State v. Wingler
State v. Wingler
Opinion of the Court
The opinion of the court was delivered by
This is an appeal from a judgment of the Appellate Division affirming an order of the Monmouth County Court denying an application for a writ of habeas corpus.
On March 17, 1952 the defendant Harold L. Wingler was found guilty on an indictment which charged him with
The defendant was admitted to the State Hospital at Marlboro on May 12, 1952. Dr. Palsson’s report, dated May 13, 1952, stated that the defendant was uncooperative, had refused to adhere to ward routine and had threatened to leave the hospital. Dr. McCreight’s report, dated June 23, 1952, pointed out that the defendant had been “uncooperative, hostile, and defensive in his attitude toward physicians,” and recommended that he be transferred to the Men’s Disturbed Building for security reasons. On June 25, 1952 Dr. Erantz reported that repeated efforts had been made to test the defendant with no success, and the defendant had refused to enter into any “testing, counselling or therapeutic situation.” The hospital reports dated July 3, 1952 indicated
On November 26, 1952 the Special Classification Review Board, established under N. J. S. 2A :164-8, submitted a report of the defendant's first consideration for parole release and recommended further review in May 1953. Early in March 1953 there was a threatened disturbance in the Vroom Building. Dr. Magee advised Dr. Bixby, by letter dated March 2, 1953, that it appeared that a fairly well-organized plan had been worked out to stage a demonstration and that the plan had been “thought out by a number of the patients, 7 of whom were non-psychotic sex offenders.” He named the seven, including the defendant, and requested that “they be transferred to the State Prison for safekeeping.” On March 3,1953, by order of Commissioner Bates, the defendant was transferred to the New Jersey State Prison at Trenton.
On March 25, 1953 the defendant was examined by the prison psychologists. They reported that it appeared that they were dealing with “an extremely primitive and inadequate personality, perhaps a simple schizophrenic.” They noted the defendant's statement that he “would a been in the riot at the State Hospital if it had a got started,” and they expressed the view that “his chances for staying out of
“Serious nature of the offense, short period served, the fact the inmate is still highly neurotic and compulsive and is unable to cope with his own impulses, lack of insight, the fact he rationalizes his avoidance of all blame through his hostility toward the institution by refusing to work. His psychiatric condition precludes release to the community at this time.”
The defendant’s third consideration for parole release was on November 16, 1953. Mr. Korn reported his efforts to establish a therapeutic relationship with the defendant and indicated that “a tenuous relationship” was being built; he stated that it was impossible to offer a prognosis since “everything depends on the character and strength of the slow-developing relationship with the counsellor.” The Board recommended further review in May 1954. On April 13, 1954 Commissioner Bates wrote to Dr. Bixby requesting that the classification committee at the Prison study the defendant’s case and give its recommendation as to whether the defendant “is now suitable for transfer to Bordentown.” This matter was taken up during the defendant’s fourth consideration for parole on May 10, 1954. At that time the defendant said he wanted neither a parole nor a transfer to Bordentown, but that he did want to go to the State Hospital at Marlboro. Dr. Jackson reported that the defendant was “too irresponsible and confused to be at large,” and the prison classification committee opposed the defendant’s transfer to Bordentown. The committee pointed out that the defendant had threatened to escape from Borden-
The defendant’s fifth consideration for parole release was on November 15, 1954. Dr. Jackson reported that the defendant was not cooperative and had made “a threat of violence to Dr. Brancale when he gets out.” The sixth consideration was on May 16, 1955. Dr. Jackson reported that “he is obviously an unsuitable case for immediate release to the community but presents an extreme problem as to establishment of helpful personal and professional relationships.” At the time of the seventh consideration on November 14, 1955, the defendant was in segregation and consequently was not interviewed by the classification committee. The Board recommended further review in May 1956 and requested a complete psychiatric examination of the defendant. On May 18, 1956 the defendant was examined by Dr. Revitch, a psychiatrist attached to the Diagnostic Center. Dr. Revitch expressed the view that the defendant would make a “better adjustment in prison than in the hospital.” The eighth and ninth considerations for parole review resulted in recommendations by the Board for further review at later designated dates. On November 9, 1956 Mr. M. Olive, counsellor at the Prison, addressed a memorandum to Dr. Revitch pointing out that the defendant’s record indicated various deviant activities and suggesting that the defendant might “respond more appropriately to the therapeutic environment of a hospital.” Mr. Olive requested that Dr. Revitch see the defendant “for consideration for possible transfer to the State Hospital.” On November 19, 1956 Dr. Revitch examined the defendant. He reported that the defendant was in great need of psychotherapy, that some kind of casual relationship could be established, and that he would call from time to time for meetings with the defendant. His specific recommendations were that the defendant be given an assignment in which he could move around and that there be occasional psychotherapeutic interviews between him and the defendant.
