Lige v. Town of Montclair
Lige v. Town of Montclair
Dissenting Opinion
OUTLINE OE DISSENTING OPINION BY PASH MAN, J.
The Issue P. 27
I The Remedial Power of the Division on Civil Rights 29
' A. The Remedial Racial Quota as an Unlimited Remedy 35
B. The Remedial Racial Quotas as Fostering an “Unqualified” Work Force 41
O. The Remedial Quota as Retroactive Relief ' 46
III The Constitutionality of Remedial Racial Quotas 52
Conclusion 62
(dissenting).
The Issue
Our decision today concerns the validity of an important tool in the arsenal of legal remedies for racial discrimination. We must decide whether the New Jersey Division on Civil Rights may utilize employment quotas or guidelines based upon racial criteria to undo the effects of past unlawful hiring practices when there has been no showing that these effects resulted from intentional, purposeful acts of racial prejudice.
At stake is a relatively narrow legal question concerning the legitimacy of quotas based on racial criteria as a remedial measure of finite duration and, scope, designed specifically to redress an administratively or judicially adjudicated finding of unlawful discrimination. The majority finds that such measures are beyond the scope of the authority delegated to the State Division on Civil Rights and violate the New Jersey Constitution, Art. 1, ¶ 5, and the New Jersey Law Against Discrimination, N. J. S. A. 10:5-1 et seq. I unhesitatingly reach a contrary conclusion and therefore must dissent.
The subject of racial quotas, regardless of their remedial intent, evokes a visceral response whose emotional, qualities may obscure . thoughtful consideration of their beneficent effects. Yet this case does not concern the use of racial quotas as a means of redressing historical wrongs against
This question will require a three-part inquiry. First, I examine the source and extent of the power vested in the Division on Civil Rights to enforce the laws against discrimination. I will then consider some of the common misconceptions about remedial quotas and discuss the specific
I
The Remedial Power of the Division on Civil Rights
As early as 1884, with the passage of the First Civil Rights Bill, L. 1884, c. 219, New Jersey began to chart a course of legislative initiatives outlawing various forms of discrimination and guarding against infringement of civil rights.
Although striking at numerous specific evils, these early efforts did not provide the comprehensive scheme needed to cope with the widespread incidence of invidious discrimination. Instead of constituting a uniform body of law, they represented a patchwork of remedial legislation confronting
This statutory scheme not only recognized that discriminatory practices impinge upon the rights of individuals who are personally subjected to such treatment, but also acknowledged the debilitating effects which such practices have on the welfare of society at large. As N. J. S. A. 10:5-3 expressly provides:
The Legislature finds and declares that practices of discrimination against any of its inhabitants, because of race, creed, color, national origin, ancestry, age, sex, marital status or because of their liability for service in the Armed Forces of the United States, are a matter of concern to the government of the State, and that such discrimination threatens not only the rights and proper privileges of the inhabitants of the State but menaces the institutions and foundation of a free democratic State.
[N. J. S. A. 10:5-3; emphasis supplied.]
In order to protect individuals discriminated against and to implement its general purpose and specific provisions, the Law Against Discrimination also provided for the cre
. . . [T]o prevent and eliminate discrimination in the manner prohibited by this act against persons because of race, creed, color, national origin, ancestry, age, marital status or sex ... by employers, labor organizations, employment agencies or other persons and to take other actions against discrimination because of race, creed, color, national origin, ancestry or age ... as herein provided; and the division created hereunder is given general jurisdiction and authority for such purposes.
In addition to having the power to accept or initiate complaints for violations of the Law Against Discrimination, N. J. S. A. 10:5-13, the Division has been empowered to undertake a variety of actions whose ultimate objective is the elimination of invidious prejudicial practices. Thus, it may promulgate rules, N. J. S. A. 10:5 — 8, investigate complaints, attempt conciliation between concerned parties, N. J. S. A. 10:5-14, hold hearings concerning the operation and effect of allegedly discriminatory practices, N. J. S. A. 10: 5-16, and even enforce provisions of the Law Against Discrimination in a summary proceeding before the Superior Court, N. J. S. A. 10:5-14.1. If the Division, after these various procedural steps, determines that there has been a violation of the Law Against Discrimination, it is statutorily authorized under N. J. S. A. 10:5-17 to:
. , . issue and cause to be served on such respondent an order requiring such respondent to cease and desist from such unlawful employment practice or unlawful discrimination and to take such affirmative action, including, hut not limited to, hiring, reinstatement or upgrading of employees, with or without back pay, or restoration to membership, in any respondent labor organization, or extending full and equal accommodations, advantages, facilities, and privileges to all persons, as, in the judgment of the director, will effectuate the*32 purpose of this act, and including a requirement for report of the manner of compliance ....
[N. J. S. A. 10:5-17; emphasis supplied.]
Courts have construed this aspect of the Law Against Discrimination liberally in order to effectuate its remedial purpose. Fraser v. Robin Dee Day Camp, 44 N. J. 480 (1965); Levitt & Sons, Inc. v. Div. Against Discrimination, 31 N. J. 514, 524 (1960), appeal dismissed, 363 U. S. 418, 80 S. Ct. 1257, 4 L. Ed. 2d 1515 (1960). As we stated in Passaic Daily News v. Blair, 63 N. J. 474 (1973) :
This court has heretofore adopted a broadly sympathetic construction of the Law' Against Discrimination and has interpreted the provisions thereof pertaining to the remedial powers of the Division on Civil Rights and the Director thereof with that high degree of liberality which comports with the preeminent social significance of its purposes and objects.
[63 N. J. at 484; emphasis supplied.]
See also Jones v. Haridor Realty Corp., 37 N. J. 384, 392-393 (1962); Gray v. Serruto Builders, Inc., 110 N. J. Super. 297, 306-307 (Ch. Div. 1970); Polk v. Cherry Hill Apartments, Inc., 62 N. J. 55, 58 (1972); N. J. Builders, Owners and Managers Ass’n v. Blair, 60 N. J. 330, 336-338 (1972).
