In re the creation, powers & prerogatives
Opinion of the Court
The following view of the creation, powers and prerogatives of the court of pardons of New Jersey, with historical, constitutional, statutory and case law relating thereto, has been written at the request of the governor and other members of the court, in the hope and expectation that it may •prove useful, not only to the court itself, but also to the bar when questions may hereafter arise concerning the power and prerogatives of this tribunal of mercy.
The present act relative to the court of pardons (Comp. Stat. p. 3895 § I) provides that the officers of this state, in whom the power to remit fines and forfeitures and to grant pardons is vested by the constitution, shall he called the court of pardons. The name is quite appropriate, but if it had not been bestowed by legislative fiat, the body vested with the pardoning power might he called the board of pardons, or by some other designation. • It must, of course, have a name.
The constitution of 1844 created and defines the powers of the court of pardons, as follows (Art. 5 *[ 10) :
“The governor, or person administering the government, the chancellor, and the six judges of the court of errors and appeals, or a major part of them, of whom the- governor, or person administering the government, shall be one, may remit fines and forfeitures and grant pardons, after conviction, in all cases except impeachment.”
And the constitution, in Art. 2 \ 1, granting the right oí suffrage, provides that—
“No * * * person convicted of a crime which now excludes him from being a witness, unless pardoned or restored 'by law to the right of suffrage, shall enjoy the right of an elector.”
As will hereafter appear, the provision concerning restoration to the right of suffrage is a prerogative of the court of pardons, although not so expressed in terms.
The crimes which at the time of the adoption of the con
The pardoning power appears always to have been an attribute of sovereignty. In England, as is well known, the king is the fountain of mercy. The granting of the' king’s most gracious pardon is the most amiable prerogative of the crown. 4 Bl. Com. 396. A pardon may be conditional. The king may extend his mercy upon what terms he pleases. Ibid. 401. The effect of the pardon is to make the offender a new man, to acquit him of all forfeitures annexed to that offense for which he obtains his pardon, not so much to restore his former, as to give him a new, credit and capacity. Ibid. 40%.. If pleaded in bar before trial it destroys the end and purpose of the indictment by remitting that punishment which the prosecution is calculated to inflict. Ibid. 337. After indictment it could be pleaded in bar of the prosecution or in arrest of judgment before sentence passed. .Ibid. But in our state a pardon cannot be granted before conviction. And, doubtless, the reason that our constitution made provision that a pardon, or remission of penalties, could be granted only after conviction, was to prevent the arbitrary favor of warding off the prosecution in any case, as incompatible with the genius of our institutions.
In this state and country the pardoning power is, and always has been, a prerogative of the executive department. In this state it is expressly bestowed in article 5 of the constitution relating to the executive department. And article 3, paragraph 1, declares that no person or persons belonging to or constituting that department shall exercise any of the powers belonging .to either of the others. Cook v. Freeholders (Supreme Court), 26 N. J. Law 326 (at p. 338), per Vredenburgh, J. And it also provides that no person or per
The power of pardoning as lodged in our federal and state executives holds the same position in our framework of government as the royal prerogative of pardon does in the English, but limited and diluted by a jealousy of that prerogative. Our court of pardons represents, not the parliament, but the king and his privy counsel. Cook v. Freeholders (Supreme Court, per Justice Vredenburgh), 26 N. J. L. 340. Ergo, it is a kingly, and not a parliamentary, power — that is, one vested in the executive and not in the legislature. I confess that, after a somewhat extended, research, I am unable to find any learning in the books to the effect that the privy council shared in the prerogative of mercy or were ever consulted by the king with reference to the propriety of a pardon. It may be, however, that the king occasionally asked the advice of the council in these matters. The duty, says Blaekstone, of a privy councilor, appears from the oath which he took, consisting of seven articles, one of which was to advise the king according to the best of his cunning and discretion. 1 Bl. Com.. 230. It may be that in the exercise of this power the council, on the request of the king, sometimes advised him respecting a pardon, but I have been unable to find any reported instance of it, and it would seem that the exercise of the prerogative of mercy was exclusively the king’s own, for' Blaekstone, speaking of it says: And it is declared in parliament by statute (27 Hen. VIII c. 2ff), that no other person hath power to pardon or remit any treason of felonies whatsoever; but that the king hath the whole and sole
In Ex parte Garland, 4 Wall. 380; 18 Law ed. 366, the supreme court of the United States, dealing with the pardoning power vested in the president by the federal constitution, said (at p. 371), that the benign prerogative of mercy reposed in him cannot be fettered by any legisaltive restrictions. And in Ex parte United States, 242 U. S. 27; 61 Law ed. 129, the same court held that the constitution assigns to the legislature the power to enact laws defining crimes and fixing the degree and method of punishment; to the judiciary the power to try offenses under those laws and impose punishment within the limits and according to the methods therein provided; to the executive the power to relieve from the punishment so fixed by law and so judicially ascertained and imposed. And again (at p. 4%) that the right to relieve from punishment belongs to the executive department.
