Patricio Paladin v. United States of America

District Court, D. New Hampshire
Patricio Paladin v. United States of America, 2016 DNH 092 (2016)

Patricio Paladin v. United States of America

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

Patricio Paladin

v. Civil No. 16-cv-30-PB Opinion No.

2016 DNH 092

United States of America

MEMORANDUM AND ORDER

In 2010, Patricio Paladin was convicted of conspiracy to

distribute cocaine, three counts of cocaine distribution, and

one count of possession with intent to distribute cocaine. He

was sentenced to a mandatory term of life in prison on the

conspiracy count based upon the quantity of cocaine at issue,

and the fact that this was Paladin’s third felony drug

conviction. He was sentenced to 300 months in prison on each of

the four other counts, all to run concurrently. Paladin

unsuccessfully appealed his conviction and sentence to the First

Circuit Court of Appeals, and then sought a writ of certiorari,

which the United States Supreme Court denied. Here, Paladin,

proceeding pro se, has brought a motion pursuant to

28 U.S.C. § 2255

to vacate his sentence.

I. BACKGROUND

In October 2010, Paladin was charged with a five-count superseding indictment. CR Doc. No. 37.1 Count One charged

Paladin with conspiracy to distribute and possess with intent to

distribute five or more kilograms of cocaine. Counts Two and

Three charged cocaine distribution, but did not allege a

specific drug quantity. Count Four alleged distribution of

cocaine in excess of 500 grams, and Count Five charged

possession with intent to distribute cocaine in excess of 500

grams. Before trial, the government filed a notice, pursuant to

21 U.S.C. § 851

(a), announcing that Paladin was subject to an

enhanced sentence, including a mandatory term of life in prison,

because of his two previous felony drug convictions. CR Doc.

No. 30 (the § 851(a)(1) notice).

Paladin nonetheless proceeded to trial, where the jury

found him guilty on all five counts. The jury further

concluded, in response to special verdict questions, that the

government had proved beyond a reasonable doubt that Counts Four

and Five each involved more than 500 grams of cocaine. CR Doc.

No. 51. I subsequently sentenced Paladin. On Count One, I

1 This Memorandum and Order cites documents filed in both Paladin’s underlying criminal case, and his current civil case. For clarity and convenience, citations to “CR Doc. No. ___” refer to docket entries in Paladin’s criminal case, United States v. Paladin, No. 09-cr-186-PB. Citations to “CV Doc. No. ___” refer to docket entries in this case, Paladin v. United States, No. 16-cv-30-PB. 2 imposed the mandatory sentence, pursuant to

21 U.S.C. § 841

(b)(1)(A)(ii), of life in prison. On Counts Two through

Five, I sentenced Paladin to 300 months in prison on each count,

to run concurrently.

Paladin appealed his conviction and sentence to the First

Circuit. On appeal, he argued, among other things, that his

sentence on Count One was unconstitutional because “the

indictment did not reference his two prior felony convictions,

and because the jury was not required to find beyond a

reasonable doubt that he had been convicted of these crimes.”

United States v. Paladin,

748 F.3d 438, 451

(1st Cir. 2014).

Paladin also claimed that the jury instructions as to Count One

were improper because, he asserted, I did “not submit[] to the

jury the question of whether Paladin was individually

responsible for the charged quantity of cocaine (five kilograms

or more).”

Id. at 452

. The First Circuit rejected these and

other arguments, and affirmed.

Id. at 454

. Paladin then sought

a writ of certiorari, which the Supreme Court denied in November

2014. He filed his § 2255 motion in January 2016.2

2 Paladin’s § 2255 motion was docketed on January 25, 2016, more than one year after his conviction became final, and therefore beyond the applicable one-year statute of limitations. However, Paladin has also filed an affidavit stating that he actually mailed his motion in October 2015, which would be within the 3 II. ANALYSIS

