State Ex Rel. Mooney v. Duer
State Ex Rel. Mooney v. Duer
Opinion of the Court
In this paternity case, the State appeals the district court’s decision which assessed attorney fees against the State on a finding that the lawsuit brought against Scott I. Duer was frivolous and without merit.
Kristi Mooney gave birth to a child on March 10, 1988. On May 15, 1989, Kristi Mooney reported to Jill Brase, a child support worker for the Department of Social Services, that Duer was the father of her child. In a questionnaire, she named Duer as the father of the child, said they had had intercourse
On May 30, 1989, Duer’s attorney contacted the worker and requested DNA testing to be paid for by the State. In this conversation with Duer’s attorney, the worker advised him that the mother had also named someone else as the father of the child and that some other worker had pursued that individual in the past.
The worker sent Duer a memo on July 21, 1989. Duer contacted the worker on August 2, stating that he would be in on August 3, but he did not keep this appointment:
On August 4, 1989, the child support worker sent the paternity action to the wrong county. The case was later referred to the county attorney for York County, the proper county, on August 9. Duer contacted the worker on August 10 and stated that he would go to the laboratory on August 12 or 14 to have his blood tested. Duer had his blood drawn at Roche Biomedical Laboratories in Lincoln on August 15. He then contacted the worker and told her that his blood sample had been drawn. At that point, the worker contacted the mother to have blood samples taken from her and the child. On August 15, the mother’s and child’s blood was also drawn at the laboratory. The worker did not inform the York County Attorney of the pendency of the blood tests, nor did she request the paternity action be stopped until the results of the blood tests were obtained.
On August 22, 1989, the York County Attorney filed a petition to determine paternity and for child support against Duer. The results of the blood testing became available
Duer’s motion for costs and attorney fees was tried on November 21, 1989. On December 21, the district court held that the judgment of dismissal, previously entered on October 24, was entered without consideration of Duer’s counterclaim and therefore was vacated and set aside. The court then held that the paternity action was without merit and was frivolous. Duer’s attorney fees were assessed against the State, in the amount of $535, plus costs. The State appeals this decision, claiming that the action against Duer was not frivolous. The State does not contest the amount of the fee, the district court’s jurisdiction, or the jurisdiction of this court.
A paternity action is an action at law. State v. Smith, 231 Neb. 740, 437 N.W.2d 803 (1989). In filiation proceedings tried to the court without a jury, the findings of the trial court have the same effect as a jury verdict, and such findings will not be disturbed unless clearly wrong. Gregory v. Davis, 214 Neb. 408, 334 N.W.2d 1 (1983). In the recent case Millard v. Hyplains Dressed Beef, 237 Neb. 907, 468 N.W.2d 124 (1991), a legal action for wrongful death, the Nebraska Supreme Court considered the issue of whether sanctions should be imposed for an allegedly frivolous claim. The court adopted the U.S. Supreme Court’s position that “an appellate court should apply an abuse-of-discretion standard in reviewing all aspects of a federal district court’s determination of sanctions.” Id. at 914-15, 468 N.W.2d at 129, citing Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 110 S. Ct. 2447, 110 L. Ed. 2d 359 (1990). Accordingly, we review the award of attorney fees to determine if it was an abuse of discretion by the district court.
Neb. Rev. Stat. § 43-1412 (Reissue 1988) provides that in an action to establish paternity,
[i]f it is not determined in the proceeding that the alleged father is actually the father of the child, the court shall, if it finds that the action was frivolous, award court costs and attorney’s fees incurred by the alleged father, with such costs and fees to be paid by the plaintiff.
Frivolous has not been defined by Nebraska case law with regard to the award of attorney fees under this statute.
There is no reason to use a different definition for frivolous under § 43-1412 than is used under § 25-824(2). Accordingly, we hold that under § 43-1412, the term “frivolous” connotes a paternity suit brought for an improper motive or premised upon a legal position so wholly without merit as to be without rational argument in the law or evidence. See, also, Behrens v. American Stores Packing Co., 236 Neb. 279, 460 N.W.2d 671 (1990); Peterson v. Don Peterson & Assoc. Ins. Agency, 234 Neb. 651, 452 N.W.2d 517 (1990).
The State contends the filing of the paternity petition was meritorious and not frivolous. Central to the State’s argument is the principle that the mother is a competent witness on the issue of the child’s paternity, as held in Roebuck v. Fraedrich, 201 Neb. 413, 267 N.W.2d 759 (1978). We certainly do not disagree with that principle; however, the fact that the mother can testify on the issue of who fathered her child does not resolve the issue of whether this is a frivolous lawsuit. However, § 43-1412 and pertinent case law require that the mother’s testimony be corroborated. See Gregory v. Davis, 214 Neb. 408, 334 N.W.2d 1(1983).
The employer of the worker, the Department of Social Services, is a state agency created for the purpose of aiding the
If we were to look at the motive for the lawsuit, we could infer that the paternity suit was filed based on the support worker’s displeasure with what she perceived as delay on Duer’s part in submitting to the blood test. We could also infer the State sought to avoid paying the costs of the alleged father’s blood test, which the State could avoid if the test was done as a result of the lawsuit rather than voluntarily. There is some support for either conclusion in the record. However, rather than attempt to discern motive by inference, we look to the legal position of the State, which includes consideration of what the worker and the county attorney knew, when they knew it, what they did with the information they had, and when they did it.
