provides the detached scrutiny of a neutral magistrate, and thus ensures an objective determination whether an intrusion is justified in any given case." Skinner , 489 U.S. at 622,
Defendant asserts, and the Court of Appeals below agreed, that the State waived its special needs argument by failing to raise this issue in the trial court. Given that the Supreme Court in its remand order cited to Vernonia , a special needs case that was cited by the State in the trial court, and given the significant role that this issue often plays in the totality-of-the-circumstances analysis, we will address this issue on the merits as part of the reasonableness inquiry. We note that the balancing test articulated in Vernonia ,
For example, the Court has recognized special needs in the context of a State's supervision of probationers by probation officers, "a situation in which there is an ongoing supervisory relationship-and one that is not, or at least not entirely, adversarial-between the object of the search and the decisionmaker." Griffin v. Wisconsin ,
The State asserts that a special need must only go "beyond the regular law enforcement duty" and argues that the dangerousness of sex offenders gives rise to a special need just as the dangerousness of impaired drivers gave rise to a special need justifying the sobriety checkpoints in Michigan Department of State Police v. Sitz ,
The State explained in its brief: "While the [ankle monitor] cannot itself physically prevent a crime, it is a useful investigative tool for law enforcement in solving crimes and excluding monitored offenders as suspects "; SBM "speed[s] up apprehension of criminals before they commit additional crimes"; "[t]his case presents one of those circumstances where the government's need to detect or deter criminal violations is sufficiently compelling to justify the search authorized by the [SBM] program for convicted sex offenders"; "[w]hile deterrence may be difficult to demonstrate, a more easily understood use of the location information gained from this search is speed in 'apprehension of criminals before they commit additional crimes ' "; and SBM has " 'the potential to significantly improve both the criminal justice system and police investigative practices' by quickly identifying those who are or may be guilty and quickly eliminating those who are not ." (Emphases added.) (Citations omitted.)
The State, when asked a direct question at oral argument ("Just so I look at this correctly, what does the State contend the specific purpose of this program is?"), responded: "The specific purpose of this program is to allow law enforcement to be able to investigate and quickly apprehend sex offenders to protect the public from sex offenders."
The Supreme Court has found certain types of individuals to have diminished expectations of privacy, including individuals arrested for serious offenses, see King , 569 U.S. at 462,
The same is true of other limitations to which our dissenting colleagues direct our attention, including the exclusion of sex offenders from certain occupations and certain locations, such as schools.
As stated above, the Commission may only consider termination of SBM "[i]f it is determined that the person has not received any additional reportable convictions during the period of satellite-based monitoring and the person has substantially complied with the provisions of this Article ["Sex Offender and Public Protection Registration Programs"]." N.C.G.S. § 14-208.43(c).
The Supreme Court has made clear that any restrictions that accompany a search must be considered in evaluating the search's intrusiveness. See Skinner , 489 U.S. at 618,
The dissent further states that the legislature's "finding is supported by United States Supreme Court precedent." In the same vein, the trial court relied upon McKune , as well as two cases from other jurisdictions, Hallak and Belleau , rather than the evidence presented at the hearing. Yet, as we noted above, the Supreme Court subsequently observed in Kebodeaux that while "[t]here is evidence that recidivism rates among sex offenders are higher than the average for other types of criminals," "[t]here is also conflicting evidence on the point."
The dissent's contention that "the SBM program's primary purpose is to serve the special need of reducing sex crime recidivism through deterrence" directly contradicts the decision of the Court in Bowditch,
The dissent suggests that the efficacy of SBM as a deterrent is "self-evident." However, there is social science research that addresses this question. See, e.g. , Marc Renzema, Evaluative research on electronic monitoring , in Electronically Monitored Punishment: International and critical perspectives , 247, 247-70 (Mike Nellis, Kristel Beyens & Dan Kaminski eds., 2013) (summarizing all research available on the deterrent effect of electronic monitoring); Deeanna M. Button et al., Using Electronic Monitoring to Supervise Sex Offenders: Legislative Patterns and Implications for Community Corrections Officers , 20 Crim. Just. Pol'y Rev. 414, 418 (2009) (reporting that the most thorough review to date of research on electronic monitoring effectiveness concluded that "applications of electronic monitoring as a tool for reducing crime are not supported by existing data"). At an absolute minimum, we are not satisfied that unsupported assumptions of the type upon which our dissenting colleagues rely suffice to render an otherwise unlawful search reasonable.
