Department of Health v. Roselle
Department of Health v. Roselle
Opinion of the Court
The opinion of the court was delivered by
Plaintiff moved for an order holding defendants in contempt for failure to comply with a final judgment. That judgment, entered with defendants’ consent,
I.
Defendants contend the proceedings were for “criminal contempt” and hence there could be no appeal from the trial court’s judgment in their favor. Danes v. Smith, 22 N. J. Super. 292 (App. Div. 1952). The argument runs that whether a contempt is “criminal” or “civil” depends upon the nature of the injunctive order, and that if the order forbids the doing of an act, a violation can be but criminal, whereas if the order commands the doing of an act, the contempt is “civil.” Eor this distinction, defendants cite among other cases Staley v. South Jersey Realty Co., 83 N. J. Eq. 300, 304 (E. & A. 1914) and Gompers v. Buck’s Stove & Range Co., 221 U. S. 418, 31 S. Ct. 492, 55 L. Ed. 797 (1911). Here the injunctive order was prohibitory, at least in its phrasing, and hence defendants say the alleged contempt can be but criminal.
No doubt language can be found to support a distinction based upon the character of the injunctive command, but the distinction is foreign to the sense of the subject.
The trouble in this area is semantic. As is so often the case, labels are the villains. Short-hand descriptions
On the substantive side, the labels have invited confusion as to the ingredients of the public and private wrongs and as to whether those wrongs are mutually exclusive. The contempt, i. e., the public wrong, consists of a defiance of governmental authority. In the case of injunctive orders, it is more than the doing of the forbidden act or the failure to do what is ordered. The act or omission must be accompanied by a mens rea, a willfulness, an indifference to the court’s command. The breach, if accompanied by that state of mind, challenges the authority of government whether the order be mandatory or prohibitory. With respect to the private wrong, the state of mind is irrelevant. McComb v. Jacksonville Paper Co., 336 U. S. 187, 69 S. Ct. 497, 93 L. Ed. 599 (1949); Hilton v. Hilton, 89 N. J. Eq. 472, 477 (Ch.), affirmed 90 N. J. Eq. 564 (E. & A. 1919); Ashby v. Ashby, 62 N. J. Eq. 618, 620 (Ch. 1901); Thompson v. Pennsylvania R. R. Co., 48 N. J. Eq. 105, 108 (Ch. 1891), reversed on other grounds 49 N. J. Eq. 318, 319 (E. & A. 1892). If the litigant has been denied what is due him under the order, he has suffered
On the procedural side, confusion has been equally evident. If a man is alleged merely to be in “contempt” he may not know whether he is hailed to answer a criminal charge or to respond to a prayer for supplemental relief for the adversary party. Yet the object of the proceeding is of great moment, for if it is criminal, he is entitled to the safeguards accorded one charged with crime, except the
That “contempt” signifies an offense against the State is evident from the history of the subject. In his treatment of public wrongs, Blaekstone included “contempts against the king’s palaces or courts of justice” as a species of offenses against the king and government. 4 Blaclcstone, Commentaries *124. In Gompers v. United States, 233 U. S. 604, 610, 34 S. Ct. 693, 58 L. Ed. 1115, 1120 (1914), which involved a violation of an injunctive order, Mr. Justice Holmes said:
“It does not follow that contempts of the class under consideration are not crimes, or rather, in the language of the statute, offenses, because trial by jury as it has been gradually worked out and fought out has been thought not to extend to them as a matter of constitutional right. These contempts are infractions of the law, visited with punishment as such. If such acts are not criminal, we are in error as to the most fundamental characteristic of crimes as that word has been understood in English speech. So truly are they crimes that it seems to be proved that in the early law they were punished only by the usual criminal procedure, 3 Transactions of the Royal Historical Society, N. S. p. 147 (1885), and that, at least in England, it seems that they still may be and preferably are tried in that way. * * *”
N. J. S. 2A :10~1 deals with the power of the courts “to punish for contempt.” The word “contempt” is there used correctly to identify the public offense. The statute has an interesting history. As Mr. Justice Holmes pointed out in Gompers, supra, there is no doubt that a contempt could be punished by the regular criminal process, and it remains so punishable as a common law crime under N. J. S. 2A :85—1. The historical issue revolved about the power of a court to punish a contempt (other than one in the actual presence of the court) in summary proceeding, i. e., without indictment and trial by jury. In the early 1800’s a spate of summary prosecutions for “out-of-door” contempts consisting of criticisms of courts precipitated impeachment proceedings against judges who claimed the power to deal summarily with their critics. The subject perhaps also involved the substantive question whether criticisms are offenses at all if they fall short of libel, but the procedural aspect seems to have been the center of the storm. The story is told in Frankfurter and Landis, “Power of Congress over Procedure in Criminal Contempts in 'Inferior’ Federal Courts—A Study in Separation of Powers,” 37 Earv. L. Rev. 1010, 1023 ei seq. (1924). As there pointed out the controversy resulted in the adoption by Congress on March 2, 1831 of “An Act declaratory of the law concerning con-