Initially, we must determine whether this broad grant of power was intended to include remedial quotas based upon racial criteria. Although such authority is not explicitly granted by the statutory provisions cited above and has not been considered by a court or the Division itself,
The permissible affirmative action is not fully defined. The section only says “including, but not limited to, hiring, reinstatement or upgrading of employees, with or without back pay, or restoration to membership, in any respondent labor organization” — obviously referring to discrimination in employment—“or extending full and equal accommodations, advantages, facilities and privileges to all persons” — undoubtedly referring, in great generality, to affirmative action in eases of unlawful discrimination in housing and places of public accommodation. We have earlier held, in analogous interpretation situations under this act, that terms like “include” are words of enlargement and not of limitation and that examples specified thereafter are merely illustrative. * * * This is especially so here where the word “including” is followed by the phrase “but not limited to.” [54 N. J. at 126-127.]
Consequently, as the majority is willing to concede, ante at 17, New Jersey courts have demonstrated a willingness to sanction a variety of different remedies imposed by the Division on Civil Rights, despite the absence of specific statutory authorization. Such remedial measures have included the required submission of annual reports by owners of multiple unit dwellings on the number of minority tenants in their apartments, N. J. Builders, Owners and Mana
•This pattern of statutory interpretation indicates that judicially developed standards for “affirmative action” clearly encompass the type of relief ordered by the Division on Civil Rights in the instant case.
II
The Propriety of Bemedial Badal Quotas
Though the majority apparently acknowledges the breadth of the remedial provisions of the Law Against Discrimination, ante at 16-18, it nonetheless rules out administratively or judicially imposed racial quotas as a permissible means of granting relief for past discrimination. The Court’s criticisms of employment quotas are neither novel nor unusual. Indeed, its adamant opposition to this remedy is echoed by some critics who are disillusioned with current efforts by courts and administrative agencies to enforce the civil rights laws. See, e. g., N. Glazer, Affirmative Discrimination (1975).
The majority begins from the premise that race can never be a criterion for preferential treatment because it is an “irrelevant” factor which bears no relation to merit or quali
A. The Remedial Racial Quota as an Unlimited Remedy
Pirst, the majority’s characterization of remedial quotas creates the spectre of a remedial bludgeon. Thus, the majority envisions that the remedial obligations imposed in this case will continue in perpetuity and will invite subsequent imposition of quotas to assist other groups. Indeed, the majority seriously suggests that a caste system will be the ultimate result of the remedial quotas which we consider today, see ante at 24. This characterization not only miscontrues the underlying purpose of preferential quotas, but overlooks their flexibility as a remedial device.
Quotas which are limited in scope and duration and which are properly designed to a particular area and a limited end will not encroach upon principles of fairness and reasonableness. One commentator has used the term “tailored decree” to characterize the need for quotas which are limited to eradicating the effects of past discrimination:
The tailored decree avoids a conflict with the stricture against preferential treatment based on race if it observes tioo limitations. The first is that, even though the class of beneficiaries may be predominantly, if not exclusively, blacks, the benefits are not being conferred because of their race but because they are victims of discrimination. Race is used to identify beneficiaries, but it is being used symptomatically, along with some other criteria, to identify the*36 victims .... The second limitation is that the benefit conferred is limited. It will result only in the applicant being treated equally. So long as the credit does no more than neutralize the discriminatory effect of the criterion, the claim can be made that, notwithstanding the outward appearance of unequal treatment (the additional credit), the beneficiaries are merely treated equally and thus the remedy is consistent with the theory of a fair employment law. [Fiss, “A Theory of Fair Employment Laws,” 38 U. Chi. L. Rev. 235, 307-308 (1971) ; emphasis supplied.]
Accordingly, the federal courts have consistently approved quotas which were designed to remedy specific instances of past discrimination. Nine of the ten federal circuits have endorsed preferential hiring or promotion plans based upon decrees which were carefully molded to fit the exigencies of each situation. See Patterson v. American Tobacco Co., 535 F. 2d 257, 273-274 (4 Cir. 1976) and cases cited.
In conclusion we would note that this extraordinary remedy is not without its limitations. The use of quota relief in employment discrimination cases is bottomed on the chancellor’s duty to eradicate the continuing effects of past unlawful practices. By mandating the hiring of those who have been the object of discrimination, quota relief promptly operates to change the outward and visible signs of yesterday’s racial distinctions and thus, to provide an impetus to*37 the process of dismantling the barriers, psychological or otherwise, erected by past practices. It is a temporary remedy that seeks to spend itself as promptly as it can by creating a climate in which objective, neutral employment criteria can successfully operate to select public employees solely on the basis of job-related merit.
[493 F. 2d at 621; emphasis supplied.]
On the other hand, courts have been reluctant to sustain quotas where they have been used for purposes other than to overcome the effects of past discrimination. See, e. g., Smith v. East Cleveland, 363 F. Supp. 1131 (N. D. Ohio E. D. 1973), where the court declined to impose a quota on the grounds that there had been “positive efforts to erase the effects of past discrimination.” 363 F. Supp. at 1152.