Paladin presses five arguments here. He contends that his

life sentence on Count One is unlawful because: (1) the

indictment did not mention his two prior felony drug

convictions, and the jury did not find that he had been

convicted of those crimes, (2) the indictment did not identify

his previous convictions as, he claims,

21 U.S.C. § 851

(a)(2)

required, and (3) according to Paladin, the jury did not find,

beyond a reasonable doubt, that he was responsible for the five

or more kilograms of cocaine alleged in the indictment. With

respect to the other counts, Paladin complains that (4) the jury

did not find facts that increased his advisory guideline

sentencing range, and (5) according to Paladin, the 300 month

sentences imposed on Counts Two and Three exceed the statutory

maximum penalty for those charges. Having carefully considered

Paladin’s § 2255 motion and subsequent reply brief, I reject

each argument in turn.3

limitations period. See CV Doc. No. 3 at 5-9. The government does not contest Paladin’s affidavit, and has waived a possible statute of limitations defense. CV Doc. No. 6 at 2 n.1.

3 On April 21, 2016, the court received Paladin’s motion for more time to respond to the government’s objection. CV Doc. No. 7. I granted that motion, and allowed Paladin until May 23, 2016 to submit his reply. CV Doc. No. 8. The court received Paladin’s thirty-seven page handwritten reply on May 27, 2016, alongside a 4 A. Prior Convictions Not Found by Jury

Paladin first contends that his sentence on Count One is

unlawful because the indictment did not reference his two

previous felony drug convictions, and the jury did not find that

he had been convicted of those crimes. Paladin presented, and

the First Circuit rejected, this argument on direct review. See

Paladin,

748 F.3d at 451-52

. I do the same here.4

Facts that “expose a defendant to a punishment greater than

that otherwise legally prescribed [are] by definition ‘elements’

of a separate legal offense.” Apprendi v. New Jersey,

530 U.S. 466

, 483 n.10 (2000). Those facts generally must be “alleged in

the indictment and found by the jury.”

Id.

In Almendarez-

Torres v. United States,

523 U.S. 224, 227

(1998), however, the

letter indicating that Paladin has had some difficulties accessing the prison law library, and would like to supplement his brief. See CV Doc. No. 9-2. After carefully reviewing Paladin’s well-researched reply memorandum, I decline to grant him additional time to file further briefs. In both his lengthy § 2255 motion and his reply, Paladin has ably, and fully, presented his various arguments. Nothing in Paladin’s reply indicates that he has additional unraised arguments.

4 Issues disposed of in a prior direct appeal “will not be reviewed again by way of a

28 U.S.C. § 2255

motion.” Singleton v. United States,

26 F.3d 233, 240

(1st Cir. 1994) (quoting Dirring v. United States,

370 F.2d 862, 864

(1st Cir. 1967)). Given Paladin’s pro se status, however, I briefly explain my conclusion.

5 Supreme Court “recognized a narrow exception to this general

rule for the fact of a prior conviction.” Alleyne v. United

States,

133 S. Ct. 2151

, 2160 n.1 (2013). Thus, “the fact of a

prior conviction need not be proven to a jury beyond a

reasonable doubt for sentencing purposes, even when it exposes a

defendant to a higher sentence.” United States v. Moon,

802 F.3d 135, 151-52

(1st Cir. 2015).

The Supreme Court expressly declined to revisit Almendarez-

Torres in Alleyne v. United States,

133 S. Ct. at 2160

n.1, and,

since Alleyne, the First Circuit has repeatedly held that

Almendarez-Torres remains good law. See, e.g., Moon,

802 F.3d at 151-52

; United States v. Rodriguez,

759 F.3d 113, 122

(1st

Cir. 2014); Paladin,

748 F.3d at 451-52

. Although Paladin may

disagree with those decisions, see CV Doc. No. 9 at 14 (arguing

that Almendarez-Torres “has been eroded by the Supreme Court’s

subsequent Sixth Amendment jurisprudence”), they are binding

here. See United States v. Jimenez-Banegas,

790 F.3d 253

, 258-

59 (1st Cir. 2015) (applying Almendarez-Torres, and noting that

“the Supreme Court has clearly stated that we should not

conclude that its more recent cases have, by implication,

overruled an earlier precedent”). And, based upon these now

well-settled principles, Paladin’s argument –- that his prior

6 convictions should have been alleged in the indictment and found

by the jury -- fails. See Paladin,

748 F.3d at 451-52

.

