Lewis v. Guadagno
Lewis v. Guadagno
Opinion of the Court
OPINION
Plaintiff, Frederick Carlton “Carl” Lewis, has brought suit against Defendants, New Jersey Secretary of State Kim Guadagno, New Jersey Attorney General Paula Dow, Camden County Clerk Joseph Ripa, Burlington County Clerk Timothy Tyler, and Atlantic County Clerk Edward P. McGettigan, alleging, inter alia, that his constitutional right to equal protection will be violated if he is prohibited from running as a candidate for New Jersey State Sen
Secretary of State Guadagno and Attorney General Dow (or, “Defendants”) and Intervenors-Defendants, William Layton and Ted Costa (or, “Intervenors”) have moved for summary judgment against Plaintiffs claims, asserting that Plaintiffs name should not appear on the ballot for New Jersey’s upcoming general election. Plaintiff cross-moves for summary judgment in favor of his claims.
For the following reasons, the Motions for Summary Judgment filed by Defendants and Intervenors will be granted. Further, Plaintiffs Cross-motion for Summary Judgment will be denied.
I. JURISDICTION
Plaintiff has brought federal constitutional claims pursuant to 42 U.S.C. § 1983, as well as a claim under New Jersey law. This Court has jurisdiction over Plaintiffs federal claims under 28 U.S.C. § 1331, and may exercise supplemental jurisdiction over Plaintiffs related state law claim under 28 U.S.C. § 1367.
II. BACKGROUND
On April 11, 2011, Plaintiff, Frederick Carlton “Carl” Lewis,
Plaintiff appealed Secretary of State Guadagno’s decision to the Appellate Division of New Jersey. On May 2, 2011, the Appellate Division affirmed the Secretary’s decision to bar Plaintiffs name from appearing on the primary ballot. The next day, Plaintiff moved before the Supreme Court of New Jersey for a stay and sought certification to appeal the appellate panel’s decision. The Supreme Court denied the stay and the petition for certification.
During the course of those proceedings, Plaintiff filed a Verified Complaint before this Court alleging that Secretary of State Guadagno’s decision violated the Equal Protection Clause of the Fourteenth Amendment and the New Jersey Civil Rights Act. Plaintiff additionally filed a Motion for a Temporary Restraining Order and Order to Show Cause Why a Preliminary Injunction Should Not be Entered. After a hearing and oral argument on April 28, 2011, the Court denied Plaintiffs motion. The Court supplemented its decision in its Opinion dated May 3, 2011, 837 F.Supp.2d 393, 2011 WL 1675015 (D.N.J. 2011).
Plaintiff appealed the Court’s decision to the Third Circuit Court of Appeals. In its Order dated May 5, 2011, 2011 WL 1740608, the Third Circuit entered a preliminary injunction mandating that Plaintiffs name be included on the ballots, and remanded the case to this Court for purposes of analyzing Plaintiffs as-applied equal protection claim.
On remand, Intervenors moved for summary judgment against Plaintiffs claims on June 3, 2011. Days later, Defendants also moved for summary judgment. Along with his opposition to Defendants and Intervenors’ motions, on August 29, 2011, Plaintiff cross-moved for summary judgment.
Plaintiff first moved to the State of New Jersey while an infant in 1963. Until 1979, Plaintiff resided with his parents in Willingboro.
In addition to his contacts with the State of California, Plaintiff has also maintained significant connections with the State of New Jersey. Throughout his collegiate career at the University of Houston and during his professional athletic career, Plaintiff returned repeatedly to New Jersey to visit and stay with his parents in Willingboro, as well as to attend track meets in the area. In 1997, after he retired from professional competition, Plaintiff continued to frequent his former home state. In 1999, he participated in an event to celebrate the millennium in Willingboro. In 2000 and 2001, Plaintiff assisted in community fund-raising efforts to save Willingboro High School’s track, known as Carl Lewis Stadium. Pursuant to Plaintiffs request, the athletic apparel company, Nike, contributed a significant amount of money to renovate and resurface the track. Plaintiff appeared in Willingboro in support of the campaign. Thereafter, in 2003 and 2004, Plaintiff visited every public school in Willingboro to speak with students, an endeavor he continues to pursue to this day.