Much has already been written by members of the legal and medical professions about the sex offender and his treatment. See e. g., Ploscowe, Sex and the Law (1951); Karpman, The Sexual Offender and His Offenses (1954); Reinhardt, Sex Perversions and Sex Crimes (1957); Sexual Offences (Radzmowicz ed. 1957). Much more remains to be written, for the misconceptions are quite numerous and the psychiatric and medical knowledge and equipment are quite limited. See Guttmacher, Sex Offenses (1951); Final Report of the Department of Mental Hygiene, California Sexual Deviation Research (1954); Tappan, “Some Myths about the Sex Offender,” 19 Fed. Prob. 7 (June 1955); Ellis & Brancale, The Psychology of Sex Offenders (1956).
The problems raised by the sex offender are part and parcel of the larger issues presented in the custody and treatment of all criminals whose rehabilitation is sought for their return to society as law-abiding and useful citizens. But because of their particularly abhorrent nature, sex offenses involving force or age disparity have brought forth the most insistent public demands for the institutionalization and treatment of abnormal sex offenders until they may safely
By Joint Resolution approved April 11, 1949, a Commission was created to determine whether a new statute should be enacted “to make possible the more adequate scientific treatment of the habitual sex offender or sex deviate.” The Commission engaged Dr. Tappan as its Technical Consultant and under date of Eebruary 1, 1950 submitted its comprehensive Report and Recommendations. It referred to legislative and administrative experiences in other states and suggested that a wholly new enactment be adopted providing for the treatment of persons convicted of designated sex offenses where it is found that their conduct was characterized by “(a) a pattern of repetitive-compulsive behavior and (b) violence or (c) an age disparity between a victim (under the age of 15) and the adult defendant-aggressor.” Report and Recommendations of the Commission
“Correctional institutions with active programs should be employed for those offenders who require custody against escape but who display no such serious psychological disturbances as to require specialized treatment in a psychiatric facility. It appears that many cases that today are sent to mental hospitals under the sex laws of various states would have a better prognosis if they were confined with other criminals rather than with psyehotics.”
On June 8, 1950 the Governor approved L. 1950, c. 207 (IV. J. S. 2A :16A-3 et seq.) which, for the most part, embodies the recommendations of the Commission. Section 5 of that enactment provides that when a sex violator is committed the Commissioner shall arrange for -his treatment in one of the institutions within his jurisdiction which, in his judgment, is best suited to care for the violator’s needs, and that the Commissioner may order a transfer to any institution within his jurisdiction for the purpose “of providing for the needs and requirements” of the violator “according to the individual circumstances of the case.” N. J. S. 2A :164-7. Judge Ploscowe, in his discussion of the various state enactments, pointed out that “certain statutes like those of Illinois, Michigan, California, and New Jersey make it possible to confine sex psychopaths either in state hospitals or in penal or correctional institutions.” Ploscowe, supra, at p, 235. The recent holding by this court in State v. Newton, supra, was to the same effect. There we upheld the Commissioner’s action in transferring a defendant from a State Hospital to the State Prison, both being institutions within his jurisdiction.