We refer to this case solely to illustrate how the SBM provisions for other offenders allow an opportunity for an individualized determination, whereas the SBM provisions that apply to the class of offenders at issue here provide none.
The dissent chides our decision for not investigating the "most heinous crimes" that also meet the statutory requirements of recidivists, such as aggravated offenses and sexually violent predators. We explicitly exclude such applications of SBM that are authorized based on these classifications from the extent of the reach of our remedy, which is concerned only with lifetime SBM authorized based solely on the fact that an individual is a recidivist. We decline to address whether the interests of the State and the individual with respect to sex offenders who commit these "most heinous crimes" would permissibly authorize mandatory lifetime SBM under the Fourth Amendment balancing test. Nonetheless, the dissent, in seeking to enlarge the scope of our holding, ventures outside of the record, considers background information regarding defendant's first conviction that was not presented to the trial court in this case, and then makes its own finding of fact that defendant's first conviction was an aggravated offense. While this off-shore fishing expedition is ultimately irrelevant because it involves information not properly before the Court, we note that it illustrates one of the flaws in the application we enjoin-that is, the mandatory imposition of lifetime SBM solely because an individual is a recidivist precludes any individualized assessment of the offender, in which the State could present, and the trial court could consider, other bases that may permissibly authorize the search when balancing "the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations." Grady , 135 S. Ct. at 1371 ; cf. Miller v. Alabama ,
Dissenting Opinion
The Supreme Court of the United States held that the North Carolina statutory scheme for satellite-based monitoring (SBM) of a limited class of sex offenders effected a Fourth Amendment search and remanded this case for consideration of whether the search was reasonable. As the Supreme Court stated, "The reasonableness of a search depends on the totality of the circumstances, including the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations." Grady v. North Carolina , --- U.S. ----,
Using the remand as an opportunity to make a broad policy statement, the majority, though saying it addresses only one statutory classification, recidivist, applies an unbridled analysis which understates the crimes, overstates repeat sex offenders' legitimate expectations of privacy, and minimizes the need to protect society from this limited class of dangerous sex offenders. The majority's sweeping opinion could be used to strike down every category of lifetime monitoring under the SBM statute.
**552The majority appears to pick and choose between the characteristics of as-applied and facial challenges in finding a statute wholly unconstitutional. Nonetheless, its analysis does not support its conclusion that the statute is unconstitutional, either facially or as applied to this defendant. Its approach does not consider the specific facts of this defendant's convictions and improperly classifies this defendant's crimes under the statute. Creating an "as-applied" category not found in the statute, the majority fails to conduct the proper constitutionality inquiry, which requires it to consider lifetime SBM for the highest risk sex offender that falls within the statute's recidivist category. To reach its result, the majority minimizes and mischaracterizes the heinous crimes committed by defendant and others covered by the statute and diminishes the State's significant interest in protecting its citizens. The majority usurps the role of the legislature, denying the legislature's findings of the significance of this societal problem and rejecting the efficacy of its solution. Further, it rejects the facts found by the trial court and finds its own.
Here defendant's crimes of sexually assaulting children on two occasions make him a member of two statutory classes of sex offenders-aggravated offenders and recidivists-whom the General Assembly has determined to be among the most dangerous to society. Sex offenders who target children pose a unique threat to public safety, and the State's interest in protecting children from sexual assault is paramount. Sadly, these despicable crimes targeting vulnerable children are on the rise. The General Assembly carefully crafted a regulatory framework to protect the public by deterring sexual violence. To accomplish this purpose, the statute provides lifetime SBM for only a small group of the worst sex offenders. While courts must continue to carefully review the government's intrusions upon reasonable privacy interests as search technology develops, here the State's paramount interest outweighs the State's intrusion into defendant's diminished Fourth Amendment privacy interests. Because the SBM program is constitutional, both facially and as applied to defendant, I respectfully dissent.