In 2005, Plaintiff purchased two condominiums in Mount Laurel, New Jersey, one for his mother and the other for himself. Ever since then, he has paid property taxes and utilities for his condominium and property taxes for his mother’s condominium. With the intent to permanently reside in New Jersey, Plaintiff began to move his vehicles, personal belongings, and other things from California to New Jersey in October 2005. Also in or around that time, Plaintiff purchased a vehicle in New Jersey to use in the State; he sold his home in Texas; and in 2006, he obtained a New Jersey driver’s license. In August 2007, Plaintiff bought a home in Medford, New Jersey, and transferred his belongings from his condominium in Mount Laurel to his new residence in Medford. Plaintiff continues to reside in the Medford home, for which he pays property taxes and utilities, while renting the Mount Laurel condominium. In the autumn of 2007, Plaintiff started to relocate his Carl Lewis Foundation to New Jersey, with its office and principal functions now situated in Willingboro.
Also during 2007, Plaintiff became a volunteer assistant track coach at Willingboro High School. He has regularly attended practices and track meets. During the
Since 2009, Plaintiff has attended church in Camden, New Jersey. In 2009, he also established in New Jersey a chapter of an organization called Best Buddies, which encourages volunteerism and opportunities for mentally and physically disabled people. That same year, Plaintiff was elected into the New Jersey Hall of Fame. More recently, in April 2011, Plaintiff registered to vote in New Jersey.
III. DISCUSSION
A. Standard for Summary Judgment
Summary judgment is appropriate where the Court is satisfied that “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Celotex Corp. v. Catrett, 477 U.S. 317, 330, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Fed. R.Civ.P. 56.
An issue is “genuine” if it is supported by evidence such that a reasonable jury could return a verdict in the nonmoving party’s favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A fact is “material” if, under the governing substantive law, a dispute about the fact might affect the outcome of the suit. Id. In considering a motion for summary judgment, a district court may not make credibility determinations or engage in any weighing of the evidence; instead, the nonmoving party’s evidence “is to be believed and all justifiable inferences are to be drawn in his favor.” Marino v. Indus. Crating Co., 358 F.3d 241, 247 (3d Cir. 2004) (quoting Anderson, 477 U.S. at 255, 106 S.Ct. 2505).
Initially, the moving party has the burden of demonstrating the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323, 106 S.Ct. 2548. Once the moving party has met this burden, the nonmoving party must identify, by affidavits or otherwise, specific facts showing that there is a genuine issue for trial. Id. Thus, to withstand a properly supported motion for summary judgment, the non-moving party must identify specific facts and affirmative evidence that contradict those offered by the moving party. Anderson, 477 U.S. at 256-57, 106 S.Ct. 2505. A party opposing summary judgment must do more than just rest upon mere allegations, general denials, or vague statements. Saldana v. Kmart Corp., 260 F.3d 228, 232 (3d Cir. 2001).
B. Equal Protection Claim
The Equal Protection Clause to the Fourteenth Amendment to the United States Constitution provides that “[n]o State shall make or enforce any law which shall ... deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const. Amend. XIV, § 1. When determining whether a law violates the Equal Protection Clause, three elements are paramount: “the character of the classification in question; the individual interests affected by the classification; and the governmental interests asserted in support of the classification.” Dunn v. Blumstein, 405 U.S. 330, 335, 92 S.Ct. 995, 31 L.Ed.2d 274 (1972). Moreover, the standard of review for an equal protection claim varies depending upon the scope of, and burden imposed by, the law in question. “If state action does not burden a fundamental Constitutional right or target
Accordingly, as a threshold matter, and vital to the Court’s analysis, the parties dispute the appropriate standard of review applicable to Plaintiffs equal protection claim. The Court therefore will address the standard of review before turning to the merits of Plaintiffs as-applied challenge to New Jersey’s durational residency requirement.
1. Standard of Review
Plaintiff argues that given the severe restriction it imposes upon citizens’ rights to vote and Plaintiffs right to travel, the durational residency requirement at issue must be subjected to strict scrutiny. Conversely, Defendants and Intervenors submit that the residency requirement does not implicate the fundamental rights to vote or travel, but merely impacts an individual’s ability to run for political office, which in and of itself does not amount to a constitutional right. Because the residency requirement does not restrict on the basis of some impermissible classification, Defendants and Intervenors surmise that only a rational basis review is appropriate under these circumstances.