In State v. Newton, supra, no constitutional objections to the Sex Offender Act were advanced by the defendant. Courts in other jurisdictions have found little difficulty in sustaining their acts even though they may lack some of the individual safeguards incorporated into New Jersey’s carefully prepared legislation. See People v. Chapman, 301 Mich. 584, 4 N. W. 2d 18 (1942); In re Moulton, 96 N. H. 370, 77 A. 2d 26 (1950); People v. Sims, 382 Ill. 472, 47 N. E. 2d 703 (1943); Ex parte Keddy, 105 Cal. App. 2d 215, 233 P. 2d 159 (1951), and the cases collected in Annotation “Statutes Relating to Sexual Psychopaths,” 24 A. L. R. 2d 350 (1952). In the Chapman case the prosecuting attorney filed a petition to have the defendant declared a “criminal sexual psychopathic person” under the terms of the Michigan statute. [Comp. Laws Supp. 1940, § 6991-1 et seq.] After hearing, the circuit court granted the petition and committed
“Petitioner further alleges that he is confined to Jackson Prison and the sole distinction between his status and that of an ordinary convict is that he is called a ‘visitor’ in accordance with Act No. 165, supra, and that he is kept in a separate cellblock exclusively used for criminal sexual psychopathic persons. He claims that his ‘visit’ has been prolonged and he is asking to have it curtailed. The record indicates that the petitioner is an unfortunate person and, until cured, is unfit to enter society, and that he should be institutionalized until it is both safe for him and society that he be released. He alleges that he is not receiving proper care although the prison psychiatrist evidently visits him. He is entitled to proper care such as his condition and the good of society demands. If he is not receiving it and is suffering any unusual punishment, he can always present a petition for habeas corpus preferably to the circuit court of Jackson County where proper and full inquiry can be made into the facts. It is not within our province to prescribe the treatment that should be accorded petitioner. It must be borne in mind that he is not being punished, that he is an unfortunate psychopath and that he is entitled to such treatment as his condition requires.” 15 N. W. 2d, at page 653.
See also Kemmerer v. Benson, 165 F. 2d 702 (6 Cir. 1948), certiorari denied 334 U. S. 849, 68 S. Ct. 1500, 92 L. Ed. 1772 (1948).
In the case before us the defendant has confined his attack on the Sex Offender Act to the single contention that, as interpreted in State v. Newton, supra, it denies to him the equal protection of the laws. In support of his contention he stresses that other prisoners in State Prison who were convicted of the same sex crimes (but were not committed
“Equally unavailing is the contention that the statute denies appellant the equal protection of the laws. The argument proceeds on the view that the statute has selected a group which is a part of a larger class. The question, however, is whether the legislature could constitutionally make a class of the group it did select. That is, whether there is any rational basis for such a selection. We see no reason for doubt upon this point. Whether the legislature could have gone farther is not the question. The class it did select is identified by the state court in terms which clearly show that the persons within that class constitute a dangerous element in the community which the legislature in its discretion could put under appropriate control. As we have often said, the legislature is free to recognize degrees of harm, and it may confine its restrictions to those classes of cases where the need is deemed to be clearest. If the law ‘presumably hits the evil where it is most felt, it is not to be overthrown because there are other instances to which it might have been applied.’ Lindsley v. Natural Carbonic Gas Co., 220 U. S. 61, 78, 79, 31 S. Ct. 337, 55 L. Ed. 369, 377, Ann. Gas. 1912C 160; Miller v. Wilson, 236 U. S. 373, 384, 35 S. Ct. 342, 59 L. Ed. 628, 632, L. R. A. 1915F 829; Semler v. Oregon State*176 Dental Examiners, 294 U. S. 608, 610, 611, 55 S. Ct. 570, 79 L. Ed. 1086, 1088, 1089; West Coast Hotel Co. v. Parrish, 300 U. S. 379, 400, 57 S. Ct. 578, 81 L. Ed. 703, 713, 108 A. L. R. 1330.” 309 U. S., at page 274-275, 60 S. Ct. at page 526, 84 L. Ed., at page 750.
The principles expressed in the Pearson ease have been echoed in many decisions rejecting the contention that state statutes regulating sex offenders violated the equal protection clause of the Federal Constitution. See Ex parte Keddy, supra; People v. Chapman, supra; People v. Sims, supra; In re Moulton, supra; Note, “Indiana Sexual Psychopath Statute,” 25 Ind. L. J. 186, 188 (1950); Note, “Special Statutory Treatment for Sexual Psychopaths,” 3 Buffalo L. Rev. 304, 306 (1954). Cf. Eggleston v. State, 209 Md. 504, 121 A. 2d 698 (1956). L. 1950, c. 207, grouped designated sex offenders whose conduct was found to have been characterized by a pattern of repetitive, compulsive behavior and either violence or age disparity. N. J. S. 2A :164-5. The statutory standard is legally adequate and the classification has a rational basis. Those within the class are not subjected to any improper discriminations. They are given special beneficial treatment designed to advance their interests as well as those of society. It is true that despite all available medical and psychiatric facilities and conscientious semiannual statutory reviews (N. J. S. 2A:164-8), some of the offenders may be confined for maximum terms because they remain incapable of making an acceptable adjustment in the community. But that fact does not impair the constitutionality of the general legislation and, fortunately (as the experiences to date indicate) most of the offenders will actually benefit and be returned to society as law-abiding and useful citizens long before they approach the maximum terms prescribed by law.