As of August 15, 1989, the worker knew that the mother claimed intercourse with Duer on only one date, July 24, 1987, but the mother could not state where it had occurred. The worker knew the mother had previously named someone else as the father. The worker knew that Duer, the mother, and the child had had blood drawn on August 15, 1989, for paternity testing purposes, and that the results would be forthcoming. As of August 15, the worker knew a lawsuit was not needed to compel a blood test from Duer. She knew Duer to be a farmer in the community, and she had no reason to believe he would leave the jurisdiction. Given this knowledge, we believe that common sense, as well as fundamental fairness, required the State to wait for the results of the blood test before bringing a lawsuit
The tenuous nature of the mother’s claim that Duer was the father, coupled with the knowledge of the worker that blood had been drawn from all necessary parties (7 days before suit), with results shortly available, causes us to hold that the institution of the suit against Duer on August 22, 1989, was a legal position wholly without merit.
There is no rational argument based on the evidence or law which supports suing Duer at that point in time. Given what the worker knew about the mother’s claim and the pendency of the blood tests, the denial of paternity by Duer was entitled to at least the same degree of consideration and respect as the mother’s claim. The State did not accord him this. The State is deemed to know that corroboration of the mother’s testimony is required. See, § 43-1412; Gregory v. Davis, supra. Duer was unnecessarily sued on an obviously tenuous claim at a time when blood test results were shortly forthcoming.
We hold the trial court was correct in assessing attorney fees
Reversed and remanded with directions.
Dissenting Opinion
dissenting.
I disagree with my colleagues and must respectfully dissent for the following reasons:
I do not believe the State is a party to this action, but if it is viewed as a party, I would analyze the case in this manner. In deciding Millard v. Hyplains Dressed Beef, 237 Neb. 907, 915, 468 N.W.2d 124, 130 (1991), the Supreme Court stated, “[Sanctions should not be imposed except in the clearest cases.” See First Nat. Bank v. Chadron Energy Corp., 236 Neb. 199, 459 N.W.2d 736 (1990). First Nat. Bank cited Shanks v. Johnson Abstract & Title, 225 Neb. 649, 407 N.W.2d 743 (1987), and said, “This court has adopted the position that all doubts as to whether an action is frivolous should be resolved in favor of the petitioner, and sanctions should not be imposed except in the clearest cases.” First Nat. Bank, 236 Neb. at 201, 459 N.W.2d at 739. I agree with the definition of frivolous stated by the majority as “a legal position wholly without merit, that is, without rational argument based on law and evidence to
The action was commenced by the York County Attorney on August 22,1989. At that time, the blood had been drawn for the blood test, but the results were not available and did not become available until September 12, 1989. The caseworker may have had reasons for not reposing complete confidence in the allegations of Kristi Mooney, but that caseworker would be in no different position than most caseworkers handling such matters and many attorneys starting or defending lawsuits that must rely upon the veracity of persons whose past conduct would lead a reasonable person to question their reliability. Neither the Department of Social Services (DSS) nor the county attorney should be required to judge the veracity of the mother to avoid being found to be frivolous.
It may seem that the filing of the action was done too quickly, when the blood test would have resolved the matter. In recent times, paternity suits such as this one are all too common. Many alleged fathers delay the proceedings because they realize they do not pay child support until the judgment determining paternity is entered. The public officials charged with attempting to get fathers to support their children realize that the alleged fathers have a considerable motive to delay and that they do delay. Public officials charged with attempting to collect child support can fight this delay by quickly filing paternity actions and bringing them to trial as soon as possible. Neb. Rev. Stat. § 43-512.01 (Reissue 1988) provides the county shall “immediately take action against the nonsupporting parent.” The county attorney in this case followed the statute, just as other conscientious county attorneys do, and should do. At the time the action was filed, all those involved would have realized the action could quickly be dismissed if the paternity test proved the respondent was not the father. I also find the fee of $535 ludicrously high to obtain a dismissal, when a blood test
There is a separate reason why I cannot accept the majority’s position. In the recent case State on behalf of Garcia v. Garcia, 238 Neb. 455, 471 N.W.2d 388 (1991), a district court taxed the attorney fees of a special prosecutor appointed by the court in a paternity action against the Department of Social Services. On its own motion, the court reversed this allowance under the plain error doctrine, on the basis that such fees could not be taxed against the State without the Legislature specifically providing for it. In making that decision, the Supreme Court said:
In this case the district court entered judgment for the special prosecutor’s fees against DSS. The judgment was entered as a result of the State’s prosecution of Robert Garcia for child support payments and is the equivalent of a suit against the State. We do not find any statute in which the Legislature has permitted a judgment for attorney fees to be entered against the State in an action for child support payments. In our review of articles 1,2, 5, 7, 9, and 14 of chapter 43 of the Nebraska statutes, we note that DSS bears the cost of various services performed for the protection of juveniles in this state. See, Neb. Rev. Stat. §§ 43-258(4) and 43-284.02 (Reissue 1988).
The various costs borne by DSS do not include payment of fees incurred by a special prosecutor appointed by the court in a child support action. The Legislature has made no provision for payment of attorney fees by DSS in child support actions, and thus any judgment against the State for these fees violates state sovereignty.
(Emphasis supplied.) Gaccia, 238 Neb. at 459, 471 N.W.2d at 391. I am of the opinion that the above authority prevents a district court from awarding attorney fees under Neb. Rev. Stat. § 43-1412 (Reissue 1988).
Furthermore, I do not believe the State of Nebraska could be
For the above reasons, I would reverse the decision of the district court and return the matter with direction to dismiss the application for attorney fees.
Reference
- Full Case Name
- State of Nebraska Ex Rel. Killian K. Mooney, Appellant, v. Scott I. Duer, Appellee
- Cited By
- 9 cases
- Status
- Published