Because remedial quotas are primarily intended to mollify the vestiges of specific instances of past discrimination, they will vary in content depending on the circumstances of each case. Among the remedial plans which have received judicial approval are orders which require an employer to hire a fixed number of minority employees, Carter v. Gallagher, supra (municipal fire department ordered to hire minority persons pursuant to a set ratio until 20 qualified minority persons had been employed), United States v. Central Motor Lines, Inc., 325 F. Supp. 478 (W. D. N. C. 1970) (preliminary injunction granted to require the employment of six blacks as over-the-road drivers). Alternatively, courts have ordered employers to hire minority em
The majority’s emphasis on instances in which the federal courts have either limited or rejected quotas ignores the realization by those courts that this remedy is often necessary and proper in other cases. In fact, it relies on decisions which are wholly at odds with its blanket rejection of quotas. For instance, in Bridgeport Guardians, Inc. v. Members of Bridgeport Civil Service Commission, 482 F. 2d 1333 (2 Cir. 1973), cert. den. 421 U. S. 991, 95 S. Ct. 1997, 44 L. Ed. 2d 481 (1975), the Second Circuit expressly approved hiring quotas favoring applicants on the basis of race even though there was no showing of intentional discrimination. The opinion criticized the use of an “archaic test”
Likewise, in Patterson v. American Tobacco Co., supra, the Fourth Circuit noted the unanimity of opinion among other circuits, authorizing preferential relief as a remedy for unlawful discrimination, and itself upheld the propriety of such relief “when there is a compelling need for it.” Id. at 274. It approved, in principle, the use of a promotion quota for supervisors, although it found that the employer’s rate of appointments to supervisory positions was high enough to remove any compelling need for the quota in that particular case. Id. at 274-275.
In one respect, however, the Director’s order is unsatisfactory and should be revised. Paragraph 6 orders the Montclair Fire Department to hire at least 15 qualified minority applicants on a one-to-one basis with white applicants. They are to be taken initially from the pool of applicants who took the 1971 examination and are deemed qualified under the newly adopted nondiscriminatory procedures. After the pool is exhausted, hiring is to continue at the prescribed rate until the requisite number of applicants is appointed.
Finally, contrary to the majority’s suggestion, the imposition of such relief will not entail imposition of similar quotas to protect the interests of other racial or ethnic groups. Judicial validation of quotas in certain cases does not mean that all racial or ethnic groups are entitled to a fixed percentage or established representation on each governmental agency or with each private concern subject to the Law Against Discrimination. Such relief can only be imposed if there has been an adjudication of past discrimination whose effects continue to be felt. Even though there may have been minority applicants in the past, these complainants must also prove that the employment practices discriminated against them in purpose or effect. Minority groups which may have just moved into the area will be unable to prove that proportional under-representation is related to past discrimination. Accordingly, I would find the quotas imposed by the Division on Civil Rights, being limited in scope and operation, to be valid exercises of the Division’s remedial powers.
B. The Remedial Racial Quotas as Fostering an "Unqualified” Work Force
Next, the majority argues that remedial quotas will promote and even require the hiring of unqualified municipal employees. This argument appears to be based on the conclusion that failure to pass an examination — regardless of which examination is administered, what skills it tests, and whether it is professionally validated — indicates a lack of education which in turn shows that one is unsuited for the job. As the majority states:
*42 The Director’s orders granted priorities to black applicants and employees vis-a-vis others (assuming the minimum standard is met) without regard to the particular training, experience, and education of each applicant .... Equality of opportunity in employment will become more realistic when co-equality of opportunity in education exists. Lowering the standards for the Montclair Police and Fire Departments is not the solution.
[Ante at 21]
Although this argument may appear plausible at first, careful examination rebuts any notion that these guidelines require a harmful “lowering of standards” by Montclair.
The order issued by the Division on Civil Rights fully recognizes the critical need for qualified applicants and therefore limits the pool of eligibles to minority oan didates who have demonstrated that they were so qualified:
6. Future appointments to the Montclair Fire Department shall be conducted on the following basis: One (1) qualified minority applicant shall be selected for every one (1) qualified white applicant until the total number of minority officers on the Fire Department equals at least fifteen (15) persons ....
# * * * * * sh *
11. The black applicants who are deemed qualified by this re-evaluation shall be so notified in writing. Future promotions in the Montclair Police Department shall be made on the following basis.
One qualified black applicant shall be promoted for every one qualified white applicant until 50% of those minority applicants deemed qualified by the re-evaluation have, been promoted.
[Emphasis supplied]
Thus, to the extent that the majorit}’ is concerned with a “lowering of standards” in the fire and police departments of Montclair to accommodate less-than-qualified or incompetent candidates, it should be satisfied by the requirement that the eligible applicants pass the revised examination adopted by the Montclair Department of Public Safety.
More troubling is the balance that the majority strikes between the concept of merit, as measured by standardized, written tests, and the goal of fair employment for minority group members. As illustrated by the case at bar, the real question to be considered is not whether public agencies
As to the first inquiry, the majority fails to address the question squarely, but it apparently is willing to accept criteria which place a premium on educational background. The record contains no evidence concerning relevant job qualifications because the respondents chose not to rebut the appellants’ prima facie casa; moreover, the question has now become moot with the development of new employment procedures which have won the approval of the Division on Civil Rights. Nonetheless, the same issue will surely arise in subsequent cases, and I must differ with the majority’s position that “coequality of education” is the only solution to the problem at hand. Indeed, the presumption that certain written tests serve a discriminatory function by acting as ‘Trailt-in headwinds” for minority candidates is based on the likelihood that these applicants have been denied the schooling and cultural opportunities available to whites. See, Griggs v. Duke Power Co., supra, 401 U. S. at 431, 91 S. Ct. at 853, 28 L. Pd. 2d at 164. To sanction over-demanding requirements which are not proven indicators of job performance is tantamount to permanently foreclosing employment prospects for a generation of minority workers.
Griggs was rightly concerned that childhood deficiencies in the education and background of minority citizens, resulting from forces beyond their control, not be allowed to work a cumulative and invidious burden on such citizens for the remainder of their lives.
[411 U. S. at 806, 93 S. Ct. at 1826 36 L. Ed. 2d at 680]
See generally, Cooper and Sobol, “Seniority and Testing Under Pair Employment Laws: A General Approach to Objective Criteria of Hiring and Promotion,” 82 Harv. L. Rev. 1598, 1640 (1969).
The majority also fails to recognize the problem inherent in the concept of “merit,” as it is used in this context. Hiring and promotion procedures are designed to identify candidates who are most likely to perform well in a given position. These procedures should focus on achievements or innate talents only to the extent that those characteristics correspond to the demands of the employer. Though the merit system has served a salutary purpose in public employment by providing an objective measure for choice, it may have the undesirable effect of weeding out members of a particular racial or minority group on the basis of factors which are unrelated to job performance.