I. Facts and Procedural History
Defendant's crimes qualify him as an aggravated sex offender and a violent recidivist under the statutory framework.
On 5 August 2002, defendant was released from prison. Only seventeen months later on 6 January 2004, defendant was convicted of *574not having registered as a sex offender. The trial court suspended his twenty-one to twenty-six month sentence and ordered thirty-six months of probation. On 21 September 2004, defendant received notice of multiple probation violations, and after a hearing, the trial court granted defendant another chance by placing him on intensive supervision on 16 December 2004. On 23 February 2005, however, defendant's probation was revoked because of additional probation violations, and the trial court reinstated defendant's active sentence.
Beginning in January 2005, before the revocation of his probation and while under intensive supervision, defendant, then aged twenty-six, engaged in an illegal sexual relationship with and impregnated a fifteen-year-old girl. On 13 September 2006, defendant pled guilty to taking indecent liberties with a child, and the State dismissed a statutory rape charge. Defendant received and served a sentence of thirty-one to thirty-eight months. The Department of Correction (DOC) unconditionally discharged defendant on 25 January 2009.
On 12 March 2010, DOC sent defendant a letter giving notice of defendant's upcoming SBM determination hearing. Before that hearing could take place, however, defendant was arrested on 16 July 2010 for again failing to properly comply with the sex offender registry requirements. On 27 October 2010, defendant pled guilty and this time received a sentence of twenty-four to twenty-nine months. Defendant was released from prison on 24 August 2012, and on 14 May 2013, the trial court conducted defendant's SBM determination hearing and concluded that defendant's two sex crimes were "sexually violent offenses" and that defendant met the criteria for a recidivist sex offender.
**554§ 14-208.6(2b), (5) (Supp. 2018). As required by statute, the trial court ordered defendant to enroll in lifetime SBM. See
Defendant appealed the SBM order, and the Court of Appeals affirmed the trial court order. State v. Grady ,
The Fourth Amendment protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures" by the government. U.S. Const. amend. IV.
The Fourth Amendment prohibits only unreasonable searches. The reasonableness of a search depends on the totality of the circumstances, including the nature and purpose of the search and the extent to which the search intrudes upon reasonable privacy expectations. See, e.g. , Samson v. California ,547 U.S. 843 ,126 S. Ct. 2193 ,165 L.Ed. 2d 250 (2006) (suspicionless search of parolee was reasonable); Vernonia School Dist. 47J v. Acton ,515 U.S. 646 ,115 S. Ct. 2386 ,132 L.Ed. 2d 564 (1995) (random drug testing of student athletes was reasonable).
Grady,
By citing Samson and Vernonia , the Supreme Court suggested that both the general reasonableness test and special needs doctrine are pertinent in evaluating the reasonableness of the SBM statute. See Samson ,
In Samson the Supreme Court applied "general Fourth Amendment principles" to evaluate the reasonableness of a statute that required parolees to agree to any warrantless search, without cause, at any time.
In Vernonia the Supreme Court applied the same balancing test for a warrantless search "when special needs, beyond the normal need for law enforcement, ma[d]e the warrant ... requirement impracticable."
**556
On remand in the present case, this Court further remanded this matter to the trial court to proceed according to the United States Supreme Court's mandate. The trial court held a new hearing on 16 June 2016. The State introduced evidence that defendant's GPS ankle monitor weighs less than nine ounces. The monitor holds a charge for about three days, but offenders are encouraged to charge the monitor two hours per day. A "beacon" set up in defendant's home helps preserve the monitor's battery life when defendant is in the beacon's range. A probation officer reviews the monitor and the beacon every three months to ensure the equipment is operating correctly. Unsupervised offenders, like defendant, have no direct contact with probation officers except for quarterly reviews. The monitor provides continuous location tracking of defendant. The SBM system displays defendant's location information as a series of points with arrows that are overlaid onto a map, and a probation officer can view the information as a still image or an image in motion. Officers have access to defendant's live location as well as historic location data for the preceding six months. As of 30 June 2015, only two probation officers were responsible for monitoring the data from over five hundred unsupervised offenders.