B. Section 851(a)(2) Argument

Paladin also appears to contend that his sentence on Count

One was improper because, he claims,

21 U.S.C. § 851

(a)(2)

required the government to list his prior felony drug

convictions in the indictment. See CV Doc. No. 3 at 55-57. As

Paladin did not raise this argument either at trial or on direct

review, he has procedurally defaulted on this claim. See Owens

v. United States,

483 F.3d 48, 56

(1st Cir. 2007). I may

therefore consider Paladin’s argument only if he can show both

cause for the default and actual prejudice.5

Id.

Paladin did

not attempt to meet either requirement in his motion, nor can

he.

21 U.S.C. § 851

sets out “a multi-step procedure [that

must] be followed before an enhanced sentence [can be] imposed

based on prior felony drug convictions.” United States v.

Dickerson,

514 F.3d 60, 64

(1st Cir. 2008). Section 851(a)(1)

5 A court can also excuse a petitioner’s procedural default where the petitioner makes a showing of actual innocence. Owens,

483 F.3d at 56

n.6 (citing Bousley v. United States,

523 U.S. 614, 622

(1998)). Paladin has not attempted to make such a showing here.

7 requires the government to file and serve an “information”

before trial that lists the defendant’s previous convictions.

Id.

Section 851(a)(2) further provides that, “[a]n information

may not be filed under this section if the increased punishment

which may be imposed is imprisonment for a term in excess of

three years unless the person either waived or was afforded

prosecution by indictment for the offense for which such

increased punishment may be imposed.” In other words, except in

cases where a defendant waives the right, § 851(a)(2) generally

requires that “the federal drug crime at bar must be prosecuted

by indictment.” United States v. Harden,

37 F.3d 595, 601

(11th

Cir. 1994).

Here, the government indisputably (1) prosecuted Paladin by

indictment for the conspiracy alleged in Count One, and (2)

filed an information pursuant to § 851(a)(1) before trial that

included Paladin’s two prior felony drug convictions. See CR

Doc. Nos. 30; 37. Paladin nonetheless asserts that the

government failed to comply with § 851(a) because the indictment

itself did not list his prior convictions. I disagree.

Section 851(a)(2)’s text does not support Paladin’s claim

that the indictment itself must include a defendant’s prior

convictions. Nor does Paladin provide any authority that

8 supports his interpretation of the statute, and I am aware of

none. Indeed, the Eleventh Circuit has concluded “that §

851(a)(2) is not even arguably susceptible to” the construction

Paladin proposes. United States v. McLean,

138 F.3d 1398, 1407

(11th Cir. 1998) (rejecting the “suggestion . . . that we

interpret the subsection to require the prior conviction itself

to be alleged in an indictment”). I find the Eleventh Circuit’s

reasoning on this point persuasive, and reject Paladin’s claim.

C. Jury Finding Regarding Drug Quantity

Next, relying upon Alleyne, Paladin contends that his

sentence on Count One was improper because, he argues, the jury

did not find beyond a reasonable doubt that he was responsible

for the five or more kilograms of cocaine alleged in the

indictment. Pursuant to Alleyne, “[a]ny fact that triggers a

mandatory minimum sentence is an element of the offense that

must be submitted to the jury and proved beyond a reasonable

doubt.” United States v. Melendez,

775 F.3d 50, 55

(1st Cir.

2014). The fact that a defendant conspired to distribute five

or more kilograms of cocaine triggers an increased mandatory

minimum sentence. See

21 U.S.C. § 841

(b)(1)(A). Therefore, the

question of whether a defendant was responsible for five or more

kilograms of cocaine is “an element of the aggravated crime that

9 [must] be determined by the jury beyond a reasonable doubt.”

United States v. Delgado-Marrero,

744 F.3d 167, 186

(1st Cir.

2014); see also United States v. Pizarro,

772 F.3d 284, 293-94

(1st Cir. 2014).

Paladin argues that the instructions for Count One, coupled

with the verdict form, failed to convey that the jury had to

find drug weight beyond a reasonable doubt. Because he did not

raise this argument either at trial or on direct review, Paladin

must show both cause and actual prejudice to receive § 2255

relief. See Bucci v. United States,

662 F.3d 18, 27

(1st Cir.

