Den ex dem. Smith v. Hance
Den ex dem. Smith v. Hance
Opinion of the Court
Ann Smith, late of the county of Salem, at the making of her -will on the 17th of April, 1818, was the owner of a plantation in the township of Mannington in that county. She had then living a son, John Smith, and a grandson, Israel Smith, the son of her son Hill Smith, who had previously departed this life. Her son John Smith was then the owner of a farm in the township of Elsinborough, and had pecuniary demands against his mother and also against the said Israel Smith, his nephew. Ann' Smith, by her will devised among other things as follows: “ I give and devise unto my son John Smith, all that plantation situate in the said township of Mannington, on which the said John Smith now resides ; and also, twenty-five acres of woodland situate in the said township, adjoining lands of Jodiah Allen and Samuel Allen, during his natural life; and after his death I give and devise the said plantation and tract of woodland to such of the lawful issue of the body of the said John Smith, as shall arrive to the age of twenty-one years, and to the survivor of such isssue; and for the want of such issue, I give and devise the said plantation and tract of woodland in fee to Joshua Smith, Powell Smith, and Mary Smith, wife of Merriman Smith, Esq., and to their heirs forever : Provided that the said John Smith shall convey, by a good and sufficient conveyance in law, unto Israel Smith the son of Hill Smith and my grandson, all the right and title of him the said John Smith, to the real estate of liis father Hill Smith, and which was laid off to the said John Smith in the division of the real estate of his father, by order of the Orphans’ Court of the county of Salem [being the above mentioned farm in Elsinborough,] and pro
The children of John, who are the lessors of the plaintiff, insist the devise of the Mannington plantation has failed, not only as to John, but also as to Israel; that the plantation has descended therefore, to the heirs of the testatrix; and that in the character of heirs they are now entitled to recover one moiety of it from Israel, who was in possession' at the commencement of this action. If such is the legal result, the intention of the testatrix is certainly frustrated ; for the slightest inspection of the will shews she did not design that John or his children should have payment of the pecuniary demands, and the farm in Elsinborough, and one-half the farm in Mannington ; nor that Israel should be compelled to pay the pecuniary demands against him, and
Our duty then is, to examine whether the intent of the testatrix according to the provisions of the will, and the events which have occurred, can, consistently with the rules of law, be accomplished. Upon looking into the will we find a devise of the premises in question to John, and afterwards to his issue, and also a *deviso [*247 of the same premises to Israel and the heirs of his body. The devise to John was conditional, not absolute. The devise to Israel was to take effect in case the devise to John did not become absolute, or, in the language of the will, became void. The disposition intended in the devise to John, was first, if ever, to take effect; and if it did, and became absolute, the devise over to Israel could never ■come into existence. The devise to John, was conditional. The devise to Israel, however, was not connected with, or dependent upon that condition, except as it served to control the devise to John. The failure of performance of that condition while it would defeat the estate to John and the others connected therewith, that is, to his issue, and for want of such issue, to the three Smiths, would not defeat the estate to Israel. On the contrary, the non-performance of the condition, causing the failure of the devise to John, would give rise to the contingency on which the devise to Israel was to take effect. The condition was not connected with all the clauses of the will, so that a failure of performance should alike operate on and defeat all, but was connected with certain of the clauses, and a failure operating on and defeating them, would clear the way for the existence of the rest. The estate to the issue of John, and for the want of such issue,
Such being the nature of the will, it remains to inquire what effect is produced by the events which have occurred. John Smith, the first named devisee, died in the lifetime of the testatrix. He made no conveyance or release. His children are under age. They can make no conveyance, even if a conveyance by them would be of any avail. The condition of the devise to John, has not been performed and cannot be performed. The devise to him and to his issue fails. And the question is, whether the devise over to Israel also falls or now takes effect ? The intent of the testatrix, under such circumstances, cannot I think be mistaken. Her wish was, that John should have the Mannington farm and *248] *Israel that in Elsinborough, and that the pecuniary' demands should be released; and it is equally clear and certain that she intended that neither the whole nor any part of the Mannington farm, should go to John or his issue, unless the conveyance of the other farm was made and the releases executed, unless the Elsinborough farm became the property of Israel and the pecuniary demands were extinguished ; and that she designed Israel to have the Manning-ton farm in case he did not obtain the other, and a discharge of th,e claims which John had against him.