In Bullock v. Carter, 405 U.S. 134, 92 S.Ct. 849, 31 L.Ed.2d 92 (1972), the Supreme Court of the United States held that the imposition of a filing fee as a condition to having a political candidate’s name placed on a ballot in a primary election violated the Equal Protection Clause. At the outset of its analysis, the Supreme Court had to choose what level of scrutiny to apply to the Texas filing-fee requirement. Id. at 142, 92 S.Ct. 849. The Court explained:
The initial and direct impact of filing fees is felt by aspirants for office, rather than voters, and the Court has not heretofore attached such fundamental status to candidacy as to invoke a rigorous standard of review. However, the rights of voters and the rights of candidates do not lend themselves to neat separation; laws that affect candidates always have at least some theoretical, correlative effect on voters. Of course, not every limitation or incidental burden on the exercise of voting rights is subject to a stringent standard of review. McDonald v. Board of Election, 394 U.S. 802, 89 S.Ct. 1404, 22 L.Ed.2d 739 (1969). Texas does not place a condition on the exercise of the right to vote, nor does it quantitatively dilute votes that have been cast. Rather, the Texas system creates barriers to candidate access to the primary ballot, thereby tending to limit the field of candidates from which voters might choose. The existence of such barriers does not of itself compel close scrutiny. Compare Jenness v. Fortson, 403 U.S. 431, 91 S.Ct. 1970, 29 L.Ed.2d 554 (1971), with Williams v. Rhodes, 393 U.S. 23, 89 S.Ct. 5, 21 L.Ed.2d 24 (1968). In approaching candidate restrictions, it is essential to examine in a realistic light the extent and nature of their impact on voters.
Id. at 142-43, 92 S.Ct. 849 (footnotes omitted). The Supreme Court determined that the filing-fee requirement must withstand close scrutiny because the requirement, in essence, served as an “exclusionary mechanism” that precluded potential candidates from running for office simply due to their inability to afford a considerable, initial fee. Id. at 143-44, 92 S.Ct. 849. That
The significance of Bullock in this matter is its conclusion that a restriction placed upon political candidates does not warrant heightened scrutiny unless the restriction substantially interferes with or disrupts the right to vote, severely distorts the political playing field, or otherwise offends another constitutional right. In other words, standing alone, there is no fundamental, unfettered right to pursue public office. See id. at 142-43, 92 S.Ct. 849; Hankins v. State of Hawaii, 639 F.Supp. 1552, 1555-56 (D.Haw. 1986) (finding that the right to run for or hold public office is not a fundamental constitutional right). Only when a restriction on eandidacy threatens serious harm to a cognizable constitutional right or freedom must that restriction endure strict scrutiny; otherwise, the restriction simply must have a rational basis to justify it.
Numerous cases, including several cited by the parties here, illustrate, either expressly or tacitly, the need for strict scrutiny of restrictions on candidacy only when those restrictions substantially and appreciably impact constitutional rights or basic political freedoms independent of the candidate’s ability to run for public office. For instance, the Texas filing-fee requirement in Bullock garnered close scrutiny because, by its nature, it arbitrarily eliminated candidates of modest means and therefore profoundly disturbed citizens’ fundamental rights to vote for candidates of their choice.
In Dunn v. Blumstein, 405 U.S. 330, 92 S.Ct. 995, 31 L.Ed.2d 274 (1972), a durational residency requirement failed under a strict scrutiny analysis and thus violated the Equal Protection Clause. But that residency requirement, in complete contrast to the one at issue here, applied directly to residents’ fundamental right to
All of those cases employing heightened scrutiny are materially different and distinguishable from the present matter. Here, the durational residency provision requires that any and all persons aspiring for the office of state senator in the State of New Jersey must have been a citizen and resident in the State for at least four years before the election. See N.J. Const. Art. 4, § 1, ¶ 2. Therefore, on its face, the residency requirement governs all individuals fairly and equally, without regard to or reliance on any suspect classification. It demands that any person, irrespective of his or her natural attributes, beliefs, opinions, or proclivities, be immersed in the civic, social, and political fabric of New Jersey for a specific period of time in order to qualify as a candidate for one of the State’s highest offices. Further, the constitutional mandate has an appreciable impact on only certain, aspiring political candidates' — i.e., those who have not resided, as defined by state law, within New Jersey’s borders for four years before election — and not voters, political parties, or persons with particularized views or minimal wealth. Unlike the restrictions overturned in Bullock, Rhodes, and Turner, the durational residency requirement does not shrink the pool of political candidates so profoundly, and on such arbitrary or impermissible grounds such as financial status, political opinion, or membership in a protected class, as to undermine fundamental rights and privileges, including the rights of voters.
