Burden v. State
Burden v. State
Opinion
[¶1] James Burden appealed from orders summarily dismissing his application for post-conviction relief and denying his motion for relief from that dismissal. We conclude that the district court applied the wrong standard in dismissing Burden's application on the pleadings and that he was not given the required time to respond to a dismissal by summary judgment. We reverse and remand for further proceedings.
I
[¶2] In March 2017, Burden, with assistance of counsel, pled guilty to contributing to the deprivation of a minor and also admitted the allegations in a separate petition to revoke his probation for a 2013 conviction for simple assault. The district court sentenced Burden to a term of incarceration on the criminal charge and on the probation revocation. After a March 2017 hearing at which Burden was given an opportunity to address the court, the court refused to reconsider his sentence. In September 2017, the court denied Burden's motion to withdraw his guilty plea and his admission to the probation violation.
[¶3] In November 2017, Burden filed a self-represented application for post-conviction relief, claiming ineffective assistance of counsel relating to the guilty plea and to the probation revocation. In November 2017, the State answered, generally "den[ying] each and every allegation contained therein," and "put[ting Burden] to his proof." The State's answer asserted the affirmative defense of misuse of process and "move[d] for summary disposition" on Burden's claim for post-conviction relief under N.D.C.C. § 29-32.1-01(1)(e), which provides that "evidence, not previously presented and heard, exists requiring vacation of the conviction or sentence in the interest of justice."
*621 [¶4] Burden was appointed counsel, and in February 2018, he filed an amended application for post-conviction relief, again claiming ineffective assistance of counsel. Burden alleged his trial counsel failed to adequately prepare a defense and review discovery documents with him in the criminal case and failed to obtain and review discovery in the probation revocation. Burden also alleged his counsel failed to timely and adequately prepare for trial, only worked for a plea deal in the criminal case, and failed to apprise him of delays and obtained continuances without notifying him. Burden further alleged his counsel failed to timely notify him of the details of the plea agreement and failed to adequately investigate false statements in an affidavit for an arrest warrant. Burden alleged he was prejudiced by counsel's representation and, but for counsel's errors, he would not have pled guilty and would have insisted on going to trial. The State filed an amended answer, generally denying Burden's allegations and seeking to put him to his proof on each and every allegation not admitted.
[¶5] Burden requested a hearing on his application, and the district court scheduled a hearing for July 23, 2018. On July 5, 2018, the State moved for summary dismissal of Burden's application, alleging there were no genuine issues of material fact. The State argued Burden had been put to his proof and failed to provide any competent admissible evidence to raise an issue of material fact supporting his conclusory allegation of ineffective assistance of counsel. The State's notice of motion under N.D.R.Ct. 3.2 said oral argument was not requested and the motion would be decided on the briefs unless oral argument was timely requested.
[¶6] On July 23, 2018, the district court granted the State's motion for summary dismissal without an evidentiary hearing, stating Burden "failed to respond to the motion," and "failed to provide competent, admissible evidence to support his application."
[¶7] Burden moved for relief from the summary dismissal under N.D.R.Civ.P. 60 and submitted an accompanying affidavit. Burden's affidavit described sporadic meetings with counsel to discuss a defense to the criminal charge and alleged false and misleading statements in an affidavit of probable cause for the criminal charge. Burden's affidavit also said the allegations about two missed probation meetings were "unjustified" because he had made up both meetings. Burden claimed he was apprised of the details of the plea agreement only minutes before signing the agreement and going into court and his counsel used undue influence to push for acceptance of the plea deal without giving him time to think about it or to talk to his family. While Burden's motion for relief from the summary dismissal was pending, he appealed the summary dismissal to this Court and we issued a limited remand to the district court for disposition of his pending motion.
[¶8] On remand, the district court denied Burden's motion for relief from the summary dismissal, stating "he failed to provide competent admissible evidence for over eight months after being put on notice of the State's request for summary dismissal and being 'placed on his proof.' " The court explained the State's November 2017 answer was sufficient to put Burden on notice to provide competent admissible evidence to avoid summary dismissal and he failed to do so before the State's July 5, 2018 motion for summary dismissal. The court also explained the State's motion for summary dismissal did not rely on matters outside the pleadings and the 14-day time period for response in N.D.R.Ct. 3.2(a)(2) applied to the motion. The court said Burden failed to respond within 14 days after *622 the State filed its motion for summary dismissal and failed for eight months to provide any competent admissible evidence in response to the State's initial request for summary dismissal in the November 2017 answer. The court concluded the dismissal was an order for summary disposition based upon the pleadings and denied Burden's request for relief from the dismissal.
II
[¶9] Burden argues the district court did not clearly identify whether the summary dismissal was on only the pleadings or on the entire record, and he argues the court applied the wrong standard to the extent it dismissed his application on the pleadings. Burden alternatively argues that if the dismissal was by summary judgment, he was not provided the required 30 days to respond to a summary judgment motion under N.D.R.Civ.P. 56. The State responds the court did not err in granting summary dismissal because Burden was put to his proof in the State's amended answer. The State alternatively argues the court properly granted the summary dismissal within 14 days after the State filed its motion on July 5, 2018, and Burden failed to respond.
[¶10] We have said post-conviction proceedings are civil in nature and the rules and statutes applicable to civil proceedings are applicable to those proceedings.
Atkins v. State
,
[¶11] A post-conviction relief proceeding is commenced by filing an application. N.D.C.C. § 29-32.1-03(1). An applicant for post-conviction relief has the burden of establishing grounds for relief.