In order to resolve the question proposed, let us in the first place, examine the nature of the estates created by this devise.
Where words of condition are used in connection with a devise, and there is another or subsequent devise of the same premises on the failure of the first or preceding devise, the
Thus in a case like the present, if the words annexed to the first devise are deemed words of condition, the second devise would depend not merely on the performance or failure of the condition, but on the will and pleasure of the heir at law, for if he did not think proper to enter, the second devise would not take effect. But as they are
Carrying our view of the present case somewhat farther, we shall distinctly perceive the propriety of the rule which thus, under different circumstances, gives a different construction to even the same words ; and how essential it is to secure, and how effectually it does secure, the intention of the' testatrix. The conclusion is irresistible, as well from the very language as from the structure of the will, that she designed the Mannington farm should go to Israel, in case John did not make the conveyance she wished of the Elsinborough farm. She did not intend he should have the liberty of choice to make or refuse the conveyance, and besides, if heir at law, to have the power to enforce or waive the breach of the condition; first to refuse to convey, and then to refuse to enter for want of conveyance. She intended the devise to Israel should vest on the refusal to convey, not on a subsequent act of John himself, taking advantage of or enforcing against himself the breach of the condition. Yet if these are words of condition only, John may refuse to' convey, and then by refusing to enter, prevent the subsequent devise to Israel from taking effect; which result he can by no means produce, when the words are construed words of limitation; for then on his breach or non-performance of the condition, the estate vests in Israel, and he may enter.
Upon the argument at the bar, it was insisted that this devise cannot contain a conditional limitation, because the condition imposed upon John is in its nature precedent; he must, it was said, convey and release before the estate could vest, and a conditional limitation depends on a condition subsequent; a condition to defeat an estate once vested. I *250] do not find this distinction *recognized in the books; on the. contrary, Burrow reports Lord Mansfield to have said, that the case of Porter v. Fry, 1 Ventr. 202, which will hereafter be more particularly stated, was a condition.
It was farther argued on the part of the defendant’s counsel, that the right of choice to make or refuse the conveyance, was intended to be personalty exercised by John ; to bo a personal consideration with him ; in other words, that the disposition to be made of the farms was to depend on his preference and selection; and that as he died in the lifetime of the testatrix, and before he could be called to make the choice, the subsequent devise which was to depend on his refusal, is now impossible, and cannot take effect, and the Mannington farm must therefore descend to the heirs at law. This argument assumes for its basis, a confidence in John, or an intention in his favor, much beyond the language of the will. The testatrix designed to produce a certain disposition of the real estate, which she has mentioned ; the Mannington farm to John, the Elsinborough farm to Israel. Such only was her real aim. This disposition could not indeed be brought about, unless John thought proper to make the conveyance. She could not deprive him of his right to refuse. But she meant to confer upon him
*251] *This argument also assumes an undue influence to the phrase, “ in case the said John Smith shall refuse.” The term refuse, as here used, is explained by the context, is no more than a repetition of the condition, and is not designed to restrain or enlarge, or in any wise to alter it, and means only a failure to convey and release. In Taylor v. Mason, 9 Wheat. 344, Chief Justice Marshall says, the words “refusing to comply,” may in general have the same operation in law as the words “ failing to comply;” and he lays down this rule of construction, “ Where the condition to be performed depends on the will of the devisee, his failure to perform is equivalent to a refusal.”
But whatever opinion may be entertained of the design of the testatrix to vest in John a right of choice, it must be conceded that such intent was of a subordinate or secondary character, a particular intent, as it is sometimes denominated. The general or paramount intent was, that Israel should have the Mannington farm if he did not obtain the other, and a. release or extinguishment of the claims against him.