2011).

Paladin cannot meet his burden here for at least two

reasons. First, the jury instructions were adequate. When

“read and evaluated as a whole,” Melendez,

775 F.3d at 55

, the

instructions clearly explained that the jury had to find, beyond

a reasonable doubt, that Paladin was responsible for the charged

drug weight. And second, even assuming that the instructions

were improper, “Paladin [is] unable to demonstrate the requisite

prejudice” for his argument to prevail here. See Paladin,

748 F.3d at 453

.

1. Jury Instructions

First, the jury instructions did not violate Alleyne. As I

10 informed the jury, “[t]he burden is always on the government to

prove guilt beyond a reasonable doubt,” and “[t]his burden never

shifts to a defendant.” CR Doc. No. 48 at 10. In discussing

Count One specifically, I began by stating that,

Count One . . . charges that the defendant participated in a conspiracy to possess with intent to distribute and to distribute five or more kilograms of cocaine . . . . Before a defendant can be convicted of the offense of conspiracy, the government must prove several things beyond a reasonable doubt . . . .

Id. at 12. The first “thing” that the government had to prove

beyond a reasonable doubt, I instructed, was that “the

conspiracy charged in the indictment must have existed to commit

the offense or offenses charged in the indictment.” Id. I went

on to explain that the conspiracy charged in the indictment was

“a conspiracy to possess with intent to distribute and to

distribute five or more kilograms of cocaine.” Id. at 14. I

further stated that “[i]n order for the defendant to be found

guilty of the charged conspiracy, the government must prove that

the defendant conspired to distribute and possess with intent to

distribute 5 or more kilograms of cocaine.” Id. at 17.

When viewed in their entirety, these instructions informed

the jury that, in order to convict Paladin on Count One, it had

to find beyond a reasonable doubt that he was responsible for

five or more kilograms of cocaine. In particular, the 11 instructions provided that (1) the government had to prove,

beyond a reasonable doubt, that “the conspiracy charged in the

indictment . . . existed to commit the offense or offenses

charged in the indictment,” id. at 12, and (2) the object of the

conspiracy charged in the indictment was “to possess with intent

to distribute and to distribute five or more kilograms of

cocaine,” id. at 14 (emphasis added). By convicting Paladin on

Count One, then, the jury necessarily found beyond a reasonable

doubt that Paladin was responsible for the charged drug

quantity. The jury instructions correctly explained the

relevant law. See United States v. Paz-Alvarez,

799 F.3d 12, 22-24

(1st Cir. 2015) (rejecting appellant’s Alleyne argument

based upon a review of the jury instructions in their totality);

Melendez,

775 F.3d at 55-56

(same); but see Delgado-Marrero,

744 F.3d at 184-90

(finding Alleyne error where instructions, viewed

as a whole, did not explain that the jury needed to find drug

quantity beyond a reasonable doubt).

Paladin nonetheless contends that the instructions were

improper because the verdict form did not include a special

verdict question regarding drug weight for Count One. CV Doc.

No. 3 at 69. As Paladin points out, the verdict form included

special verdict questions for Counts Four and Five, but not

12 Count One. See CR Doc. No. 51 (Verdict Form). Thus, if the

jury found Paladin guilty on Counts Four and Five, the jury was

further asked whether “the government proved beyond a reasonable

doubt that” Paladin had distributed, or possessed with intent to

distribute, more than 500 grams of cocaine.

Id.

Paladin argues

that it was “absurd” and “inexplicabl[e]” not to include a

similar question for Count One. CV Doc. Nos. 3 at 69; 9 at 4.

I disagree.

These instructions reflected Paladin’s trial strategy.

Paladin presented a “multiple conspiracies” defense to Count

One, essentially arguing that the government had failed to prove

the specific conspiracy alleged in the indictment. See, e.g.,

CR Doc. No. 100 at 106-07 (Paladin’s counsel’s closing

argument). The parties’ addressed this defense at length when

discussing proposed jury instructions. See CR Doc. Nos. 95 at

44-61; 99 at 64-65; 100 at 50-59. Based upon those discussions,

the instructions provided that the government had to prove,

beyond a reasonable doubt, that “the conspiracy charged in the

indictment must have existed to commit the offense or offenses

charged in the indictment”; namely “to possess with intent to

distribute and to distribute five or more kilograms of cocaine.”

