Lewis v. Guadagno
Lewis v. Guadagno
Opinion of the Court
SUPPLEMENTAL OPINION
This matter comes before the Court upon the application of the Plaintiff, Frederick Carlton “Carl” Lewis, for a preliminary injunction barring Defendants from removing his name from a primary ballot. Plaintiff contends that the provision of New Jersey’s state constitution relied upon to remove his name from the ballot violates the Equal Protection Clause of the Fourteenth Amendment. On April 28, 2011, after a hearing and oral argument, the Court concluded Plaintiff failed to demonstrate a likelihood of success on the merits, in that Sununu v. Stark, 383 F.Supp. 1287 (D.N.H. 1974), aff'd mem., 420 U.S. 958, 95 S.Ct. 1346, 43 L.Ed.2d 435 (1975), was binding and controlling precedent. The Court further opined that even if the Supreme Court’s summary affirmance of Sununu were not controlling precedent, this Court would apply a strict scrutiny standard, adopt the reasoning of the Sununu three judge panel, and find that the constitutional provision at issue furthers a compelling state interest. In this Opinion, the Court will provide a written explanation for its April 28, 2011 oral decision.
I. BACKGROUND
On April 11, 2011, Plaintiff Frederick Carlton “Carl” Lewis
II. ANALYSIS
This Opinion is intended to supplement the Court’s oral decision denying Plaintiffs Motion. Plaintiff requested that the Court enter a preliminary injunction enjoining Defendants Atlantic County Clerk, Burlington County Clerk and Camden County Clerk (hereinafter “Defendant County Clerks”) from printing or mailing the primary election ballots without his name. In
A. Pullman
In Railroad Commission of Texas v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941), the Supreme Court stated that when considering whether to abstain, a court shall consider three specific preconditions: “(1) uncertain issues of state law underlying federal constitutional claims brought in federal court, (2) state law issues amenable to interpretation that would obviate the need for or narrow the scope of the federal constitutional claims, and (3) conditions such that an erroneous federal court interpretation of state law would disrupt important state policies.” Ohad Assocs. v. Twp. of Marlboro, No. 10-2183, 2010 WL 3326674, at *3 (D.N.J. Aug. 23, 2010) (citing Chez Sez III Corp. v. Twp. of Union, 945 F.2d 628, 631 (3d Cir. 1991)). “In addressing an abstention claim, a district court must first consider whether the particular case falls within the ambit of Pullman as defined by these criteria, and must then make a discretionary determination, based on the weight of these criteria and other relevant factors, as to whether abstention is in fact appropriate.” D'Iorio v. Delaware County, 592 F.2d 681, 686 (3d Cir. 1978).
The'Court concluded that the present matter failed to implicate the first and third prongs of Pullman. With respect to the first prong, the issue before the Court, while important to the parties, was exceptionally narrow. The Court only decided whether New Jersey’s constitutional provision requiring candidates for state senate to reside in New Jersey for at least four-years was, on its face, violative of the federal constitution. This question is purely one of federal law, which can be resolved entirely without opining on, or resolving, any issue of state law. Consequently, the Court did not need to address any uncertain issues of state law.
The third prong was also not implicated. The Court did not interpret any provisions of state law, but merely determined whether the provision in the state constitution violated the Equal Protection Clause. Furthermore, in the present matter, the Court concluded that the provision did not violate the Fourteenth Amendment. Therefore, the Court’s decision did not disrupt any state interests.
B. Younger Abstention
“Under Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), federal courts must abstain in certain circumstances from exercising jurisdiction over a claim where resolution of
In rendering its decision on abstention, the Court was especially mindful of the delicate balance between state and federal interests. Specifically, the Court recognized that the underlying principles of Younger are grounded in notions of comity, and the idea that, in some instances, federal courts should not interfere with state courts or state sovereignty. Although a literal application of Younger may suggest this Court should abstain, (1) the binding Supreme Court authority addressing the narrow issue presented and (2) the extraordinary pressing need for resolution of the federal issue justified the Court’s exercise of jurisdiction.