The truth, however, is, and so it will appear in the sequel, that this argument, and the result of it, are of little importance, inasmuch as the effect of this devise, and the determination of the present controversy, do not turn upon the inquiry here raised. We are now brought to the consideration of one of the most important and influential topics in this cause. What is the legal consequence in case of such limitations by will, of the decease of the first devisee, or him by whom the condition was to have been performed, in the life of the testatrix ? Do both devises, first and second, fail ? Or does the first only fail, and the second take effect ? In Holcroft’s case, Moore 486, there was a devise to the use of the first son of Sir John Holcroft in tail, and so to the 2d,
In Williams v. Fry, 1 Ventr. 199, Raymond 236, the testator devised an house to his wife for life, and after her death to his grand-daughter, the defendant, and the heirs of her body; Provided always, and upon condition that she married with the consent of certain named persons, and in case she married without such consent, or happened to die without issue, then to his grand-child, the lessor of the plaintiff, and his heirs forever. The grand-daughter married at the age of fourteen years, without such consent, and without notice of the will, until after her marriage. The court held, that though the word condition was used, yet, limiting a remainder over, paade it a limitation, for so it was plain the testator meant; and that notice of the condition or will was not necessary; and judgment was rendered for the plaintiff. In Jones v. Westcomb, Prec. Ch. 316, a testator devised to his wife for life, and after her death to the
The effect in the present instance, of the decease of John Smith, the first devisee, is very clearly shewn in the general rules laid down by Fearne and by Preston, in their elaborate and distinguished works. I have thought it more satisfactory to recur to some of the leading cases, than to content *255] myself with a reference *to these elementary treatises. Fearne says: Where a devise is made after a preceding executory or contingent limitation, or is limited to take effect on a condition annexed to any preceding estate, if that preceding or contingent estate should never arise or take
Upon the whole, I am of opinion, the devise over to Israel was a good devise, and took effect; and that on this special verdict judgment should be rendered for the defendant.
This is a devise made to John Smith, who was the son of the testatrix, for the term of his natural life, upon condition that he conveys his estate at Elsinborough, to her grandson Israel Smith; and if he does not comply with the condition, the devise to him is to be void. This must necessarily be construed a precedent condition, to be performed on the part of John, before the estate devised can vest in him, otherwise he would hold both estates at the same time, contrary to the intent of the testatrix, who- evidently meant, that he should take one estate in lieu of the other, but not both together. If he conveys the one estate to Israel, the other vests in him by the devise, eo instanti, and he never has both estates; but if the devised estate vests in him first, he will certainly have both, until he makes a conveyance of the other, be the time longer or shorter; whereas it is the plain intent of the will, that he should never have both the estates for any length of time whatever, and therefore it is necessarily a condition precedent, to be performed before any estate can vest in John under this devise. I found this construction
Taking it then to be á condition precedent, we are next to consider whether the-condition is to be restricted to John’s estate, or extend to that of the issue of his body likewise. If this were the devise of an estate of inheritance to John and the issue of his body, the issue would necessarily be affected by the condition, for if no estate vested in the ancestor, there would be none for the issue to inherit from him. But instead of being an estate tail to John, it is a strict estate for his life,, and the issue are not to take as heirs, at his death, but the limitation after his death is made “to such of the lawful issue-of his body as shall arrive at the age of twenty-one years;” that is, to certain persons, not by name, but by description, who shall take the estate after his death, on condition they arrive at the age of twenty-one years, which persons are not-to take the estate by descent, but by purchase. But the condition affects the estate of the issue, clearly, as I apprehend, upon a different ground. If John does not convey to the grandson, the failure draws after it this consequence, that he is not only to lose the estate under the will, but the saméis expressly limited over to the grandson, and the issue of John are as necessarily precluded as if the testatrix had shut them out by express words. If the issue of John could take this estate, they would not only defeat this plain limitation in the will to the grandson, but he would obtain neither of the estates, when it is the most evident intent of the testatrix that if he could not have one he should have-the other. 'It was not to be expected that John would give-up the one estate, which he held in fee simple, for a mere-life estafe in the other, unless she spread before him the-additional motive of benefitt-ing his issue; and therefore if he did not comply, she took the estate away from him and his issue, in the most direct.manner possible, by a limitation
But John died by the act of God, in the life time of his mother, whereby the performance of the condition on his part became impossible, *and it was argued, in the [*257 first place, that as the act of God works injury to no one, so it ought not to destroy the estate of John’s infant and innocent issue; and secondly, that if a condition become impossible, the non-performance of it is excused in law. But the act of God cannot properly be said to destroy the estate of the innocent issue if they had no estate vested in them, and that they had, is the point first to be made out. If the question is whether the act of God will give them this estate without its being given by the will, the question readily answers itself in the negative, for it is the will that must give the estate if any is to be given. The meaning of the maxim is no more than that, where the will has given an estate, the act of God will not take it away.
