Laba v. Newark Board of Education
Laba v. Newark Board of Education
Opinion of the Court
The opinion of the court was delivered by
The Newark Board of Education dismissed three teachers (Mrs. Laba, Dr. Lowenstein and Mr. Zimmerman) after they had pleaded the Fifth Amendment during a hearing before a subcommittee of the House Un-American Activities Committee. On appeal, the State Commissioner of Education determined that the dismissals were contrary to the recent ruling of the United States Supreme Court in Slochower v. Board of Education, 350 U. S. 551, 76 S. Ct. 637, 100 L. Ed. 692 (1956), rehearing denied 351 U. S. 944, 76 S. Ct. 843, 100 L. Ed. 1470 (1956); however, he did not order reinstatement of the teachers but remanded the proceedings to enable full and fair inquiry as to their continued competence and fitness to teach in the Newark public school system. Without awaiting such inquiry or review by the State Board of Education (R. S. 18:2-4; R. S. 18:3-15) and without obtaining court leave (R. R. 4:88-8(&)) the teachers appealed to the Appellate Division and the Newark Board cross-appealed. In view of its public
Dr. Lowenstein received his B.A. degree from Rutgers University in 1928, his M.A. from the University of Pennsylvania in 1929 and his Ph.D. from Johns Hopkins University in 1934. He has taught in the public school system of Newark since 1935 except for three years when he was in military service and one year .when he was an exchange teacher at a boys’ normal school in southern Prance. Mrs. Laba received her B.A. from New York University in 1935 and has taught in the public school system of Newark during every year since 1935 except for several years when she was employed at a hospital on a research grant. Both Dr. Lowenstein and Mrs. Laba duly acquired tenure protection under the New Jersey School Laws. See B. S. 18:13-16; B. S. 18:13-17. Mr. Zimmerman received his B.S. from State Teachers College at Newark in 1940 and thereafter received his M.A. from New York University. He began teaching in the public school system of Newark in 1952 and had not acquired tenure protection when he-'was dismissed by the board. However, in view of the terms of B. S. 18:13~11, all of the parties and the State Commissioner have, for present purposes, not differentiated his case from the others. When dismissed by the board, Dr. Lowenstein was teaching languages at Barringer High School, Mrs. Laba was teaching biology at Central High School and Mr. Zimmerman was 'teaching arithmetic at Dayton Street Public School.
In May 1955 a subcommittee of the House Un-American Activities Committee conducted hearings at Newark. Representative Clyde Doyle presided and pointed out that the committee had been charged by Congress with the responsibility of investigating (1) the extent, character and objects of Un-American propaganda activities in the United States, (2) the diffusion within the United States of subversive and un-American propaganda which is instigated from
At the conclusion of the hearing the board, by a vote of five to four, sustained the charges against the teachers and dismissed them as of May 19, 1955. They appealed to the State Commissioner of Education in accordance with B. 8. 18:3-14:. The State Commissioner took no additional testimony but he did have a complete transcript of the proceedings before the board. A hearing was held on September 15, 1955 before the Assistant Commissioner. All counsel argued and briefs were filed by the parties as well as various amici curiae. On May 9, 1956 the State Commissioner filed his formal decision which remanded the matter for further proceedings before the board. He noted that the evidence before the board had consisted of little more than the transcript of the House subcommittee hearing; that no other inquiry whatever had been made as to the “fitness” of the teachers; that “no evidence was adduced as to what the appellants’ affiliations were in fact, or as to their reasons or justifications for exercising their constitutional privileges”; and that the board had “rested its decision squarely on the proposition that in a Congressional inquiry into Communism and subversion generally, where a witness is questioned as to his affiliations and associations, his invoking the privilege against self-incrimination is per se conduct unbecoming a teacher and just cause for his dismissal under B. 8.18:13~17.”
