Petition of New Hampshire Division for Children, Youth and Families
Petition of New Hampshire Division for Children, Youth and Families
Opinion
The New Hampshire Division for Children, Youth and Families (DCYF) filed a petition for writ of certiorari, see Sup. Ct. R. 11, challenging orders of the Circuit Court ( Carbon , J.) closing a child protection case brought under RSA chapter 169-C (2014), and appointing the New Hampshire Department of Health and Human Services (DHHS) as guardian of the minor child pursuant to RSA 170-C:11, IV (2014). We reverse and remand.
I
The facts are not in dispute. In November 2014, DCYF filed a petition for neglect under RSA chapter 169-C against the respondent-mother alleging that she neglected her child by engaging in drug use and exposing the child to domestic violence in the home. See RSA 169-C:7 (2014). Following a hearing, the child was found to be neglected. In January 2015, the trial court held a dispositional hearing and issued orders requiring, among other things, that the mother: attend and meaningfully participate in substance abuse and/or mental health counseling; attend and meaningfully participate in visits with the child; follow the terms of her release from incarceration and remain free from incarceration; and obtain and maintain a home free from untreated substance abuse, mental health issues, and/or domestic violence.
At a three-month review hearing in April, the mother was found to be in "partial compliance." At a six-month review hearing in August, the mother failed to appear and was found to be "not in compliance." At a permanency hearing in December, the mother was again found to be "not in compliance," at which time DCYF recommended and the court ordered a change in the permanency plan from reunification to adoption and that DCYF file a termination of parental rights petition under RSA chapter 170-C to enable adoption to occur.
In October 2016, a hearing was held on DCYF's petition for termination of parental rights on grounds that the mother had failed to correct the conditions leading to the finding of neglect. See RSA 170-C:5, III (2014). The court denied the petition, finding that DCYF failed to meet its burden of proof as to the legal grounds for termination beyond a reasonable doubt. According to the court, DCYF did not present evidence of the mother's failure to *1269 correct the conditions that led to the finding of neglect despite DCYF's provision of reasonable efforts. The court also found that termination would not be in the child's best interest given her apparently "significant mental health issues," the lack of evidence of what services were offered to the child, and the fact that, if the court were to terminate the mother's parental rights, the child "would be in State care for an indeterminate period of time." In addition, the court noted that it was undisputed that the mother and child "have a strong bond," that the mother appeared to be taking her obligations seriously, and that, if appropriate care was provided to the child, and the mother could correct the conditions that led to the finding of neglect, "perhaps [the child] may be able to be returned to her mother's care." The court indicated that it would schedule a second permanency hearing "for purposes of determining a new permanency plan."
The court subsequently determined that, rather than holding a new permanency hearing, it would conduct a dispositional hearing "to determine services to be provided to the family." Accordingly, in January 2017, the court held a dispositional hearing at which it "received input from all parties as to the future plan for [the child] and services to be afforded to her mother." DCYF recommended that the permanency plan be reunification with the mother, with the alternative plan being termination and adoption if the mother was unable to correct the conditions that led to the finding of neglect. The court stated that it would adopt the proposed orders as submitted and scheduled a review hearing to take place in May.
In February, however, the court, sua sponte , issued an order concluding that "the New Hampshire legislature has determined that guardianship should be awarded for a child, pursuant to RSA 170-C:11, IV, when a termination proceeding fails, but the Court nonetheless believes that the child's parental care requires substitution or supplementation." The court found the language of the statute mandatory, and that "[n]o discretion is provided in this context, assuming that the Court finds a need for substitution or supplementation." The court reasoned:
It is clear ... that there is a present need for substitution/supplementation of parental care for [the child]. Although [DCYF] failed to prove, beyond a reasonable doubt, that the grounds for termination exist, there is ample evidence that Mother has not fully complied with the outstanding dispositional orders, and has not been able to demonstrate that [the child] would not be endangered in the manner adjudicated if she were to be returned home. The Court cannot find that returning [the child] to her home is in her best interests. [ See RSA 169-C:23.] Accordingly, the Court orders that the new permanent plan for [the child] is guardianship with the Department of Health and Human Services pursuant to the provisions of RSA 170-C:11.
The court stated that the review hearing in the child protection case previously scheduled for May would instead be treated as a guardianship review hearing, and that, thereafter, the child protection case "shall close and this matter shall be reviewed pursuant to the terms and conditions of" the guardianship statute, RSA chapter 463 (2004 & Supp. 2017).
