State v. Epps
State v. Epps
Opinion of the Court
The defendant was previously convicted of a criminal offense and was placed on probation. He was subsequently charged with a violation of probation, was found to be in violation and was continued on probation. The State during trial sought to introduce as evidence the defendant’s conviction and subsequent violation of probation, if the defendant testified, to attack his credibility. The nature of the conviction, the sentence, the violation of probation and resentence were not contested.
It is generally recognized that a defendant who takes the stand in his or her own behalf may be impeached by proof of former criminal convictions or the like. State v. Sands, 76 N.J. 127, 386 A.2d 378 (1978); quoting McGautha v. California, 402 US. 183, 215, 91 S.Ct. 1454, 1471, 28 L.Ed.2d 711, 731 (1971). The rule that a prior conviction of a witness or an accused may be shown as bearing upon his/her credibility is generally acknowledged.
The New Jersey Supreme Court in Sands, supra, injected the concept of judicial discretion into the interpretation of N.J.S.A. § 2A:81-12.
Justice Schreiber, writing for the Sands court, embraced a balancing test grounded under N.J.Evid.R. 4 principles; is the probative value of the evidence substantially outweighed by the risk that the admission will either (a) necessitate undue consumption of time or (b) create substantial dangers of undue prejudice, confusing the issue or misleading the jury? The trial court is to weigh the lapse of time and the nature of the crime to determine whether the relevance as to credibility outweighs any prejudicial consequence to the defendant. Id. at 144-45, 386 A.2d 378. Ordinarily, admission of prior conviction evidence should be permitted, with the defendant bearing the burden to justify exclusion. Id. at 144, 386 A.2d 378.
An issue not raised in Sands and one of first impression in New Jersey is whether a defendant’s probation revocation from a criminal conviction can itself be deemed a “conviction” for purposes of impeaching credibility under N.J.S.A. § 2A:81-12. Stated another way, can a witness’ failure to abide by imposed probationary conditions and the subsequent revocation of that probationary status be utilized on cross-examination to impeach the witness’ credibility.
Perhaps the most noteworthy discrepancy between the two types of proceedings is the fact that each requires application of a different standard of proof. State v. Reyes, 207 N.J.Super. 126 at 137, 504 A.2d 43 (App.Div. 1986) held that a court may not find a violation of probation unless the defendant has been convicted of another offense or the court is satisfied by a preponderance of the evidence that the defendant has inexcus
An argument, however, can be asserted that if the violation of probation results in the imposition of a state prison sentence upon resentencing, the State should be permitted to offer evidence of the violation and the resentencing. State v. Sinclair, 57 N.J. 56 at 68, 269 A.2d 161 (1970), citing State v. Merra, 103 N.J.L, 861,187 A. 575 (E. & A. 1927) held an accused may be interrogated as to the number of previous convictions and duration of sentence. The Sinclair case was decided before Sands and Sands did not specifically address the issue
While discussing the remoteness of convictions, Sands, 76 N.J. at 145, 386 A.2d 378 says, “A jury has the right to weigh whether one who repeatedly refuses to comply with society’s rules is more likely to ignore the oath requiring veracity on the witness stand than a law-abiding citizen.” If one’s conduct on probation is so egregious in violating conditions of probation which warrant incarceration in state prison on resentencing, it may also be relevant in determining the defendant’s trial credibility, since the defendant substantially has refused to comply with society’s rules and is more likely to ignore the oath requiring veracity.
The facts in this case, however, do not even approach the above issue. Here, the defendant was continued on probation and no incarceration was imposed. The defendant’s violation of those conditions of probation therefore could not have been so significant nor demonstrate that he has further substantially refused to comply with society’s rules and is therefore more likely to ignore the oath.
In light of the inherent differences between criminal convictions and probation revocation proceedings as well as the Sands’ injection of judicial discretion as to offers made pursuant to N.J.S.A. § 2A:81-12, this court, to a limited extent, adopts the reasoning espoused by the Texas Courts as sound policy. A finding of a violation of probation which does not result in a state prison sentence is not a new conviction and does not demonstrate a further substantial refusal to comply with society’s rules, independent of the original conviction.
Since in this matter the violation of probation did not result in a resentencing which imposed incarceration in state prison, the violation of probation may not be used to attack the witness’ credibility.
N.J.S.A. § 2A:81-12 reads: For the purposes of affecting credibility of any witness, his interest in the result of the action, proceeding or matter or his conviction of any crime may be shown by examination or otherwise, and his answers may be contradicted by other evidence. Conviction of a crime may be proved by the production of the record thereof, but no conviction of an offender shall be received in evidence against him in a civil action to prove the truth of the facts upon which the conviction was based. (Emphasis added)
It should be noted that the Sands court did not specify that a separate standard is to be applied when the witness is a defendant, a State witness or a witness for the defense. State v. Eddy, 189 N.J.Super. 22, 25, 458 A.2d 522 (Law Div. 1982). Similarly this court’s opinion does not differentiate as to a State’s or defense witness or a defendant who takes the stand.
A discretionary standard has been adopted in other states. See, e.g., State v. Wilkins, 34 N.C.App. 392, 238 S.E.2d 659 (1977) (within trial court’s discretion to allow cross-examination regarding violations of the terms of probation since these matters tend to cast light on the character of the witness).
Reference
- Full Case Name
- STATE OF NEW JERSEY v. LEWIS L. EPPS
- Cited By
- 1 case
- Status
- Published