State v. Paulsen
State v. Paulsen
Opinion
Over 6 months after the district court for Dawson County sentenced him to probation and imposed various terms thereof, Larry Paulsen filed a motion to modify one of those terms relating to possession of firearms. The district court denied the motion, and Paulsen has appealed. We conclude that the district court did not err in denying Paulsen's motion and therefore affirm.
BACKGROUND
Conviction and Sentence.
Paulsen's conviction in this case arose out of the district court's acceptance of his plea of guilty to driving under the influence, second offense. The district court set forth its sentence in a journal entry filed on January 16, 2018, in which it stated that it was sentencing Paulsen to jail for 30 days and probation for 24 months "under the terms and conditions set by the Court." The district court also revoked Paulsen's driver's license for 18 months and ordered him to pay a $1,000 fine. The district court later entered an order setting forth various conditions to which Paulsen would be subject during his 24 months of probation. One of the conditions states that Paulsen shall not "have nor associate with anyone who has possession of firearms, ammunition, or illegal weapons."
Paulsen did not appeal his conviction or sentence.
Motion to Modify Probation Order.
On August 28, 2018, Paulsen filed a motion to modify the terms of his probation under
The State did not object to Paulsen's motion, and consequently, the district court considered it without a hearing. In a written order, the district court denied Paulsen's motion. It explained that the firearms restriction is part of the court's usual and customary terms of probation and that it is included to protect the public and probation officers. The district court then noted that in ruling on requests to modify probation conditions, it considers whether there has been a material change in circumstances which arose after the entry of the probation order. The district court found that Paulsen had not identified a material change in circumstances or any other reason that would entitle him to the relief sought. There is no indication in the record that the administration of probation ceased during the pendency of this appeal.
Paulsen appeals the order denying modification.
ASSIGNMENT OF ERROR
Paulsen contends that the district court erred by overruling his motion for modification of his probation order.
STANDARD OF REVIEW
A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law.
State v. McGuire
,
The standard of review governing orders denying a motion to modify probation are discussed further in the analysis section below.
ANALYSIS
Paulsen contends that the district court erred by denying his request to eliminate the condition of his probation relating to firearms. Before we may reach that question, however, we must ensure we have appellate jurisdiction. See
State v. Uhing
,
Jurisdiction.
For an appellate court to acquire jurisdiction of an appeal, there must be a final order or final judgment entered by the court from which the appeal is taken.
Simms v. Friel
,
The jurisdictional question before us is thus whether the order denying Paulsen's motion for modification of his probation terms was a final order. Under
Starting with the most straightforward aspect of the third category of final orders, the district court's order was made "upon a summary application in an action after judgment." See § 25-1902. We have said that an order made "upon a summary application in an action after judgment" under § 25-1902 is " 'an order ruling on a postjudgment motion in an action.' " See
State v. Coble
,
Paulsen's motion seeking a modification of his probation terms plainly meets that definition.
While a more difficult question, we also find that an order denying a motion to modify or eliminate a probation condition affects a substantial right. We have identified many factors that define when an order affects a substantial right. Broadly, these factors relate to the importance of the right and the importance of the effect on the right by the order at issue.
State v. Thalmann
,
Regarding the importance of the right affected, we often state that a substantial right is an essential legal right, not merely a technical right. See, e.g.,
In order to determine whether an order denying a motion to modify a probation condition affects a right that is sufficiently important to be classified as substantial, we must consider the source and nature of the right asserted. Paulsen contends that § 29-2263(3) confers a substantial right that was affected by the district court's order denying his motion to modify. The text of § 29-2263(3) provides: "During the term of probation, the court on application of a probation officer or of the probationer ... may modify or eliminate any of the conditions imposed on the probationer or add further conditions authorized by [
Section 29-2263(3) gives trial courts the authority to modify or eliminate conditions of probation "[d]uring the term of probation." Because a defendant's term of probation will not begin until after the sentence is pronounced, § 29-2263(3) creates an exception to the general rule that, once a valid criminal sentence has been put into execution, the trial court cannot modify, amend, or revise it in any way, either during or after the term or session of court at which the sentence was imposed. See, e.g.,
State v. Marrs
,
Section 29-2263(3) is not so explicit about the standards trial courts are to apply when considering whether to modify or eliminate probation terms. But § 29-2263(3) is part of a collection of statutes dealing with probation. As we often say, such a collection of statutes pertaining to a single subject matter "are in pari materia and should be conjunctively considered and construed to determine the intent of the Legislature, so that different provisions are consistent, harmonious, and sensible." See
State v. McGuire
,
Section 29-2262 provides trial courts with considerable discretion in fashioning conditions of probation, but also provides
some guidance as to what courts are to consider in doing so. Section 29-2262(1) directs courts sentencing an offender to probation to "attach such reasonable conditions as it deems necessary or likely to insure that the offender will lead a law-abiding life." Section 29-2262(2) sets forth a number of specific conditions that a court may impose and also states that "any other conditions reasonably related to the rehabilitation of the offender" may be imposed. In addition to these limitations on permissible probation conditions, some probation conditions may also be subject to constitutional limitations. See, e.g.,
State v. Rieger
,
Mindful of our obligation to read § 29-2263(3) in pari materia with § 29-2262, we believe § 29-2263(3) is best read as giving a probationer the right to initiate a process where the sentencing court may assess whether, in light of new circumstances arising during the course of probation and within the bounds of constitutional limitations, conditions might reasonably be changed to better accomplish the primary goal of probation-"to insure that the offender will lead a law-abiding life." See § 29-2262(1). In some cases, a probationer might demonstrate that because of changed circumstances, a probation condition is no longer appropriate. A probationer might, for example, demonstrate that, in light of new circumstances, a condition that was once "reasonably related to the rehabilitation of the offender" is no longer so. See § 29-2262(2)(r). Of course, the statutory ability to initiate a modification process is not an opportunity to collaterally attack the sentencing judgment or to reassess whether the initial conditions of probation were erroneous. That is the proper subject of an appeal from the judgment of the initial sentence and must be taken within the time limit established by the Legislature.