DCYF moved for reconsideration, arguing, among other things, that the literal application of RSA 170-C:11, IV and the corresponding effect of closing the child protection matter "leads to an unjust result and is contrary to the purpose of the Child Protection Act." DCYF asserted that the child protection case could not close *1270 "until [the child] is provided with a specific and appropriate permanent plan." According to DCYF, "[f]or the purposes of permanency, [DHHS] could not be an 'appropriate party' for guardianship" because "[t]he entire concept of permanency derives from the goal of children leaving the foster[/]residential care system" and "aspires towards children leaving the care and custody of the State." DCYF contended that the plan adopted by the court "places [the child] in the custody of the State for the remainder of her childhood," an outcome that "is inapposite of the purpose of both RSA 169-C and RSA 170-C."
The court denied the motion, noting that "[w]hile appointing [DHHS] as legal guardian may not be ideal, it is what the statute ( RSA 170-C:11, IV) mandates where the Court finds that substitution or supplementation of parental care is in the child's best interests." The court requested that DCYF file a petition for guardianship in conjunction with filing motions to close both the abuse and neglect case and the termination of parental rights case. The court ordered that "DCYF will no longer be required to provide services to the child's parent," and that the court "will no longer be required to make a reasonable efforts determination."
At the hearing in May, DCYF argued that the RSA chapter 169-C child protection case should remain open for purposes of permanency planning and that closure of that proceeding and guardianship with the State is not one of the four enumerated permanency plans set forth in RSA 169-C:24-b (2014). Although the court expressed that it was "not happy with the outcome as it exists," it determined that "[it] is what the law provides." Subsequently, the court ruled that, pursuant to RSA 170-C:11, IV, "awarding guardianship with the department of health and human services ... is the permanent plan for the minor child." In addition, the court ruled that, although it had previously dismissed the termination petition, upon further review of the statute, it had concluded that RSA 170-C:11, V and VI (2014) authorized it to hold open the termination case for the purpose of periodic review hearings. Accordingly, the court vacated its earlier order requiring the case to be reviewed as a guardianship pursuant to RSA chapter 463 and instead ordered that the termination case remain open for purposes of conducting review hearings under RSA 170-C:11, VI. The court thereafter denied DCYF's motion to reconsider and closed the RSA chapter 169-C abuse and neglect case. This petition followed.
II
DCYF argues that "the circuit court erred in closing the RSA 169-C child protection case before permanency for [the child] had been achieved." (Capitalization and bolding omitted.) According to DCYF, every child in an out-of-home placement is entitled to a permanency plan and guardianship with DHHS is not one of the four permanency options identified by RSA 169-C:24-b. DCYF also asserts that, even if guardianship with DHHS qualifies as a permanency plan, RSA 169-C:24-c (2014) requires the court to keep open the child protection case so long as the child remains in an out-of-home placement, and that RSA 170-C:11 does not authorize the court to close a child protection case when a termination petition is dismissed. Finally, DCYF argues that "it was an unsustainable exercise of discretion for the circuit court to close the child protection case where doing so was not in [the child's] best interest." (Capitalization and bolding omitted.)
The mother counters that RSA 170-C:11, IV "is clear on its face," was interpreted correctly by the circuit court, and *1271 "is in accord with the overall purpose of the statutory framework." According to the mother, RSA 170-C:11, IV provides for the closure of the RSA chapter 169-C abuse and neglect case and the institution of a guardianship with DHHS "should termination of a parent[']s rights not occur[,] but where the child requires substitution or supplementation of parental care and supervision." "This eventuality," the mother asserts, "constitutes a permanent plan as contemplated under RSA 169-C:24-b." In addition, the mother argues that if the matter is remanded for the development of a second permanency plan, and termination of parental rights is again the chosen option, it "would be fundamentally unfair as there had just been a termination hearing and Res Judicata would prevent such a retrial."
III
"Review on certiorari is an extraordinary remedy, usually available only in the absence of a right to appeal, and only at the discretion of the court."
Petition of Chase Home for Children
,
Resolving the issues presented requires that we engage in statutory interpretation. As to questions of statutory interpretation, we employ a
de
novo
standard of review.
In re G.G.
,
IV
"The provisions of RSA chapter 169-C, the Child Protection Act, and RSA chapter 170-C, the Termination of Parental Rights statute, together set forth the procedures that apply to adjudicating petitions alleging abuse and/or neglect, and petitions to terminate the parent-child relationship."
In re S.T.
,
"Congress enacted ASFA, in part, to speed critical decision-making for all children in foster care."
In re Juvenile 2005-426
,
To that end, the ASFA requires that states adopt procedural safeguards "to assure each child in foster care under the supervision of the State of a permanency hearing ..., which hearing shall determine the permanency plan for the child."
A "permanency hearing" is defined as "a court hearing for a child in an out-of-home placement to review, modify, and/or implement the permanency plan or to adopt the concurrent plan." RSA 169-C:3, XXI-b (Supp. 2017). In turn, a "concurrent plan" is defined as "an alternate permanency plan in the event that a child cannot be safely reunified with his or her parents." RSA 169-C:3, VII-a (Supp. 2017).
