Morris Canal & Banking Co. v. State
Morris Canal & Banking Co. v. State
Opinion of the Court
At this term, the following opinions were delivered.
I. It is objected that the state has been improperly made a party to this suit.
The name of the state cannot, with legal propriety, be used upon every occasion, and therefore it ought not to be introduced upon the record, as a party, at the mere pleasure of every person who may think proper to use it. There ought to be, and one would suppose our books would furnish, some known and settled rule on the subject; yet such has been the diversity of practice in relation to this matter, that the reports afford no guide to the profession, but are rather calculated to distract and mislead the practitioner.
Perhaps, from the very nature of the writ of certiorari and the ever new and varying occasions for its use, no very definite and precise rules can be prescribed in relation to the parties in whose names as plaintiffs, or against whom as defendants, it should be issued; yet by a little attention to general principles, and legal analogies, much uncertainty and litigation may be avoided in this matter.
In The State v. Kirby, 2 South. 835, the Chief Justice (Kirkpatrick) said, “ the state can be made plaintiff only when the pubhc interest, the public peace, or the public order and econo
The case of The State v. Kirby, 2 South. 835, is at once an authority for, and an illustration of, the rule I have attempted to prescribe. The Chief Justice, in that case, says—“the certio7-ari is to be entitled at the S7iit of the state where its object is to bring into review, proceedings which arise upon municipal regulations, made for the public benefit, the public convenience, or the public safety. I11 the execution of these regulations, the state is always the actor, carrying them into effect, either Í71 its ordi7iary courts of justice, or by special commissioners, or agents, appointed for that purpose, &c.” In the same case it was objected that Kirby, the justice, ought not to have bee7i styled defendant, but that the writ ought to have been entitled as between the state, plaintiff, and the person charged with the fine and seeking relief, defendant; and though the chief justice considered it so much a matter of form as not to be fatal, yet he and Mr. Justice Southard concurred in opinion that the justice was improperly made defendant—that it being a case in which the state was properly plaintiff, the writ ought to have been e7ititled against the Í7idividuals who were seeking to avoid the fiues—they, having been proceeded against by the state, as delinquents, could not tiirn round and use the name of the state, in a suit against the justice, or any body else, to reverse those proceedÍ7igs. So, I apprehend, in this case, the certiorari ought to be between the same persons who were the parties in interest, and in action, below. If the state, in its corporate and political character, had any thing to do in the proceedings complained of, it was a matter between the state on the one side, and the landholders on the other. They cannot change the nature of the controversy, nor the parties to the proceeding,' by bringing a certiorari; they cannot involve the state in a law suit with the Morris Canal and Banking Company, to redress an injury
I do not mean to say that in every case in which the state is properly plaintiff in certiorari, the person for whose benefit the writ is issued, must be styled defendant; nor do I understand that such was the meaning of the court in The State v. Kirby ; neither do I suppose, as Chief Justice Ewing, from what he said in The State v. Hansford, 6 Halst. 75, seems to have thought, that the court, in the former ease, did not intend to establish a general rule, but only to decide that, in that particular case, the persons seeking to avoid the fines ought to have been made •defendants in certiorari. On the contrary, it appears to me that the court, in The State v. Kirby, intended to lay it down, as a general rule, that whenever the party seeking relief by the writ was the defendant, or person acted upon in the proceeding below, and the state was the plaintiff, prosecutor, or actor, in the matter, by its appropriate agents, seeking to enforce some ■penalty, or duty, against the individual; then the certiorari, whether issued at the instance of the state, or the citizen, is always to be entitled as between the state, plaintiff, and the party complaining, defendant. That this is the true rule, I think there can be no doubt: it is in perfect analogy with the practice in other cases. In all indictments and criminal proceedings, the state is the original prosecuting party; yet in certioraris, to remove such proceedings, the state is plaintiff, and the defendant below invariably the defendant in certiorari. So, too, in England, certioraris in settlement cases, and other matters touching the poor, are entitled the King v. the party suing out the writ, and seeking to avoid or defeat the order or proceeding below; 1 Burr. R. 52. This rule may not have been uniformly followed in England; but in proceedings by, or in behalf of, the crown, affecting individuals by name, it will generally be found to have prevailed; as in Rex v. Manning, 1 Burr. R. 377, an act of parliament had authorized the surveyor of the highways to dig gravél, &c. upon lands in the occupation of Manning, upon an order of the sessions for that purpose. The certiorari to remove such an order was entitled as above—Manning, the com
But the question, in this case, is, whether the name of the state has been properly made use of as plaintiff in certiorari ? I am of opinion it has not. If the landholders have been injured at all, they have been injured by the Morris Canal and Banking Company. It is a matter of private and individual right, in which the state has no other interest but what it has in every other matter between citizen and citizen. The company are bound to pay for the lands they take, and the damage they do, in constructing the canal. The law has constituted a tribunal to decide between the company and the landholders: the individuals composing that tribunal were to be designated upon the application of, and certain preliminary steps to be taken by, the company (see charter, 6 section, in Har. com. 95.) The appointments have been made, and the persons appointed, have acted in the premises. Some of the landholders are dissatis
But II. Exception is taken to the direction of the writ, first because the persons to whom it is addressed are called commissioners instead of appraisers; and secondly, that it ought to have beén directed to the clerics of the counties in which the lands lie, and not to the appraisers.