“The maintenance of the purity of the educational process against corruption by subversive influences is of the highest concern to society. It is in no real sense a denial of academic freedom to require of a teacher, as a condition to employment, a sworn disavowal of allegiance to the doctrine of force or violence as a mode of overthrowing government. That would seem to be axiomatic. Loyalty to government and its free democratic institutions is a first requisite for the exercise of the teaching function. Freedom from belief in force or violence as a justifiable weapon for the destruction of government is of the very essence of a teacher’s qualifications. The apprehended danger is real and abiding. We have long had evidences of the pressure here of a godless ideology ruthlessly fostered by a foreign power which has for its aim the violent overthrow of government and free society. And one of the weapons is the debasement of teaching as a softening measure in the consummation*374 of tbe subversive process. The school system affords the opportunity .and means for subtle infiltration. There is no intrusion upon personal freedoms when government intervenes, as it has here, to avert this peril to its very existence. A teacher who is bereft of the essential quality of loyalty and devotion to his government and the fundamentals of our democratic society is lacking in a basic qualification for teaching. The teacher is not obliged to take the oath; but if he refuses to do so ho is not entitled to teach. In the current struggle for men’s minds, the State is well within its province in ensuring the integrity of the educational process against those who would pervert it to subversive ends.”
In his decision, the State Commissioner suggested that, 'consistent with Slochower and the earlier Supreme Court opinions in Adler v. Board of Education, 342 U. S. 485, 72 S. Ct. 380, 96 L. Ed. 517 (1952) and Garner v. Board of Public Works of City of Los Angeles, supra, there were open to the board the following courses or a combination thereof: (1) it could conduct “its own inquiry into alleged subversive activities or affiliations of the appellants”; refusal to answer in such inquiry would constitute just cause for dismissal (cf. Thorp v. Board of Trustees of Schools for Industrial Ed., supra); and (2) it could itself investigate the refusal of the appellants to testify before the House subcommittee “going into such factors as the subject matter of the questions, the remoteness of the period to which they are directed, the existence of justification for exercising of the privilege, and the reason or reasons why the appellants made the plea”; it was the State Commissioner’s view, as indicated in his brief before this court, that if such second line of inquiry disclosed that their refusals to answer before the House subcommittee were patently “frivolous or contumacious” there would likewise be just cause for dismissal. Cf. Slochower v. Board of Education, supra, 350 U. S., at page 558, 76 S. Ct., at page 641, 100 L. Ed., at page 700. Although the State Commissioner did not mention them, reference may appropriately be made to the paths suggested in earlier statements by outstanding educators throughout the country. Thus the American Association of University Professors had expressed the view that invoking the Eifth Amendment was not “in and of itself” justifiable cause for
“Whether a faculty member who has refused to answer a legislative question may be found unfit for his post can be determined only by an investigation of all the relevant circumstances, including the individual’s entire record as a teacher and scholar and the reasons which prompted his refusal to testify. If the reasons involve a desire to conceal continuing illegal or immoral conspiratorial activity*376 of the faculty member or of others, an adverse judgment may of course be reached. If the reasons lay in confusion or fear produced by the investigation, they may have little bearing upon the faculty member’s fitness; if they involved sincere ethical or political principles, their bearing will hardly be adverse. If the witness’s refusal to testify resulted from a decision to withhold evidence of his past or present illegal conduct, the question of his fitness turns upon the justifiability of his decision, upon whether the conduct continues, and upon the relevance of that conduct to his academic duties. A good-faith reliance upon the constitutional privilege to remain silent is not misconduct, but contumaciousness toward a legislative committee is and may be weighed in the balance.” Association of American Law Schools, Proceedings 111 (1953)
Cf. Association of American Law Schools, Proceedings 115 (1954); Id., Proceedings 119 (1955); Id., Program and Reports of Committees 41 (1956) ; Academic Freedom and Tenure in the Quest for National Security, 42 A. A. U. P. Bulletin 49 (Spring 1956).