In its order, the trial court again determined that defendant's crimes were "sexually violent offenses," which required him to register as a sex offender, and that he was a recidivist, which met the criteria for lifetime SBM. In assessing the reasonableness of the search, the trial court noted the State's evidence characterizing the ankle monitor as **557small, nonintrusive, and "not prohibit[ing] any defendant from traveling, working, or otherwise enjoying the ability to legally move about as he wishes." The trial court found that "[t]he ankle monitor does not monitor or reveal the activities of the offender-it merely monitors his location."
While the trial court noted defendant's submission of the State's policies governing SBM and multiple studies of recidivism rates, it found persuasive the long line of United States Supreme Court decisions acknowledging the special threat of repeat sex offenders. The trial court stated:
The United States Supreme Court has long recognized the dangers of recidivism in cases of sex offenders. Smith v. Doe ,538 U.S. 84 , 103 [123 S.Ct. 1140 ,155 L.Ed.2d 164 ] (2003) ("The risk of recidivism posed by sex offenders is frightening and high."); McKune v. Lile ,536 U.S. 24 , 34 [122 S.Ct. 2017 ,153 L.Ed.2d 47 ] (2002) ("[s]ex offenders are a serious threat [ ] in this nation .... When convicted sex offenders reenter society, they are much more likely than any other type of offender to be rearrested for a new rape or sexual assault."). Additionally, it is within the purview of state governments to recognize and reasonably react to a known danger in order to protect its citizens. Samson v. California ,547 U.S. 843 , 848 [126 S.Ct. 2193 ,165 L.Ed.2d 250 ] (2006) ("This Court has acknowledged the grave safety concerns that attend recidivism" and "the Fourth Amendment does not render the States powerless to address these concerns effectively.").
(second alteration in original). Ultimately, the trial court concluded "that based on the totality of the circumstances ... [SBM] of the defendant is a reasonable search. The Court has considered the defendant's argument that the [SBM] statute is facially unconstitutional. The Court rejects this argument and finds that the statute is constitutional on its face."
*577When substantial and immediate harm threatens children, a State may take proactive, programmatic measures to prevent that harm. See **558Bd. of Educ. v. Earls ,
The General Assembly recognizes that sex offenders often pose a high risk of engaging in sex offenses even after being released from incarceration or commitment and that protection of the public from sex offenders is of paramount governmental interest.
The General Assembly also recognizes that persons who commit certain other types of offenses against minors ... pose significant and unacceptable threats to the public safety and welfare of the children in this State and that the protection of those children is of great governmental interest. Further, the General Assembly recognizes that law enforcement officers' efforts to protect communities, conduct investigations, and quickly apprehend offenders who commit sex offenses or certain offenses against minors are impaired by the lack of information available to law enforcement agencies about convicted offenders who live within the agency's jurisdiction. ...
Therefore, it is the purpose of this Article to assist law enforcement agencies' efforts to protect communities by requiring persons who are convicted of sex offenses or of certain other offenses committed against minors to register with law enforcement agencies, to require the exchange of relevant information about those offenders among law enforcement agencies, and to authorize the access to necessary and relevant information about those offenders to others as provided in this Article.
N.C.G.S. § 14-208.5 (2017).
Likewise, the United States Supreme Court has recognized that " 'sexual abuse of a child is a most serious crime and an act repugnant to the moral instincts of a decent people.' And it is clear that a legislature 'may pass valid laws to protect children' and other victims of sexual **559assault 'from abuse.' " Packingham v. North Carolina , --- U.S. ----,
Thus, the General Assembly has determined violent sex offenders should be deterred from committing additional sex offenses. To further its paramount interest in protecting the public-especially children-from sex offenders, the General Assembly enacted various programs to monitor and deter sex offenders after their release. For example, "North Carolina, like every other state in the nation, enacted a sex offender registration program to protect the public from the unacceptable risk posed by convicted sex offenders." State v. Bryant ,
North Carolina's "sex offender monitoring program ... uses a continuous satellite-based monitoring system" for narrowly and categorically defined classes of sex offenders who present a significant enough threat of reoffending to "require[ ] the highest possible level of supervision and monitoring." N.C.G.S. § 14-208.40(a) (2017). The four categories of offenders who require continuous lifetime SBM to protect public safety are (1) sexually violent predators, (2) recidivists, (3) aggravated offenders, and (4) adults convicted of statutory rape or a sex offense with a victim under the age of thirteen.
