State v. Johnson
State v. Johnson
Opinion of the Court
The opinion of the court was delivered by
Upon leave granted, defendant appeals from an order vacating his guilty pleas to an accusation charging him with aggravated manslaughter (N.J.S.A. 2C:11-4a) and possession of a weapon with a purpose to use it unlawfully against the person of another (N.J.S.A. 2C:39-4) because he appealed from the final judgment of conviction in violation of the plea agreement. We reverse.
On February 9, 1986, defendant was charged in a municipal complaint with murder (N.J.S.A. 2C:11-3). This charge exposed him to imprisonment for a term of 30 years during which he would not be eligible for parole or to a specific term of years between 30 years and life imprisonment of which he would be required to serve 30 years before being eligible for parole. Pursuant to a negotiated plea agreement, defendant waived his right to indictment and trial by jury and entered a plea of guilty to a two-count accusation. The first count charged him with aggravated manslaughter (N.J.S.A. 2C:11-4a), a crime of the first degree, which at the time subjected him to a maximum term of imprisonment of 20 years pursuant to N.J.S.A. 2C:43-6a(1),
At sentencing on April 23, 1986, defendant’s lawyer argued that a 30-year sentence with a 15-year period of parole ineligibility “is extremely harsh and a very, very hard, hard burden to take” for “a person of this extreme youth and with no prior adult convictions.” He asked the judge to consider giving a lesser sentence. The judge observed that had defendant been indicted for murder and convicted after trial, he would have faced a period of 30 years of parole ineligibility, “twice as much time as you agreed with in this negotiated sentence.” The judge then recognized guidelines which he was obliged to follow in imposing a particular sentence. He referred to the presumption of incarceration and the Graves Act. The judge briefly reviewed the aggravating and mitigating factors and stated:
The bottom line is that the plea agreement is the proper one, considering the fact that you are facing 30 years without parole, considering the fact that the prosecutor took that into consideration when he offered the plea agreement, and I concur with his decision.
The judge then sentenced defendant on count one for aggravated manslaughter to the maximum term of 20 years with a
In violation of the plea agreement, defendant filed a notice of appeal on June 11,1986. Since the sole issue on appeal was the alleged excessiveness of the sentence, the appeal was scheduled for oral argument, without the filing of briefs, on October 1, 1986. However, the transcript, presentence report and the balance of the record on appeal were not filed until May 18, 1987, and the matter was relisted for oral argument on June 9, 1987, almost one year after the notice of appeal had been filed.
During the course of oral argument on June 9, 1987, the presiding judge expressed concern because the sentences had been ordered to be served consecutively. The deputy attorney general argued that State v. Yarbough, 100 N.J. 627 (1985), cert. den. Yarbough v. New Jersey, 475 U.S. 1014, 106 S.Ct. 1193, 89 L.Ed.2d 308 (1986), had not been decided at the time of this plea, and thus the trial judge had not made a specific statement of his reasons.
Absolutely, your Honor. But rather than amending this—this sentence, then, the State would exercise its option to—withdraw from the ... plea agreement.
Absolutely, your Honor. But my—I’m not basing my—statement on that. I’m basing it on the fact that it very clearly on the transcript here is a waiver of two things. Not just the merger issue, but also a waiver of the right to appeal. Now, obviously, we can’t say that somebody cannot appeal. They can. But when—in a case where there is a plea agreement, and there is a waiver of the right to appeal, the option, if the defendant takes an appeal, is to vacate—is to vacate the plea and start all over again. And the State is more than—I spoke with the county prosecutor yesterday, and he’s more than willing to exercise that option.
The oral argument concluded with defendant’s counsel noting that his client did not wish to withdraw his plea but rather to go forward with the appeal.
Later the same day, June 9, 1987, we entered an order affirming the sentence imposed for aggravated manslaughter of 20 years with a ten-year period of parole ineligibility,
We conclude, however, that there is nothing in the judge’s statement of reasons justifying within the guidelines of State v. Yarbough., 100 N.J. 627 (1985), the consecutive imposition of the sentence imposed on the weapons charge. Accordingly and pursuant to Yarbough guidelines, we direct the modification of the judgment of conviction to provide that both sentences be served concurrently and we remand to the trial court for entry of a modified judgment so providing.
See N.J.S.A. 2C:44-7. The State’s motion for reconsideration was denied on August 19, 1987, “without prejudice to the State’s right to move the trial court within 10 days from the date hereof for relief from the plea agreement.”
On August 25, 1987, the prosecutor moved to vacate the plea agreement. The motion was heard on September 28, 1987 but was not decided by the trial judge until his letter opinion dated
Notwithstanding the waiver by a defendant of the right to appeal as part of a negotiated plea agreement, the defendant has the right to take a timely appeal. However, if he does, “the plea agreement may be annulled at the option of the prosecutor, in which event all charges shall be restored to the same status as immediately before the entry of the plea.” R. 3:9-3(d); see State v. Gibson, 68 N.J. 499 (1975), the holding of which was codified in the rule.