The Fifth Amendment contains the now well-known constitutional privilege (or right) that no person shall be compelled in any criminal ease to be a witness against himself. Its origin, history and current application have been extensively dealt with elsewhere. See 8 Wigmore, Evidence (3d ed. 1940), §§ 2250-2284; Morgan, “The Privilege Against Self-Incrimination,” 34 Minn. L. Rev. 1 (1949); Clapp, “Privilege Against Self-Incrimination,” 10 Rutgers L. Rev. 541 (1956). Cf. Williams, “Problems of the Fifth Amendment” 24 Fordham L. Rev. 19 (1955); Claflin, "The 1956 Ross Essay — The 8 elf-Incrimination Clause,” 42 A. B. A. J. 935 (1956). Although some have traced the privilege to the 12th Century and the inquisitorial practices of the Ecclesiastical Courts its significant beginnings in the common law may be said to have occurred in the 17th Century. It had been customary to make the accused person give evidence against himself and there are frightening descriptions of the torturous methods which were actually used. In 1637 “Freeborn John” Lilburn was brought before the Star Chamber for having imported heretical books but refused to take the oath to answer. He was sentenced to be whipped and pilloried and the sentence was actually
Throughout the years the privilege has survived though it has been by no means free from intermittent attacks. In his article on the subject Judge Clapp cites many of the earlier criticisms by Bentham, Pound, Terry and others. A current attack may be found in Baker, "Self Incrimination: Is the Privilege an Anachronism ” 42 A. B. A. J. 633 (1956). Cf. Pittman, "The Fifth Amendment: Yesterday, Today and Tomorrow ” 42 A. B. A. J. 509 (1956). In Palko v. State of Connecticut, 302 U. S. 319, 325, 58 S. Ct. 149, 82 L. Ed. 288, 292 (1937), Justice Cardozo acknowledged that, with suitable protection against physical and mental torture, justice may be done under systems (such as prevail in other parts of the world) which contain no immunity from compulsory self-incrimination, and he noted that “there are students of our penal system who look upon the immunity as a mischief rather than a benefit, and who would limit its scope or destroy it altogether.” But there are at least equally competent and sincere students who firmly believe otherwise and their views have found favor in recent opinions of the United States Supreme Court. See Quinn v. United States, supra; Ullmann v. United States, 350 U. S. 422, 426, 76 S. Ct. 497, 100 L. Ed. 511, 518 (1956);
“At the outset we must condemn the practice of imputing a sinister meaning to the exercise of a person’s constitutional right under the Fifth Amendment. The right of an accused person to refuse to testify, which had been in England merely a rule of evidence, was so important to our forefathers that they raised it to the dignity of a constitutional enactment, and it has been recognized as ‘one of the most valuable prerogatives of the citizen.’ Brown v. Walker, 161 U. S. 591, 610, 825, 16 S. Ct. 644, 652, 40 L. Ed. 819. We have reaffirmed our faith in this principle recently in Quinn v. United States, 349 U. S. 155, 75 S. Ct. 668, 99 L. Ed. 964. In Ullmann v. United States, 350 U. S. 422, 76 S. Ct. 497, 100 L. Ed. 511, decided last month, we scored the assumption that those who claim this privilege are either criminals or perjurers. The privilege against self-incrimination would be reduced to a hollow mockery if its exercise could be taken as equivalent either to a confession of guilt or a conclusive presumption of perjury. As we pointed out*379 in Ullmann, a witness may have a reasonable fear of prosecution and yet be innocent of any wrongdoing. The privilege serves to protect the innocent who otherwise might be ensnared by ambiguous circumstances. See Griswold, The Fifth Amendment Today (1955).”
