Parshall v. State
Parshall v. State
Opinion
[¶ 1] Russell Bruce Parshall appeals from the district court's order denying his application for post-conviction relief. Parshall petitioned the district court to vacate a criminal conviction for refusal to submit to *435 a blood test in 2014. We reverse and remand, concluding the district court erred in its interpretation of the plea agreement.
I
[¶ 2] On July 28, 2015 Parshall pled guilty to "Driving Under the Influence N.D.C.C. § 39-08-01 (First Offense Refusal)" by a N.D.R.Crim.P. 43 plea agreement. Parshall's Rule 43 Change of Plea and Sentencing Appearance Waiver listed the charge without the parenthetical "(First Offense Refusal);" however, both the formal plea agreement section of the document and the later criminal judgment included the parenthetical.
[¶ 3] Parshall timely applied for post-conviction relief, arguing the United States Supreme Court's holding in
Birchfield v. North Dakota
, --- U.S. ----,
"While the refusal to submit to a warrantless blood draw is constitutionally protected activity and no longer supports a criminal offense after Birchfield , the Court finds that Parshall entered a plea to the general charge of Driving Under the Influence. In addition to refusing the blood draw, Parshall admitted to the factual basis of driving without headlights or taillights at 1:00 a.m. on the city streets in Mandan, Morton County, that the officer smelled a strong odor of alcohol, that the defendant had slurred speech and bloodshot, watery eyes, that the defendant had poor motor function and could not walk without stumbling and that the defendant failed each of the field sobriety tests. The factual basis, as supplied by Parshall, supported a finding that he was actually impaired by alcohol in addition to refusing the blood test."
[¶ 4] The district court declined to rule on the retroactivity of
Birchfield
, --- U.S. ----,
II
[¶ 5] Our standard of review for denial of an application for post-conviction relief is well-established. "Post-conviction relief proceedings are civil in nature and are governed by the North Dakota Rules of Civil Procedure."
Burke v. State
,
"In post-conviction relief proceedings, a district court's findings of fact will not be disturbed unless they are clearly erroneous under N.D.R.Civ.P. 52(a). Cue v. State ,2003 ND 97 , ¶ 10,663 N.W.2d 637 . A finding of fact is clearly erroneous if it is induced by an erroneous view of the law, if it is not supported by the evidence, or if, although there is some evidence to support it, a reviewing court is left with a definite and firm conviction that a mistake has been made. DeCoteau v. State ,2000 ND 44 , ¶ 10,608 N.W.2d 240 . Questions of law are fully reviewable on appeal of a post-conviction proceeding. Peltier v. State ,2003 ND 27 , ¶ 6,657 N.W.2d 238 ."
Greywind v. State
,
*436 [¶ 6] Two subsections of N.D.C.C. § 39-08-01(1) (2015) apply in this case:
"1. A person may not drive or be in actual physical control of any vehicle upon a highway or upon public or private areas to which the public has a right of access for vehicular use in this state if any of the following apply:
...
b. That person is under the influence of intoxicating liquor.
...
e. That individual refuses to submit to any of the following:
(1) A chemical test, or tests, of the individual's blood, breath, or urine to determine the alcohol concentration or presence of other drugs, or combination thereof, in the individual's blood, breath, or urine, at the direction of a law enforcement officer under section 39-06.2-10.2 if the individual is driving or is in actual physical control of a commercial motor vehicle; or
(2) A chemical test, or tests, of the individual's blood, breath, or urine to determine the alcohol concentration or presence of other drugs, or combination thereof, in the individual's blood, breath, or urine, at the direction of a law enforcement officer under section 39-20-01; ...."
[¶ 7] We interpret plea agreements according to general contract principles.
State v. Lium
,
[¶ 8] The State contended and the district court ruled Parshall pled guilty to general driving under the influence. However, the parties' intent can be ascertained from the plea agreement itself.
See
Bakken v. Duchscher
,
III
[¶ 9] Parshall argues the United States Supreme Court's holding in
Birchfield
retroactively voids his criminal conviction. --- U.S. ----,
IV
[¶ 10] The district court erred in its interpretation of Parshall's plea agreement. We reverse the order and remand for further proceedings.
[¶ 11] Daniel J. Crothers
Lisa Fair McEvers
Gerald W. VandeWalle, C.J.
McEvers, Justice, concurring specially.
[¶ 12] I agree with, and have signed with the Majority. Parshall moved to vacate his first offense refusal conviction, alleging he pleaded guilty to conduct that did not constitute a crime. I write separately to point out, that regardless of whether the Birchfield decision applies retroactively to final convictions, Parshall has another potential remedy available to him. Rather than moving to vacate the conviction, Parshall could have moved the district court to allow him to withdraw his guilty plea or pleas under the principles of N.D.R.Crim.P. 11(d)(2), if he can show a manifest injustice.