In sum, because New Jersey’s durational residency requirement for the office of state senator does not substantially or severely impede the fundamental, constitutional rights of potential candidates, voters, or anyone else, the requirement, to withstand an equal protection challenge, must “bear[] a rational relationship to some legitimate end” — that is, the requirement is constitutional if “ ‘any reasonably conceivable set of facts [ ] could provide a rational basis for’ it.” Doe, 513 F.3d at 107 (quoting FCC v. Beach Commc’ns, 508 U.S. 307, 313, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993)). Mindful of this standard, the Court will turn to the merits of Plaintiffs as-applied cause of action.
2. As-Applied Analysis
At the conclusion of the April 28, 2011 hearing and in its Supplemental Opinion dated May 3, 2011, this Court denied Plaintiffs request for a preliminary injunction, finding that he failed to show a likelihood of success on the merits of his equal protection claim.
According to Plaintiff, his history and ongoing connections with the State of New Jersey, his current residency, and his substantial involvement in public affairs demonstrate that, as applied to him, the durational residency requirement is unconstitutional. Plaintiff attests to his close ties to the State and its people and institutions. In support of his claim, Plaintiff has thoroughly and painstakingly articulated details of his childhood and adolescence, his family, his amateur and professional athletic careers, his home ownership and residency, his tax obligations, his volunteerism and community service, and his other endeavors and general reputation in the State. Through those connections and contributions, Plaintiff believes that he is
Defendants and Intervenors counter that notwithstanding his connections with the State, Plaintiff simply cannot satisfy the durational residency requirement and the purposes and policies animating it. By their assessment, Plaintiff, on account of his prolonged absence away from New Jersey, is not sufficiently familiar with the State and its citizens, nor are its citizens sufficiently familiar with him as a potential candidate, to find that the residency requirement as applied to him violates the Equal Protection Clause.
Article 4, Section 1, Paragraph 2 of the New Jersey Constitution reads, in pertinent part, that “[n]o person shall be a member of the Senate who shall not ... have been a citizen and resident of the State for four years ... before his election.” N.J. Const. Art. 4, § 1, ¶2. The justifications for New Jersey’s durational residency requirement, according to Defendants and Intervenors, is two-fold: the State has a paramount interest in ensuring that (1) its candidates for State Senate are familiar with their constituents and the concerns and issues relevant to New Jersey, and (2) its citizens are familiar with their candidates and the platforms, ideas, and opinions espoused by those candidates. Unquestionably, those interests formulate a rational basis for the policy encompassed by Article 4, Section 1, Paragraph 2 of the New Jersey Constitution. See Hankins, 639 F.Supp. at 1556 (“Indisputably, candidates who possess a familiarity with, and an awareness of, local conditions are a commodity desirable to state residents. That the voters are more likely to come into personal contact with the candidates, prior to election, if a residency requirement is imposed is also self-evident.”); Sununu v. Stark, 383 F.Supp. 1287, 1290 (D.N.H. 1974) (finding compelling state interests in durational residency requirements, including the interests “first, to ensure that the candidate is familiar with his constituency; second, to ensure that the voters have been thoroughly exposed to the candidate; and third, to prevent political carpetbagging”), aff'd mem., 420 U.S. 958, 95 S.Ct. 1346, 43 L.Ed.2d 435 (1975).