In Slochower an associate professor at Brooklyn College, an institution maintained by the City of New York, had appeared before the Internal Security Subcommittee of the Committee on the Judiciary of the United States Senate and had refused to answer questions concerning his Communist Party membership during 1940 and 1941 on the ground that his answers might tend to incriminate him. Shortly thereafter he was suspended from his position at the college and it was later declared vacant under section 903 of the New York City Charter. That section provided that if any city employee refused to answer questions on the ground that his answers may tend to incriminate him, then his employment would terminate. The New York Court of Appeals sustained Slochower’s automatic dismissal and he appealed asserting violation of the Due Process and Privileges and Immunities Clauses of the Eourteenth Amendment. The Supreme Court sustained his claim under the Due Process Clause and adopted or reaffirmed the following principles: A state or its governmental subdivisions may not, without violating the Due Process Clause, dismiss a public employee pursuant to a statute which is patently discriminatory or arbitrary — thus it may not exclude persons from public employment solely on the basis of organizational memberships without regard to knowledge of their unlawful nature. Wieman v. Updegraff, supra. It may, however, dismiss public employees who, after notice and hearing, are found to advocate the overthrow of government by unlawful means or who are unable to explain satisfactorily membership in organizations found to have that aim. Adler v. Board of Education, supra. Similarly it may inquire of public employees as to matters which relate to their continued fitness to serve as public employees, including past and present membership in the Communist Party and associated organizations, and may discharge employees who fail
The board seeks to distinguish Slochower on the ground that no hearing was there afforded to the professor, whereas here the teachers did have a hearing before the board. But the hearing required by the Due Process Clause, must be, as the court’s opinion in Slochower indicates, a fair and meaningful one (cf. Handlon v. Town of Belleville, 4 N. J. 99 (1950)) which does not turn, as did the hearing in the instant matter, exclusively on the single factual issue of whether the teachers did actually plead the Pifth Amendment before the Congressional subcommittee. The fact that they did was never disputed. As in Slochower [350 U. S. 551, 76 S. Ct. 639] there was realistically no “opportunity to explain”; no consideration was given to the controlling
We come now to the several points advanced by the individual teachers in support of their contention that the State Commissioner should not have remanded the proceedings but should have taken final action reinstating them. B. 8. 18:3-14 provides that the State Commissioner shall decide all controversies and disputes under the School Laws; that the facts shall, if required by the Commissioner, be made known to him by the parties by written statements verified by oath; and that his decision shall be binding “until a decision thereon is given by the state board on appeal.” While the statutory language leaves much to be desired it sufficiently evidences the legislative purpose to
The inherent procedural power to remand in the interests of justice has long been applied in the courts. See Ford Motor Co. v. National Labor Relations Board, 305 U. S. 364, 373, 59 S. Ct. 301, 83 L. Ed. 221, 229 (1939); Grant v. Grant Casket Co., 137 N. J. L. 463, 465 (Sup. Ct. 1948), affirmed 2 N. J. 15 (1949). Since the creation of our new judicial structure under the 1947 Constitution, court procedures have become more flexible and we have displayed
The State Commissioner acted well within his authority in remanding the proceedings to the board for further inquiry and, if necessary, for the amendment and supplementation of the charges against the teachers. The power to amend and supplement is widely applied in the courts (R. R. 4:15) and may be given even broader scope in this administrative proceeding where the traditional judicial problems of limitations and new causes of action have no bearing whatever. See Gudnestad v. Seaboard Coal Dock Co., 15 N. J. 210, 223 (1954). Cf. Welsh v. Board of Ed. of Tewksbury Tp., 7 N. J. Super. 141 (App. Div. 1950). And we find no error in the State Commissioner’s refusal to order reinstatement of the teachers pending further inquiry and determination. While the individual interests concerned are of great importance, society’s interest is also
An attack is made on the sufficiency of the statutory standard which will necessarily guide the Newark board. It is found in R. S. 18:13-17 which provides that tenure teachers shall be dismissed only for “inefficiency, incapacity, conduct unbecoming a teacher or other just cause.” It has been in our statutes for almost 50 years (L. 1909, c. 243) and is comparable to the standards embodied in the school tenure enactments of most of the other states. It is, of course, general in terms but measured by common understanding it fairly and adequately conveys its meaning to all concerned. See Jordan v. De George, 341 U. S. 223, 71 S. Ct. 703, 95 L. Ed. 886 (1951); Kovacs v. Cooper, 336 U. S. 77, 68 S. Ct. 448, 93 L. Ed. 513 (1949); Ward v. Scott, 11 N. J. 117 (1952); Berardi v. Rutter, 42 N. J. Super. 39 (App. Div. 1956); State v. Wheeler Auto Driving School, Inc., 17 N. J. Super. 488 (App. Div. 1952). In the Berardi case (now on appeal in this court) the Appellate
contention that marriage by a teacher may constitute just cause for her dismissal; the court accepted the State Board’s position that the statutory reference to other just cause implies “ ‘a dereliction by the teacher, which may be the subject matter of a charge against her.’ ” Cf. Redcay v. State Board of Education, 130 N. J. L. 369 (Sup. Ct. 1943), affirmed 131 N. J. L. 326 (E. & A. 1944).