We have no hesitancy in rejecting the claim of unconstitutionality asserted in the first point of the defendant’s brief and come now to his second point where he urges that he was entitled to a hearing to determine whether his transfer to the State Prison “involved an abuse of discretion.” Sec
When the defendant committed the offenses for which he was convicted he was 19 years of age and the victims were under 15 years of age. The statute expressly provides that the age disparity provision shall be applicable when it appears that the victim was under the age of 15 years and the offender was “an adult aggressor.” N. J. S. 2A :164-5. The quoted phrase, in its ordinary and widely accepted meaning, refers to a person who was at least 21 years of age. See Lucas v. U. S. Fidelity & Guaranty Co., 113 N. J. L. 491, 493 (E. & A. 1934); State v. Henderson, 34 Ariz. 430, 272 P. 97 (1928). In the Lucas case, Chief Justice Brogan noted that at common law an adult was a person who had reached the age of 21, that our statutes refer to persons under 21 as minors, and that conversely persons of 21 years or more are adults. In the Henderson case, Justice Lockwood pointed out that under the laws of his state, juveniles under 18 came
The State, while acknowledging that there is nothing in our Sex Offender Act which suggests that the Legislature was not using the word “adult” in its ordinary sense, places reliance on the New Jersey statutes which provide that children under 16 years of age shall not be tried for crime and that children who are 16 and 17 years of age may be tried for crime only where they demand jury trial or the juvenile court refers them to the county prosecutor. See N. J. S. 2A :85-4; N. J. S. 2A:4-15. We fail to see how these provisions may properly be invoked to alter the statutory language in the Sex Offender Act which is complete in itself and has no relation to our juvenile delinquency enactments. And we also fail to find any support for the suggestion that the Legislature actually intended to bring within L. 1950, c. 207, sex offenders between the ages of 16 and 21 whose prior conduct was not characterized by violence. The use of the terms “age disparity” and “adult aggressor,” and the comments in the Commission’s report which preceded the adoption of the act (p. 31), clearly indicate otherwise. In any event, L. 1956, c. 37, has already made significant changes in section 3, and if the Legislature considers it wise to alter its reference to adult aggressors, it may do so without delay.
When the trial court received the Diagnostic Center’s report, it sentenced the defendant to Marlboro without having submitted the report to the defendant or his counsel and without hearing. It is true that our court rules pertaining to presentence reports generally do not now embody any provisions for their submission to defendants or for hearing. Compare Knowlton, “Should Presentence Reports be Shown to Defendants?,” 79 N. J. L. J. 409 (1956), with Gaulkin, “Should Presentence Reports be Shown to Defendants?,” 79 N. J. L. J. 421 (1956). See Wyzanski, “A Trial Judge’s Freedom and Responsibility,” 65 Harv. L. Rev. 1281, 1291
Since there is to be a further hearing in the County Court we see no just reason why it should not encompass the defendant’s contention that his transfer to State Prison “involved an abuse of discretion.” We recognize that the statutory transfer power vested in the Commissioner is highly discretionary and that courts will not ordinarily interfere with its exercise. But it is not unlimited and if a defendant who has been committed to a hospital for treatment under the terms of the Sex Offender Act makes an affirmative showing that his transfer to State Prison was arbitrary and in conflict with the purposes underlying his sentence, he
Our modern sex offender legislation was preceded by a thorough-going study and was thoughtfully designed to protect the public without impairing individual rights. Still, it has tremendous sweep and presents real danger of abuse. Judicial determinations that the statutory standards have been met have far-reaching consequences and may result in confinement for very long periods of time. Decent regard for the social and individual interests concerned requires that such determinations be made only upon careful judicial deliberation and after fair opportunity for hearing has been afforded. When defendants are lawfully committed under the statute, the Department must thereafter conscientiously seek to attain fulfillment of the legislative program. The administrative determinations as to custody and treatment must, of course, rest initially with the departmental officials and courts will generally not disturb their decisions. Nevertheless, here as elsewhere throughout our governmental administration, arbitrary or capricious action is impermissible and upon a sufficient showing of such conduct judicial relief will justly be afforded.