CR Doc. No. 48 at 12, 14 (emphasis added).

13 In light of those instructions, it was unnecessary to

include a special verdict question regarding drug weight for

Count One. At best, such a question would have been redundant,

because the instructions already required the jury to find,

beyond a reasonable doubt, that Paladin was responsible for five

or more kilograms of cocaine, as “charged in the indictment.”

At worst, the question might have undermined Paladin’s defense,

by implying that the jury could convict Paladin for his role in

a different conspiracy, involving a different amount of drugs,

than what was charged.

Counts Four and Five, by contrast, alleged cocaine

distribution and possession with intent to distribute cocaine,

and did not require the government to “prove the amount of

cocaine” involved to obtain a conviction. Id. at 18-20. The

government instead needed to prove, beyond a reasonable doubt,

only that Paladin “distributed [or possessed with intent to

distribute] cocaine in any amount.” Id. However, the

government also sought an enhanced sentence on Counts Four and

Five based upon the drug weight (more than 500 grams of cocaine)

at issue. Because that amount of cocaine would “trigger[] a

mandatory minimum sentence,” the question of whether Paladin was

actually responsible for that drug quantity had to “be submitted

14 to the jury and proved beyond a reasonable doubt.” Melendez,

775 F.3d at 55

. It was therefore appropriate to include special

verdict questions regarding drug weight for Counts Four and

Five, but not Count One.

2. Prejudice

Even assuming that the instructions were somehow deficient,

Paladin cannot “demonstrate the requisite prejudice” for his

claim to succeed here. See Paladin,

748 F.3d at 453

. Paladin

presented a similar Alleyne challenge to the jury instructions

on direct appeal.6 Because he had not preserved that argument,

6 There, Paladin argued that the “jury instructions were insufficient to glean an individualized finding as to the quantity of cocaine attributable to him.” Paladin,

748 F.3d at 452

. The First Circuit rejected this argument, explaining that Paladin “misconstrue[d]” the instructions at trial, which provided that “[i]n order for the defendant to be found guilty of the charged conspiracy, the government must prove that the defendant conspired to distribute and possess with intent to distribute five or more kilograms of cocaine.”

Id.

(emphasis in original). According to the First Circuit, “[t]hese instructions required the jury to find that Paladin directly conspired with respect to the applicable minimum quantity in order to sustain a conviction.”

Id.

Here, Paladin argues that he is making “a similar, but altogether different” Alleyne claim than the one he presented to the First Circuit. See CV Doc. No. 3 at 69. Even accepting that these are distinct claims, however, it is difficult to see how the very same instruction could survive Paladin’s Alleyne challenge on direct review, but not his (concededly) similar argument here. This seems particularly true because the First Circuit began its analysis by noting that “Alleyne requires that any fact that serves to increase the mandatory minimum sentence 15 however, the First Circuit reviewed for plain error.

Id. at 452

. Applying that standard, the court concluded that the

instructions were adequate.

Id.

The court then went on to explain that any error in the

instructions was harmless in light of the “overwhelming

evidence” that Paladin was responsible for the five or more

kilograms of cocaine charged in the indictment.

Id.

at 453

(citing United States v. Harakaly,

734 F.3d 88, 95

(1st Cir.

2013)). That “overwhelming evidence” included Paladin’s co-

conspirator’s testimony that “in his estimate, he and Paladin

dealt in more than 100 kilograms of cocaine between 2004 and

2008.”

Id.

As the First Circuit explained, “the volume of

cocaine [approximately 4.8 kilograms] attributable to Paladin in

the mere five weeks between the first controlled purchase with

[Paladin’s co-conspirator] and the raid on Paladin's home

confirm[ed] that he dealt in significant quantities, lending

credibility to [the co-conspirator’s] estimate.”

Id.

The First Circuit’s conclusion -- that Paladin could not

show the “prejudice necessary to prevail on plain error review”

-- is fatal to his claim here. As noted above, Paladin did not

be submitted to the jury and found beyond a reasonable doubt.” Paladin,

748 F.3d at 452

(emphasis added).