Some question has been made as to whether the constitutional provision creating the court of pardons requires a majority of the members of the court, including the governor, or person administering the government, to act affirmatively upon an application for clemency, it being suggested that maj'be a majority of a quorum acting in the affirmative, the executive being one, could exercise the power of the court. But as to this, I think, there is no difficulty.
In Clifford v. Heller, supra, 63 N. J. Law 105, Mr. Justice Yan Syckel, writing the opinion of the supreme court, said (at p. 117) : “By the-constitution of 1844 the executive, with the concurrence of the chancellor and of the six judges of the court of appeals, or a major part of them, may grant pardons after conviction.” Art. 5 ¶ 10. To the same effect are the remarks of Chief-Justice Green in Cook v. Freeholders, supra (Supreme Court), 26 N. J. Law 326 (at p. 327); also those of Mr. Justice Elmer (court of errors and appeals), S. C., 27 N. J. Law 687 (at p. 689). Although it is not a point expressly decided, but only ob
The power of granting pardons includes the power of remitting any part of the penalty. A part of the sentence may be remitted without pardon, but the criminal cannot be pardoned without the remitting of the penalty. The constitution of the United States vests in the president the power of pardoning without any specific grant of power to remit fines and forfeitures, yet the power of remitting fines and forfeitures is constantly exercised by the president without question. So, also, the ancient constitution of this state simply conferred the power of pardon, but it was always construed to include the power to discharge from fine and imprisonment. The general power of pardoning offenses necessarily includes the lesser power of remission and commutation. If the whole offense may be pardoned, a fortiori, a part of the punishment may be remitted or the sentence commuted. Cook v. Freeholders (Supreme Court, per Chief-Justice Green), 26 N. J. Law 329, 330. If a man be convicted for manslaughter the king may pardon the burning in the hand. Com. Dig. 171. After the conviction of Lord Stafford for treason King Charles II remitted the hanging and quartering part of his sentence of death, but the sheriff's of London expressed doubt as to the king’s power thus to commute the sentence, which doubt was proposed in the houses of parliament and was seconded in the commons by Lord William Bussell. Both the lords and commons rejected the doubt. Burneds Ilisl. of Bug. ch. 68. Later, when Lord Bussell was himself convicted of treason, King Charles II likewise remitted the more ignominious part of the sentence, namely, the mutilation, saying: “Lord Eussell shall find that I am possessed of that prerogative which in the case of Lord Stafford he thought proper to deny me.” Idem. ch. 69.
If pardons were granted upon the idea of the innocence of the party pardoned there would be manifest justice in returning the fine not only, but also in making full indemnity for all the injuries sustained by reason of the conviction. If there be no guilt there is no ground for forgiveness. It is an appeal to executive clemency. It is asked as a matter of favor to the guilty, it is granted not of right but of grace. A party is acquitted on the ground of innocence, he is pardoned through favor. Ibid. SSI.
To remit a fine after conviction was not strictly the exercise of the pardoning power; it operated only'on the punishment — the unforgiven crime remained. Ibid. 311. It was what its language imports, namely, a remission of a penalty dissociated from the pardon of an offense; yet it was exercised only by the pardoning power.
There is no' question but that a pardon restores the right of suffrage to a person convicted of a crime which at the time of the adoption of the constitution of 1844 excluded the convict from being a witness. And the question has arisen, What is the meaning of the word “law” in the clause “restored by law to the right of suffrage,” and what is its application ?
