State v. Tunender
State v. Tunender
Opinion of the Court
In this post conviction proceeding defendant has appealed from denial of his motion stating that his counsel had rendered ineffective assistance. John R. Gallagher had been appointed defense counsel in March 1966. In May defendant pleaded not guilty to charges of motor vehicle homicide and leaving the scene of the accident. Gallagher and the county attorney, William W. Griffin, at times discussed plea and probation. On October 10 defendant changed his plea to guilty to the homicide charge, and the State then dismissed the second count. On October 24 defendant was sentenced to 18 months’ imprisonment. He filed this post conviction motion on December 22, 1966.
Evidence of the intellectual functioning of defendant, age 27, is meager, no psychological tests having been performed. His grade level of educational achievement is probably 10, although he informed court and counsel that he was a high school graduate. Gallagher had the following opinion: “A. * * * I thought he was a little better than a moron. Q. How much better? A. Not very much better. * * * Q. Isn’t it true you found out subsequently that one of his principals in the school * * * has stated that this individual had less than the usual intelligence ordinarily required to get through the third or fourth grade? * * * A. I have found it out now * * By prearrangement defendant had looked at Gallagher for answers to questions asked at the second arraignment hearing.
Defendant testified that he had changed his plea to guilty only because Gallagher had promised him probation outright. Gallagher’s versions of the odds stated to defendant climbed from possibility to strong chance to probability.
Other circumstances are summarized from Gallagher’s testimony. Upon his appointment he asked defendant and defendant’s relatives to advance $200 for expenses. The sum was paid. Gallagher’s compensation would have
Two weeks after entry of the guilty plea and a few minutes before commencement of the October 24th hearing, Gallagher met the judge. Their conversation caused Gallagher’s concern to mount sharply: “Judge Smith said something about this being a very difficult matter, and * * * he said * * * he was in a quandry himself as to just what to do in this case. * * * a few minutes later, I met Mr. Griffin * * *, and I told Mr. Griffin of the judge’s remark, which had disturbed me quite a little. * * *1 may have mentioned * * * it sounded to me like the judge was a little antagonistic to any probation in this case. * * * (Griffin) went into the judge’s chambers, and I thought well, I better stay out of there.”
Statements bearing on the true situation had been made at the October 10th hearing: “THE COURT: The statutes * * * provide * * * do you understand what the possible penalties are? DEFENDANT: Possible penalties, yes. * * * (Guilty plea received). * * * MR. GALLAGHER: * * * I could say a few words on behalf of my client. * * * We presume there will be a sentence imposed of some nature here, * *
Other excerpts from Gallagher’s testimony are noteworthy: “A. * * * I informed Mr. Tunender that if the judge would put him on probation it would probably be for at least about three years. :|: * * I informed * * * (defendant) that if he were convicted in court * * * he would be sent to the penitentiary. * * * Q. Do you remember what your answer was to my question (asked
We recommend that upon tender of a guilty plea the court inquire about plea discussions and any plea agreement between counsel. “Such inquiry will disclose whether there is reason for the court to caution the defendant of the court’s independence from the prosecutor. * * * See People v. Baldridge, 19 Ill. 2d 616, 169 N. E. 2d 353 * * *." A. B. A. Project, Standards Relating to Pleas of Guilty, Tent. Dr. § 1.5, p. 30.
Post conviction relief on the ground of ineffective assistance of counsel will not be granted unless counsel’s assistance was so grossly inept as to shock the conscience of the court. State v. Moss, ante p. 502, 155 N. W. 2d 435.
A prisoner’s hindsight may twist prudent advice and words of caution into intentional misrepresentation. That case is not this one. Gallagher breached his duty of loyalty, and the breach misled defendant to plead guilty. Gallagher’s assistance was ineffective.
The judgment is reversed and the cause remanded with directions to vacate the judgment of conviction and sentence.
Reversed and remanded with directions.
Dissenting Opinion
dissenting.
I respectfully dissent from the holdings of this opinion. Defendant was charged on two counts, motor vehicle homicide and leaving the scene of an accident. With the advice of his court appointed counsel, defendant entered a plea of guilty to motor vehicle homicide and was sentenced to imprisonment for 18 months. With the consent of the court, the charge of leaving the scene of the accident was dismissed by the county attorney.
At the time defendant appeared for the purpose of
This post conviction proceeding was filed on December 22, 1966. It is contended by the defendant that he was furnished ineffective counsel and that his plea of guilty was induced by fraud and mistake and that such plea was not understandingly made. The primary question is whether or not defendant’s counsel, in advising a plea of guilty under the facts and circumstances he had before him, was so derelict in his professional duty, or, as the majority opinion says, so breached his duty of loyalty, as to require a finding that he was an “ineffective counsel” within the meaning of the law. In other words, the majority opinion holds that defendant’s counsel was so derelict in his professional duty in advising the defendant to enter his plea of guilty as to require a reversal of the judgment.