16 present his current Alleyne argument either at trial or on

direct appeal, and therefore must show actual prejudice to

receive § 2255 relief. See Bucci,

662 F.3d at 27

. The actual

prejudice standard “is more demanding than that for plain

error.” Ramirez-Burgos v. United States,

313 F.3d 23

, 32 n.12

(1st Cir. 2002). Accordingly, because Paladin was “unable to

satisfy the plain error standard [on direct review], he fails, a

fortiori, to satisfy the actual prejudice standard to excuse his

default.”

Id.

(citing United States v. Frady,

456 U.S. 152, 166

(1982) (holding that the actual prejudice standard on collateral

review presents a “significantly higher hurdle” than plain error

review)).

D. Facts that Enhanced Paladin’s Guideline Range

Paladin also argues that his 300-month sentences on Counts

Two through Five are unlawful because the jury did not find

facts that increased his guideline sentencing range. See CV

Doc. No. 3 at 50-54. As Paladin presents this argument for the

first time in his § 2255 motion, he must show both cause for his

default and actual prejudice. Owens,

483 F.3d at 56

. Paladin

cannot meet that burden here because his argument is

inconsistent with First Circuit law.

17 As the First Circuit recently explained, “factual findings

made for purposes of applying the Guidelines, which influence

the sentencing judge's discretion in imposing an advisory

Guidelines sentence and do not result in imposition of a

mandatory minimum sentence, do not violate the rule in Alleyne.”

United States v. Ramirez-Negron,

751 F.3d 42, 48

(1st Cir.

2014). Sentencing judges thus remain free to find facts that

affect a defendant’s advisory guideline range, but do not change

his mandatory minimum or statutory maximum sentence.

Id.

Consistent with that rule, the indictment here charged, and the

jury found beyond a reasonable doubt, the drug quantities that

triggered Paladin’s mandatory minimum and increased statutory

maximum sentences. I then found facts by a preponderance of the

evidence that affected Paladin’s guideline range. There was no

error.

E. Sentence on Counts Two and Three

Finally, Paladin contends that the 300 month sentences

imposed on Counts Two and Three are unlawful. See CV Doc. No. 3

at 49. To support this argument, Paladin asserts that the

government’s § 851 notice was not sufficiently specific to

notify him that he was facing a statutory maximum penalty of

thirty years on Counts Two and Three. I disagree.

18 Counts Two and Three charged Paladin with cocaine

distribution, but did not allege a specific drug quantity.

Pursuant to

21 U.S.C. § 841

(b)(1)(C), a defendant responsible

for an unspecified amount of cocaine is subject to a maximum

sentence of twenty years, or thirty years if he has a prior

felony drug conviction. See United States v. Goodine,

326 F.3d 26, 27

(1st Cir. 2003). Based upon Paladin’s two prior felony

drug convictions, which the government listed in its § 851

notice, I determined that Paladin was subject to §

841(b)(1)(C)’s thirty year statutory maximum. I then imposed a

300-month term of imprisonment on both counts –- sentences below

the thirty year maximum.

The government’s § 851 notice informed Paladin that he

faced increased punishment because of the prior convictions

identified in the notice. CR Doc. No. 30. The notice also

included a reference to

21 U.S.C. § 841

(b)(1)(A)(ii), the

sentencing provision that applied to Count One, but omitted a

corresponding reference to

21 U.S.C. § 841

(b)(1)(C), the

sentencing provision that applied to Counts Two and Three.

Id.

Because the § 851 notice did not expressly reference the

sentencing provision that applied to Counts Two and Three,

Paladin argues, it did not sufficiently notify him that he was

19 subject to enhanced penalties on those counts.7

As other courts have explained, a defendant may be entitled

to relief where the relevant § 851 notice includes misleading or

erroneous information. See, e.g., United States v. Morales,

560 F.3d 112, 113-17

(2d Cir. 2009). Section 851(a), however, “does

not require that the government identify the statutory section

authorizing an enhanced penalty.”