“Certainly a teacher who refuses to respond to a pertinent inquiry relative to his fitness to teach is not competent within the broad reach of that term, whether the inquiry concerns loyalty or any other proper subject of inquiry. Frankness and cooperation with an administrative superior bear directly upon a teacher’s competency. They are as essential in one occupying- a post of public trust and civic responsibility as academic qualifications. Can it be seriously argued that where the superintendent of schools has trustworthy information indicating that a teacher has an incurable communicable disease or that he is a peddler of narcotics, or, as here, that he may entertain Communistic ideologies which could be transmitted to the youth in his care, that no inquiry can be made as to the fact and that the teacher is not required to respond. As well stated in the brief of counsel for the appellant: * * The State Constitution requires the General Assembly to maintain a thorough and efficient system of public schools [P. 8. Const, art. 10, § 1]. The School Code is the legislative implementation of this Constitutional duty. The rights and duties of a Superintendent have grown with custom and with professional usage. Many of his duties are imposed on him by tradition. It is one of his duties under the School Code to*387 make sure that the teaching staff is competent, and therefore to weed out professionally unfit teachers. This is a continuing process that the Superintendent carries on. The Superintendent has the power and the duty, whenever the facts indicate the need, to inquire into and reevaluate the fitness of a teacher.’ Unquestionably there is a reciprocal duty on the part of the teacher to fully and frankly cooperate. He may not block such proper inquiry by secretiveness or concealment.”
In the report of the Committee on Academic Freedom and Tenure (Association of American Law Schools, Proceedings 97 (1953)) the point is made that an investigation of a teacher by his administrative superior is not a traditional adversary proceeding and that a faculty member is not justified in withholding relevant information which is sought during the course thereof. And in response to a contention that the local school superintendent was not the authorized superior to make the initial inquiry the court in the Beilan case aptly said:
“Appellee also contends that the Superintendent was not authorized to make the inquiry. There is no more important branch of government than the administration of our public school system. It is a continuing process of education for the maintenance of our democracy. The right of a superintendent of schools to reevaluate a teacher’s fitness to be retained in his position is inherent and need not be expressly authorized by statute or local rule or regulation. In a private school the refusal to respond to a pertinent inquiry as to a teacher’s fitness made by the superintendent or head of the institution would certainly not be tolerated, but would result in the teacher’s discharge. A public school should not be placed in an inferior position in this regard. While the tenure provisions of the School Code protect teachers in their positions from political or other arbitrary interferences, they were not intended to insulate them from proper inquiry as to their fitness and their discharge for failure to cooperate with their superiors in authority to the detriment of the efficient administration of the public school system. The School Code expressly provides that incompetence shall be a cause for dismissal and under the broad meaning properly ascribed to that term, appellee rendered himself incompetent as a member of the school organization.”