I submit that the foregoing facts, do not show ineffective counsel or any want of loyalty. I disagree with the holding that defendant’s counsel intentionally misrepresented the defendant. Certainly in the proper representation of a client, an attorney may exercise his best judgment as to’ trial tactics;, strategy, or a plea of guilty if it is deemed to the best interests of the defendant. True, in this case, his opinion that defendant would be paroled proved wrong, but this is no basis; for a holding that he so; misrepresented his client or breached his duty of loyalty. The exercise of judgment in this; case was reasonable in that it was grounded on considerations that justified the advice given. In Busby v. Holman, 356 F. 2d 75 (1966), it is stated: “In considering this contention of the appellant we must bear in mind that the constitutional requirement of effective assistance of counsel does not require or permit the court upon a subsequent review to analyze counsel’s mental processes in order to determine whether every conceivable avenue of evidence has been totally explored and every possible theory of defense has been pursued. United States ex rel. Boucher v. Reincke, 2 Cir. 1965, 341 F. 2d 977, 981. It is not counsel who is on trial. There can be held to be a lack of the effective assistance of counsel only when it appears that counsel’s assistance was so grossly inept as to shock the conscience of the court and make the proceedings a farce and a mockery of justice. (Citing cases.)” In United States ex rel. Feeley v. Ragen (7th Cir. 1948), 166 F. 2d 976, it is stated: “The best of coun
Legal counsel are expected to accept appointments to represent indigent defendants. But if matters of professional judgment are to be reviewed on appeal and considered as a matter of hindsight rather than on the facts and circumstances facing him at the time of decision, the fear of a tarnished professional reputation may become more compelling than the best interests of the indigent defendant. The members of the legal profession should not and must not be restricted in the exercise of their professional judgment in representing the best interests of the defendant as it appears to them.
The majority opinion recommends that upon the tender of a guilty plea that the court inquire into plea discussions and plea agreements between counsel. It is urged that this is only a recommendation and not a compulsory practice. But such gratuitous advice is intended for some purpose or the trial court would not be invited into the offers, counteroffers, misunderstandings, and general confusion arising therefrom. It involves a matter not binding on the court, but it infers that the trial court is to be influenced in some way by injecting itself in such arguments and discussions. I submit that the recommendation is an unwarranted limitation of the trial judge’s judicial discretion and an undue extension of modern thinking on plea bargaining now making its appearance in our criminal procedure. I cannot bring myself to support the proposed recommendation for the reasons stated.
Dissenting Opinion
dissenting.
I concur in the dissent of Carter, J. There were two counts in the information filed against this defendant.
Under such circumstances, even the most experienced practitioners of criminal law generally concede that the wisest counsel they can give their clients is that of entering a plea of guilty and throwing themselves upon the mercy of the court. Such was the case here. One count of the information was dismissed and the defendant got off with a comparatively light sentence.
In accordance with the majority opinion, this case must be remanded and new trial granted. In all likelihood defendant will again be convicted and sentenced. He may well find himself in the same position as the defendant in the case of State v. King, 180 Neb. 631, 144 N. W. 2d 438, where following the second trial and conviction defendant found he would be confined for a longer period than he was subject to on his original sentence. The language contained therein is applicable here. One who secures a new trial by pursuit of a post conviction remedy may be doing himself more harm than good. For him the bright rainbow and the hopes engendered may turn out to be illusory with only a pot of fool’s gold at the end of the rainbow.
In view of this situation, the same criticism made against the original attorney who, in the exercise of his best judgment, succeeded in getting his client off with only a light sentence, may well be made of the second attorney who, after much effort, succeeds in getting the original judgment of conviction set aside, and upon a retrial not only sees his client again convicted but also facing a longer period of incarceration than he was subject to in the first instance.
In my judgment, neither criticism is justified.
Dissenting Opinion
dissenting.
I concur in the dissents of Judges Carter and Newton.
I do not believe that the constitutional right to a lawyer and his advice should so easily be turned into a weapon endangering the opportunity to receive the free unfettered advice and services of a lawyer. With the door so easily open to an attack upon the confidential disclosures between attorney and client, I do not see how a lawyer can adequately protect himself. Does he have a sword at his throat when he talks to his client?
The evidence shows this defendant freely and voluntarily pleaded guilty in open court with his counsel, father, brothers, and other members of his family present. The record furthermore presents overwhelming evidence of guilt. The other charge, a serious one, which the evidence also strongly supports, was dismissed. The judgment of the trial court who knew the attorney, who heard the evidence, who presided when the plea was entered, is correct and should be affirmed.
Reference
- Full Case Name
- State of Nebraska, Appellee, v. Francis Tunender, Appellant
- Cited By
- 5 cases
- Status
- Published