Horvath v. State
,
[¶12] Section 29-32.1-09, N.D.C.C., authorizes summary disposition of an application for post-conviction relief and provides, in part:
1. The court, on its own motion, may enter a judgment denying a meritless application on any and all issues raised in the application before any *623 response by the state. The court also may summarily deny a second or successive application for similar relief on behalf of the same applicant and may summarily deny any application when the issues raised in the application have previously been decided by the appellate court in the same case.
....
3. The court may grant a motion by either party for summary disposition if the application, pleadings, any previous proceeding, discovery, or other matters of record show that there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law.
If the court determines the applicant is not entitled to post-conviction relief, the court's order must state whether the decision is based upon the pleadings, is by summary disposition, or is the result of an evidentiary hearing. N.D.C.C. § 29-32.1-11(2).
[¶13] In
Johnson
,
[¶14] In
Greywind
,
When a dismissal under N.D.R.Civ.P. 12(b)(6) is appealed, this Court construes the application in the light most favorable to the applicant and accepts the well-pleaded allegations as true. We will affirm a dismissal for failure to state a claim if it would be impossible for the applicant to prove a claim for which relief can be granted.
When matters outside the pleading are considered, the motion must be treated as a motion for summary judgment under N.D.R.Civ.P. 56. A court may summarily dismiss an application for post-conviction relief under N.D.C.C. § 29-32.1-09, which is analogous to summary judgment, if there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. N.D.C.C. § 29-32.1-09(1) authorizes the court to dismiss a meritless application considering only the information in the application.
[¶15] Under our decisions, a motion for summary disposition relying only
*624
on the pleadings is treated like a motion to dismiss for failure to state a claim upon which relief can be granted under N.D.R.Civ.P. 12(b)(6), and a motion for summary disposition relying on items outside the pleadings is treated as a motion for summary judgment under N.D.R.Civ.P. 56.
Greywind
,
[¶16] Here, the district court stated it ruled on the pleadings under N.D.R.Civ.P. 12(b), because the State submitted nothing outside the pleadings to support its motion. We initially review the court's decision under the standards for N.D.R.Civ.P. 12(b)(6). Regardless of whether the State submitted anything outside the pleadings to support its motion for summary disposition, Burden's allegations of ineffective assistance of counsel, construed in the light most favorable to him, state a claim upon which relief can be granted under N.D.R.Civ.P. 12(b)(6) and do not demonstrate that it would be impossible for him to prove a claim for ineffective assistance of counsel.
See
Wong
,
[¶17] We next consider Burden's application under the standards for summary judgment and when he was put to his proof. In
Mackey v. State
,
[A] court may grant a motion for summary disposition if there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law. The party opposing the motion for summary disposition is entitled to all reasonable inferences at the preliminary stages of a post-conviction proceeding and is entitled to an evidentiary hearing if a reasonable inference raises a genuine issue of material fact. A genuine issue of material fact exists when reasonable minds could draw different inferences and conclusions from the undisputed facts. The movant initially may satisfy his burden of showing there is no genuine issue of material fact by demonstrating an absence of evidence supporting the petitioner's application. At this point, the petitioner is put on his proof, and the petitioner may no longer rely on unsupported allegations but must produce some competent, admissible evidence to show the presence of an issue of material fact. Claims of ineffective assistance of counsel are often unsuited to summary disposition, but this Court has upheld summary denials of post-conviction relief when the applicants were put to their proof, and summary disposition occurred after the applicants then failed to provide some evidentiary support for their allegations.
[¶18] In
Mackey
,
[¶19] Here, the State argues Burden was put to his proof in the State's answer and amended answer. The State's answer and amended answer denied all of Burden's allegations not specifically admitted and generally said the State "puts [him] to his proof." The State's initial answer asserted misuse of process and moved for summary disposition on Burden's allegation that "evidence, not previously presented and heard, exists requiring vacation of the conviction or sentence in the interest of justice." The State's amended answer did not restate that motion nor move for summary disposition on the ineffective-assistance-of-counsel claim. Instead, the State's amended answer denied each and every allegation in Burden's amended application and generally put him to his proof. The State's general allegations in its answer and amended answer were not sufficient to demonstrate an absence of evidence supporting Burden's claim for ineffective assistance of counsel or show the district court that the State was entitled to judgment as a matter of law on that claim.
See
Mackey
,
[¶20] Because Burden's application should not have been dismissed in the first instance, we also conclude the district court abused its discretion in denying his motion for relief from the summary disposition under N.D.R.Civ.P. 60(b).
See
Riak v. State
,
III
[¶21] We reverse the orders and remand for further proceedings consistent with this opinion.
[¶22] Gerald W. VandeWalle, C.J.
Jerod E. Tufte
Daniel J. Crothers
Lisa Fair McEvers
James D. Hovey, D.J.
[¶23] The Honorable James D. Hovey, D.J., sitting in place of Jensen, J., disqualified.
Reference
- Full Case Name
- James Ryan BURDEN, Petitioner and Appellant v. STATE of North Dakota, Respondent and Appellee
- Cited By
- 13 cases
- Status
- Published
- Syllabus
- A motion for summary disposition on the pleadings in a post-conviction proceeding is analogous to a N.D.R.Civ.P. 12(b)(6) motion and looks at the application in the light most favorable to the applicant and accepts well-pleaded allegations as true. General allegations in a State's answer to a post-conviction application are insufficient to put the applicant to his proof on an ineffective assistance of counsel claim.