Moreover, merit is necessarily defined by reference to community needs. I see nothing objectionable in a public employer making a concerted effort to recruit minority candidates in order to improve the efficiency of an agency’s work in specific areas.
Therefore, I would adhere to the standard adopted by the Hearing Examiner in this case and require that, when written tests or job criteria are shown to have a statistically disproportionate impact on a given racial or minority group, the employer demonstrate that the criteria measure skills which are necessary for satisfactory job performance'. Ante at 28 n. 1 (Pashman, J., dissenting). See Erie Human Relations Commission v. Tullio, supra, 493 F. 2d at 373 (3d Cir. 1974); Educational Equality League v. Tate, 472 F. 2d 612, 618 (3d Cir. 1973); Parham v. Southwestern Bell Tel., 433 F. 2d 421 (8th Cir. 1970). To this extent, I would qualify the suggestion in Jackson v. Concord Co., supra, 54 N. J. at 119, that the complainant be given the burden of persuasion by a preponderance of the evidence. Where the employer’s procedures include unvalidated testing devices and subjective evaluations, without adequate standards or safeguards against discrimination, it is enough that the complainant show discriminatory consequences. The employer is better equipped to identify the core of relevant considerations which add up to “business necessity.” Moreover, in contrast to the individual complainant, the employer can draw upon a readily accessible fund of information and array of resources to establish the nondiscriminatory character of his procedures.
C. The Remedial Quota as Retroactive Relief
The majority argues that the relief ordered by the Director serves an injustice to the white applicant who is. passed over for hiring or promotion in favor of a putatively less qualified black candidate. In its view, quotas distort the basic policy of the Law Against Discrimination by instituting a temporary regime which is race-aware rather
Although our previous decisions have only considered situations in which prospective relief was sought, in no instance did we rule out more far-reaching retroactive remedies in appropriate cases. On the contrary, our willingness in the past to imply a variety of remedies without express statutory support has been animated by a belief that the State’s commitment to equal rights would be ill-served by grudging, half-way applications of the Law Against Discrimination. Ante at 32 (Pashman, J., dissenting). To now limit the Director’s remedial powers to the measures cited by the majority undermines constitutional and statutory guarantees against unequal treatment by permitting the racial imbalance in the work force caused by this discrimination to persist indefinitely.
It may be true that the natural processes of replacement as vacancies occur will “ultimately” alter the character of the departments, but such a result is unlikely to occur soon. As of 1972, the Montclair Eire Department had a force of 89 firemen, of whom three were black (3.4%). Of this number, 41 firemen had been appointed prior to the institution of testing in 1952; only three new employees, including one black, had been hired since 1970. Unless pro-; portionally more blacks are hired through the selection process in the future, it is plain that the department will retain its lopsided racial character. Continued reliance upon educational background as the sole hiring criterion enhances
Of course, a concern for expeditious change assumes that a finding of racial discrimination requires vigorous efforts to eradicate that condition. Quotas often prove to be the only practicable means of vindicating the rights of victims of discrimination when there is an egregious pattern of past discrimination, see U. S. v. International Union of Elevator Constructors, Local Union No. 5, 538 F. 2d 1012 (3d Cir. 1976), or noncompliance with less drastic, court-ordered remedies, see Western Addition Community Org. v. Alioto, 369 F. Supp. 77 (N. D. Cal. 1973). In these instances, the ready availability of effective remedies discourages a recurrence of intentional discrimination. Moreover, their use demonstrates to all concerned that the law’s proscriptions can have a sharp bite when flagrantly violated. Although this case presents no such examples of official recalcitrance or purposeful wrongdoing, I fear that the majority’s wholesale rejection of the quota as a remedial device will hamper the Division on Civil Rights in disputes with less cooperative employers. Given the novelty of this question in our own courts and the recommendation of the Division on Civil Rights, it seems unwise for the majority to rule out the use of numerical standards in those situations.
Quotas are also appropriate when the employer is a public agency which has an affirmative duty to make special efforts to eradicate the vestiges of past discrimination, whether or not intentional.
The majority insists that class-wide relief is inappropriate in this case. However, the dual policies of N. J. S. A. 10: 5-3 encompass both a general societal interest in upholding “the institutions and foundation of a free democratic State” against the corrosive effects of discrimination, as well as a more particularized interest in safeguarding individual rights and privileges. The relief in this case is vital to eradicate the cancer of discrimination. The majority, however, seizes upon individual grievances as the primary focus of the act, and construes N. J. S. A. 10:5 — 17 to restrict compensatory relief to minority applicants against whom discrimination has been practiced by the employer. It states:
Curing an illegally imposed racial discrimination against an individual is understandable and justifiable — but race is not an appropriate standard to apply on a class basis.
[ante at 23]
I disagree for two reasons.
Eirst, this reading of the act contradicts its language. Even though N. J. S. A. 10:5-12 does define an unlawful employment practice or an unlawful discrimination in terms of an employer’s treatment of an individual, N. J. S. A. 10:5-17 refers to affirmative action affecting “employees” and “all persons.” Neither the specific wording nor the general import of the section warrants a distinction between
Second, though I would limit hirings to qualified applicants in this instance, the only effective remedy for past discrimination may be to make relief available to the entire minority group. In some cases, the applicants who are turned away or who are unsuccessful on the examination may not be identifiable after the fact. Others may be deterred from even applying because they are aware of an employer’s discriminatory practices. See United States v. Sheet Metal Workers, Local 36, 416 F. 2d 123, 132 (8 Cir. 1969); Carter v. Gallagher, supra at 331; Morrow v. Crisler, 491 F. 2d 1053, 1056 (5 Cir. 1974).