In our own State, it was almost a century later that the Legislature expressed its view. As in the case of the federal statute, it was a claim of power to deal summarily with “out-of-door” criticism of a court, see Croasdale v. Court of Quarter Sessions, 88 N. J. L. 506 (Sup. Ct. 1916); In re Verdon, 89 N. J. L. 16 (Sup. Ct. 1916), reversed on other grounds 90 N. J. L. 494 (E. & A. 1917), which led to legislation. The Legislature responded with Chapter 37 of the Laws of 1917, entitled “An Act concerning contempt of court and restricting and defining the jurisdiction of the courts of this State with respect thereto.” The statement attached to the bill (S. 272; Eeb. 20, 1917) asserted that the judge’s power “to summarily summon before them persons criticizing their official acts and to fine or imprison such persons at will and without a jury trial” is “truth-stifling, despotic, and exceedingly dangerous to liberty.” It stated the purpose “to prevent abuses of this power” and noted that the bill was “modelled after the Act of Congress of March 2, 1831” to which we have already referred. The essence of the 1917 act now appears in N. J. S. 2A:10-1 which we cited above and which reads:
“The power of any court of this state to punish for contempt shall not be construed to extend to any case except the:
a. Misbehavior of any person in the actual presence of the court;
b. Misbehavior of any officer of the court in his official transactions ; and
c. Disobedience or resistance by any court officer, or by any party, juror, witness or any person whatsoever to any lawful writ, process, judgment, order, or command of the court.
Nothing contained in this section shall he deemed to affect the inherent jurisdiction of the superior court to punish for contempt.”
Parenthetically we note the final paragraph was added in the revision of 1951, probably because the constitutionality of the 1917 statute had been questioned. See In re Bowers, 89 N. J. Eq. 307, 309 (Ch. 1918); In re Caruba, 139 N. J. Eq. 404, 426 (Ch. 1947), affirmed 140 N. J. Eq. 563
The point of immediate interest is that the Legislature, in defining the public offense within the summary power, included “Disobedience or resistance * * * to any lawful writ, process, judgment, order, or command of the court.” No distinction was drawn between a mandatory order and a prohibitory one, and for the plain reason that the defiance of constituted authority is equally evident whichever is the character of the command.
Our rules of court unfortunately refer to the “nature” of a contempt as “criminal or civil.” But if it is clearly remembered that “criminal contempt” means a public prosecution for the offense and that “civil contempt” means only a private proceeding for supplemental relief on behalf of the litigant, the correct procedure readily appears.
To begin with, a prosecution for contempt can be initiated only by the court itself. The court may institute the prosecution on its own motion or may do so upon information supplied by a litigant. Van Sweringen v. Van Sweringen, 34 N. J. Super. 394, 402 (App. Div. 1955), reversed on other grounds 22 N. J. 440, 444 (1956). The litigant’s role is to acquaint the court, rather than to level the charge. That the rules contemplate that the court, rather than the litigant, shall prefer the charge is evident from the language of R. R. 4:87-2:
“® * * In any cause in which the court determines that the contempt may be criminal in nature—
(a) The notice may be given orally by the judge in open court in the presence of the person charged with contempt or by an order of arrest, or * * * by an order to show cause.”
To the same effect is R. R. 3:8-2(a).
There are important reasons why the decision must be the court’s and only the court’s. The contempt process is everywhere acknowledged to be harsh because of
If a court decides to proceed with the criminal charge, it must by order designate an individual to prosecute the matter unless it concludes a prosecutor is unnecessary. The prosecutor may be "the Attorney General, the county prosecutor or any other attorney of this State.” R. R. 4:87-2(e); R. R. 3:8-2(e). In its discretion, the court may so designate the attorney who represents the complaining litigant unless it senses that unfairness may ensue, and if so designated, the attorney represents the State and not his private client. Whippany Paperboard Co. v. Local No. 301, United Paperworkers, 11 N. J. 153, 163 (1952).