Like the ASFA, RSA 169-C:24-b lists, in order of preference, four nonexclusive options for a permanency plan: (1) reunification with the parent or parents; (2) termination of parental rights when an adoption is contemplated; (3) legal guardianship; or (4) another planned permanent living arrangement. RSA 169-C:24-b, II;
see
In addition, like the ASFA, RSA chapter 169-C requires the court to "hold and complete a post-permanency hearing within 12 months of the permanency hearing and every 12 months thereafter as long as the child remains in an out-of-home placement." RSA 169-C:24-c, I;
see
Regarding the second option listed in RSA 169-C:24-b, II, RSA chapter 170-C provides for the "involuntary termination of the parent-child relationship by a judicial process which will safeguard the rights and interests of all parties concerned and when it is in the best interest of the child." RSA 170-C:1 (2014). "Implicit in this chapter
*1273
is the philosophy that whenever possible family life should be strengthened and preserved, and that the parent-child relationship is to be terminated only when the adoption of that child may be contemplated."
Pursuant to RSA 170-C:11, if the court finds grounds for terminating the parent-child relationship, "it shall terminate such relationship and appoint the department of health and human services or another authorized agency as guardian" of the child. RSA 170-C:11, II (2014). If the court does not find grounds for terminating the parent-child relationship, "it shall dismiss the petition; provided, however, that where the court finds that the best interest of the child requires substitution or supplementation of parental care and supervision, it shall make an order awarding guardianship with the department of health and human services or an authorized agency and fixing responsibility for temporary child support." RSA 170-C:11, IV.
DCYF asserts that RSA 169-C:24-b"places permanency planning squarely in the jurisdiction of the child protective proceeding," and because RSA 170-C:11, IV "falls within the separate chapter dealing with termination of parental rights, it cannot reasonably be interpreted as authorizing the court to change a child's permanency plan in the context of a termination of parental rights proceeding." According to DCYF, "[w]here the permanency goal of termination and adoption has failed, the matter must return to the child protection case for the court to determine a new permanency plan," and doing so "is not inconsistent with the plain language of RSA 170-C:11, IV." We agree.
The legislature expressly intended that the statutory scheme set forth in RSA chapters 169-C and 170-C comply with the ASFA. See N.H.S. Jour. 1157 (1999) (stating that the purpose of amendments to RSA chapters 169-C and 170-C are "to initiate New Hampshire's compliance with" the ASFA, which is "designed and intended to ... promote the safety, permanency and well being of children in out-of-home placements"); N.H.S. Jour. 650 (2007) (stating that amendments to RSA chapter 169-C are intended to move children "faster from foster care to permanent placement" and bring "the state laws in line with" the ASFA).
Given the overarching goal of the ASFA that abused and neglected children be provided with permanent arrangements outside the foster care system, we do not construe RSA 170-C:11, IV as mandating that, upon the denial of a petition to terminate parental rights, guardianship with DHHS is the child's permanency plan and the abuse and neglect proceeding is terminated.
See
In re A.G.
,
Accordingly, based upon our review of the ASFA, RSA 169-C:24-b and :24-c, and RSA 170-C:11, we conclude that, when a child's permanency plan under RSA 169-C:24-b, II is adoption and *1274 termination of parental rights, and when the court denies the termination petition under RSA 170-C:11, IV, a new permanency hearing must be held to "review, modify, and/or implement the permanency plan or to adopt the concurrent plan." RSA 169-C:3, XXI-b. As the statute provides, the court must then hold subsequent permanency hearings as long as the child remains in an out-of-home placement and must determine "whether the department has made reasonable efforts to finalize the permanency plan that is in effect." RSA 169-C:24-c, II.
Citing no supporting authority, the mother argues that, if the matter is remanded for the development of a second permanency plan and termination of parental rights is again the chosen option, it "would be fundamentally unfair as there had just been a termination hearing and
Res
Judicata
would prevent such a retrial." We note, however, that other jurisdictions that have addressed this issue have declined to bar a successive petition to terminate parental rights on the basis of res judicata.
See
,
e.g.
,
People in Interest of J.R.
,
The mother also makes a passing reference in her brief to her federal and state constitutional "rights of due process." Because this constitutional argument is undeveloped, however, we refrain from addressing it.
See
Keenan v. Fearon
,
We hold that the circuit court erred as a matter of law in ruling that RSA 170-C:11, IV mandated closure of the child's RSA chapter 169-C child protection case and guardianship with DHHS as the child's permanency plan. Accordingly, the case is remanded for proceedings consistent with this opinion.
Reversed and remanded .
LYNN, BASSETT, and HANTZ MARCONI, JJ., concurred.
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