As I interpret the majority’s decision, none of the black applicants who failed the 1971 test —• including Mr. Lige — will be given preferential treatment in the future. Although free to take a nondiscriminatory examination and submit to the revised interviewing procedure (if they pass the test), they will not be given any advantages vis-a-vis future nonmimority candidates. The order, as modified by the majority, is limited to a re-examination of injured claimants;
The majority favors a fully nondiscriminatory set of procedures which will yield the “best qualified” candidate. Unfortunately, it can offer no assurances that more blacks will be hired. Recruiting and special training may conceivably increase the number of black employees in the Montclair Department of Public Safety, but I doubt whether they can be effective in all instances. Therefore, because they will often be the only effective means of remedying discrimination within a reasonable length of time, I find a mandate for the use of racial quotas in the Legislature’s declaration that racial discrimination “menaces” the foundations of our society.
The Constitutionality of Remedial Racial Quotas
I turn now to the constitutionality of employing quotas based on racial criteria as a remedy for past discrimination. The majority did not find it necessary tp. reach the question of their legality under the fourteenth amendment to the United States Constitution because it found them violative of Article I, paragraph 5 of the New Jersey Constitution. Although I have reservations about the Director’s order which lead me to alter its terms in one respect, ante at 18, I have no such doubts about the validity of racial quotas under either the State or Eederal Constitution when they are essential to correct discrimination against minority groups.
As the majority interprets the “express and unambiguous language” of N. J. Const. (1947), Art. I, ¶ 5, the State can never rely upon race as a permissible criterion for inflicting a loss or burden upon an individual in society. It concludes that whether the purpose is benign, as in “reverse discrimination,” or malign, as in official segregation, a racial classification is equally pernicious as a violation of “the fundamental precept in a democratic society that merit, not skin color, should determine an individual’s place in society.” Ante at 22. It operates insidiously towards whites and blacks alike, depriving more qualified whites of a fair opportunity for employment or advancement and casting aspersions on the abilities of those blacks who benefit from preferential treatment. Moreover, it suggests an unworkable and undesirable goal of proportional representation of minority groups in all institutions of society. In any case, the constitutional provision itself is regarded as straightforward :
No person sliall be . . . discriminated against in the exercise of any ■civil . . . right . . . because of . . . race * * *
Nevertheless, our prior decisions suggest that we have not always viewed the State Constitution as strictly color
It is now generally accepted that despite earlier statements describing the Constitution as being color blind, * * * those who seek to end racial discrimination must often he acutely color conscious. [60 N. J. at 336; emphasis supplied.]
This holding was consistent with our earlier decision in Morean v. Bd. of Montclair, 42 N. J. 237 (1964). There, we readily sustained a plan for the transfer and assignment of pupils within a school district, although the proposal was admittedly racially motivated and avowedly sought to control racial balance as among the several junior high schools. We rejected the contention that such action, directed to only some ,of the pupils within the district, was in violation of the equal protection clause.' This Court said:
Constitutional color blindness may be wholly apt when the frame of reference is an attack on official efforts toward segregation; it is not generally apt when the attack is on official efforts toward the avoidance of segregation. [42 N. J. at 243-244]
Moreover, absent from the Court’s holding in N. J. Builders, Owners and Managers Ass’n v. Blair, supra, was any basis for a distinction between plans for school desegregation and remedies for employment discrimination. Justice Mountain approvingly cited Porcelli v. Titus, 431 F. 2d 1254 (3 Cir. 1970), cert. den. 402 U. S. 944, 91 S. Ct. 1612, 29 L. Ed. 2d 112 (1971), and Contractors Ass’n of Eastern Pa. v. Secretary of Labor, 442 F. 2d 159 (3 Cir.
The Constitution is both color blind a/nd color conscious. To avoid conflict with the equal protection clause, a classification that denies a benefit, causes harm, or imposes a burden must not be based on race. In that sense, the Constitution is color blind. But the Constitution is color conscious to prevent discrimination being perpetuated and to undo the effect of past discrimination.
[U. S. v. Jefferson County Board of Educ., 372 F. 2d 836, 876-877 (5 Cir. 1966); emphasis supplied.]
However, because I find that Article I, ¶ 5 of the State Constitution should be interpreted no more stringently than the Fourteenth Amendment in restricting preferential relief for past discrimination, see Morean v. Montclair Board of Education, supra, 42 N. J. at 242-243, I turn now to the more important question — whether, and under what circumstances, the Equal Protection Clause permits the use of racially preferential hiring and promotion methods.
Pinally, courts have found authority for remedial preferential treatment in the genesis of the fourteenth amendment, recalling “the historical fact that the central purpose. of the Fourteenth Amendment was to eliminate racial discrimination emanating from official sources in the States.” Mc
Thus, the remedial feature of racial quotas in employment cases sets them apart from preferential schemes designed merely to attain a racially balanced work force, and justifies reliance on racial criteria. See, e. g., United States v. Wood, Wire & Metal Lath. Int. Un., Loc. No. 46, 471 F. 2d 408, 413 (2 Cir. 1973); Anderson v. San Francisco Unified School District, 357 F. Supp. 248, 250 (N. D. Cal. 1972); Local 53 of International Association of Heat & Frost I. & A. Workers v. Vogler, 407 F. 2d 1047, 1052 (5 Cir. 1969). Justice Douglas, in the DeFunis case, discussed the propriety of using racial criteria as a corrective measure to offset biases in the selection procedures. Supra, 416 U. S. at 340, 342, 94 S. Ct. at 1718, 40 L. Ed. 2d at 182-183. In disapproving the University of Washington’s application procedures favoring minority applicants, he noted that there was no evidence that minority applications had been deliberately blocked or discouraged in the past. Similarly, he said:
There was also no showing that the purpose of the school’s policy was to eliminate arbitrary and irrelevant barriers to entry by certain racial groups into the legal profession.