Hence it is clear that a prosecution for contempt may not be instituted upon the mere notice of motion by a litigant to the alleged offender. Except where the court has given oral notice in open court or by an order for arrest, the notice may be given only by an order to show cause. On the other hand, a litigant’s application for supplemental relief in his own interest may be made by motion on notice to the opposing party. If a motion is used, there is no procedural ambiguity, but since the notice of the litigant’s application may also be given by order to show cause, B. B. 4:87—2, confusion may arise unless the court gives clear notice in the order as to whether the respondent is directed to show cause (1) why he should not be adjudged guilty of and punished for contempt or (2) why the moving litigant should not receive supplemental relief because of an alleged violation of an order.
Although B. B. 4:87-3 provides that "upon the hearing of the charge for contempt * * * the court
The portion of the rule quoted in the preceding paragraph appears to contemplate that the prosecution for the offense may be coupled with the litigant’s quest for private relief. That course involves serious questions. See dissenting opinion of Mr. Justice Rutledge in United States v. United Mine Workers, 330 U. S. 258, 342, 67 S. Ct. 677, 91 L. Ed. 884, 938 (1947), and his concurring opinion in Penfield Co. of Cal v. SEC, 330 U. S. 585, 595, 67 S. Ct. 918, 91 L. Ed. 1117, 1125 (1947), and see Danes v. Smith, supra (22 N. J. Super., at p. 295). We need not now determine whether both charges may be combined or tried in a common hearing over a respondent’s objection, but it is appropriate to note the grave doubts which would attend a double-barrelled proceeding.
With these views in mind, we come to the question whether the proceeding in the present case was to punish for contempt.
In the notice of motion plaintiff stated it would seek an order (1) “Holding the defendants in contempt for failure to comply with the Judgment”; (2) “That they cease the open burning of refuse and other matter” in violation of the Code; (3) “That the defendants be committed and held in close custody until the Judgment and Order of the Court are complied with”; and (4) “That the defendants be fined $50.00 payable to the State of New Jersey as provided by N. J. S. 2A:10-5.”
The first prayer is equivocal in the light of past usage, since the expression “to hold in contempt” has been employed whether the proceeding was criminal or civil, but it is significant that there was no statement of a purpose to “punish.” The seeond and third items plainly relate to further relief for plaintiff. The fourth item, which seeks a fine under N. J. 8. 2A :10-5, also evidences the civil nature of the proceeding despite the usual connotation of “fine.” An explanation is necessary to show that this is so.
N. J. 8. 2A :10-5 provides that “where the contempt is primarily civil in nature” the court shall impose “a sum not exceeding $50 as a fine” for the use of “the state or the county, as the case may be.” The quoted terminology reflects the confusion to which we have already referred, as does also the caption to the section, “Civil Contempt; Punishment.” The historical note states the source of this section is section 82, chapter 158, Laws of 1902, p. 538. The 1902 act was a revision of the Chancery Act. Section 82 opened with the phrase, “To enforce obedience to the process, rules and orders of the Court of Chancery,” and after providing for the imposition of a fine not exceeding $50, it then directed that “the said person being in court, upon process of contempt or otherwise, shall stand com
Hence we think there was nothing to support the claim that the proceeding here was criminal. All the indicia are the other way. The record nowhere suggests that defendants were misled or prejudiced, and if the phrasing of the judgment under review may be said to reveal what everyone understood throughout, we note it describes the motion as one for “civil contempt.” We are satisfied that
II.
This brings us to the merits of the case. The Appellate Division correctly held that upon a litigant’s application for enforcement of an injunctive order, relief should not be refused merely because the violation was not willful. It then concluded that defendants breached the mandate of the judgment that they “cease violating the New Jersey Air Pollution Control Code,” but that since the mandate lacked specific directions, the trial court should have granted relief to plaintiff “by specifying the means to be used hereafter by defendants to bring themselves into compliance.” With respect to the “fine” authorized by N. J. S. 2A :10-5, the Appellate Division said the trial court could reflect a finding of innocent failure “in the size or the denial of the requested fine.”
We must disagree. It seems to us that the restraint was too vague to sustain a finding of a violation on the record before us, and that the specificity which the Appellate Division ordered should have been the attribute of the original judgment itself.