The Court was asked to address whether, on its face, Article 4, Section 1, Paragraph 2 of the New Jersey Constitution violated the Equal Protection Clause of the Fourteenth Amendment. This issue is not only a question of substantial federal concern, but also is controlled, as discussed in greater detail below, by binding Supreme Court precedent. Consequently, to resolve the federal constitutional issue this Court did not need to apply or interpret any provisions of the state constitution. Rather, in deciding the narrow issue presented, we only needed to examine whether the provision, on its face, violated the Constitution, and this inquiry merely required an application of Sununu.
The Court also concluded that a quick resolution of this matter was of paramount concern. See Diamond D Constr. Corp. v. McGowan, 282 F.3d 191, 201 (2d Cir. 2002) (stating that an exception to Younger abstention requires “extraordinarily pressing need for immediate federal equitable relief’) (quoting Kugler v. Helfant, 421 U.S. 117, 124-25, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975)). According to Defendant County Clerks, the printing of the primary election ballots had to commence in the very near term in order to meet state statutory requirements designed to insure that New Jersey voters have sufficient time not only to review the ballots but also to participate in the political process and educate themselves about the candidates and their positions. This Court felt it necessary, therefore, to resolve, as soon as possible, the issue of the requested federal equitable relief in the forum chosen by the plaintiff.
C. The Merits
“[T]he grant of injunctive relief is an extraordinary remedy, which should be granted only in limited circumstances.” Frank’s GMC Truck Ctr., Inc. v. General Motors Corp., 847 F.2d 100, 102 (3d Cir. 1988) (internal citations omitted). In determining whether to issue a preliminary injunction, the Court must consider whether: “(1) [there is] a likelihood of success on the merits; (2) he or she will suffer irreparable harm if the injunction is denied; (3) granting relief will not result in even greater harm to the nonmoving party; and (4) the public interest favors such relief.” Bimbo Bakeries USA, Inc. v. Botticella, 613 F.3d 102, 109 (3d Cir. 2010). “The injunction should issue only if the plaintiff produces evidence sufficient to convince the district court that all four factors favor preliminary relief.” Am. Tel. and Tel. Co. v. Winback and Conserve Program, Inc., 42 F.3d 1421, 1427 (3d Cir. 1994) (quoting Merchant & Evans, Inc. v. Roosevelt Bldg. Prods., 963 F.2d 628, 632-33 (3d Cir. 1992)).
In the present matter, after the April 28, 2011 hearing and oral argument, the Court concluded Plaintiff had failed to establish a likelihood that he would prevail on the merits at the final hearing.
1. Sununu is Controlling Precedent
The Court found Sununu to control the outcome of this matter. In Sununu, a three-judge panel concluded that the New Hampshire Constitution’s seven-year durational residency requirement for the office of state senator did not violate the Equal Protection Clause of the Fourteenth Amendment because the state articulated a compelling interest for the provision. Sununu, 383 F.Supp. at 1290. As indicated above, in a summary affirmance, the United States Supreme Court upheld the district court’s opinion.
Several courts have specifically found Sununu binding and controlling precedent. In Beil v. City of Akron, the Sixth Circuit Court of Appeals opined that in Sununu and Chimento the Supreme Court summarily affirmed “that seven year durational residency requirements are not violative of the equal protection clause.” Beil v. City of Akron, 660 F.2d 166, 168 (6th Cir. 1981). With respect to the precedential value of these summary affirmances, the Sixth Circuit stated “[w]hile it is true that summary affirmances must be read with care, there can be no doubt that these recent cases hold that some durational residency requirements are constitutionally permissible.... That some durational residency requirements are constitutional was essential to disposition of these cases. Thus we are of the opinion that these recent Supreme Court affirmances control the outcome of the present controversy.” Id.