Notwithstanding its history and purpose, the question remains, does New Jersey’s otherwise valid, constitutional residency requirement violate the Fourteenth Amendment when applied to Plaintiff and his particular set of circumstances? The Court finds that it does not. Central to the resolution of that question is not whether Defendants and Intervenors have articulated a sufficient empirical justification for the provision’s existence and application. They have no such burden. See Munro v. Socialist Workers Party, 479 U.S. 189, 194-95, 107 S.Ct. 533, 93 L.Ed.2d 499 (1986) (noting that a state need not “make a particularized showing” to support the enforcement of reasonable restrictions on ballot access); see also Timmons v. Twin Cities Area New Party, 520 U.S. 351, 364, 117 S.Ct. 1364, 137 L.Ed.2d 589 (1997) (stating that the court does not “require elaborate, empirical verification of the weightiness of the State’s asserted jus
This Court holds that the durational residency requirement does not in any way discriminate against Plaintiff or deprive him of fundamental rights to which he is entitled. By failing to satisfy the New Jersey residency requirement at issue, Plaintiff is not precluded from participating in the political process, from voting for or supporting particular candidates, from advocating for or contributing to certain causes, from associating with certain groups or lobbies, or from running for another political office, including the New Jersey General Assembly. Likewise, he may exercise his rights to speak freely, to assemble peaceably, and to travel widely. The only impediment Plaintiff suffers as a result of the residency requirement is enjoinment from pursuing the New Jersey office of state senator, and only then until he has been a citizen and resident in New Jersey for four years. Thus, the restriction is not permanent, but limited to a relatively short temporal period. Indeed, it is difficult to imagine many electoral restrictions narrower in their restraint than the one at issue.
Given the durational residency requirement’s importance, as well as its state constitutional dimension,
As explained in this Court’s Supplemental Opinion dated May 3, 2011, the position of state senator in the State of New Jersey is entrusted with immense authority and responsibility. To properly employ those powers and perform those functions, a senator must be intimately familiar with the State — its people, government, institutions, businesses, history, culture, strengths, and
This irony in Plaintiffs position — that his fame and civic involvement are such that he may leap ahead of other local leaders known in their communities who must wait the requisite waiting period — is highlighted by the decisions in Hankins v. State of Hawaii, 639 F.Supp. 1552 (D.Haw. 1986) and Sununu v. Stark, 383 F.Supp. 1287 (D.N.H. 1974). Though neither of those cases expressly addressed an as-applied challenge, in both of them the courts determined that the durational residency requirements for state public office did not violate the equal protection rights of the plaintiffs, both of whom had significant connections to their respective states. For instance, in Hankins, the plaintiff, who sought to run as a candidate for governor, had resided in Hawaii for seventeen years, including the three years preceding his candidacy. Hankins, 639 F.Supp. at 1553. Nevertheless, the district court rejected his equal protection claim against the five-year residency requirement enunciated in the state constitution. Id. at 1556-58.
Similarly, in Sununu, the plaintiff, seeking to become a state senator, had been a resident in New Hampshire for more than four-and-a-half years, during which time he served as the chairman of the municipal water and sewer planning committee and of the municipal planning board, and had been elected to represent the municipality in the New Hampshire General Court. Sununu, 383 F.Supp. at 1289. Despite the length of his residency and his multiple roles in government and public service, including an elected position, a three-judge panel of the district court rejected his equal protection claim against the seven-year residency requirement set forth in the state constitution. Id. at 1290-92.
On this record, to conclude that Plaintiff is exempt from a durational residency requirement that is materially similar to and indeed shorter in duration and thus less onerous than those constitutionally valid residency requirements described in Han-kins and Sununu, the Court would have to reach a result inconsistent with the aforementioned authority — including a case, Sununu, that had been summarily affirmed by the United States Supreme Court. See Sununu v. Stark, 420 U.S. 958, 95 S.Ct. 1346, 43 L.Ed.2d 435 (1975).
While the Sununu decision did not address an as-applied challenge expressly, the decision recited Sununu’s individual attributes for the office in question and his extensive connection with the political life of his state. The scope and underlying rationale of that decision is clear. A rational, evenly applied, state constitutional provision that does not preclude, but merely delays, candidacy for a particular state office — even to one who already holds a significant elected office — does not offend the Federal Constitution. Simply put, barring Plaintiff from running from state senate would not be unfair, would not preclude him from other public office, and would be wholly consistent with the existing legal precedents. On the other hand, while it is not direct precedent given the legal analysis applied, it is difficult to see how allowing Plaintiff to run for state senator would be fair to John Sununu or logically consistent with the restrictions placed on him and approved by the United States Supreme Court. Until it is overturned — or, at a bare minimum, undermined by intervening authority of sufficient clarity, which the Court has looked for and cannot find — it is not for this Court to ignore the spirit and import of the Sununu decision. This Court holds that Plaintiffs connections to New Jersey, including his good deeds and notoriety, do not place him beyond a constitutional restriction that applies to anyone and everyone who seeks to become a New Jersey state senator.