The Air Pollution Control Act (1954) (L. 1954, c. 212; N. J. 8. A. 26:2C—1 et seq.) created the Air Pollution Commission within the State Department of Health. The Commission and the Department are given wide powers to meet the pressing dangers of air pollution. The Commission is authorized to adopt a code or rules and regulations “controlling and prohibiting air pollution,” N. J. 8. A. 26 :2C-8. The Department is directed to “control air pollution in accordance with any code, rule or regulation promulgated by the commission,” with power to “(e) Receive or initiate compliants * * * and institute legal proceedings for the prevention of air pollution and for the recoveiy of penalties, in accordance with this act.” N. J. 8. A. 26:2C-9.
“Review of any final decision or action by the department or by the commission shall be by procedure in lieu of prerogative writs. Review of the validity of any code, rule or regulation promulgated by the commission shall likewise be by procedure in lieu of prerogative writs.”
Finally N. J. 8. A. 26:20-19 provides:
“If such preventive or corrective measures are not taken in accordance with the order of the department, the department may institute a civil action in any court of competent jurisdiction for injunctive relief to prevent any further violation of such code, rule or regulation. Said court shall have power to grant such injunctive relief upon notice and hearing. Any person thus determined by the department to have violated a code, rule or regulation promulgated by the commission shall be liable for a penalty of $100.00 per week beginning with the 10th day after the expiration of the time fixed for the taking of preventive or corrective measures in the*349 department’s order. In the event that he continues to maintain or to permit the maintenance of any condition which has been determined by the department to constitute such a violation, the method of recovery of said penalty shall be pursuant to the Penalty Enforcement Law.”
Before it adopted the Code, the Commission held a public hearing. The record indicates the likely causes of fires other than one purposely started by the dump operators are (1) fires so started by strangers; (2) the dumping of hot ashes and the like; and (3) spontaneous combustion. It was generally agreed there are two ideal approaches to the problem. One is the use of incinerators, which is the antithesis of open dumping, and the other is the “sanitary landfill” method whereby a layer of soil is spread over refuse and combustible materials as they are dumped. At the public hearing, some emphasized the large capital expenditures involved in the incinerator approach and the substantial costs which the sanitary landfill method would entail and which ultimately would be passed on to the municipalities or their citizens. Doubtless because of these considerations, the Code did not require either the incinerator or the sanitary landfill methods for refuse disposal. Plaintiff informs us that by virtue of action later taken under other legislation, the sanitary landfill method became mandatory for all dumps throughout the State on June 30, 1960, a fact which simply emphasizes that the Code did not take that step.
In short, therefore, the Commission deliberately omitted to require disposal by incinerators, thus permitting open dumping to continue, and also deliberately omitted to require sanitary landfill, thus permitting the continuance of dump operations in which the outbreak of fires was understood to be likely. Rather it provided in the Code that no person “shall cause, suffer, allow or permit open burning of refuse.” The word “cause” is clear enough, and if defendants had set the fires in question, their violation of the injunction would be plain, and the vagueness of the words “suffer, allow or permit” would not relieve them of
What, then, is the meaning of “suffer, allow or permit”? At the argument before us plaintiff conceded that the mere outbreak of a fire would not per se constitute a violation, but seemingly argued that occurrence of a number of fires over a period of time somehow demonstrated a breach. We are not sure whether the breach is claimed to inhere in a failure to take available measures to prevent fires or to act more expeditiously to put them out. The motion was uninformative. So also was the evidence since plaintiff apparently thought it enough to prove the fires occurred. Plaintiff offered no testimony as to what defendant should have done beyond what they did either with respect to fire prevention or fire fighting.
The vagueness of “suffer, allow or permit,” if unimplemented by specific direction, becomes striking when one ponders plaintiff’s prayer that defendants “be committed and held in close custody until the Judgment and Order of the Court are complied with.” In its brief, plaintiff sajrs “It is true that the judgment does not direct defendants to take any single step to prevent the occurrence of open burning on the dump which they operate” and then observes that “this gives defendants more liberty and flexibility in choice of the means of purging themselves of contempt than they would have if a single specific act had been directed” and that “They had, not a single key to the prison in their own pocket, but many keys.” Quite the contrary. How could an imprisoned defendant know what measures would suffice to liberate him? Plaintiff does not suggest what specific measures it deemed sufficient. Rather plaintiff seemingly contends a court should so determine when defendants are sent to jail. That would be quite late and unnecessarily so; the measures, whatever they are, should have been specified in the departmental order. A defendant enjoined in such terms faces the specter of a criminal prosecution.