The first branch of this objection is not well founded. If the writ has, in fact, been directed to, and returned by, the proper persons, it is not to be defeated upon a ground so purely technical. It is true the statute speaks of the persons who are to make the appraisement as appraisers; Har. Com. 95, sec. 6; but I do not think it was the intention of the legislature to give them a legal cognomen, by which only they should be known ■in law. The term “ commissioners ” is a legal and appropriate designation of such persons as have a commission, letters patent, or other lawful warrant, to examine any matters, or to ..xecute any public office, &c. 1 Jac. Law Dic. 507. But if a certiorari is directed to the right person, though by a wrong name, he alone can object, and if, in fact, he makes a proper return to the writ, a third person cannot complain of the misnomer ; Daniel v. Philips, 4 T. R. 499.
But the second branch of this exception, viz. that the writ, or writs, ought to have been directed to the clerks of the different counties in which the lands lie, is of graver import.
When this court is called upon to exercise its superintending
Some doubt was suggested, on the argument, whether the appraisers had actually filed their proceedings in the clerk’s office when the certiorari in this case was sued out; and it was argued, that as the statute fixed no time within which the appraisers should file their proceedings, the prosecutors of this writ were not bound to know that they were actually filed in the proper offices. The answer, however, is obvious: they sued out the writ at their peril. If they directed it to persons who had not the record, it was their own mistake: not only so, for if the.y sued out the writ before the commissioners had actually filed their proceedings in the proper offices, they were premature. Until that was done, the whole matter was in fieri; it was incomplete, and had no legal efficiency. It would be like the case of freeholders, appointed to review the return of a road, who, though they had made out and signed their certificate, had not yet returned it to the court. In such a case, we have refused a certiorari; 3 Halst. R. 139. The King v. Eaton 2 T. R. 285, was cited to show that a certiorari may be directed either to the person who made the document, or to him who has the custody of it. But the case is to the contrary. The justice certified a copy of the conviction, and gave as a reason for doing so, that
Upon the supposition that the appraisers had terminated their duties, and filed their assessments in the proper offices, before the writ was issued, (and if they had not done so, the writ was premature) the writ, in my opinion, was fatally misdirected. The appraisers had become functi offi.cio. Their proceedings, by the very terms of the charter, had become matter of “public record ”: they had ceased to have any control over them, and could not• obey the command of our writ. They could neither send us the record itself, nor officially certify to us even a copy of it. They could, indeed, as, in fact, they have done, go to the proper offices, and get copies duly certified by the respective clerks, and annex them to our writ; and the crier of the court might have done the same thing if we had directed our writ to him; but neither of them could officially respond to the writ. This is not a technical objection, as was said, but a grave and substantial one; for if a certiorari is improperly directed, nothing can be removed by it; 1 Bac. Arb. tit. cert. 572, let. I.
The III. objéction is that the return is insufficient—it appearing, upon the face of it, that the papers sent up are only copies.