Reversed and remanded for further proceedings in the Monmouth County Court.
Dissenting Opinion
(dissenting). Defendant’s status before the law involves an assessment of the sense and meaning of N. J. 8. 2A :164-3 et seq.
N. J. S. 2A :164-5 ordains that if the report of the Diagnostic Center reveals a determination “through clinical findings” that the convicted sex offender’s “conduct was characterized by (a) A pattern of repetitive, compulsive behavior; and (b) Either violence; or (c) An age disparity from which it shall appear that the victim was under the age of 15 years and the offender is an adult aggressor; it shall be the duty of the court, upon recommendation of the Diagnostic Center, to submit the offender to a program of specialized treatment for his mental and physical aberrations!’ (Emphasis supplied.)
This is the section as it was at the time of the defendant’s conviction, March 17, 1952, on an indictment charging carnal abuse, N. J. S. 2A :138-1, open lewdness, N. J. S. 2A :115-1, and an attempt to impair the morals of a child under age 16, N. J. S. 2A:85-5; 2A :96 — 3. By L. 1956, c. 37, subdivision (a) was amended to include this exception: “and, except in convictions for open lewdness or indecent exposure,” thus qualifying the alternative subdivisions (b) and (c).
The “disposition” to be made by the court of such person, section 2A :164 — 6, “upon written report and recommendation of the Diagnostic Center, shall include 1 or more” of these measures: (a) Probation with “out-patient psychiatric treatment in the manner to be prescribed in each individual case”; (b) Such person “may be committed to an institution to be designated by the commissioner of institutions and agencies for treatment, and upon release shall be subject to parole supervision”; and in the latter event, the order of commitment “shall not specify a minimum period of detention” but in no event shall the person “be confined or subject to parole supervision for a period of time greater than that provided by law for the crime of which such person was convicted.” (Emphasis added.)
And “Any person committed to confinement,” as provided by section 6, may be released under parole supervision, N. J. S. 2A: 164-8, when it shall appear to the satisfaction of the State Parole Board, “after recommendation by a special classification review board” appointed by the State Board of Control of Institutions and Agencies, that “such person is capable of making an acceptable social adjustment in the community”; and it is made the duty of the “chief executive officer of any institution wherein such a person is confined” to “report in writing at least semi-annually” to the Commissioner concerning the “physical and mental condition of such person” with a recommendation “as to his continued confinement or consideration for release on parole.”
Where the report of the Diagnostic Center, section 2A :164-9, affirms that the “offender’s conduct was not characterized by a pattern of repetitive, compulsive behavior and neither violence nor age disparity was indicated, as provided for in section 2A :164-5,” the court is directed to “impose sentence on such person in the manner provided by law.”
No statute, N. J. S. 2A :164-10, relating to “remission of sentence” by way of commutation time for good behavior and work performance shall apply to any person “committed” under section 6, but provision may be made for “monetary compensation” by the Department “in lieu of remission of sentence for work performed.”
And there is provision, section 2A :164-13, for the voluntary admission to the Diagnostic Center of any person
We have no occasion now to consider whether there is a scientific and factual basis for the “clinical finding” that this “offender’s conduct” was “characterized” by a “pattern of repetitive, compulsive behavior”; it suffices here to say that when the Diagnostic Center makes the statutory findings, it becomes the peremptory “duty” of the court to “submit the offender” to a “program of specialized treatment for his mental and physical aberrations,” a course of action in no sense penal but rather regenerative for his eventual social adjustment and integration, and meanwhile protective of society itself against such “repetitive, compulsive behavior,” due to “mental and physical aberrations.” It is a socio-legal measure wholly devoid of the punitive, in essence preventive and reformative, in keeping with the teachings of sociological and psychological experience; and it cannot be converted into a confinement that savors of the penal in disregard of the essential policy to be served. The reason and spirit of the statutory rehabilitative process cannot be subverted for administrative convenience.