Then as to the performance of the condition being excusable in law, by its becoming impossible through the death of John, before his mother, the law is well settled that if an estate already vested in a person, is to cease unless he perform a certain act by a given time, and the act becomes impossible before the time arrives, it excuses the performance; so that the party shall not lose his estate. Such is a condition subsequent, for divesting an estate which the party has in him. But if it be a condition precedent to be performed in order to acquire an estate, the performance whereof becomes impossible by the act of God or otherwise, the party acquires no estate. The words of Co. Lit. 206, a., are these : “ And so it is in case of a feoffment in fee, with a condition subsequent that is impossible, the estate of the
We have thus far considered this a condition in law, in order to ascertain whether it affects the estate of the father only, or of him and his issue also; and likewise to determine whether it be a condition precedent or subsequent, and the consequences either way; which principles remain applicable to the case, although it should not be strictly a condition in law. And such it certainly cannot be. It is a settled rule of law that none but the heir can enter and take advantage for a condition broken. Cruise, tit. 13, ch. 1, see. 17. Now the consequences of holding this to be a condition is, that if *258] *John had survived his mother, and actually refused to convey, he being an heir, must have entered on himself for his own default. Moreover, he would have profited by his own neglect, losing thereby merely an estate for life, but acquiring in lieu of it an estate in fee simple in a moiety of the very lands, which by the intent of the will, he was never to touch, unless he conveyed the other estate to the grandson. It would, therefore, be in utter destruction of the will to construe this into a strict condition. But there is, if possible, a still stronger objection arising out of another inflexible rule of law, that a condition to be good, must defeat the whole estate, so that the heir may enter and avoid them all; and construing this into a condition would be repugnant to the will in two important particulars, for first, it would defeat the whole limitation over to the grandson, and secondly, it would give to John and his heirs a moiety of that very estate in which they were to have nothing, unless he performed the precedent conditions. It is contrary, therefore, to the drift, intent and scope of the whole will, to construe this as a condition, and there is no necessity obliging the court to do so, it being a perfectly well settled rule,
By the will of Ann Smith, the premises in question' are devised to her son, John Smith, “during his natural life;” and after his death, “ to such of his lawful issue as shall arrive at the age of twenty-one years, and to the survivor of such issue;” and “ for the want of such issue,” in fee, to Joshua Smith and others : Provided, first, that the said John Smith should convey to Israel Smith certain lands,
John Smith died in the life time of the testatrix, and the conditions connected with the first set of devises, have not been performed.
' The estates made subject to those conditions, necessary to-be noticed in 'deciding this cause, are,
1st. A life estate, to John Smith.
2d. A fee simple, to such issue of John as should arrive at the age of twenty-one years.
Although there be no words of inheritance, yet this estate-is a fee simple, as well from the intent of the testator, manifest on the face of the will,‘as from the statute of Hew Jersey on this subject, Rev. Laws, p. 60. And as it is not immediately connected with, and made to vest upon the termination of the life estate of John Smith, but can vest only on a future contingency, before which the life estate has in fact terminated, it is not good as a remainder, and is sustainable only as an executory devise. Fearne on remainders, 397,. 8, 2 Croke 590.
