Lepis v. Braadt
Lepis v. Braadt
Opinion of the Court
The opinion of the court was delivered by
This will construction case concerns the devolution of the remainder interest in the residuary trust under the testamentary estate of Charles E. Morton. The action was instituted by the trustees, after the death of the life beneficiary, to obtain the instructions of the court.
The problem is the usual one of the testator’s intention. Beyond the will itself, obviously prepared by a lawyer, we have no extrinsic evidence to aid us except some family history. Mr. Morton executed his will in 1946. He was then in his early seventies, as was his wife, Mary. They had had two
The single question in the case is whether the trust remainder is to be divided into seven equal shares, one for each of the testator’s grandchildren, or into two equal parts, representing the deceased daughters, with their respective children sharing each per slirpes.
The provision of the will particularly involved specifies:
“* * * upon [my wife’s] death I direct my Trustees to divide my residuary estate into equal shares for my issue who shall survive my said wife, such division to be made in equal shares per stirpes, however, and not per capita * * *” (emphasis added throughout).
The disposition of each share “so set apart for a descendant of mine” was made dependent on whether the beneficiary thereof was or was not “in being at the date of [the testator’s] death.” If the person entitled was not in being then,
Two other provisions may be noted. In the event Mrs. Morton were to predecease the testator, he specified that the residuary estate was to be divided “into equal shares for my issue who shall survive me, * * * in equal shares per stirpes, however, and not per capita,” to be held in trust in the same manner as previously provided upon his wife’s death if she survived him. And at the end of the section of the will disposing of the residuary estate, he said: “Anything herein-above contained to the contrary notwithstanding, I give and bequeath to my daughter [Adeline] the sum of * * * $5,000 out of the principal of the share of my residuary estate so set apart for her * * *”
At Mrs. Morton’s death, the testator’s then “issue” and “descendants” were the seven grandchildren, all of whom were in being at the time of his death. This circumstance brought into operation the provision retaining the shares in trust with, as we mentioned, ultimate distribution of the principal thereof to the grandchildrens’ issue. This made
The construction problem here arises because there is no precise provision in the will respecting a certain aspect of the devolution of the trust remainder in the event, as occurred, that Adeline should predecease her mother. The problem is a narrow one, since it relates not to a testamentary gap as to who shall take, but rather a lack of clarity as to the shares the testator’s grandchildren — his “issue” surviving his widow as things turned out — were to receive. The basic will provision quoted earlier is certainly broad enough to encompass the situation which ensued. The question is what he intended it to mean. We are, therefore, not as concerned with the testator’s “probable intent” as we would be if the will contained no provision whatever dealing with the contingency which
It is, of course, elementary that a testator’s intention at the time he signed the instrument is controlling. “A will speaks the testamentary intention as of the time of its execution.” 5 Clapp, op cit., supra at p. 287. Since we are dealing with a particular will in a particular factual complex, neither precedents involving the construction of other wills nor ritualistic canons of construction have great force in determining that intention. Fidelity Union Trust Co. v. Robert, supra (36 N. J., at p. 568). The inquiry is always peculiar to the individual circumstances. Its resolution in this ease, it seems to us, turns on the pattern of the will itself in the light of the family situation.
As has been said, when Mr. Morton executed the testament in 1946, he was elderly and his wife was of approximately the same age. Pie had one daughter living and one deceased, who had left three children. His normal expectation would be that his living daughter would survive her mother. She had several children at the time and the testator would realize she could have more, while the deceased daughter’s branch was closed.
The will seems to us to have been primarily, but not exclusively, drawn on the assumption of the living daughter’s survival. It is admittedly clear that, had Adeline survived her mother, the direction for distribution of the remainder, either upon Mrs. Morton’s death or in the event she predeceased her husband, intended and required a division into two equal parts, one for Adeline and the other fox further equal division among Eleanor’s three children. They were the testator’s “issue” surviving his wife, since he used “issue” in the sense of his own “issue” on the two planes existing at the time of execution. The further language ordering division into stirpital, and not capital, shares assured the repre
Of significance, we think, in further evidencing this fundamental intent are the additional provisions, previously adverted to, requiring that branch devolution be maintained throughout the life of the trusts, which are directed to be continued if the first beneficiary after Mrs. Morton’s death was in being when the testator died. Careful terminology is used to make it positive that there shall be no shifting of benefit from one branch to the other unless and until a complete failure of issue occurs in one branch.
The broad terminology used in the initial direction to divide the residuary estate upon the wife’s death “into equal shares for my issue who shall survive my said wife”, especially when considered with the further provisions just referred to, make it clear to us that the same two-share, branch, representational division was intended, whether Adeline survived her mother or not. One could think that a testator might naturally feel differently, as far as equal treatment of grandchildren was concerned, if all his children were dead when he prepared his will and the number and identity of his closest descendants thereby fixed forever. But here, our view that Mr. Morton wished to continue the equal treatment of the two family branches after Adeline’s death, which he had plainly specified to be his intention during her lifetime, finds further support in the fact that he, obviously a man of substance, did not change his will in the four years that elapsed between her demise and his. We are convinced
The contrary argument of the respondents urging a seven-share division rests on the proposition that though the words used expressed one intent while Adeline remained alive • — concededly the one we have spelled out — •, the same words assumed a different meaning, and consequently a shifted intent on the part of the testator, once Adeline passed on during his lifetime. The construction advanced is that “issue who shall survive my wife,” after Adeline’s death, meant and called for division of the trust remainder into equal shares on the basis of each plane of descendants then in existence. All the seven grandchildren, as the first level of descendants, were then placed on the same plane, therefore calling, it is claimed, for equal distribution among them. We can find no language in the will to support such a view and respondents are unable to point to any judicial authority approving such a shifting construction. It certainly seems unnatural to us for a testator to say to certain of his grandchildren (Adeline’s children), that you will take more from my estate if your mother dies before your grandmother than you would receive through your mother if she had lived.
The judgment of the Probate Division is reversed and the matter remanded for further action in accordance with this opinion.
For reversal and remandment — Chief Justice Weintkaub and Justices Jacobs, Ebancis, Proctor, Hall and Schettino — 6.
For affirmance — None.
We are advised that the trust corpus amounts to about $270,000. If it is divided seven ways, each gross share would approximate $38,570. If split in two parts and then per stirpes, the gross share of Eleanor’s children would be about $45,000 each and Adeline’s about $33,750. each.
We should point out that, since the interest of Adeline’s children and their issue is presently identical, separate briefs and argument in the trial court and here appear to be a needless duplication of effort and expense. We should further comment that while the guardian ad litem for the infants in Eleanor’s line is a lawyer, who appeared pro se below, we find him represented on the appeal by another attorney, a practice likewise leading to unnecessary depletion of the estate assets and not to be condoned.
At the time the will was drawn the law in New Jersey followed the English rule that, in the absence of contrary language, a gift to “issue” generally included progeny to the remotest degree, all taking per capita. Stickel v. Douglass, 7 N. J. 274 (1951). The stirpital provision here precluded the operation of that rule. Our law was changed by N. J. S. 3A :3A-1 and 2, which was enacted in 1952, but, on its face at least, made applicable to the will of any person dying after the immediate effective date of the statute. In view of the language used in this will, we think the statute has no bearing.
Reference
- Full Case Name
- IN THE MATTER OF THE ESTATE OF CHARLES F. MORTON, JOSEPH M. LEPIS, GUARDIAN AD LITEM FOR CARY EMIL BRAADT v. GLADYS M. BRAADT, DEFENDANTS-RESPONDENTS
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