[416 U. S. at 336 n. 18, 94 S. Ct. at 1715, 40 L. Ed. 2d at 180 n. 18]
Relying on the finding of past discrimination in this case, the Division on Civil Rights and amicus E.E.O.C. urge us to apply the rational basis test in reviewing the remedial scheme. This standard of review merely requires that the classification adopted by the State bear a reasonable relationship to a legitimate governmental interest. Massachusetts Bd. of Retirement v. Murgia, 427 U. S. 307, 96 S. Ct. 2562, 49 L. Ed. 2d 520 (1976); Dandridge v. Williams, 397 U. S. 471, 90 S. Ct. 1153, 25 L. Ed. 2d 491 (1970),
Although I do not find these classifications to be “suspect” in the traditional sense, I cannot agree that racial quotas or any other comparable form of relief, should escape rigorous judicial review. However, benign the purpose behind “reverse discrimination,” such color conscious relief raises fundamental constitutional issues. Yet, adoption of the strict scrutiny standard suggests that racial quotas are equivalent to invidious discrimination. It also implies that they work such destructive results that they are justifiable only if the state can demonstrate a “compelling need.” Consequently, it cripples any efforts for significant change:
It would indeed be ironic and, of course, would^cut against the very grain of the amendment, were the equal protection clause used to strike down measures used to achieve real equality for persons whom it was intended to aid.
[Alevy v. Downstate Medical Center, 39 N. Y. 2d 326, 384 N. Y. S. 2d 82, 348 N. E. 2d 537 (1976)].
The proper test — and one which has been applied by most federal courts — is a modified version of the strict scrutiny standard which examines the risk that the terms of the quota will undermine the task of undoing past discrimination. As such, it bears some resemblance to the strengthened rational relation test which some judges and commentators have discerned in United States Supreme Court decisions striking down statutes on equal protection grounds where neither a suspect classification nor a fundamental interest was implicated. See Dandridge v. Williams, 397 U. S. 471, 520-521, 90 S. Ct. 1153, 1180, 25 L. Ed. 2d 491, 522-523 (1969) (Marshall, J., dissenting); Chicago Police Dept. v. Mosley, 408 U. S. 92, 92 S. Ct. 2286, 33 L. Ed. 2d 212 (1972); Reed v. Reed, 404 U. S. 71, 92 S. Ct. 251,
This departure from strict scrutiny has been premised on several grounds. Eirst, the racial classifications in question have not been adopted as a means of denying opportunities to any racial or ethnic group, as prior practices did.
However, even if a racial classification is not “suspect” in the strict constitutional sense when it is intended to benefit minority group members who have traditionally been subjected to invidious forms of discrimination, a preferential scheme which incorporates racial criteria must be carefully assessed to determine whether its features are reasonably designed to achieve a substantial governmental interest. Although decisions of administrative agencies should ordinarily be left undisturbed when they reflect 'special expertise and are supported by substantial evidence in the record, this more rigorous form of review should ensure that the same objective cannot be served by less onerous alternatives. In particular, such an inquiry should focus on the duration of the scheme and its impact on non-favored groups.
Here, as I have indicated, the Director’s order does serve an important public purpose of vindicating the rights of persons who have been injured by practices which are prohibited by the Law Against Discrimination. The State clearly has an overriding interest in giving full effect to this act by ensuring that aggrieved persons are not left without a remedy. It also has a stake in seeking reasonably expeditious change in the character of a public entity which has excluded minority persons by discriminatory means.
At the same time, its remedial efforts must be attuned to the nature of the discriminatory conduct and the response of the wrongdoer. Where an employer has intentionally engaged in discriminatory practices, there is good reason to impose stringent conditions in order to avoid a recurrence of similar behavior. See, e. g., Morrow v. Crisler, supra; United States v. Wood, Wire and Metal Lath. Int. Union, Local 46, supra; Western Addition Community Organization v. Alioto, supra. Likewise, such measures are justified where an employer has refused to institute, or has not yet developed, a
In the present case, however, Montclair has cooperated with the Division on Civil Rights in devising its procedures for hiring and promotion to avoid the discriminatory consequences of its former tests and interviewing methods. It has also shown a willingness to hire minority group members. To some extent, it appears that the current racial make-up of the police and fire departments reflects a low rate of turnover. Therefore, I cannot conclude that it is necessary to extend this preferential hiring scheme to black applicants ivho have not been injured by past discrimination in order to uphold the purposes of the act. As I have noted earlier, I would revise the Director’s order to limit favored treatment to the class of black applicants who were denied eligibility for appointment on the basis of Montclair’s unrevised procedures.
I emphasize once again that this limitation on the scope of relief is not required in every ease. Different circumstances might well justify a remedial quota which encompasses persons who themselves have not been directly injured by discriminatory practices. See ante at 49. (Pashman, J., dissenting). However, I do find that anjdhing less than the relief which I have outlined would' have the unwarranted effect of leaving victims of past injustice wholly uncompensated.
Finally, I do not consider the duration of this order unduly long. Although Montclair will be subject to its provisions for approximately five years, the relatively few number of positions affected by the order makes this a reasonable period of time. Similarly, the impact of the preference on on other applicants, though not insignificant, is outweighed by the necessity of redressing the wrongs against black applicants.
CONCLUSION
The majority decision today represents more than a lamentable judicial insensitivity to the difficult task of enforcing New Jersey’s anti-discrimination laws. With the majority’s sweeping requirement of constitutional color blindness, this Court has declared itself opposed to those forms of affirmative action'for .minorities which cause a perceptible loss to any member of a non-minority group. Not only has it flatly prohibited the use of any type of hiring or promotion quota as a remedy for past discrimination — a position taken by no other federal or state appellate court — but it has also invited challenges to a variety of other affirmative action plans aimed at the consequences of societal discrimination. Although I recognize that the facts of this case do not present the most egregious form of discrimination, I fear that the broad assertions of the majority’s opinion will make it virtually impossible for our State agencies to combat more flagrant abuses.
I can only conclude that the majority’s holding is a formula for another generation of delay. I respectfully dissent.