The general power of pardoning offenders necessarily includes the lesser power of remission and commutation. And the costs of the prosecution may also be remitted to the offender. Cook v. Freeholders (Supreme Court, per Chief - Justice Green), 26 N. J. Law 333, SSL And it is the doctrine that the power to pardon includes the power to remit part of the penalty without- fully pardoning, that permits the court of pardons to commute sentences, there being no express words granting power to commute anjnvhere bestowed upon it by the organic law. In this case of Cook v. Freeholders, 27 N. J. Law 637 (at p. 641), the court ©f errors and appeals observed: “There is, however, no reason to suppose
It will be observed that our court of last resort here, in effect, says that the phrase “to remit fines and forfeitures” should be restricted to its proper meaning, to forgive so much of th e sentence or judgment as inflicts such fine or forfeiture, and, also, that it is meant to remove any doubt as to power to remit fines or forfeitui’es not imposed as an incident to conviction of crime. Observe, too, that the court of errors and appeals (S. C., 27 N. J. Law, bottom of p. 640, top of p. 641) also says that it is clear that the power of granting pardons includes the power of remitting or pardoning any part of the penalty. Now, as the power to pardon includes the power to remit a forfeiture, which, in turn, clearly must include the remission of a forfeiture of the right of suffrage (the loss of which is a part of the penalty of the conviction), then, when the constitution provided in article 2, paragraph 1, that a person convicted of a certain crime shall not enjoy the right of an elector unless pardoned or restored by law to the right of suffrage, the restoration b]' law undoubtedly meant the granting by the pardoning power of the gracious act of remitting the forfeiture of the right of suffrage to the end that that right might he thereby restored without the
It has been suggested that the words “restored by law” mean by act of the legislature, but, obviously, this is not so. The legal meaning or definition of the word law is not restricted to that of a statute. • Blackstone’s familiar definition is, that law signifies a rule of action. 1 Bl. Com. 88. One definition is: A rule or method of action or order of sequence. Another: A general rule of external human action enforced by a sovereign political authority. S Bouv. L. Did. (Rawle’s Rev.) m. When, therefore, the constitution says, “Unless pardoned or restored by law to the right of suffrage,’ it could not have meant by “restored by law,” that such restoration should be by “act of the legislature,” as that is not expressed, and there is nothing in the phrase, or the context where it is found, to indicate any such idea; and to attribute such meaning to it would necessarily be to conclude that the constitution makers who bestowed the pardoning power on the executive department (the governor and certain officials acting with him), and provided that no person belonging to any of the departments of the government should exercise any of the power properly belonging to either of the others, deliberately intended, notwithstanding such inhibition, that the legislature might, nevertheless, encroach upon the prerogative of the executive in the exercise of the pardoning power by remitting a forfeiture, a thing expressly reserved to the executive department. The -meaning undoubtedly was, “unless pardoned or restored by the court of pardons by remission of the penalty of loss of suffrage,” which would be a lawful restoration, and, therefore, a restoration by law, for the deprivation of the right of suffrage following the commission of certain crimes, was certainly the forfeiture of that right, and the power to “remit fines and forfeitures and grant pardons” is in the same organic law as the provision for the deprivation and restoration of the right of suffrage,
Therefore, upon principle and the authorities, supra, we are to conclude that the power to pardon carries with it power to grant a limited or partial pardon, among others the power to remit part of the penalties consequent on a conviction, and that that power our constitution (1844) by express terms conferred upon the executive department. This grant of power was declartory of existing law, a thing constantly met with in constitutions and statutes. And surely a power in the
Bestored by law? Obviously, if there were any power to restore at the time of the 'adoption of the constitution — that is the lawful restoration that was meant, and there was such power, namely-, to grant a partial pardon — that is, remitting the forfeiture of the right of an elector. And that resided in the pardoning power, and was the granting of a partial or limited pardon.