**561In short, mandatory SBM applies only to a small subset of individuals who commit the most serious sex crimes or are repeat offenders. The General Assembly has determined certain convicted sex offenders-namely sexually violent predators, recidivists, perpetrators of aggravated offenses, and adults who *579sexually victimize children under thirteen years old-"pose a high risk of engaging in sex offenses even after being released from incarceration ... and that protection of the public from sex offenders is of paramount governmental interest." Id . § 14-208.5. Accordingly, the statute categorically requires the trial court to "order the offender to enroll in a satellite-based monitoring program for life."
II. The Majority's Holding
The majority "hold[s] that the application of the relevant portions of N.C.G.S. §§ 14-208.40A(c) and 14-208.40B(c) to individuals in the same category as defendant, under which these individuals are required to submit to a mandatory, continuous, nonconsensual search by lifetime satellite-based monitoring, violates the Fourth Amendment to the United States Constitution. The category to which this holding applies includes only those individuals who are not on probation, parole, or post-release supervision; who are subject to lifetime SBM solely by virtue of being recidivists as defined by the statute; and who have not been classified as a sexually violent predator, convicted of an aggravated offense, or are adults convicted of statutory rape or statutory sex offense with a victim under the age of thirteen." Thus, the majority "conclude[s] that the Court of Appeals erred in limiting its holding to the constitutionality of the program as applied only to defendant, when the analysis of the reasonableness of the search applies equally to anyone in defendant's circumstances."
It is undisputed that defendant is a recidivist. To qualify as a recidivist under the statute, a defendant must have multiple "reportable convictions."
The majority holds SBM for any unsupervised defendant falling within the recidivist category is unconstitutional without stating why its analysis applies precisely, but only, to those in this category. Despite its holding, the majority's logic seems to concede the SBM statute's constitutionality. Like those crimes of many other violent sex offenders, defendant's crimes fit two statutory categories: recidivist and aggravated offender. The majority suggests that SBM is unconstitutional for the recidivist category but not for the aggravated offender. Concluding SBM is constitutional for an aggravated offender who is also a recidivist undermines the holding that the entire recidivist category is unconstitutional.
III. Reasonableness As Applied to Defendant
An as-applied challenge concedes a statute's general constitutionality but instead "claim[s] that a statute is unconstitutional on the facts of a particular case or in its application to a particular party." As-Applied Challenge , Black's Law Dictionary (10th ed.
*5802014). The majority fails to conduct such an analysis. Instead of focusing on the individualized facts of defendant's case as required by an as-applied challenge, the majority generally uses defendant's "circumstances" to create its category encompassing all unsupervised recidivist sex offenders, regardless of the individual offenses represented. Cf. Graham v. Florida ,
In Britt this court analyzed an as-applied challenge to a new statute that prohibited the plaintiff from owning a firearm because of his nonviolent, drug-related felony conviction decades earlier. Id. at 547,
Here the statute is not overly broad as applied to defendant because it appears he, as a consequence of his aggravated and repeated sex crimes, poses exactly the public danger the legislature sought to address. He forcibly sodomized a seven-year-old boy with another child watching and, as a result, spent six years in prison. Upon release, defendant failed to register as a sex offender and was placed on probation. He received notice of multiple probation violations, and after a hearing, the trial court gave defendant a second chance by placing him on intensive supervision. While subject to intensive supervision and less than three years after his release from prison, defendant began an illegal **564sexual relationship with a minor, whom he impregnated. After serving his subsequent prison sentence, defendant again failed to comply with sex offender registry requirements. His resulting two-year prison sentence delayed his initial SBM hearing until he was again released. Since 1996, when not incarcerated, the longest period of time defendant has not committed a sex crime against a minor is the six years (from 2013 to the present) he has been enrolled in SBM. Thus, his underlying convictions for sexually violent offenses and subsequent actions contravene any as-applied argument, for defendant sits squarely within the class of aggravated and recidivist offenders the General Assembly intended to address. *581IV. Facial Reasonableness of the Statute
A facial challenge maintains the statute "always operates unconstitutionally." Facial Challenge , Black's Law Dictionary (10th ed. 2014). "A facial challenge to a legislative Act is, of course, the most difficult challenge to mount successfully, since the challenger must establish that no set of circumstances exists under which the Act would be valid." United States v. Salerno ,