Although not directly addressing the precedential value of Sununu, the Second Circuit Court of Appeals, in dicta, stated “[w]e, accordingly, do not reach the question of the constitutional validity of the five-year duration-of-residency requirement, though we should indicate that we have grave doubt as to whether this matter is not foreclosed by the action of the Supreme Court in summary affirmances of ... seven-year residency duration statutes” in Sununu. Billington v. Hayduk, 565 F.2d 824, 826 (2nd Cir. 1977). The Supreme Court itself, in a plurality opinion, recognized the precedential value of its summary affirmance in Chimento
Other courts have similarly concluded that Sununu constitutes binding authority. See, e.g. Joseph v. City of Birmingham, 510 F.Supp. 1319, 1326 (D.Mich. 1981) (“Moreover, the Supreme Court has directly held that some durational residency requirements for candidates are constitutional. In Sununu ... the Supreme Court affirmed [a] lower court judgment[ ] upholding New Hampshire’s seven year durational residency requirement for state senatorial ... against equal protection challenges”); see also, e.g., Schiavone v. Destefano, 48 Conn.Supp. 521, 852 A.2d 862, 867 (Conn.Super.Ct. 2001) (“Since Akron, no federal court has struck down a durational residency requirement for political office ... until such time as the Supreme Court changes its mind, lower courts are not free to invalidate such requirements (unless those requirements exceed seven years) on federal equal protection grounds”).
In Metromedia the Supreme Court opined that the precedential value of summary affirmances is limited to the “precise issues presented and necessarily decided by those actions.” Metromedia, Inc., 453 U.S. at 499, 101 S.Ct. 2882. This Court interpreted Metromedia’s, command as indicating that the precedential value of summary affirmances should not be overstated as a legal matter, nor should they be interpreted as applicable beyond the
In support of his position Plaintiff only argued one dissimilarity and noted a second. First, he argued that in Sununu, decided in 1974, the people of New Hampshire had directly rejected any changes to the durational residency requirement for state senator only eight years before, in 1966. In the present matter, however, the last direct vote on the particular provision of the New Jersey Constitution at issue here occurred in 1947. Additionally, the Plaintiff noted that the ratio between the number of members of the upper house and the lower house is smaller in New Jersey, suggesting a greater parity between the two than might exist in New Hampshire. The Court does not find these differences substantial enough to undermine the precedential value of Sununu.
Moreover, these two minor differences are far outweighed by the similarities between the cases. Both cases involve a bicameral legislature, a substantial difference in the length of office between a state senator and a member of the lower house,
Even if the Court did not find Sununu controlling, it would still conclude that Plaintiff would not prevail on the merits. Despite language in Clements
Presently, the State met its burden and articulated a compelling interest for its four-year residency requirement. First, the State has a compelling interest to ensure that its senate candidates are familiar with the district because of the important duties and authority a New Jersey state senator possesses. As articulated by the State Defendants, the office of senator is of ancient origin and its more modern version dates to the American Revolution. A senator exercises a variety of powers, including trial of impeachments and advice and consent on the appointment of judges, executive cabinet officials and prosecutors. State senators also vote for governor and lieutenant governor in the event of a tie, stand in the line of succession to the governorship, may exercise the executive power when the governor and lieutenant governor are not in the State, and, just to name a few additional powers, exercise police and taxing powers.
Furthermore, a senator’s authority is not limited to a city, district or municipality. Rather, the entire State is affected by his or her decisions. In order to properly perform these functions, it is of upmost importance for the senator to be intimately familiar with not only his or her district, its people, its problems and its issues, but also the issues and political structure of the entire State. This type of familiarity does not occur overnight and cannot be gleamed from watching television, reading the newspaper or surfing the Internet. Ultimately, the State has a compelling interest that this individual not only possess knowledge of the operation of the State Government, but also to ensure that he or she is sufficiently well-versed in the needs and interests of all the State’s citizens. Without this type of knowledge of the needs of both the government and the governed, a senator cannot wield the aforementioned important powers and
The State also provided a second compelling interest as justification for its four-year residency requirement. According to the State, the people of the district need time to become familiar with a candidate and their position on the substantive issues of the day. Although Plaintiffs counsel described Plaintiff as the “Bruce Springsteen of track”, his fame and notoriety are not directly relevant to the proper exercise of a position of public trust. The State has a compelling interest in insuring the voters become familiar with the candidate’s platform. This type of familiarity develops over time and requires the candidate to “press the flesh.” In order to become an effective state senator, a candidate must live among and interact with his or her potential constituents. Even in the age of the Internet, there is a meaningful difference between what one hears or reads on a computer screen and what one learns and hears at the local coffee shop or firehouse.