It is tempting in this case to wish for, or to seek a path to, a different result than the one determined in this Opinion. The plaintiff is a man of great and inspiring achievement, justifiably held in high regard, and possessed of promise for the future. More importantly, he is the candidate of choice of his political party. And it is more than just a populist notion — indeed it is ingrained in our collective political DNA — to level the playing field, to welcome all comers, and to root for the underdog. If constitutional law in the area of elections can be neatly summarized, it is certainly the ease that for at least the last fifty years our courts have been, and ought to be, more than a little skeptical of state machinations to preserve and perpetuate the status quo of entrenched powers and ever vigilant against discrimination in all its sinister forms. If any presumption would apply here, it would work to remove barriers to speech and active participation in political life, not fortify them, and to jealously guard the franchise on behalf of the voting public.
But against the clamor, and the hue and cry of the editorial board, must be balanced an equally powerful and fundamental premise — that our democracy is one of laws, not men. The citizens of the State of New Jersey, exercising their constitutional right in our federalist system to formulate
Therefore, for the reasons stated above, the Court rejects Plaintiffs equal protection claim. Accordingly, the Court grants summary judgment in favor of Defendants and Intervenors. Further, Plaintiffs cross-motion for summary judgment is denied.
IV. CONCLUSION
For the foregoing reasons, Defendants and Intervenors’ Motions for Summary Judgment are granted. Further, Plaintiffs Cross-motion for Summary Judgment is denied.
. Carl Lewis represented the United States in the 1984, 1988, 1992 and 1996 Olympic games. He won nine gold medals in track and field and is considered by some as the greatest Olympian of all time.
. In New Jersey, the Secretary of State is appointed. As in most states, the Secretary is the state’s highest election official. Defendant Guadagno also serves as the State's first elected Lieutenant Governor, elected to that position on a Republican slate that included Governor Chris Christie. Whatever the wisdom of appointing an elected official to serve as Secretary of State may be, and there is much to counsel against it, the appointment does not violate state or federal law. It also appears that of the forty-seven (47) states that have the position, thirty-five (35) are elected by statewide ballot and twelve (12) are appointed. http://baIlotpedia.org/wild/index.php/ Secretary_of_State (last visited September 6, 2011).
Plaintiff argues that Secretary of State Guadagno's dual role as the chief election officer and partisan elected official, coupled with certain comments and conduct by the Republican Governor, evidence that Plaintiff is the victim of a political vendetta and a skewed and biased application of the law. This argument might have some merit, and might justify an inquiry into the decisional process, if the buck stopped at the desk of the Secretary of State, or if the Governor himself determined or had influence over the final determination of candidate qualifications. Indeed, exercise of the power to regulate elections to gain a partisan advantage would be a gross and corrupt use of power. Here, however, the issue of Plaintiff’s qualifications under state law
.This Court’s April 28, 2011 Opinion only addressed Plaintiff’s facial challenge to the state constitutional provision at issue and expressly declined to address an as-applied challenge, believing that such a claim either had been heard — or going forward would be best heard — by the state courts hearing Plaintiff’s claims. As discussed more fully infra, the interim relief granted by the Court of Appeals was based on a claim that had not yet been fully presented or decided in any other court.
. On August 19, 2011, the Court held a hearing in this matter to address several issues, including Plaintiff's request for certain discovery. For the reasons expressed on the record at that hearing, and in a separate order to be entered this date, the Court denied Plaintiff’s request, specifically his request to depose Secretary of State Guadagno.
. In light of its disposition of the pending motions, the Court resolves any factual disputes in favor of Plaintiff and accepts Plaintiff's proffered facts as true for purposes of these motions.
. Willingboro is located in the southernmost part of Burlington County. Although not in the 8th Legislative District as presently reconstituted, it is very close geographically.
. According to Plaintiff, the Carl Lewis Foundation "promotes fitness, lifestyle, health and education for youth and families,” "donates money for uniforms and equipment,” and "mentors children and provides scholarships.” (PI. Cross-mot., at 11-12).