In the instant matter the State Commissioner suggested courses of inquiry which, after consideration of all the pertinent circumstances, may either satisfy the local
The final question requiring our attention relates to the effect of various Hew Jersey statutory provisions on the further inquiry by the Hewark School Superintendent and the Board of Education. Unlike substantially all other states, Hew Jersey’s Constitution contains no express provision embodying the privilege against self-incrimination, although it has always been part of our common law and has been dealt with from time to time in legislative enactments. State v. Fary, supra, 19 N. J., at page 435; State v. Toscano, 13 N. J. 418, 423 (1953); In re Pillo, 11 N. J. 8, 16 (1952); In re Vince, 2 N. J. 443, 449 (1949); Bianchi v. Hoffman, 36 N. J. Super. 435, 438 (App. Div. 1955). Subject to the requirements of due process, there would appear to be nothing in either our Eederal or State Constitution which prohibits our Legislature from curbing the scope of the privilege. See Twining v. State of New Jersey, supra; Adamson v. People of State of California, 332 U. S. 46, 67 S. Ct. 1672, 91 L. Ed. 1903 (1947). But cf. Clapp, supra, at page 570, note 116. The first state enactment of any pertinence was contained in an 1849 supplement to the act concerning practice in the courts of law. This represented the first inroad into the now quaint common-law notion that because of their interest parties should not be permitted to
N. J. S. 2A :81-8, which provides that on the trial of an indictment the defendant shall be admitted to testify if he offers himself as a witness, has no real bearing here. N. J. S. 2A :81-6 provides that “in all civil actions in any court of record” a party shall give evidence when called by the adverse party “but no party thereto shall be compelled to be sworn or give evidence in any action brought to recover a penalty or to enforce a forfeiture.” Its express terms would seem to indicate its inapplicability in the instant matter. However, N. J. S. 2A :81-5 does provide more comprehensively that “no witness shall be compelled to answer any question' if the answer will expose him to a criminal prosecution or penalty or to a forfeiture of his estate”; we shall assume that this provision applies fully to proceedings before administrative tribunals as well as judicial tribunals. See State v. Rixon, 180 Minn. 573, 231 N. W. 217, 68 A. L. R.
Assuming that a teacher’s loss of tenure may properly be viewed as a forfeiture, of his estate, we still find nothing in the history, purpose or terms of N. J. S. 2A :81~5 which suggests that it was designed to protect a teacher against dismissal under B. S. 18:13-17 where he has refused to answer pertinent questions submitted by his administrative superiors. In the instant matter the teachers’ conduct before the Congressional subcommittee reasonably calls for a fitness inquiry during which the teachers have a duty of cooperation and an affirmative burden in the establishment of their fitness. If they choose to remain silent under the protection of N. J. S. 2A :81-5 they must do so with full realization that their administrative superiors may justifiably conclude that they are no longer fit to teach. See Board of Public Education School Dist. of Philadelphia v. Beilan, supra. Cf. Brownell, “Immunity from, Prosecution versus Privilege against Self-Incrimination,” 28 Tul. L. Rev. 1, 11 (1953); Orloff v. Willoughby, 345 U. S. 83, 73 S. Ct. 534, 97 L. Ed. 842 (1953). As the court indicated in the Beilan case, supra, no private institution of learning would hesitate to proceed expeditiously and reasonably against a teacher who refused to answer pertinent questions during the course of a fitness inquiry and the public interest clearly requires that similar authority be afforded to our public institutions of learning; we find nothing in our statutes which may fairly be construed as evidencing any legislative denial of such power. Indeed, any doubts as to the' wishes of our Legislature have largely been dissipated by the tenor of its recent enactments. See e. g., L. 1949, c. 23, p. 70 (N. J. S. A.
The greatness of the United States has in no small measure been due to the basic freedoms of inquiry and expression which educational institutions at all levels have nurtured and defended so faithfully. The traditions of academic freedom and tenure have been twin bulwarks in the maintenance of strong and independent faculty staffs and it is vital in these times that they not be permitted to wither or decay because of inertia or fear. On the other hand, present world conditions being what they are, it is equally vital that every educational institution rid itself of any faculty member who may justly be deemed no longer competent or fit to teach because of his subversive membership and activity. In recent days many thoughtful and highly respected educators have taken the position that, while the assertion by a faculty member of his constitutional
Affirmed.