The cases Plaintiff relied upon to demonstrate that the State does not have a compelling interest are distinguishable because they address intrastate durational residency requirements. In the present matter, however, an interstate requirement is at issue. In other words, Plaintiff relies upon cases that address a candidate’s ineligibility because he failed to live in the proper area of the state, not the state itself. This intrastate/interstate dichotomy is of primary significance.
First, the intrastate cases invalidate local ordinances or state statutes rather than organic law of state constitutional dimension. Second, the federal constitutional concerns and the opportunity for an improper motive to bar an otherwise legitimate candidate, may be more pronounced where the case involves a narrowly defined geographical area and a less significant political subdivision. As an example, imagine a city which annexes an adjoining municipality and imposes a durational residency requirement to run for office. This action would essentially disenfranchise the residents of the annexed municipality because they would be precluded from running for municipal office or city government by the simple fact of having been annexed.
Both Sununu and the present matter, however, are different. Absent invidious
Furthermore, unlike the intrastate disenfranchisement scenario discussed above, the provision at issue in this case treats everyone from outside the state similarly. Whether a Democratic African-American male from California, a Republican AsianAmeriean female from Topeka or a Native American third party candidate from Maine, each has the same hurdle to overcome. All classes of individuals must reside in this State for four years before they could run for the Office of State Senator. No recently re-drawn line, intentionally or not, harms any protected class of citizens or represents a sinister political plot to shift some geographical balance of power. The borders of the state are static and have remained so and are likely to remain so. Consequently, it is difficult to articulate how Plaintiff is treated differently than anyone else from outside the State of New Jersey or how he could be fairly characterized as a victim of anything other than his own volitional decisions as to his domicile.
Finally, the Court acknowledges the principles of comity and the proper balance between the State and Federal Government required by the Tenth Amendment. Although Plaintiff might one day be an excellent state senator and appears to have many fine qualities that would commend him to public office, it is not for this Court to overturn a provision of the New Jersey Constitution that has been part of the state’s standing law for approximately 167 years.
III. CONCLUSION
For the reasons stated both above and in the Court’s April 28, 2011 oral decision, Plaintiffs Motion for a Temporary Restraining Order and Order to Show Cause Why a Preliminary Injunction Should Not be Entered was denied.
. Carl Lewis represented the United States in the 1984, 1988, 1992 and 1996 Olympic games. He won nine gold medals in track and field and is considered by some as the greatest Olympian of all time.
. The Court interpreted this claim as a facial challenge to the provision.
. During oral argument, Defendants appeared to concede that the Court could exercise its jurisdiction to address whether, on its face, the Constitution’s four-year residency provision violated the Equal Protection Clause of the Fourteenth Amendment.
. Furthermore, as discussed in the merits section, this Court upheld the constitutionality of the provision at issue because of binding Supreme Court precedent. In such a situation where an inferior federal court cannot engage in its own analysis of the issue because the precise legal question has already been resolved by a higher court, in this instance the Supreme Court no less, we find that the principles behind Younger are substantially less pronounced. This conclusion is especially true when a court's ultimate resolution is to uphold the state action, law, or constitution provision. When a court affirms a state's law, the notions of comity and concern for the respect of states are simply not present because the delicate balance between state and federal relations is not interfered with or otherwise disturbed.
. We recognize that at the time of this Court’s oral ruling a judicial proceeding in a forum competent to consider the federal constitutional claim was pending. However, final briefs had not yet been filed in the state appellate division and while we were confident that the state courts would act promptly, the actual date and the scope of that ruling was unknown at the time this Court ruled.
. The Court concluded that the other three prongs of the test weighed in Plaintiff's favor.