Even though, as discussed, defendant's history of repeated sexual assaults on children places him squarely within the class of those identified by the legislature as requiring SBM to deter their behavior, defendant's behavior here does not encompass all possible scenarios in which the lifetime SBM statute may apply to recidivists. To support its holding, the majority must show that lifetime SBM is unreasonable for everyone **565who meets the recidivist classification in all circumstances, including the worst violent offenders. Of note, the United States Supreme Court has upheld civil commitment statutes targeting some of these sexually violent predators. See Kansas v. Hendricks ,
Under both Samson 's test for individuals with diminished expectations of privacy and Vernonia 's special needs doctrine, the lifetime SBM statute is facially constitutional. A Seventh Circuit panel applied the mandate provided by the United States Supreme Court in Grady to an SBM statute "functionally identical to" North Carolina's statute. Belleau v. Wall ,
Belleau was a sexually violent predator recently released from civil commitment.
In a concurring opinion, Judge Flaum likewise concluded that the lifetime SBM statute did not violate the Fourth Amendment. In doing so he examined "two threads of Fourth Amendment case law: searches of individuals with diminished expectation of privacy [as in *582Samson ] ... and 'special needs' searches [as in Vernonia ]." Id . at 939 (Flaum, J., concurring). Because the monitoring program's primary purpose was to reduce recidivism, Judge Flaum determined the program served a valid special need; nevertheless, a complete analysis of the search also must balance the public interest and the intrusion on reasonable privacy interests in a context-specific inquiry. Id. at 939-40. Judge Flaum first **566recognized the government's strong interest in protecting juveniles from sex offenders. Id. at 940 (citing Lile , 536 U.S. at 32-33,
Here, as did the trial court, I agree with the reasoning of the Seventh Circuit and would hold North Carolina's SBM program effects a reasonable search. First, lifetime SBM enrollees have reduced privacy expectations given the nature of their acts and the resulting convictions. Second, the incremental intrusion upon this reduced privacy is slight. Third, the State's interest in, and its special need for, deterring recidivist violent sex offenders is paramount. Finally, this governmental interest outweighs the intrusion upon an SBM enrollee's diminished expectation of privacy in a context-specific balancing test that considers the totality of the circumstances.
The Seventh Circuit's analysis is persuasive here because, for all considerations relevant to a Fourth Amendment analysis, the Wisconsin SBM statute is "functionally identical to" the North Carolina SBM statute. Id. at 939. Both statutes require continuous lifetime SBM for a categorically defined group of convicted sex offenders. See N.C.G.S. § 14-208.40 ;
**567An analysis of facial constitutionality starts with defining the scope of the privacy interests involved. "[I]t is beyond dispute that convicted felons do not enjoy the same measure of constitutional protections, including the expectation of privacy under the Fourth Amendment, as do citizens who have not been convicted of a felony." State v. Bowditch ,
For example, restrictions on firearms possession and voting rights evince a felon's *583reduced constitutional protections. Cf. District of Columbia v. Heller ,
Second, regarding the effect on other privacy interests, SBM falls on a spectrum of possible "regulatory schemes that address the recidivist tendencies of convicted sex offenders." Bowditch , 364 N.C. at 341,
At the urging of Congress, every state has adopted a sex offender registration act that requires collection, maintenance, and distribution of information about the registered sex offender and imposes penalties for noncompliance. E.g. , N.C.G.S. § 14-208.7 (2017). See generally Smith , 538 U.S. at 89-90, 123 S. Ct. at 1145, 155 L.Ed. 2d at 174-75. The purposes of sex offender registration are to provide notification to the community and deter future sex offenses. See Smith , 538 U.S. at 102-03, 123 S. Ct. at 1152, 155 L.Ed. 2d at 183. When registering, a sex offender must provide his full name, any aliases, date of birth, sex, race, height, weight, eye color, hair color, driver's license number, home address, the type of offense, the date of conviction, the sentence imposed, a current photograph, fingerprints, and any online identifiers (such as social media usernames). N.C.G.S. § 14-208.7(b). Every six months, the sex offender must verify that his registration information has not changed, and the registrant must provide timely updates regarding any change of address or name, enrollment status in school, or online identifiers. Id. §§ 14-208.9, -208.9A (2017). Moreover, the sex offender's name, sex, address, physical description, picture, conviction dates, offenses, sentences imposed, and registration status are publicly available, and "[t]he sheriff shall release any other relevant information that is necessary to protect the public concerning a specific person." Id. § 14-208.10. Ten years after registering, a sex offender may petition to terminate his registration. Id. § 14-208.12A (2017).