If this objection is fatal, it only shows that the writ was misdirected. The appraisers had not the custody of the original documents, and could not, therefore, either in fact, or in legal contemplation, send them up. It is true, with some qualification, as was insisted at the bar, and said by the chief justice (Kirkpatrick) in The State v. Nichols, 2 South. 542, that the record is never sent with the writ, but only the tenor. But when
the clerks in London, that upon a certiorari, they return only a transcript, as if the record remained below; for in C. B. though they do not return the very individual record, yet the transcript is returned, as if it were the record; and so it is in judgment of law.” 4 Vin. abr. tit. Cert. 340, 341.
But this writ calls for the records; and if copies are sent, we cannot act upon them as such ; we must intend them to be, and receive them as the records, or not receive them at. all; for on this certiorari, we are to hold plea of the record. But we can make no such legal intendment in this case, for they are sent here merely as copies, and that too, by persons who could not send the originals. This is not apices litigandi, a mere legal refinement; it is a doctrine founded on this plain distinction, that when the object of the certiorari is not to affect the record itself, or where the court awarding the writ, cannot hold plea of the record, there the tenor only is to be certified. But where the certiorari is in the nature of a writ of error, as it is in this case, and the court is to hold plea of the record, the record itself is to be sent up; to the end, that the judgment of the court may conclude the record; 4 Vin. abr. tit. Cert. 340 let. C; 1 Bac abr. tit. Cert. 572, let. H. In my opinion therefore, the return to this certiorari “ is naught,” and ought to be quashed or taken off the files. And see Palmer & al v. Forsyth & al, 4 Barn & Cress. 401; and in 10 Eng. C. L. R. 368.
If the controversy was to terminate with this motion, it would be unnecessary to pursue the subject any further; but as such is not likely to be the case, I shall proceed to consider the fourth exception : viz:—That the writ and return is multifarious .—First, because the prosecutors have no common or joint interests, but only several, independent, and distinct rights; and secondly, because the certiorari calls for five several and distinct records, though the prosecutors are neither parties or privies to all, or to any two or more of them.
The cases cited by the plaintiff’s counsel, Rex v. Harmer & al, Andr. 344, & Rex v. Inhabitants, &c., 2 Salk. 452, only shew, that one certiorari will remove several orders or indictments against the same individual; 4 Vin.abr.tit.Cert. 337, let.B.2.
Upon the best consideration, I have been able to give this subject, the result in my mind is, that where the injured or complaining party cannot, himself, upon legal principles, be the plaintiff in certiorari; (as he cannot be where the state is either actually, or in legal contemplation, a party to the proceedings ;) there the writ must be issued at the suit of the state, upon the application of the individuals seeking protection or relief ; who are then the relators or prosecutors, or are defendants in certiorari, according to the nature of the case; that in all such cases, the writ may be issued at the instance of any one or more of any number of persons who may be affected by the record or proceeding below, however several or distinct their respective rights or interests in the matter may be. The court may then reverse or set aside the order, judgment or proceeding complained of, as to any one or more of the prosecutors, or confirm the same as the law of the case may require. Accordingly we find it laid down, that a writ for the removal of all indictments against A, may remove an indictment against him and twenty others, so far as concerns him; 1 Bac. abr. tit. Cert. 573, let. I. Again, if there be but one indictment, and the offences several, as if A, B, C and D, be indicted by one bill, for severally keeping disorderly houses: A and B may have a certiorari, and it will remove the indictment as to them : and the record is then in B. R. virtually and truly, as to A and
The State v. Wilson, assessor, &c. 1 Penn. R. 300, which was a certiorari to remove the assessment of taxes, The State v. Kirby, 2 South. 835, and. another case of the same name in 1 Halst. 143, by which warrants for military fines against a number of delinquents, were reviewed, are all in perfect accordance with these principles; for in each of those cases, the state was the actor, and necessarily the plaintiff in certiorari. But if the parties seeking relief, can have a certiorari in their own names, as plaintiffs on the record, they must prosecute it according to their rights. If more than one person is concerned, and they are jointly bound by the order or judgment below, they must all unite and prosecute a joint certiorari, (unless by summons and'severance, or rule of court in lieu thereof;) and then this court must either affirm or reverse the whole matter. On the other hand, if the order or proceeding below, though it constitutes but ,one entire record, affects them severally and not jointly, they must then seek ■ their remedies, by separate writs of certiorari. - They cannot join in one writ, and then have divers trials and divers judgments in that one suit. The reason for this difference, between those cases in which the state must be plaintiff, and those in which the injured individuals may themselves be plaintiffs in certiorari, is this: viz—If several persons are jointly, or jointly and severally bound by one record, and all will not, though all might unite as plaintiffs in error, there may be summons and severance. But if it is a matter in which the state is a party, and must therefore be plaintiff on record, there can be no summons and severance among defendants; and therefore, if the state will not lend its name to such of the defendants as wish to appeal from the order or proceeding below, all would be remediless.