With this understanding of the right conferred by § 29-2263(3) established, it becomes clearer that the denial of relief sought thereunder affects a substantial right. Substantial rights under § 25-1902 include those legal rights that a party is entitled to enforce or defend.
Cattle Nat. Bank & Trust Co. v. Watson
,
While the reasons set forth above suggest that the district court's order is an order affecting a substantial right made on summary application in an action after judgment is rendered, the State contends that a different conclusion follows from the Nebraska Court of Appeals decision in
State v. Volcek
,
In
Volcek
, a defendant was sentenced to probation with one of the conditions requiring the defendant to serve a term of 45 days' imprisonment " 'unless waived by the Court.' "
We recognize that Volcek does contain a reference to the language of § 29-2263(3) following its conclusion that the decision to waive the jail term was entirely within the discretion of the trial court. This reference is somewhat cryptic, given that there did not appear to be a motion to modify or eliminate probation conditions in that case. In any event, to the extent Volcek suggests that § 29-2263(3) provides no standards by which motions brought thereunder are to be evaluated and leaves them solely to the unfettered and unreviewable discretion of the trial court, we disapprove for the reasons we have set forth above.
For these reasons, we conclude that the order denying Paulsen's motion was a final, appealable order.
Merits.
Before turning to the merits of Paulsen's appeal, we pause to address the standard of review. We do not appear to have previously addressed the standard of review governing an order denying a motion brought under § 29-2263(3).
When probation conditions are challenged on direct appeal, the standard of review depends on the challenge asserted. In
State v. Rieger
,
State v. Grimm
,
Paulsen offers a primary and an alternative argument that the district court erred by refusing to remove the firearms condition. We are not persuaded by either.
Paulsen's primary argument is that because the firearms restriction affects his fundamental right to bear arms under the U.S. and Nebraska Constitutions, any such restriction must be subjected to heightened scrutiny, and that the restriction in this case cannot withstand such review. In support of this argument, Paulsen invokes
Rieger
, where we held that because a probation condition affected a fundamental constitutional right, the condition must be "narrowly tailored and reasonably related to the rehabilitative process."
As Paulsen must acknowledge, however, he did not argue in the district court that the firearms restriction was subject to heightened scrutiny for constitutional reasons. Nor did he argue that because he pled to an offense that was not a felony, the firearms restriction should have included the "written permission by the court" language set forth in § 29-2262(2)(i). We have held that a court cannot err with
respect to a matter not submitted to it for disposition and that an issue not presented to or passed on by the trial court is not appropriate for consideration on appeal. See
Sherman T. v. Karyn N.
,
This leaves Paulsen's alternative argument. Here, Paulsen contends that even if the heightened scrutiny we applied in Rieger does not apply, the firearms restriction is still improper given the crime for which probation was imposed and Paulsen's lack of a history of violence.
Paulsen articulated the substance of this argument in the district court. In his motion, he alleged that he did not have a propensity for or history of violence, that his criminal convictions for driving under the influence did not involve firearms, that there was no connection between his rehabilitation and his possession of firearms, and that there was no risk to public safety in removing the firearms restriction. But while Paulsen made all of these allegations in support of his motion to modify, none of them arise out of circumstances that developed during the term of probation. Instead, all of these arguments for why the firearms restriction was unreasonable could have been made in a challenge to the firearms restriction on direct appeal.
The district court relied on the absence of a material change in circumstances as a reason for refusing to modify the firearms restriction. We do not believe the district court erred by doing so. As we noted recently in
State v. Dill
,
Our conclusion in
Dill
is also consistent with the understanding of § 29-2263(3) set forth in this opinion. As we have explained, we understand § 29-2263(3) to allow trial courts to adjust probation terms during the course of probation as
new
circumstances warrant. We do not, however, understand § 29-2263(3) to allow probationers to challenge terms of probation based on arguments that could have been raised in a direct appeal of their sentence. If § 29-2263(3) was construed to allow such challenges, a party that failed to challenge a probation condition on direct appeal could file a motion to modify
and, if unsuccessful, appeal the denial of the motion to modify. We will not interpret § 29-2263(3) to effectively eliminate the deadline to appeal a criminal sentence set forth in
While nearly all of the allegations Paulsen made in his motion to modify were known to him at the time of sentencing, we acknowledge that Paulsen's motion to modify also alleged that he had not been sanctioned during the term of his probation. We also acknowledge that Paulsen's apparent compliance with his terms of probation for approximately 6 months is not a basis upon which Paulsen could have sought removal of the firearms restriction on direct appeal. Even so, our conclusion that the district court did not err in denying Paulsen's motion to modify remains unchanged. Compliance with the terms of probation is the expectation for all probationers.
The mere fact that a probationer has complied with the terms of probation for some period of time is not a sufficient change in circumstances so as to entitle a probationer to a modification of the conditions of probation.
CONCLUSION
Because we find that the district court did not err in denying Paulsen's motion to modify the terms of his probation, we affirm.
AFFIRMED .
Reference
- Full Case Name
- STATE of Nebraska, Appellee, v. Larry PAULSEN, Appellant.
- Cited By
- 128 cases
- Status
- Published