. In essence, the state law at issue in Bullock created two tiers, or wide classes, of potential candidates — those rich enough to run and those who could not afford the exorbitant filing fees. In some cases the filing fee was a substantial percentage of the salary of the office sought by the candidate. Although the impact on voters was derivative of the rights of the candidates who could not afford to run, it is not surprising that the Court would apply a strict scrutiny analysis to a state scheme which had the effect of barring the poor from participating in our democracy by limiting the opportunity to seek public office to the wealthy. There is no rational basis, much less a compelling one, to limit participation in political life based on economic status.
. In further support of the conclusion that rational basis review is appropriate to evaluate a law restricting an individual's right to candidacy, absent any invidious discrimination or infringement of a constitutional right, the Court notes the plurality opinion of the Supreme Court in Clements v. Fashing, 457 U.S. 957, 102 S.Ct. 2836, 73 L.Ed.2d 508 (1982). In that case, a plurality of the Court explained: "Far from recognizing candidacy as a 'fundamental right,' we have held that the existence of barriers to a candidate's access to the ballot 'does not itself compel close scrutiny.' " Id. at 963, 102 S.Ct. 2836 (Rehnquist, J., plurality) (quoting Bullock, 405 U.S. at 143, 92 S.Ct. 849). In Clements, the Supreme Court upheld a Texas state statute that barred certain state officers with more than a year remaining on their elected or appointed terms from running for the state legislature. The plurality went on to hold: "We conclude that this sort of insignificant interference with access to the ballot need only rest on a rational predicate in order to survive a challenge under the Equal Protection Clause.” Id. at 968, 102 S.Ct. 2836 (emphasis added).
. The durational residency requirement also cannot be said to violate Plaintiffs right to travel because the provision, limited in its scope and duration, in no way penalizes Plaintiff from exercising that right. Because candidacy for political office is not a fundamental right, Plaintiff is not being forced to choose between his right to travel and another constitutional entitlement or freedom. See Hankins, 639 F.Supp. at 1555 (finding that a durational residency requirement for candidacy does not “penalize,'' and thus violate, the potential candidate’s right to travel because the candidate need not choose between exercising different fundamental rights). Rather, the residency requirement here merely delays Plaintiff from running for New Jersey state senator until he has chosen to reside in the State for four years leading up to the election. That choice falls entirely within Plaintiff's purview, and does not impede his ability to indulge in any rights afforded to him by the Constitution or any other law.
. To the extent necessary to resolve the motions for summary judgment and for purposes of this Opinion, the Court adopts and reiterates its reasoning set forth at the April 28, 2011 hearing and in its Supplemental Opinion. In so doing, the Court again finds in favor of Defendants and Intervenors concerning any facial challenge asserted by Plaintiff against New Jersey’s durational residency requirement.
. In the uncontested Democratic primary held June 7, 2011, Plaintiff received 2,418 votes.
. The Court also refers to and incorporates its May 3, 2011 Supplemental Opinion for further examination and explanation of the justifications and purposes underlying the durational residency requirement.
. This Court will not address whether Secretary of State Guadagno properly interpreted New Jersey’s durational residency requirement and reasonably determined that Plaintiff did not satisfy that requirement. Secretary of State Guadagno's determination of Plaintiff’s residency and citizenship was affirmed by the Appellate Division, and the New Jersey Supreme Court denied certification regarding that matter. That issue, one solely of state law, was fully and fairly litigated by the parties and reviewed by the State’s highest court. This Court is precluded from reexamining those decisions. See M & M Stone Co. v. Commonwealth of Pennsylvania, 388 Fed.Appx. 156, 161 (3d Cir. 2010) ("With regard to issues first presented to a state tribunal, the federal courts have consistently accorded preclusive effect to issues decided by state courts, and, thus 'res judicata and collateral estoppel not only reduce unnecessary litigation and foster reliance on adjudication, but also promote the comity between state and federal courts that has been recognized as a bulwark of the federal system’ ” (quoting Allen v. McCurry, 449 U.S. 90, 95-96, 101 S.Ct 411, 66 L.Ed.2d 308 (1980))). Under more ordinary circumstances, principles of comity and, more specifically, New Jersey's entire controversy doctrine might also preclude this Court’s consideration of an as-applied challenge. See Paramount Aviation Corp. v. Agusta, 178 F.3d 132, 137 (3d Cir. 1999) ("Under the entire controversy doctrine, a party cannot withhold part of a controversy for separate later litigation even when the withheld component is a separate and independently cognizable cause of action.”). As all litigants do in state court, Plaintiff had an obligation to assert all valid bases for relief in one proceeding and be barred from raising them in later proceedings. The state courts are fully competent to apply federal law principles of equal protection. However, under the unique procedural history of this case, application of that rule would work an inequity. See id. (“As an equitable doctrine, [the entire controversy doctrine’s] application is flexible, with a case-by-case appreciation for fairness to the parties.”); Circle Chevrolet Co. v. Giordano, Halleran & Ciesla, 142 N.J. 280, 662 A.2d 509, 513 (1995) (noting that use of the entire controversy doctrine "is discretionary and clarification of the limits of the doctrine is best left to case-by-case determination”). Therefore, the Court considers only the merits of Plaintiff's as-applied constitutional challenge to the durational residency requirement — not the adequacy of the Secretary’s findings and judgment related to Plaintiff's residency and citizenship.
