Pierce v. Anderson
Pierce v. Anderson
Opinion
[¶ 1] Dr. Troy Pierce and the Bone & Joint Center ("Petitioners") petition for a supervisory writ following the district court's denial of their motion to dismiss. We grant the Petitioners' request for a supervisory writ and direct the district court to enter a judgment dismissing Robert Carvell's complaint against the Petitioners.
I
[¶ 2] On May 3, 2015, Robert Carvell was injured in a vehicle accident. Carvell arrived at the Emergency Department at St. Alexius Medical Center in Bismarck, where the staff took note of Carvell's injuries. Carvell claims the Petitioners were negligent in failing to treat his fractured and dislocated right middle or third finger. The radiology report from May 3, 2015, provides Carvell's injuries included:
Dislocation of the third metacarpophalangeal [MCP] joint with type II fracture.
Fracture dislocation at the base of the fourth metacarpal.
Dislocation of the fifth carpometacarpal joint.
At that time, an emergency room physician reduced the dislocation of Carvell's right ring finger and applied a splint to Carvell's right hand, wrist, and forearm.
[¶ 3] The following day, Carvell consented to a surgical procedure to be completed at the Bone & Joint Center by Dr. Pierce, which would include "[r]ight elbow open reduction and internal fixation and right long and ring finger open reduction and internal fixation." The diagnosis listed was: "right elbow, long and ring finger fractures." Another document completed by a nurse practitioner provides that Carvell "will undergo open reduction and internal fixation of elbow and open reduction and internal fixation of his third, fourth and fifth metacarpal fractures." Dr. Pierce's surgical report provides:
PREOPERATIVE DIAGNOSES:
Right unstable olecranon process fracture (code 813.04).
Right 4th and 5th metacarpal fracture dislocations (code 815.00).
POSTOPERATIVE DIAGNOSES:
Right unstable olecranon process fracture (code 813.04).
Right 4th and 5th metacarpal fracture dislocations (code 815.00).
Right ulnar nerve compression in the cubital tunnel (code 354.2).
PROCEDURES PERFORMED:
Right olecranon process fracture, open reduction and internal fixation (code 24685).
Right ulnar nerve decompression with anterior subcutaneous transposition (code 64718).
Right 4th metacarpal base fracture dislocation, closed reduction and percutaneous pinning (code 26608-F8).
Right 5th finger metacarpal base fracture dislocation, closed reduction and percutaneous pinning (code 26608-F9).
Dr. Pierce's surgical report also provides:
The CMC fracture dislocations of the 4th and 5th metacarpals were reduced and pinned. One pin from the 5th metacarpal shaft into the hamate and a second pin across the 5th metacarpal through the 4th metacarpal into the 3rd metacarpal. A third pin was placed dorsally into the base of the 4th metacarpal going into the hamate.
Ten days after surgery, Dr. Pierce noted "X-rays of the right hand AP, lateral and oblique show good alignment of the metacarpal fractures with K-wires in good position." Several medical professionals, including occupational and physical therapists, were concerned with Carvell's right middle finger swelling and lack of range of motion after the May 2015 surgery.
[¶ 4] Another radiology report from June 2015 provides Carvell had an "[a]nterior dislocation of the third proximal phalanx at the MCP joint, with third metacarpal head fractures.... Nondisplaced intra-articular fracture of the distal hamate, extending into the third and fourth carpometacarpal articulations." The report also notes a "[s]mall anterior avulsion fragment of the third metacarpal head. Nondisplaced fracture of the anterior lateral articular third metacarpal head." Dr. Pierce's report provides that "a CT scan was obtained which shows that [Carvell] has some ulnar deviation and volar ulnar subluxation of his third MCP joint. There is no frank dislocation. At the time of his injury the joint was subluxated, but it was easily reduced in surgery and was kept in a reduced form in the splint until recently." In June 2015, Dr. Pierce performed an additional surgery on Carvell's right hand, where he completed "right third metacarpophalangeal joint open reduction and pinning."