This is also the nature of the estate tail to Israel, it being, limited to take effect after a fee simple.
The tenant in possession holds under Israel Smith. The *260] lessors *of the plaintiff are children of John Smith, both now under the age of twenty-one years.
The lessors seek to recover as heirs at law. And they insist, in the first place, that if the conditions annexed to-the first set of estates, are conditions precedent, then these conditions not having been performed, and-now, since the death of John Smith, not possible to be-performed, all the-
As to the first proposition, that is, that if these be conditions precedent, and now, by the act of God, impossible to be performed, so that the conditional estates cannot vest, the heirs shall have the property; I think it erroneous. 'This would be the effect of a strict condition at the common law, because none but the heir could take advantage of the breach. But in case of a further limitation of the estate, upon breach of the condition, this construction would so evidently oppose the design of the grantor, that the courts have long been in the habit of construing such, as conditional limitations ; and if ever the intent of a devisor could operate to give that construction to a devise, it should ■in this case. Here, estates are given to the heir at law, .and his issue, (now heirs at law) upon condition that they confer an important benefit upon another object of the testator’s bounty, her grandson, Israel Smith; and if they do not, then the estate to go to that grandson. But if the breach of the condition would defeat all the subsequent ■estates created by the will, in the same lands, John Smith and his children, would be more benefitted by breaking than performing the condition, and the intent of the testatrix would be frustrated. But the contrary principle is •now too firmly settled to admit of dispute. It is laid down •in Comyns Digest, title Condition T. “ If a man by will ■devises land to his heir, upon condition that he pays, or does such an act, &o., and for non-payment, &c., devises it •over; this shall be taken as a limitation, though there are
That this is the general rule with respect to conditions subsequent, there can be no doubt. And yet it strikes me that it cannot avail the lessors of the plaintiff in this case. John Smith died in the life time of the testatrix, so that no estate was vested in him. By his death, the devise to him became lapsed, and if the estate of his .issue had been so connected with his, that they must have taken through him, and not as purchasers, their estate would also have lapsed by his death, 1st Vezey, 420. But it is said that John’s children take as purchasers. This is true. But when do they take ? Hot yet. They are not yet 21 years of age. It is not pretended that any estate under this devise is executed in them. And where is it ? It is with the heirs at law. And shall they be divested of an estate, yet in their hands, upon a conditional grant of it, when the condition cannot be performed ? I have discovered no case that authorizes this idea. Lord Coke says, that “ if a condition annexed to lands be possible at the making of the condition, and become impossible by the act of God, yet the estate of
*Need we then enquire whether, if John had sur- [*262 vived, the conditions would have been precedent or subsequent to the vesting of his estate. If not to be performed before his estate would vest, they certainly were to be performed before this devise to his issue could take effect, even in interest. In the case of Doe ex dem. Planner & Wife v. Scudamore, 2 Bos. & Pul. 297, Justice Heath says “ The question always is, whether the thing is to happen before or after, the estate is to vest; if before, the condition is precedent; if after, it is subsequent.” If the conditions need not be performed before John’s life estate could vest, they surely must be before it should end. This devise to the issue of John, then, is in fact subject to conditions necessarily precedent to it in point of time, and it must also be so considered in reference to the reasons upon which the distinction is founded between conditions precedent and subsequent, as affected by the circumstance of performance becoming impossible by the act of God. The result is, that if there were no further limitation, the property would remain with the heirs at law. But it was not the intention of the testatrix that this property should descend to her heirs at law. She has provided a substitute in case the first set of estates should not take effect. And, for the reason before mentioned, I am of opinion that the devise to Israel has taken effect; and, of course, that the lessors of the plaintiff cannot recover.
Judgment for defendants.
Reference
- Full Case Name
- John Den ex dem. Ann Smith, Hill Smith and Thomas Smith v. John Hance and Israel Hance
- Status
- Published