For affirmance — Chief Justices Hughes, Justices Mountain, Sullivan; Clifford and Schreiber and Judge Kolovsky — 6.
Dissenting — Justice Pashman — 1.
The majority suggests that the Hearing Examiner may have erred in relying on Griggs v. Duke Power Co., 401 U. S. 424, 91 S. Ct. 849, 28 L. Ed. 2d 158 (1971). Ante at 11 n. 3. However, it fails to relate these general criticisms to the ease at bar. Montclair made no attempt whatsoever to argue that its testing procedures were useful indicators of future job performance. On the contrary, the Commissioner of Public Safety testified that the Wonderlie test (which had been administered to Mr. Lige in 1971) was eliminated at the behest of the chiefs of the police and fire departments because they were dissatisfied with it. Unless the majority is willing to dispense with the requirement that the employer make some showing of job-relatedness, it must conclude that Montclair has clearly failed to rebut the complainant’s statistical showing that the tests resulted in a selection of applicants exhibiting a racial pattern significantly different from that of the pool of candidates. See Albemarle Paper Co. v. Moody, 422 U. S. 405, 425, 95 S. Ct. 2362, 2375, 45 L. Ed. 2d 280, 301 (1975); McDonnell Douglas Corp. v. Green, 411 U. S. 792, 802, 93 S. Ct. 1817, 1824, 36 L. Ed. 2d 668, 678 (1973). See also, infra at 46 (Pashman, J. dissenting).
Among the statutory provisions which concern various civil rights interests, and which preceded the enactment of the Law Against Discrimination, N. J. S. A. 10:5 — 1 et seg., in 1945, are the following: L. 1881, c. 149, p. 186 (recognizing right to a public education free from racial discrimination) ; L. 1933, c. 277 (prohibiting discrimination in public works employment on the basis of race, creed or color) ; L. 1938, c. 295 (prohibiting discrimination by State, counties or municipalities on the basis of age) ; L. 1941, o. 247 (prohibiting discrimination in matters of compensation, promotion or dismissal on the basis of sex or marital status) ; and L. 1942, c. 114 (prohibiting discrimination in public works or defense contract employment on the basis of race, color or creed).
Because the Commission served a function which was primarily educational and informational in nature, and because it lacked any effective enforcement powers, its statutory authorization was repealed in 1945 by L. 1945, c. 170 concurrent with the enactment of the Law Against Discrimination.
The implicit shift in emphasis from education to enforcement, upon which the Division on Civil Rights is founded, was not completed until 1960 with the creation of that agency by L. 1960, c. 59. Under the original Law Against Discrimination, a Division Against Discrimination was placed under the auspices of the Department of Education, and derived its powers under former Title 18 (“Education”), N. J. S. A. 18:25-1 et seq. For administrative purposes, particularly that of enforcement, the agency was reconstituted as the Division on Civil Rights in 1960, and transferred to the Department of Law and Public Safety in 1963. L. 1963, c. 40.
Contrary to the majority’s implication, ante at 18, the question presented by this case is one of first impression. In this regard, the majority’s reference to the 1965 Division on Civil Rights publication, JSmployer Guide to the New Jersey Anti-Discrimination Laio, is misplaced. The quoted section of the pamphlet refers to a situation in which an employer unilaterally attempts to impose a quota on the work force which he hires. Such an action, regardless of how beneficently intended it may be, constitutes favorable and, hence, discriminatory treatment on behalf of a particular group. This is to
Rios v. Enterprise Association Steamfitters Local 638 of U. A., 501 F. 2d 622, 628-31 (2 Cir. 1974); United States v. N. L. Industries, Inc., 479 F. 2d 354, 377 (8 Cir. 1973); Southern Illinois Builders Association v. Ogilvie, 471 F. 2d 680, 683-86 (7 Cir. 1972); United States v. Ironworkers Local 86, 443 F. 2d 544, 552-53 (9 Cir. 1971); United States v. International Brotherhood of Electrical Workers, Local No. 38, 428 F. 2d 144, 149-51 (6 Cir. 1970); Local 53 of International Ass’n of Heat & Frost I. & A. Workers v. Vogler, 407 F. 2d 1047, 1053-54 (5 Cir. 1969); Associated General Contractors of Massachusetts, Inc. v. Altshuler, 490 F. 2d 9, 16-18 (1 Cir. 1973); Carter v. Gallagher, 452 F. 2d 315, 330 (8 Cir. 1971); Contractors Association of Eastern Pennsylvania v. Secretary of Labor, 442 F. 2d 159, 172, 176-77 (3 Cir. 1971).
It is precisely for this reason that Kirkland v. N. Y. State Dep’t of Correctional Serv., 520 F. 2d 420 (2 Cir. 1975), and the test which the majority finds implicit in that case, are inapposite to the present set of facts. As the Court of Appeals expressly found, the court-ordered quota was overbroad in its operation and effect:
Insofar as the order appealed from imposes permanent quota restrictions upon those who seek advancement by means of a court-approved job-related civil service examination we reverse. The benefits of such order are not limited to the plaintiff class. Its quota requirements are based upon a shifting and rapidly expanding racial base, loholly unrelated to the consequences of any alleged past discrimination.
[520 F. 2d at 430; emphasis supplied.]
Kirkland v. N. Y. State Dep’t of Correctional Serv., supra, represents a departure from Bridgeport Guardians, Inc. v. Members of Bridgeport Civil Service Commission, supra, and from other decisions by the Second Circuit, (see the opinions of Judges Mansfield and Kaufman dissenting from the denial of en banc reconsideration, 531 F. 2d 5, 5-11 (1975)) and has no counterpart in the Third Circuit’s opinions. See United States v. International Union of Elevator Constructors, Local Union No. 5, 538 F. 2d 1012 (3 Cir. 1976); Erie Human Relations v. Tullio, 493 F. 2d 371 (3 Cir. 1974). Moreover, even Kirkland fails to support the majority’s uncompromising rejection of all racial quotas. Supra, 520 F. 2d at 427. It may be noteworthy that Judge Smith, writing for the panel in Equal Employment Opportunity Com’n v. Local 638, 532 F. 2d 821 (2 Cir. 1976) — a post-Kirkland case — expressed his own opinion that a temporary quota for entrants to a union apprenticeship program was an appropriate remedy. Id. at 831-832. Furthermore, Judge Feinberg, in concurrence, suggested that the remedy could be limited to giving preferential treatment to identifiable plaintiffs who were themselves discriminatorily denied jobs — a remedy which would grant relief to the class of applicants who failed the 1971 examination in this case. Id. at 834. See infra at 51 (Pashman, J., dissenting).