At issue in this case is the time within which the State must move to annul the plea agreement.
Of course, a defendant who has obtained sentence or charge concessions in consideration of the appeal-waiver would be subject to their revocation at the option of the State, immediately upon a filing of the appeal. [68 N.J. at 512]
Defendant recognizes that the use of the word “immediately” by the Supreme Court in Gibson did not mean that the motion to vacate must be made immediately, but that such a motion
What may be a “reasonable time” or “promptly” is subject to conjecture, but we are totally satisfied that a motion to vacate the plea after defendant’s appeal has been argued and decided, as in this case, comes too late. Conversely, there is merit to the State’s position that it should not be required to immediately move to annul the plea agreement upon a defendant filing a notice of appeal. The State should have an opportunity to know the basis for the appeal and some time to evaluate the merits of the defendant’s arguments. For example, in a normal appeal, a short synopsis of the basis of a defendant’s appeal should be contained in the case information statement required by R. 2:5-l(a).
In this case, the only issue raised on appeal was the excessiveness of sentence of which the State had knowledge from at least October 1, 1989 when the matter was first scheduled for oral argument. We recognize that the plea agreement contemplated that the State would recommend an aggregate term of 30 years with a 15-year period of parole ineligibility. Since at the time the maximum sentence for aggravated manslaughter was 20 years, it was obvious that it would be necessary not only to impose the maximum sentence for aggravated manslaughter, but also to impose the maximum sentence for the weapons offense and to require that the two sentences be served consecutively in order to reach a 30-year term. It would also be necessary to impose maximum periods of parole ineligibility to be served consecutively. We recognize that a recommendation for an aggregate term of 30 years with a 15-year period of parole ineligibility was a substantial concession by the State which undoubtedly took into consideration defendant’s youth, lack of any prior adult convictions and his cooperation with the State.
At sentencing, counsel for defendant requested the judge to consider giving a lesser sentence because of defendant’s youth and the absence of any prior adult convictions. The State cannot insist that a particular sentence be imposed, even though it be negotiated. Sentencing is always a matter of discretion for the trial court. State v. Spinks, 66 N.J. 568, 574 (1975). The prosecutor was represented at sentencing and the judge’s comments were made in the presence of his representative. Thus, when defendant appealed alleging the excessiveness of his sentence, the State was in a position to evaluate the merits of that claim very quickly.
It is evident that the sentencing judge concluded that defendant was getting a substantial break in being charged with aggravated manslaughter and a weapons charge, rather than murder, and that the recommended sentence by the prosecutor was appropriate for the offenses. He thus imposed maximum sentences and maximum periods of parole ineligibility to reach the recommended sentence, but completely failed to give any reasons for those sentencing decisions as required by the Code and our Supreme Court decisions.
In his decision granting the State’s motion to vacate the plea agreement, the trial judge said:
*591 To compel the State to take action to vacate the plea agreement prior to the appellate hearing would completely obliterate the defendant’s right to appeal. That is, in all plea agreement cases the State would be forced to move to vacate immediately upon filing a notice of appeal and defendant would be, in all such cases, deprived of his right to appeal.
If the court does impose sentence pursuant to this paragraph, or if the court imposes a noncustodial or probationary sentence upon conviction for a crime of the first or second degree, such sentence shall not become final for ten days in order to permit the appeal of such sentence by the prosecution.
We do not suggest a time limit of ten days, but we note the effort in the Code to create finality and to avoid questions of double jeopardy by fixing a time limit before the sentence becomes effective. We therefore reverse the decision in this case and refer to the Criminal Practice Committee the question of fixing a time limit for the State to act on its right to annul the plea agreement contained in R. 3:9-3(d).
The order vacating the pleas is set aside and the judgment of conviction and sentence imposed, as modified by our order of June 9, 1987, are reinstated.
N.J.S.A 2C:11-4 was amended by the L. 1986, c. 172, § 1, effective December 8, 1986, to provide that upon conviction of aggravated manslaughter "a person may, notwithstanding the provisions of paragraph (1) of subsection a. of N.J.S. 2C:43-6, be sentenced to an ordinary term of imprisonment between 10 and 30 years.”
State v. Yarbough was decided by the Supreme Court on October 7, 1985, six months prior to the sentencing in this case.
By the sense of the order we also affirmed the sentence imposed on the weapons charge.
The reason for the delay in deciding the motion does not appear in the record. However, two letters from the public defender to the judge, one dated January 21 and the other dated March 29, 1988, requesting a ruling, have been provided to us.
There is no merit to the suggestion by the State that the condition of our order of August 19, 1987 denying its motion for reconsideration without prejudice to the State’s right to move for relief from the plea agreement is the law of the case. See State v. Stewart, 196 N.J.Super. 138 (App.Div.), certif. den. 99 N.J. 212 (1984). Clearly, our order did not decide the issue but simply authorized application to the trial court so that the issue could be considered.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.