Id. at 113

. Nor does § 851

“require the government to identify the counts to which the

notice relates.” United States v. Castro-Portillo,

211 F. App’x 7

The government agrees with Paladin that the sentences on Counts Two and Three are improper, but provides a different reason. According to the government, the maximum lawful sentences on those counts was twenty years, because the indictment “did not allege a [drug] quantity []or cite to an enhanced penalty provision of the drug statute” for those counts. CV Doc. No. 6 at 6. This argument is unpersuasive because it is inconsistent with the Supreme Court and First Circuit cases, cited above, holding that “sentencing enhancements may be grounded on prior criminal convictions neither separately charged nor proved to a jury.” United States v. Gutierrez,

52 F. Supp. 3d 316, 322

(D. Mass. 2014) (punctuation and alterations omitted). Rather, the government may seek an enhanced sentence based upon a defendant’s prior felony drug convictions by filing and serving an information that satisfies

21 U.S.C. § 851

. See United Dickerson,

514 F.3d at 64

. In sentencing Paladin, I determined that he was subject to § 841(b)(1)(C)’s thirty-year statutory maximum penalty on Counts Two and Three because of his previous convictions, which were listed in the government’s § 851 notice, not due to drug quantity. See id. at 63 (explaining that

21 U.S.C. § 841

(b)(1)(C) sets the default statutory maximum penalty where “no specific quantity of cocaine is identified”). The appropriate inquiry, therefore, is whether the government’s § 851 notice was adequate. 20 715, 726 (10th Cir. 2007). Instead, “[i]t is only when a

prosecutor goes beyond listing the previous convictions . . .

that he risks undermining the adequacy of the notice . . . .”

United States v. Alexander,

530 F. App’x 565, 572

(6th Cir.

2013). And, in this case, “the government went beyond

accurately describing” Paladin’s prior felony convictions, and

included a reference to § 841(b)(1)(A)(ii) that was, as Paladin

appears to point out, “potentially misleading.” Morales,

560 F.3d at 113

.

Paladin nonetheless is not entitled to relief for two

reasons. First, in addition to the language quoted above, the

notice provided that, “in the event . . . Paladin is convicted

of the offenses charged in the instant Indictment, he is subject

to enhanced penalties at the time of sentencing, including a

mandatory term of life in prison.” CR Doc. No. 30 (emphasis

added). The use of the plural “offenses” and “penalties”

sufficiently put Paladin on notice that the government would

seek enhanced sentences on Counts Two and Three; not just Count

One.

Second, and more fundamentally, it is unclear how Paladin

was prejudiced. See Castro-Portillo, 211 F. App’x at 727.

“Whether additional (or erroneous) information in a pretrial

21 notice renders the notice ineffectual, and an enhanced sentence

thus unavailable, is a fact-intensive inquiry that depends upon

whether the defendant can demonstrate prejudice.” Alexander,

530 F. App’x at 572

. In this case, Paladin received ample

notice that the enhancement would increase his sentence on Count

One to a mandatory term of life in prison, but proceeded to

trial anyway. Given that decision, Paladin has not explained

why he would have pled guilty or presented a different defense

at trial had he known that the enhancement would also apply to

Counts Two and Three. In fact, it is unlikely that Paladin

would have behaved differently, because the enhancement produced

a less significant change for Counts Two and Three (adding ten

years to the maximum sentence) than for Count One (requiring a

mandatory term of life in prison).

Further, because the sentences that Paladin received on

Counts Two and Three were imposed concurrently with the

sentences he received on other counts, Paladin will not be

required to serve a longer prison term as a result of his

sentences on Counts Two and Three. Because Paladin has failed

to make a sufficient showing of prejudice, he is not entitled to

relief on this claim. See United States v. Batchu,

724 F.3d 1, 14

(1st Cir. 2013).

22 IV. CONCLUSION

For the reasons provided above, petitioner’s amended motion

to vacate his sentence pursuant to

28 U.S.C. § 2255

(CV Doc. No.

3) is denied. Because the petitioner has failed to make a

substantial showing of the denial of a constitutional right, the

court declines to issue a certificate of appealability.

SO ORDERED.

/s/ Paul Barbadoro Paul Barbadoro United States District Judge

June 3, 2016

cc: Patricio Paladin, pro se Seth R. Aframe, AUSA

23

Reference

Status
Published