[¶ 5] In April 2017, Carvell commenced an action against the Petitioners, arguing the Petitioners provided improper medical care relating to his fractured middle finger. The Petitioners answered the complaint and denied Carvell's allegations of professional negligence. The Petitioners moved to dismiss Carvell's action in September 2017, arguing Carvell failed to provide an admissible expert opinion within three months, as required by N.D.C.C. § 28-01-46. The Petitioners attached Dr. Pierce's interrogatories to their motion, where he stated, "Because the third finger was not fully dislocated, it was splinted in extension to reduce the metacarpophalangeal joint." The district court denied the Petitioners' motion to dismiss, concluding "[t]he Court agrees that the facts, as alleged and presented to date, support Plaintiff's claim that the alleged medical negligence of Dr. Pierce to fail to address the diagnosed fractures in Plaintiff's third, middle or long finger of his right hand during surgery is an obvious occurrence."
II
[¶ 6] The Petitioners argue this Court should exercise its supervisory jurisdiction because without it, the Petitioners are left without an adequate remedy. Carvell argues the Petitioners have an adequate remedy by going to trial in this case. This Court has stated:
This Court's authority to issue supervisory writs under N.D. Const. art. VI, § 2 and N.D.C.C. § 27-02-04 is a discretionary authority exercised on a case-by-case basis and cannot be invoked as a matter of right. We exercise this discretionary authority rarely and cautiously to rectify errors and prevent injustice in extraordinary cases in which no adequate alternative remedy exists. We generally will decline to exercise our supervisory jurisdiction if the proper remedy is an appeal.
Western Horizons Living Ctrs. v. Feland
,
[¶ 7] Like in
Haskell
, Carvell did not file a document required to proceed with litigation, and the district court denied the Petitioners' motion to dismiss. Additionally, as discussed below, the district court erred by denying the Petitioners' motion to dismiss, and the Petitioners have no adequate alternative remedy. As this Court has noted before, supervisory jurisdiction may be warranted where a denial of a "motion to dismiss contradicts North Dakota's statutes and this Court's precedent."
Dimond v. State Bd. of Higher Educ.
,
III
[¶ 8] The Petitioners argue the district court erred by denying the motion to dismiss because Dr. Pierce's alleged professional negligence does not fall within the exception for an "obvious occurrence." Carvell argues Dr. Pierce forgot to fix the injuries to his middle finger, making this an obvious occurrence not requiring an expert affidavit.
[¶ 9] Section 28-01-46, N.D.C.C., provides:
Any action for injury or death alleging professional negligence by a physician, nurse, hospital, or nursing, basic, or assisted living facility licensed by this state or by any other health care organization, including an ambulatory surgery center or group of physicians operating a clinic or outpatient care facility, must be dismissed without prejudice on motion unless the plaintiff serves upon the defendant an affidavit containing an admissible expert opinion to support a prima facie case of professional negligence within three months of the commencement of the action. The court may set a later date for serving the affidavit for good cause shown by the plaintiff if the plaintiff's request for an extension of time is made before the expiration of the three-month period following commencement of the action. The expert's affidavit must identify the name and business address of the expert, indicate the expert's field of expertise, and contain a brief summary of the basis for the expert's opinion. This section does not apply to unintentional failure to remove a foreign substance from within the body of a patient, or performance of a medical procedure upon the wrong patient, organ, limb, or other part of the patient's body, or other obvious occurrence.
(Emphasis added). It is undisputed N.D.C.C. § 28-01-46 is the applicable statute, and Carvell did not file an expert witness affidavit within three months of commencing the action.
[¶ 10] This Court has declined to address the appropriate standard of review when a plaintiff in a professional negligence action fails to provide an expert opinion as required by N.D.C.C. § 28-01-46.
Haugenoe v. Bambrick
,
[¶ 11] "In reviewing a mixed question of fact and law, the underlying predicate facts are treated as findings of fact, and the conclusion whether those facts meet the legal standard is a question of law."
Workforce Safety & Ins. v. Larry's On Site Welding
,
A finding of fact is clearly erroneous under N.D.R.Civ.P. 52(a) if it is not supported by any evidence, if, although there is some evidence to support the finding, a reviewing court is left with a definite and firm conviction a mistake has been made, or if the finding is induced by an erroneous conception of the law.