We need not now ponder the implications of the legislative terms, “repetitive, compulsive behavior” and “mental and physical aberrations.” In psychopathology, “compulsion” means “an irresistible impulse to perform some irrational act.” Webster’s New World Dictionary, 1953. Such an inquiry could conceivably involve the freedom of will and the power of choice, the mens rea, essential to moral or criminal responsibility. See State v. Monahan, 15 N. J. 34, 49 (1954); State v. Lynch, 130 N. J. L. 253 (E. & A.
The contention is that the cited statute, as interpreted in State v. Newton, 17 N. J. 271 (1955), “denies to this defendant the equal protection of the law”; and, at all events, defendant is entitled to a hearing to determine whether his transfer to the State Prison “involved an abuse of discretion.”
Judge Knight “sentenced” defendant, May 7, 1952, “to the New Jersey State Hospital at Marlboro for an indeterminate period”; July 16, 1952, he was transferred to the Trenton State Hospital, and eight months later, March 31, 1953, he was taken to the State Prison as a “non-psychotic sex offender,” “reported” by the hospital’s Medical Superintendent as one of the “ring-leaders” in a “well-organized plan to stage a demonstration” in the hospital’s dining room; he was at age 19 placed in the State Prison for “safekeeping,” and there he has remained for more than four and a half years. Thus it is that, as in Newton, the “offender” here is confined in the State’s maximum-security prison, not under sentence for a maximum-minimum term sanctioned by the State’s limited indeterminate sentence law, with commutation credits for good behavior and work performance, parole eligibility, and other ameliorating benefits designed to inculcate the resolve for rehabilitation as a primary adjunct of the punitive process, but by the decree of the Commissioner to serve, it is now held, the maximum of the term of 30 years fixed by law for the crimes of which he was convicted, not entitled to remission of sentence by way of commutation time but only to monetary compensation
Defendant is a prisoner in the State Prison, not under the sentence of a judge of the court in which the conviction was had, but by the action of a state administrative officer on the report of the hospital medical superintendent that he was in a rebellious mood; and this, in disregard of the essential principle and policy of the statute and the peremptory requirements of due process and the equal protection of the laws.
And, as in Newton, there is no showing here that the State Prison is equipped with the “special treatment” facilities needed to fulfill the legislative policy of medical and psychotherapy in a field where the rate of recidivism is low; at all events, the law-giver plainly had in view for persons of the given class a radically different social policy and rule of action, one of specialized rehabilitative treatment, physical and psychological, for which the punitive climate and associations are ill-adapted and deterrent, not to mention the circumstances of maladjusted mind and body as mitigating moral guilt; for the others, there is to be, section 2A :164-9, “sentence * * * in the manner provided by law.” This sociological measure for mental, moral and physical health is not to be administered in the penal system. Indeed, the prime motivation for defendant’s transfer to the prison was “safekeeping,” presumably on the hypothesis that the function of the State Hospital was the care and treatment of “psychotics” alone. Note the difference in the legislative terms: section 6 speaks of the “disposition” to be made when the prerequisite clinical findings are made by the Diagnostic Center; section 9, of “sentence” in the manner provided by law where such findings are not made.
Here we have utter frustration of the legislative design. Commitment to prison cannot be excused by the difficulties attending the fulfillment of the statutory redemptive process. He was not “sentenced” as a criminal, to expiate his crime in a penal institution, but rather was “submitted,” as a
There is serious question as to whether at this late day, some five and a half years after his conviction, the County Court would have jurisdiction to sentence defendant under N. J. S. 2A :164-9, assuming the want of the clinical findings requisite to action under N. J. S. 2A :164-5. But there is no occasion now to consider the point.
I would reverse the judgment and remand the cause for the discharge of the defendant from confinement in the State Prison and the taking of further proceedings in conformity with the statutory policy and purpose.
For reversal and remandmeni — Chief Justice Wbintraub, and Justices Wacheneeld, Burling and Jacobs — 4.
For reversal and remandment in accordance with dissenting opinion — Justice Heher — 1.
For affirmance — Justice Oliphant — 1.
Reference
- Full Case Name
- State of New Jersey, Plaintiff-Respondent, v. Harold L. Wingler, Defendant-Appellant
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- 59 cases
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