. Approximately a year before Sununu, a three-judge panel in the District of New Hampshire decided Chimento v. Stark, 353 F.Supp. 1211 (D.N.H. 1973). In that case the panel concluded that a seven-year durational residency requirement for the office of governor did not violate the Equal Protection Clause of the Fourteenth Amendment. Chimento, 353 F.Supp. at 1218. This case was also summarily affirmed by the United States Supreme Court. 414 U.S. 802, 94 S.Ct. 125, 38 L.Ed.2d 39 (1973).
.See United States v. Carver, 260 U.S. 482, 490, 43 S.Ct. 181, 67 L.Ed. 361 (1923) ("The denial of a writ of certiorari imports no expression of opinion upon the merits of the case, as the bar has been told many times”).
. As discussed in an earlier footnote, both Chimento and Sununu involved the New Hampshire Constitution's seven-year durational residency requirement for candidates for the public offices of state senator and governor.
. We note that in New Jersey this difference between the terms of office is mirrored in the durational residency requirements found in the state constitution. In New Jersey, as in ' New Hampshire, the longer the term of office the longer the durational residency requirement.
. It should be noted that the members of the New Jersey Senate have even greater power than their counterparts in New Hampshire. New Jersey Senators also have the power to advise and consent on the confirmation of judicial and executive officers. In New Hampshire these duties are performed by a board of councilors. Albeit this is a distinction between the two cases, it cannot preclude Sununu’s binding effect.
. During oral argument Plaintiff contended that the Court was bound by the Third Circuit's decision in Wellford v. Battaglia. 485 F.2d 1151 (3d Cir. 1973) (per curiam). In Wellford, the Third Circuit Court of Appeals, in a per curiam opinion, upheld the district court’s conclusion that a city charter's requirement that a candidate for mayor be a resident of the municipal for at least five years at the time of his election violated the Equal Protection Clause of the Fourteenth Amendment. For several reasons the Court does not find this case binding. First, it was decided in September 1973, which was approximately one month before the Supreme Court summarily affirmed Chímenlo, and one and a half years before the Court summarily affirmed Sununu. Second, the law at issue in Wellford was a provision of the city charter, not a state constitutional provision. Finally, based upon the facts, it appears that the dispute was an intrastate, not an interstate, matter.
. The Court opined that a durational residency requirement for candidacy, is the “sort of insignificant interference with access to the ballot need only rest on a rational predicate in order to survive a challenge under the Equal Protection Clause.” Clements, 457 U.S. at 968, 102 S.Ct. 2836 (Rehnquist, J., plurality).
. By applying the strict scrutiny standard, the Court recognized that if it were to apply the rational basis standard, the result would remain the same and the constitutional provision would be upheld. Furthermore, because the Court applied essentially the same reasoning of the District Court in Sununu, it felt further bound to apply the heightened standard of review.
. During oral argument Plaintiff contended that the State cannot justify why the residency requirement for a state senator was two years longer than the residency requirement of a member of the general assembly. The Court concluded that the State is justified in making this distinction because (1) assembly members serve two year terms and senators serve four year terms and (2) a state senator exercises greater power and has more responsibilities than a member of the general assembly.
. This type of situation could further implicate the Equal Protection Clause because it might adversely impact a protected class of individuals, such as a minority or ethnic group.
. As mentioned above, the people of New Jersey had two opportunities to amend this provision, first in the 1844 revision of the New Jersey Constitution and, most recently, in 1947 and failed to do so. The power to change this provision and the failure to do so stands for the proposition that a majority of the people of New Jersey want a four-year restriction on candidates for the office of state senator and have always wanted such a restriction.
. Of course the Tenth Amendment can not save state law, even a constitutional provision, that violates the Fourteenth Amendment. Indeed, the history and function of the Fourteenth Amendment is to act as a check against state action which violates fundamental rights and privileges. While this Court would not hesitate to strike a different balance in the right case, no such violation has occurred here.
Reference
- Full Case Name
- Frederick Carlton \Carl\" LEWIS v. Secretary of State Kim GUADAGNO"
- Cited By
- 3 cases
- Status
- Published