WFND, LLC v. Fargo Marc, LLC
,
[¶ 12] Words in a statute are to be understood in their ordinary sense, unless a contrary intention appears. N.D.C.C. § 1-02-02. This Court has noted:
Under the rule of ejusdem generis , when general words follow specific words in a statutory enumeration, the general words are construed to embrace only objects similar in nature to those objects specifically enumerated. The word "obvious" means "easily understood; requiring no thought or consideration to understand or analyze; so simple and clear as to be unmistakable."
Larsen v. Zarrett
,
The purpose of this requirement is to "screen[ ] ... totally unsupported claims and ... to prevent protracted litigation when a medical malpractice plaintiff cannot substantiate a basis for the claim." Van Klootwyk v. Baptist Home, Inc. ,2003 ND 112 , ¶ 10,665 N.W.2d 679 (citation omitted).
To establish a prima facie case of medical negligence, a plaintiff must produce "expert evidence establishing the applicable standard of care, violation of that standard, and a causal relationship between the violation and the harm complained of." Scheer v. Altru Health Sys. ,2007 ND 104 , ¶ 18,734 N.W.2d 778 . However, expert testimony is not required "to establish a duty, the breach of which is a blunder so egregious that a layman is capable of comprehending its enormity." Haugenoe v. Bambrick ,2003 ND 92 , ¶ 10,663 N.W.2d 175 (quotation omitted); see also N.D.C.C. § 28-01-46. This " 'obvious occurrence' exception applies only to cases that are plainly within the knowledge of a layperson. In an 'obvious occurrence' case, expert testimony is unnecessary precisely because a layperson can find negligence without the benefit of an expert opinion." Larsen v. Zarrett ,498 N.W.2d 191 , 195 (N.D. 1993).
Johnson v. Bronson
,
[¶ 13] This Court has consistently noted the importance of an expert affidavit in professional negligence cases.
Johnson v. Mid Dakota Clinic, P.C.
,
[¶ 14] This Court has repeatedly affirmed district court dismissals or summary judgments of professional negligence cases where the plaintiffs failed to file an expert affidavit.
Cartwright v. Tong
,
[¶ 15] In
Winkjer
, this Court concluded the defendant ophthalmologist's reliance on factors in the diagnosis and treatment of the plaintiff's glaucoma"were not those commonly susceptible of understanding by a lay person without the assistance of expert medical testimony."
[¶ 16] In
Haugenoe
, the plaintiff was treated for a compound fracture of his right elbow and a fracture of his right wrist.
[¶ 17] We conclude the district court should not have applied the obvious occurrence exception in this case because the alleged occurrence of professional negligence is not plainly within the knowledge of a layperson, and a layperson could not find negligence without the benefit of expert testimony. Carvell correctly argues the medical records indicated his middle finger was fractured and required repair. Carvell has over-simplified his injuries and the technical surgical procedure completed by Dr. Pierce. Although Carvell's injuries warranted a second surgery, the occurrence itself must have been obvious, not the result.
Greene
,
[¶ 18] We are left with a definite and firm conviction the district court clearly erred in concluding the obvious occurrence exception contained within N.D.C.C. § 28-01-46 applied. Dr. Pierce's interrogatory answer and the report following the May 2015 surgery clearly established the alleged professional negligence occurred during a technical surgical procedure outside the plain knowledge of a layperson. Because the obvious occurrence exception applies only to cases that are plainly within the knowledge of a layperson, the district court erred in its factual determination that the exception applied. In the absence of an obvious occurrence, the district court erred as a matter of law in denying the Petitioners' motion to dismiss.
IV
[¶ 19] We grant the Petitioners' request for a supervisory writ and direct the district court to enter a judgment dismissing Carvell's complaint against the Petitioners.
[¶ 20] Jon J. Jensen
Lisa Fair McEvers
Daniel J. Crothers
Jerod E. Tufte
Gerald W. VandeWalle, C.J.
Reference
- Full Case Name
- Troy PIERCE, MD, and the Bone & Joint Center, P.C., Petitioners v. the Honorable Sonna M. ANDERSON, Judge of the District Court, South Central Judicial District, and Robert A. Carvell, Respondents
- Cited By
- 9 cases
- Status
- Published