In Ex parte Garland, 4 Wall. (71 U. S.) 838; 18 Law Ed. 866, the petitioner moved for leave to practice as an attorney and counsellor of the supreme court of the United States. He was opposed on the grormd that by act of congress it was provided that no person be permitted to practice in the supreme, circuit or district courts of the United States, unless he took an oath, the effect of which was that he had not participated in the Bebellion. Mr. Garland was unable to take this oath and pleaded a full pardon from the president of the United States for his offense of rebellion, and insisted that the act of congress as it affected his status in court was unconstitutional and void, and that if it were constitutional he was released from compliance with its provisions by the pardon of the president. And it was held by the court, Mr. Justice Field writing the opinion (18 Law Ed. 871), that the power of the president is not subject to legislative control; that congress can neither limit the effect of his pardon nor exclude from its exercise any class of offenders; that the benign prerogative of mercy reposing in him cannot be fettered by any legislative restrictions.
The principle announced in Ex parte Garland is entirely apposite here. It is to the effect that the pardoning power of the executive cannot be affected by the legislature, in other words, that it can in nowise be shared by the legislature, that the legislature cannot appropriate any- of the prerogatives to itself.
Now, there has grown up in this court a practice of granting a full pardon to every applicant for restoration to the right of suffrage. There is but one printed form of application for clemency, which is obtainable on request from the pardon clerk, and it provides inter alia., “Appealing to your honorable court for clemency, your petitioner [the convict] prays that * * * your honorable court may find such merit therein as will warrant the granting of [his] application for .” Here follows in parenthesis a line (“State whether parole, remission of fine or restoration to citizenship is sought.”) In the blank folowing the words “application for” is inserted a request for resto?ation to citizenship when that alone is sought, and yet, as stated, the court, in granting that request, as a matter of practice, issues to the offender, without any application therefor, and without consideration as to whether he merits it, a full pardon for his offense, which oftentimes, and in most instances., would not be granted, as it is genoraly undeserved, and the effect of which is to make the offender a new man, to acquit him of all forfeiture annexed to that offense for which he obtains his pardon, not so much to restore his former, as to give him a new credit and capacity.
Although the case of Gook v. Freeholders, in the supreme court, so far as it speaks of forfeitures apparently treats of them as forfeitures of estate, as in the English law, nevertheless, no such question was before the court. The only
We are here dealing with the question of forfeiture of the right of suffrage provided for in the constitution of 1844, and, the language of the constitution, not prescribing the kind of forfeiture which might be remitted, but using the word without any limitation or restriction whatever, it can ‘only be rationally held, I think, to' include forfeiture of the right of suffrage, as well as any other forfeiture flowing from a conviction of crime. That the term forfeiture is not limited to forfeiture of estate is apparent from the authorities. And the decision of the court of errors and appeals, supra,, is clearly an opinion to the effect that the power to remit any forfeiture is expressly conferred upon the court of pardons.
In 26 Corp. Jur. 891, forfeiture is defined, inter alia,, as something lost by the commission of a crime; something paid for the expiation of a crime; that which is forfeited or lost by neglect of duty;. that which is lost, or the right to which is alienated, by a crime. An act of congress imposes forfeiture of citizenship and its rights, as an additional penalty for the crime of desertion. Huber v. Reily, 53 Pa. St. 112. And there is a forfeiture of office. Bergerow v. Parker, 4 Cal. App. 169, 174. The claim of the United States on a forfeited recognizance is a penalty or forfeiture within the Bankruptcy act. 2 Words & Phrases (2d, series) 418. A forfeiture means the loss of something as a penalty for doing or omitting to do some certain required act. Hudson v. Shepard, 90 Ill. App. 626, 628. Forfeiture, inter alia, is the loss of office, the loss of a corporate franchise or charter, the loss of the right to life as a consequence of commission of some crime to which the law has affixed a capital penalty. Bl. Law Dic. (2d Ed.) 512. And our Criminal Procedure act (Oomp. Stat. p. 1828 § 24) prescribes procedure with reference to forfeited recognizances of bail. All these authorities go to' show that the word forfeiture has a broad and general significance, comprehending
I am not unmindful of the view expressed by the late -Attorney-General Wilson in an opinion to the court of pardons, April 23d, 1912, in which he said that “the question presented for determination is whether or not this [parole] act by its terms delegates to a body other than the court of pardons [so called] some part of the pardoning power vested in it by the constitution of this state. If such a result is reached by the operation of the act it would, of course, contravene the organic law,” which opinion he concluded as follows: “If there be a forfeiture in consequence of a criminal conviction, that is to say, if a prisoner has been convicted of one of the crimes, which at the time of the adoption of the constitution of 184-4 deprived him of the right of being a witness, such a person convicted of one of those enumerated crimes may not exercise the right of suffrage unless sncli right is restored to him by a pardon or by some remedial statute.”