**570Thus, along the spectrum of possible regulatory schemes, SBM's privacy intrusion is most similar to sex offender registration. Both programs mandate disclosing information to the State that is not ordinarily required for the general public. Both protect the public through deterrence. Both allow for termination, SBM after one year and registration after ten years. In contrast with the other options, "[t]he SBM program does not detain an offender [or resemble imprisonment] in any significant way." Bowditch , 364 N.C. at 349,
Accordingly, in the totality of the circumstances, SBM that provides information regarding physical location and movements effects a small, incremental intrusion in the context of the diminished expectation of privacy that society would recognize as legitimate. SBM does not prevent a defendant *585from going anywhere he is otherwise allowed to go. The tracking mechanism only passively collects location data; as the trial court found, "[T]he ankle monitor does not monitor or reveal the activities of the offender-it merely monitors his location." See also Belleau ,
On the other hand, regarding "the public interest, in this case, the state's interest can hardly be overstated." Belleau ,
Finally, the paramount governmental interest outweighs the minimal intrusion upon diminished privacy interests when considering the totality of possible circumstances that may arise under the statute. Here the facially challenged statutes reasonably provide for lifetime SBM for the worst recidivist sexual offenders, and lifetime SBM is significantly less invasive than civil commitment or other regulatory options available for those offenders. The majority, however, putting itself *586in the **572place of the legislature, would draft a statute excluding sexually violent recidivists from mandatory lifetime SBM, yet the case law is clear that courts should not assume the role of the legislature when the legislative categories are reasonable. See, e.g., Smith , 538 U.S. at 103-04, 123 S. Ct. at 1153, 155 L.Ed. 2d at 184 ("[Where] [t]he legislature's findings are consistent with grave concerns over the high rate of recidivism among convicted sex offenders and their dangerousness as a class[,] .... [a State is] not preclude[d] ... from making reasonable categorical judgments that conviction of specified crimes should entail particular regulatory consequences."); Bredesen ,
Moreover, the majority's sweeping analysis jeopardizes most applications of the lifetime SBM statute. Despite the majority's strenuous insistence that its reasoning only addresses lifetime SBM for recidivists without affecting lifetime SBM for sexually violent predators, aggravated offenders, and adults who otherwise sexually victimize children under thirteen years old, the facts, analysis, and ultimate outcome of this case demonstrate otherwise. The majority's approach is devoid of any discussion as to why SBM is unconstitutional for the worst crimes that would place a defendant in the statutory category of recidivist. Further, by upholding the reversal, without remand of the trial court's order requiring lifetime SBM, the majority's disposition does not effect the result it claims in its reasoning. Rather, affirming the Court of Appeal's reversal removes defendant, whose convictions satisfy the statutory definition for an aggravated offender, from the lifetime SBM program without directing the trial court to determine whether he qualifies for lifetime SBM as an aggravated offender. This decision would seem to prevent lifetime SBM for a defendant who is a recidivist but also qualifies for lifetime SBM under a different statutory subsection.