. If this Court were to frame the issue as Plaintiff has, trial courts faced with as-applied challenges to this and similar provisions would have to substitute their own judgment on a case-by-case basis as to whether the particular candidate’s knowledge of the community and the community’s familiarity with the candidate met some undefined and undefinable standard. Where would that line be drawn? Would every judge draw it in the same place? Would it be enough to be merely famous? Would some qualities or organizational affiliations be favored more highly than others? Would having some public facility bear your name be a necessary requisite or merely sufficient? The effect would not be the laudable and necessary goal of equal protection but rather the opposite — the ad hoc application of an arbitrary and capricious standard by the branch of government least responsive to the public at large. As between an unelected federal judge — even one sworn to uphold the Constitution — and a state constitution, it is for the latter and not the former to set the qualifications for state office. See Munro, 479 U.S. at 195, 107 S.Ct. 533 (expressing concern about "endless court battles” over the sufficiency of factual predicates to reasonable state provisions); Sununu, 383 F.Supp. at 1290-91 (lamenting the lack of discernable judicial standards in judging durational residency terms).
. It is, of course, a truism that a state has no more a right to violate the Federal Constitution in its own constitution than it does in any other exercise of state power. That having been said, state constitutions are different in kind from other state action. Unlike unilateral action by a state executive or the enactment of a state statute by elected representatives, which may or may not reflect the will of the people, the provisions of a state constitution reflect the direct vote of the citizens. On one level, the dispute in this case can be fairly characterized as whether the desire of some voters in the 8th Legislative District to vote for Plaintiff should trump the decision of the majority of statewide voters who approved the durational residency requirement. While this Court, or any federal court, should not hesitate to vindicate the checks and balances inherent in the Fourteenth Amendment, it should be equally reluctant to intrude into sensitive matters reserved by the Tenth Amendment to the sovereignty of the state. See Sununu, 383 F.Supp. at 1290-91.
. A summary affirmance is a decision of the Supreme Court affirming the merits of a lower court's judgment. See Metromedia, Inc. v. City of San Diego, 453 U.S. 490, 499, 101 S.Ct. 2882, 69 L.Ed.2d 800 (1981) ("This Court has repeatedly stated that although summary dispositions are decisions on the merits, the decisions extend only to the precise issues presented and necessarily decided by those actions." (citation and internal quotation marks omitted)); see also Hicks v. Miranda, 422 U.S. 332, 344-345, 95 S.Ct. 2281,
. Intervenors assert that should the rational basis standard not apply, the Court should employ the balancing test articulated in Rogers v. Corbett, 468 F.3d 188 (3d Cir. 2006). The weighing process requires a court to “consider what burden is placed on the rights which plaintiffs seek to assert and then [] balance that burden against the precise interests identified by the state and the extent to which these interests require that plaintiffs' rights be burdened.” Id. at 194. Were the Court to apply that balancing analysis, the reasoning and outcome would be the same as here.
. Plaintiff also sets forth a cause of action under New Jersey's Civil Rights Act. That claim, too, cannot survive summary judgment because Plaintiff has failed to prove a violation of a constitutional or statutory right.
Reference
- Full Case Name
- Frederick Carlton \Carl\" LEWIS v. Secretary of State Kim GUADAGNO"
- Cited By
- 7 cases
- Status
- Published