Now, it will be observed that no question was submitted to Mr. Wilson as to how a forfeiture of the right of suffrage could be relieved against, and the Parole act did not attempt to deal with it. It is apparent that the learned attorney-general, in observing that such right might only be restored by a pardon or by some remedial statute, was drawing upon his knowledge of the former custom of such restorations being assumed to be made by act of the legislature, and that he did not rest his view upon an examination of the authorities upon that question, which, had he done so, he wonld have found to be against the proposition stated by him in his opinion.
As the legislature cannot impair the jurisdiction of a constitutional court either by depriving it of its power or creating a co-ordinate authority to employ it (In re Thompson (Court of Chancery), 85 N. J. Eq. 221; citing Flanigan v. Guggenheim Smelting Co. (Court of Errors and Appeals), 62 N. J. Law 647), so, equally, the legislature, in the absence of clearly expressed devolvement of power by the constitution, and there is none such, cannot appropriate or in anywise im
■ Upon principle and authority, therefore, I am clearly of opinion that the language in article 2, paragraph 1, “restored by law to the right of suffrage,” read in conjunction with article 5, paragraph 10, that the governor (and other officers associated with him) “may remit fines and forfeitures,” means that the forfeiture of the right of being an elector by reason of conviction of crime, may be remitted by the court of pardons, and that the remission operates as the restoration of the convict to the right of suffrage, dissociated from the granting of a full pardon to accomplish that purpose, and that this right is in nowise shared by the legislature, who cannot, constitutionally, either grant a pardon or restore to citizenship by remitting a penalty, because it cannot exercise any of the prerogatives of the pardoning power.
We come now to a consideration of the parole law and its effect upon the court of pardons, some review of the history of which will be more or less instructive. Of course, the parole law cannot affect the constitutional power of the court of pardons, but, as will -hereafter appear, as a parole is not a pardon, the parole power can be and has been bestowed upon another authority. The court of pardons, too, has been by statute authorized to exercise it; but 'without statutory authority, it has the power, in effect, to grant a parole by bestowing upon a convict a limited pardon — one with such conditions annexed as would make it a virtual parole according to common understanding.
The first statute granting parole and providing for the procedure thereon is contained in the Criminal Procedure act (Revision of 1898). Comp. Stat. p. 1S77 § 171. It provided that the principal keeper and board of inspectors of the New Jersey state prison should have the power to establish rules and regulations under which any prisoner who was then or might thereafter be imprisoned under a sentence other than for murder in ‘ the first or second degree, manslaughter, sodomy, rape, arson, burglary or robbery,' who had not been previously convicted, might be allowed to go on parole out
The next act on the subject of parole is P. L. 191b p. b29, which is an amendment to the Criminal Procedure act,, and provides for a maximum and minimum term of imprisonment, and that the prisoners whose terms are about to expire shall be allowed to appear in person before the board of inspectors, or a committee thereof, who shall seek to determine their fitness to be at large, and making certain regulations as to parole, &c.; making further provisions that prisoners penalized with a line shall not be set at large until fine paid or remitted by the court of pardons, &c.
The next act concerning parole is to he found in the act concerning charitable, correctional, reformatory and penal institutions (P. A. 1918 p. 3b3, 35b; amended, as to its title and certain provisions, P. L. 1919 p. 222, but not affecting the subject under discussion). (This act (P. L. 1918 p. 35b) concerning parole provides that the several boards of managers of the correctional institutions classified in the act shall have power to release upon parole such inmates of their respective institutions as they may determine to be eligible therefor, except a person sentenced to death; that the said board shall prescribe by rules the procedure for the granting of parole and the terms and conditions incident thereto; that the legal custody of all prisoners released upon parole shall be vested in the chief executive officer of the institution from which such prisoner is paroled, continuously until filial discharge; that no person committed upon a sentence prescribing a definite minimum term shall be released upon parole
My excuse for writing at such great length is a desire to thoroughly exhaust the subject and deliver an opinion that may be of some value as a work of reference on the subjects treated.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.