, It was argued by the counsel for the plaintiff, that if the state creates a corporation, and gives it a right to enter upon and take the lands of individuals, they have a right to use the name of the state, for their protection against any irregular or unlawful conduct on the part of the corporation. It is true, if a corporation abuses, or misuses its franchise, the state is the proper party to call them to account. But it by no means fol
The council for the plaintiffs by way of preliminary objection, insisted the defendants were out of time ; that they ought to have raised these questions on the rule to shew cause why this writ should not be allowed. I do not think so. The only inquiries, on the argument of that rule, were, whether it was a proper case for a certiorari, and whether probable or sufficient ground was laid for an allocatur. The form of the writ was not discussed or settled’ on that rule.
Upon the whole, for the reasons I have assigned, I am of opinion, the certiorari in this case, and the return thereto, must be quashed and set aside, with costs.
Ford, J. concurred.
The counsel for the defendants moved to quash this writ, first, because the name of the state was improperly used, the state having no interest, or concern, in the questions involved. It is said to be merely a controversy between private persons, in which character the defendants are to he regarded.
But I am not satisfied that this objection ought to prevail. It should be borne in mind that the proceedings to he reviewed, by this writ, constitute one link in a chain by which private property is taken for public use, without the consent of the owner, to constitute and construct a public highway; and I can see no essential difference between this case and the laying out of a common or ordinary highway, or a turnpike road,, which are properly reviewed by a writ, in the name of the state. The examples are too numerous, and well known, to require to be par
It was said, secondly, that this writ was erroneous in the mame of office given to the persons to whom it was addressed; that the appellation of commissioners was improperly used instead of appraisers. This objection presents a question of no great moment, so long as the writ fully designates the persons, .and points out the character, or capacity, in which they are addressed ; and if in so doing, an improper term has been used, the due administi ation of justice requires that we should direct a letter to be substituted, and not defeat the whole proceeding for such a mistake. The error, if any, may be amended. But I believe “ commissioners ” to be correct. It is nomen generate, designating an office of a public or private nature, permanent or temporary ; and although the term be not used in constituting the office, they may be nevertheless commissioners, if their duties be confined to a particular case, or class of cases. Thus we may have commissioners to make partition of lands, street commissioners, or commissioners of bankruptcy; and in this case we have commissioners to make appraisements, although the term be not used ; and the w*ord “ appraisers ” is used in the act, not as any official, or technical appellation, but rather as descriptive of the duties which they were commissioned to perform.
A third objection taken to this writ is, that a number of persons, having no common interest, are joined together in its pros•eeution; and the case of The State v. Kirby, is relied on by ei
For any and all of the reasons above noticed, I should be unwilling to quash this writ. But it has been further urged, that the writ has been improperly sent to the commissioners, or appraisers, who had not the record, and subordinate thereto, that their return is nugatory. Upon this objection, I feel constrain
Having come to this conclusion, it is unnecessary to pursue the subject further. I would merely notice one other point adverted to on the argument of this case. That if the state be properly made plaintiff, the prosecutors should be named defendants, State v. Kirby. I cannot, at present, think this universally true, and would refer to the extensive class of cases of eertioraris against turnpike companies. Is there not a distinction where the state acts solely for the common good, by its proper and peculiar agents, or where it acts by its grantees of power coupled with an interest, who have done, or caused to be done, the act complained of, and are therefore rightly called on to defend those acts ? I have not attempted to form any definite opinion on the point.
Cited in Browning v. Cooper, 3 Harr. 197; Morrel v. Fearing, Spencer, 671; State v. Justice, 4 Zab. 414; State v. Howell, 4 Zab. 520 ; Camden v. Mulford, 2 Dutch. 55; State v. Browning, 4 Dutch. 561; State v. Brown, 2 Vr. 357.
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