The Committee was composed of the following distinguished legal scholars: Dean and Professor Jefferson B. Fordham, University of Pennsylvania; Professor Lon L. Fuller, Harvard University; Professor Walter Gellhorn, Columbia University; Professor Paul G. Kauper, University of Michigan; Professor Douglas B. Maggs, Duke University; Professor Rollin M. Perkins, University of California at Los Angeles; Professor Don W. Sears, University of Colorado; Professor R. Dale Vliet, University of Oklahoma; Professor Ralph F. Fuchs, Indiana University, Chairman. Although the Committee’s report was recommitted, the ensuing Committee’s report which was adopted in 1954, adhered to the position that a faculty member’s invocation of the Fifth Amendment would not “in and of itself” constitute ground for dismissal but was sufficient to call for a general fitness inquiry by his educational institution. Association of American Law Schools, Proceedings 44 (1953) ; Id., Proceedings 20, 115 (1954).
Concurring Opinion
(concurring in part). I regret I cannot join completely in the able opinion of Mr. Justice Jacobs. The part of the opinion with which I disagree probably could not influence the outcome of further proceedings in this matter under the facts of the case. Yet it states an important proposition, the consequences of which can hardly be estimated now, and since I cannot agree with it, I feel compelled to state my reasons.
The authorities cited by Mr. Justice Jacobs fully demonstrate that under present circumstances the right to employment as a teacher in a public school system may be denied because of advocacy of the overthrow of our government by unlawful means or membership in an organization known by the teacher to have that aim, and further that a refusal to answer inquiries of the school authorities pertinent to that subject may be the basis of dismissal. Hence I agree the school authorities may interrogate each teacher here concerned with respect to this subject and may conclude, upon a finding of such advocacy or membership or refusal to answer pertinent questions, that a teacher is unfit for continued employment.
I am troubled by so much of the opinion as holds that a teacher may also be dismissed upon a distinctly different basis, namely, a finding that reliance upon the Fifth Amendment before the Subcommittee of the House Un-American Activities Committee was patently contumacious. In short,
I am sure every member of the court regrets as much as I do any limitation upon personal freedoms. Yet the Constitution is intended to be the fabric of government and not its burial shroud. The right of self-defense must be paramount and hence, like it or not, some portion of our liberty may be suspended when the danger is so great as to require it. I say “our” liberty because liberty is truly indivisible, and when it is suspended in any area the finest citizen feels a curtailment of his right to say what he thinks, lest he be enveloped in a smog of suspicion. But it seems to me that just as necessity constitutes the basis for impingement upon freedom, so also necessity marks the limit beyond which we should not go, for to go beyond what the occasion demands is just a waste of liberty.
The necessity here is to protect the school system against subversive infiltration. To that end an inquiry by school authorities into the loyalty of a teacher with power to dismiss for disloyalty or for a refusal to answer fully in that inquiry, is completely sufficient to safeguard the public interest. Should we go further and permit school authorities to pass upon the difficult question whether a constitutional right was contumaciously asserted before a congressional committee ?
The majority finds that Slochower v. Board of Education of the City of New York, 350 U. S. 551, 76 S. Ct. 637, 100 L. Ed. 692 (1956) permits that further inquiry. I have grave doubt that it does, and I suppose that if it does we would still have the troublesome problem whether as a matter of local law we ought to permit it. The pertinent text of the majority opinion in Slochower reads (350 U. S., at page 558, 76 S. Ct., at page 641):
*396 “With this in mind, we consider the application of § 903 [the New York statute]. As interpreted and applied by the state courts, it operates to discharge every city employee who invokes the Fifth Amendment. In practical effect the questions asked are taken as confessed and made the basis of the discharge. No consideration is given to such factors as the subject matter of the question, remoteness of the period to which they are directed, or justification for exercise of the privilege. It matters not whether the plea resulted from mistake, inadvertence or legal advice conscientiously given, whether wisely or unwisely. The heavy hand of the statute falls alike on all who exercise their constitutional privilege, the full enjoyment of which every person is entitled to receive. Such action falls squarely within the prohibition of Wieman v. Updegraff, [344 U. S. 183, 73 S. Ct. 215, 97 L. Ed. 216] supra.