V. Special Needs Search
Lastly, the SBM program serves a "special need[ ], beyond the normal need for law enforcement, [that] make[s] the warrant and probable-cause requirement impracticable." Vernonia ,
Thus, case law recognizes that the government's interest in deterring at-risk individuals from activity detrimental to public safety is a special need when the search does not constitute an investigation of a specific crime and does not involve the exercise of discretion by law enforcement officers. See Vernonia ,
Here the SBM program's primary purpose is to serve the special need of "protecting the public against recidivist tendencies of convicted sex offenders." Bowditch , 364 N.C. at 351,
**575VI. Conclusion
"Although privacy is a value of constitutional magnitude, it must yield, on occasion, to the state's substantial interest to protect the public through reasonable regulations in appropriate circumstances. This case presents one of those circumstances." Belleau ,
Justice MORGAN joins in this dissenting opinion.
Because defendant's status as a recidivist was uncontested, neither party fully developed the record as to the other lifetime SBM categories applicable to defendant's crimes.
Though not addressed by the trial court, defendant's conviction for anally penetrating a seven-year-old boy constitutes an "aggravated offense" under the statute, providing an alternate and independent ground for imposing lifetime SBM. See N.C.G.S § 14-208.6(1a) (Supp. 2018) (An "[a]ggravated offense" is "[a]ny criminal offense that includes ... engaging in a sexual act involving vaginal, anal, or oral penetration with a victim who is less than 12 years old."). That defendant is an aggravated offender is a conclusion of law, not a finding of fact, because the underlying facts of and conviction for the assault that satisfy the statutory criteria were previously found by a trial court.
At the various stages throughout the appellate process, it has been unclear whether defendant is making a facial or an as-applied challenge. Generally, it appears defendant has asserted a facial challenge or has attempted to articulate a hybrid of facial and as-applied challenges. On remand from the United States Supreme Court, the trial court explicitly found the statute to be constitutional on its face, thereby indicating that defendant's argument, at least as understood by the trial court, was that the statute was facially unconstitutional. The Court of Appeals, however, held that the State failed to meet its evidentiary burden that the statute was reasonable as applied to defendant. See State v. Grady ,
See
The majority asserts that "except as reduced for possessing firearms and by providing certain specific information and materials to the sex offender registry, defendant's constitutional privacy rights, including his Fourth Amendment expectations of privacy, have been restored." The majority's logic is backwards. Defendant's expectation of privacy is not reduced "by" the sex offender registry; rather, the sex offender registry may require defendant to provide information because his privacy rights are reduced. The majority offers no explanation for why the scope of diminished privacy expectations is restricted to only those reductions implicated by firearm possession and the sex offender registry. Rather, the actual issue is what reductions in reasonable expectations of privacy does society recognize as legitimate for recidivist violent sex offenders. See Vernonia ,
In Carpenter v. United States , the Supreme Court held that, for citizens without a reduced expectation of privacy, government tracking of a suspect's location without a warrant substantially intrudes upon reasonable privacy rights. --- U.S. ----,
When presented with conflicting evidence supporting the legislature's public policy determinations, courts should defer to the legislature's findings of fact, especially where, like here, that determination is overwhelmingly corroborated. Additionally, the trial court considered "multiple studies of recidivism rates of sex offenders versus other criminals" and found the search reasonable in light of this evidence.
"[I]t is undisputed that the [SBM] law promotes deterrence .... [which] appears to be the primary purpose of the law." Belleau ,
Notably, the trial court could not alternatively enroll a recidivist defendant in SBM for a term of years either. N.C.G.S. § 14-208.40A(d).
Because defendant has a reduced expectation of privacy, the special needs doctrine does not apply here. See Maryland v. King ,
As a secondary benefit, the program creates a repository of information that law enforcement may use to detect or preclude the enrollee's involvement in future sex offenses. While the "[i]nformation gathered from this program may, at some later time, be used as evidence in a criminal prosecution, ... the program is setup [sic] to obviate the likelihood of such prosecutions" and, therefore, still falls within the scope of the special needs doctrine. Belleau ,
Reference
- Full Case Name
- STATE of North Carolina v. Torrey GRADY
- Cited By
- 76 cases
- Status
- Published
- Syllabus
- Appeal from order imposing lifetime satellite-based monitoring on a defendant found to be a recidivist whether the Court of Appeals erred by determining that, under the circumstances, the trial court's order effected an unreasonable search in violation of defendant's rights under the Fourth Amendment.