[¶ 13] This Court has stated:
Generally, when a post-conviction relief applicant seeks to withdraw a guilty plea, the district court looks to whether relief is necessary to correct a "manifest injustice." " 'When a defendant applies for post-conviction relief seeking to withdraw a guilty plea, we ... treat the application as one made under N.D.R.Crim.P. [11](d).' " "Withdrawal is allowed when necessary to correct a manifest injustice."
Lindsey v. State
,
[¶ 14] Relying on
Nelson v. Colorado
, Parshall also argued on appeal that he is entitled to return of the fines and fees imposed because his test-refusal conviction should be voided. --- U.S. ----,
[¶ 15] Lisa Fair McEvers
Jensen, Justice, concurring and dissenting.
[¶ 16] The Majority concludes that the district court erred in determining that
*438
Parshall's plea of guilty supports a conviction to the offense of driving while under the influence and was not limited to the more specific offense of refusing to submit to chemical testing. I concur with the Majority's conclusion that the plea agreement was unambiguously limited to the specific offense of refusing to submit to chemical testing. I dissent from the Majority's remand of the case to the district court to determine whether or not the decision in
Birchfield v. North Dakota
, --- U.S. ----,
[¶ 17] The Majority opinion accurately summarizes the procedural history of this case as follows:
On July 28, 2015 Parshall pled guilty to "Driving Under the Influence N.D.C.C. § 39-08-01 (First Offense Refusal)" by a N.D.R.Crim.P. 43 plea agreement. ...
Parshall timely applied for post-conviction relief, arguing the United States Supreme Court's holding in Birchfield v. North Dakota , [--- U.S. ----]136 S.Ct. 2160 [195 L.Ed.2d 560 ] (2016), was a retroactively applicable substantive rule of constitutional law that prohibited the State from imposing criminal liability for refusing a warrantless blood test. In opposing Parshall's application the State argued the factual basis in the plea agreement supported both general driving while impaired and refusal to submit to the blood test. The district court found Parshall entered a guilty plea to the general charge of driving under the influence, not merely refusal: ....
The district court declined to rule on the retroactivity of Birchfield , [--- U.S. ----]136 S.Ct. 2160 [195 L.Ed.2d 560 ] (2016) : "The Court need not make that ruling, as the Court finds that the ruling in Birchfield made the statute regarding conviction by refusal to provide a blood sample unconstitutional from the moment of passage." Parshall appeals.
Majority opinion, at ¶ ¶ 2-4.
[¶ 18] Whether Birchfield applies retroactively and vacates Parshall's conviction is a question of law. Parshall raised this issue in the district court and reasserted this issue on appeal. On remand the likely outcomes include a resolution between the parties that is not appealed, a determination in favor of the State which Parshall appeals, or a determination in favor of Parshall that the State appeals. Additionally, because Parshall's circumstances are not unique, it is likely that this Court will be presented with these issues by another defendant even if this case is resolved by a mutual agreement of the parties. A resolution of this issue on appeal was properly requested, and it is appropriate to resolve the issue within this appeal.
[¶ 19] In Birchfield , the defendant was arrested on a drunk driving charge. 136 S.Ct. at 2170. The state trooper who arrested Birchfield, the defendant, advised Birchfield of his obligation under North Dakota law to undergo chemical testing to determine his blood alcohol concentration and further informed him that refusing to submit to a blood test could lead to criminal punishment. Id. Birchfield refused to let his blood be drawn, and he was charged with a violation of the refusal statute. Id. Birchfield entered a conditional guilty plea *439 but argued the Fourth Amendment prohibited him from being charged with a crime for his refusal to submit to the test. Id. at 2170-71. The district court rejected Birchfield's Fourth Amendment argument, and this Court affirmed. Id. at 2171.
[¶ 20] Birchfield appealed this Court's decision to the United States Supreme Court. Id. The Supreme Court held that blood samples and breath tests are searches governed by the Fourth Amendment and thereafter considered whether or not the search incident to arrest exception eliminated the requirement to obtain a warrant. Id. at 2173-74. Whether to exempt a search from the warrant requirement is determined "by assessing, on the one hand, the degree to which it intrudes upon an individual's privacy and, on the other, the degree to which it is needed for the promotion of legitimate governmental interests." Id. at 2176. After assessing the intrusion on an individual's privacy created by a blood test and the need to promote a legitimate governmental interest in deterring impaired driving, the Supreme Court concluded that obtaining a blood sample was not exempt from the requirement to obtain a warrant. Id. at 2184-85. The Supreme Court summarized its holding as follows:
Petitioner Birchfield was criminally prosecuted for refusing a warrantless blood draw, and therefore the search he refused cannot be justified as a search incident to his arrest or on the basis of implied consent. There is no indication in the record or briefing that a breath test would have failed to satisfy the State's interests in acquiring evidence to enforce its drunk-driving laws against Birchfield. And North Dakota has not presented any case-specific information to suggest that the exigent circumstances exception would have justified a warrantless search. Cf. [Missouri v.] McNeely , 569 U.S. [141, 149-151], 133 S.Ct. at 1567, [185 L.Ed.2d 696 (2013) ]. Unable to see any other basis on which to justify a warrantless test of Birchfield's blood, we conclude that Birchfield was threatened with an unlawful search and that the judgment affirming his conviction must be reversed.