It is one thing for the city authorities themselves to inquire into Slochower’s fitness, but quite another for his discharge to he based entirely on events occurring' before a federal committee whose inquiry was announced as not directed at ‘the property, affairs, or government of the city, or * * official conduct of city employees.’ In this respect the present case differs materially from Garner, where the city was attempting to elicit information necessary to determine the qualifications of its employees. * *
It is not clear whether the first paragraph in the quotation above was intended merely to explain why in principle it is unjust to base a dismissal upon the assertion of the Fifth Amendment, or whether it was intended to suggest that state authorities may conduct an inquiry with respect to the several elements there stated and conclude that there was a contempt of the Congress.
We do not have before us a conviction for contempt. A conviction would present a different situation. And I suppose it must be abstractly conceded that in an administrative inquiry into fitness criminal conduct may be considered even though not reduced to a judgment of conviction. But we are dealing with liberty, the exercise of an important constitutional right, and hence the answer must be found by weighing all the factors and not in a mere mechanical application of a rule which may be indisputable in another setting.
I find it difficult to visualize the course of an inquiry of the kind which the majority authorize. All of the teachers here concerned were represented by reputable counsel. The
It is an inescapable fact that the other fellow’s liberty is not always popular. The right against self-incrimination is particularly vulnerable today in the hands of the many who do not understand its history and its worth in our way of life. The danger is real that in the fuzzy kind of inquiry of which we are now speaking, the decision will be controlled by an unrevealed dislike for the constitutional right. The views of Mr. Chief Justice Warren in Quinn v. United States, 349 U. S. 155, at page 164, 75 S. Ct. 668, at page 674, 99 L. Ed. 964 (1955), expressed with respect to this right in another context, are appropriate here:
“* * * It is -precisely at suck times — when the privilege is under attack by those who wrongly conceive of it as merely a shield for the guilty — that governmental bodies must be most scrupulous in protecting its exercise.”
It is one thing for the federal government to vindicate the authority of the Congress by prosecuting a charge of
We could well wait for a clarification of the quoted portion of Slochower, or at least until we are confronted with a case which imperatively requires a decision by us, and as I see this case, it does not. I say this because in the light of Quinn v. United States, supra, it seems inconceivable that the school authorities could find that any of the teachers was guilty of a patent contempt. In that case it was held that the criminal offense is not shown unless the committee informed the witness that his claim of privilege was overruled and directed him to answer. Let us look at the testimony before the subcommittee.
As to Dr. Lowenstein, the record discloses that not a single claim of privilege was overruled and at no point was he ordered to answer. Quinn is squarely applicable.
As to Mr. Zimmerman, the chairman (I will assume for present purposes that his action represented the action of the entire subcommittee of two) directed answers to three questions, namely, whether he was a member of a union during the period 1942 to 1948 when he was employed in industry, whether he was a member of the Teachers Union, and whether in the week before the hearing a meeting of school teachers in the area was held at which a lawyer instructed all who were subpoenaed to refuse to answer before the subcommittee. Mrs. Laba was directed by the chairman to answer but two questions, to wit, whether she was ever a member of the American Federation of Teachers during the period she actively engaged in teaching, and whether she is now a member of any teachers’ union! But as to the meaty questions relating to past and present
The majority opinion authorizes an inquiry to ascertain “whether the refusals to answer were patently contumacious or frivolous.” Thus far I have construed this to mean only patently “contumacious.” If it is intended to suggest there may be a dismissal upon a finding that the refusal was patently “frivolous,” meaning thereby something less than a criminal contempt, my disagreement is all the more pronounced. The fuzzy nature of the inquiry would then be even fuzzier. In practical operation, an inquiry into the propriety (non-criminal) of the exercise of a constitutional right can lead only to an unnecessary dilution of that right.
I would modify the State Commissioner’s order accordingly.
Reference
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- Estelle Laba, Et Al., Appellants-Cross-Respondents, v. the Board of Education of Newark in the County of Essex, Respondent-Cross-Appellant
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