It is disturbing that defendants consented to a final judgment they now question for vagueness. The initial reaction is to leave them with the burden they accepted. But reflection leads to another view. After all, as defendants they simply consented to a judgment in the very terms of the prayer for relief in the complaint. To them the order may well have meant they must employ reasonable methods to cope with the problem. Perhaps the restraining order should be so construed and defendants held to civil liability upon that standard because of their consent, but plaintiff did not seek to prove a violation upon that theme. Nor, in terms of future compliance, can a restraint of such lazy generality be a truly effective remedy in the public interest. As the litigation demonstrates, it merely delays a solution by inviting controversies over what was meant and the sufficiency of what was done. Plaintiff increases its own workload when it resorts to generalities since sooner or later they must be made concrete. Plaintiff should use its ample power to deal with the problem with decisive clarity.
We considered a remand to the trial court for retrial of the original complaint but to do so would be to require a court to make an initial determination which the Legislature confided to an administrative agency. Hence we think it better to have plaintiff start the administrative
The judgment of the Appellate Division is accordingly reversed and the judgment of the trial court is affirmed. No costs.
Dissenting Opinion
(dissenting in part). I agree that the judgment of the Appellate Division should be reversed and that of the trial court affirmed.
The opinion of the Court, however, goes beyond the issues in the ease and in effect revises B. B. 4:87-3 and 3 of the Rules of Civil Practice, which regulate the procedure in contempt matters. There is no denying that the practice requires clarification, but I am inclined to think that revision in such an important area might more advantageously await study by the Rules Committee and, perhaps, consideration at a Judicial Conference. Pursuit of that course will give us the benefit of the many practical experiences of the trial bench and bar with the operation of the rules in their present form, and may produce a more just and perdurable practice. Of course, this court may proceed at once by the opinion process, as it has done here, to make any changes that seem desirable. But in such instances we should be certain that the new regulation (arrived at by way of interpretation) represents the best and most expeditious avenue to justice in the area under consideration. Because in my view that goal is not reached by the court’s opinion, I feel compelled to adhere to the existing interpretation of the pertinent rules which, in one particular at least, seem more responsive to the specific needs of the subject matter.
Generally, under the current practice when a court order is alleged to have been defied, an ex parte verified motion or petition seeking an order to show cause why the violator should not be adjudged in contempt is presented to the judge who issued the contemned order. The order to show cause when issued is made returnable before the judge who
The important factor to be kept in mind in connection with the existing modus operandi is that except in rare instances on the return of the order to show cause the alleged offender has the opportunity to persuade the judge whose order was allegedly disobeyed, by way of argument (supported by affidavits, if he chooses), that the matter should not be charged or tried as a criminal affront to the dignity of the court. R. R. 4:87-3 imposes a mandate that a preliminary decision of that question shall be made. It says that “the court shall determine” etc., and its internal sense is that the determination shall be made in the presence of the parties involved. This valuable opportunity has grown up in the administration of the rule—as a matter of right, in my judgment, in view of the language used— and it ought not to be taken away by a new interpretation at this late date.
The construction now adopted for future application effectively removes the right to be heard on that important preliminary issue. The opinion gives the ear of- the court to one party alone as to whether the alleged violator of the order should be charged with a criminal contempt. The plain import of the language used is that henceforth the question whether to prosecute criminally should be decided by the court before it signs the order to show cause. With extremely infrequent exceptions (as where, for example, the judge might read of the disobedience of his order in the newspaper, and act on his own motion) the litigant, for whose advantage the order was executed, would instigate the proceedings. Thus, from this day forward, such an
The departure from the existing practice authorized by the majority opinion is a substantial one. It violates the rule as my experience indicates it has been construed and administered. I agree that it would be more expedient to determine prior to issuance of the order to show cause whether the alleged transgression of the court’s order should be prosecuted as a criminal contempt. But having in mind the awesome contempt power of the court, I believe that under B. B. 4:87-3 and 3 in their present form such a grave question must be settled only after notice to the alleged contemnor and not ex parte.
Jacobs, J., votes to reverse on the merits for the reasons expressed in Part II of the majority opinion.
Francis, J., concurring in result.
For reversal—Chief Justice Weintraijb, and Justices Jacobs, Francis, Proctor, Hall and Haneman—6.
For affirmance—Hone.
Reference
- Full Case Name
- Department of Health, State of New Jersey, Plaintiff-Respondent, v. Peter Roselle, Et Al., Etc., Defendants-Appellants
- Cited By
- 71 cases
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- Published