Id. at 2186.
[¶ 21] Parshall argues he plead guilty to an offense under factual circumstances substantively identical to those in Birchfield and Birchfield represents a retroactively applicable substantive rule of constitutional law. A determination that Birchfield created a new retroactively applicable substantive rule of constitutional law would prohibit the State from imposing criminal liability for refusing a warrantless blood test and requires Parshall's conviction to be vacated. The United States Supreme Court has devised the following three-prong test for determining whether a right applies retroactively:
First, the court must determine when the defendant's conviction became final. Second, it must ascertain the legal landscape as it then existed and ask whether the Constitution, as interpreted by the precedent then existing, compels the rule. That is, the court must decide whether the rule is actually "new." Finally, if the rule is new, the court must consider whether it falls within either of the two exceptions to nonretroactivity.
Beard v. Banks
,
A
[¶ 22] First, this Court must determine when Parshall's conviction became final. A conviction becomes final as follows: (1) when the time for appeal of the conviction to this Court expires; (2) if an appeal was taken to this Court, the time for petitioning the United States Supreme Court for review expires; or (3) if review was sought in the United States Supreme Court, the date the Supreme Court issues a final order in the case. N.D.C.C. § 29-32.1-01(2). Parshall's judgment was entered in the district court on July 28, 2015. Parshall did not initiate an appeal to this Court, and the time for appeal expired on August 27, 2015. Parshall's conviction was therefore final on August 27, 2015.
B
[¶ 23] Second, this Court must determine whether the rule in Birchfield is new. On August 27, 2015, when Parshall's conviction became final, the United States Supreme Court had not issued its decision in Birchfield . For the purposes of determining whether a rule is retroactive:
A "new rule" is one that "breaks new ground or imposes a new obligation on the States or the Federal Government. ... To put it differently, a case announces a new rule if the result was not dictated by precedent existing at the time the defendant's conviction became final." Teague ,489 U.S. at 301 ,109 S.Ct. 1060 . A result is dictated by precedent if the unlawfulness of the defendant's conviction was "apparent to all reasonable jurists" when the conviction became final. Beard , 542 U.S. at 413,124 S.Ct. 2504 .
Burton v. Fabian
,
Blood and breath tests to measure blood alcohol concentration are not as new as searches of cell phones, but here, as in Riley [v. California, --- U.S. ----,134 S.Ct. 2473 ,189 L.Ed.2d 430 (2014) ], the founding era does not provide any definitive guidance as to whether they should be allowed incident to arrest. Lacking such guidance, we engage in the same mode of analysis as in Riley : we examine "the degree to which [they] intrud[e] upon an individual's privacy and ... the degree to which [they are] needed for the promotion of legitimate governmental interests."
136 S.Ct. at 2176 (footnote omitted). This language confirms that the United States Supreme Court's determination of whether or not a blood sample could be compelled without a warrant was a new issue. Therefore, the holding in Birchfield is a new rule which was not dictated by existing precedent.
C
[¶ 24] Third, we must determine whether the rule in
Birchfield
is substantive or procedural. The remaining prong of the test to determine if the decision in
Birchfield
should be applied retroactively requires consideration of whether the change falls within one of the two exceptions to nonretroactivity. One of the exceptions to nonretroactivity is if the change is substantive; whether it alters the range of conduct that the law punishes.
Schriro
, 542 U.S. at 353,
[¶ 25] The United States Supreme Court has determined, in a similar situation, that a holding constituted a substantive rule requiring retroactive application.
Welch v. United States
, --- U.S. ----,
[¶ 26] The Minnesota Court of Appeals recently concluded that two Minnesota Supreme Court opinions based on
Birchfield
did not create a retroactively applicable substantive rule of law.
Johnson v. Minnesota
,
[¶ 27] The rule announced in
Birchfield
"alters the range of conduct or the class of persons that the law punishes."
Schriro
, 542 U.S. at 353,
*442 should be sentenced for refusal. See 136 S.Ct. at 1265. The rule announced in Birchfield is substantive.
[¶ 28] It is true that
Birchfield
may change police conduct because an officer must seek a search warrant to conduct a blood test, but the rule itself is not procedural. As noted by the dissent in
Ullrich v. Minnesota
, No. A17-0589,
[¶ 29] All three prongs of the retroactivity test have been satisfied to determine the Birchfield decision established a retroactively applicable substantive rule of constitutional law that prohibited the State from imposing criminal liability for refusing a warrantless blood test. As a matter of law, the conviction must be vacated and the case remanded to the district court for further proceedings consistent with a determination that Parshall's conviction for refusing to submit to chemical testing must be vacated.
[¶ 30] Jon J. Jensen
Jerod E. Tufte
Reference
- Full Case Name
- Russell Bruce PARSHALL, Petitioner and Appellant v. STATE of North Dakota, Defendant and Appellee
- Cited By
- 3 cases
- Status
- Published