Two other cases cited by the majority, Cramer v. Virginia Commonwealth University, 415 F. Supp. 673 (E. D. Va. 1976) and Flanagan v. President & Directors of Georgetown College, 417 F. Supp. 377 (D. D. C. 1976), ante at 20 did not involve instances of
The primary — the only — beneficiaries of affirmative action plans and their siblings are the thousands of persons engaged in the civil rights business, bureaucrats, lawyers, lobbyists and politicians. The persons who are suffering are the ostensible objects of the plans’ solicitude, and persons, such as plaintiff herein, who get flattened by the civil rights steamroller. [415 F. Supp. at 681]
The history of this Court’s continuing efforts since Robinson v. Cahill, 62 N. J. 473 (1973), to guarantee equal educational opportunity to the State’s schoolchildren should give the majority reason to hesitate before concluding that “coequality of opporunity in education” is the key to equal employment opportunity. See our opinions and orders after Robinson I, supra: 63 N. J. 196 (1973) (Robinson II); 67 N. J. 35 (1975) (Robinson III); 69 N. J. 133 (1975) (Robinson IV); 69 N. J. 449 (Robinson V); 70 N. J. 155 (Robinson VI). Contrary to the majority’s assumption, temporary quotas are more likely to produce lasting results because they provide a
Tke majority’s reference to State constitutional and statutory provisions which require civil service appointments and promotions to be made according to merit and fitness, as far as practicable, does highlight a potential conflict with N. J. Const. (1947), Art. I, ¶5, and N. J. S. A. 10:5-1 et seq. Ante at 22 n. 7. However, its statement of the conflict between coequal constitutional and statu
This is not to say that only black policemen can work in black areas, or that the black community deserves a certain level of representation in the police department. Nor does a public agency have a legal duty to maintain a racial balance in its work force which reflects the racial composition of the community. However, these considerations may enter into an employer’s judgment that a minority applicant is better qualified for a particular type of work. Whether or not this conclusion is desirable, it suggests that merit may encompass criteria which are directly linked to race. The danger in this practice, of course, is the risk that it will be used to channel minority employees into a limited area which prevents them from advancing.
The Attorney General’s brief for tbe Division on Civil Rights points out that only three vacancies per year are likely to occur in the fire department in the foreseeable future. Thus even if every vacancy were filled by blacks, the black representation would not approximate the racial composition of Montclair (2T.2%) for seven years.
It is interesting to note that President-elect Carter, in discussing his appointments to positions in the federal government, has an-
Xhe majority’s reference to Mr. Lige’s complaint, (mte at 13 n. 4, easts doubt on even his right to relief, apparently because no
Of course, the majority’s constitutionally mandated proscription against racial quotas will not wholly end their use in New Jersey. Aggrieved persons are still free to pursue their federal claims under Title VII after initially lodging a complaint with the Division on Civil Rights. See 42 U. S. C. A. § 2000-5 (c). Given the Third Circuit’s consistent approval of employment quotas as a remedy for past discrimination, United States v. International Union of Elevator Constructors, Local Union No. 5, supra; Erie Human Relations Commission v. Tullio, supra; Porcelli v. Titus, supra, litigants who seek effective relief will look upon the procedures of the Division as superfluous and seek to by-pass them, if possible.
This string of per curiam decisions appeared to go beyond Brown’s emphasis on the inherently inferior nature of a separate facility. See, e. g., New Orleans City Park Improvement Ass’n v. Detiege, 358 U. S. 54, 79 S. Ct. 99, 3 L. Ed. 2d 46 (1958), aff’ing 252 F. 2d 122 (5 Cir. 1958); Gayle v. Browder, 352 U. S. 903, 77 S. Ct. 145, 1 L. Ed. 2d 114 (1956), aff’ing 142 F. Supp. 707. (M. D. Ala. 1956); Holmes v. City of Atlanta, 350 U. S. 879, 76 S. Ct. 141, 100 L. Ed. 776 (1955), rev’ing 223 F. 2d 93 (5 Cir. 1955). See
The United States Supreme Court’s recent grant of certiorari in Milliken v. Bradley, - U. S. -, 97 S. Ct. 380, 50 L. Ed. 2d 325 (1976), suggests that it may define with more precision the permissible scope of federal court-ordered remedies aimed at the effects of past illegal school segregation. In addition, the Court’s grant of a stay to the University of California from enforcement of the California Supreme Court’s decision in Bakke v. Regents of University of California, 18 Cal. 3d 34, 132 Cal. Rptr. 680, 553 P. 2d 1152 (1976), indicates that the question which escaped review in DeFunis may finally be decided. See - U. S. -, 97 S. Ct. 373, 50 L. Ed. 2d 321 (1976).
This was the ease in Taylor v. Leonard, 30 N. J. Super. 116 (Ch. Div. 1954), cited by the majority. Ante at 22. The quotas were utilized to prevent blacks from occupying public housing units in greater numbers. Moreover, they were part of a larger scheme of segregation which confined black tenants to a specified section of the housing project. Id. at 118.
Opinion of the Court
The opinion of the court was delivered by
In a complaint filed with the Division of Civil Rights, Charles S. Lige charged the Town of Montclair with violating the Law Against Discrimination, N. J. S. A. 10:5-1 et seq., by refusing to hire him as a fireman because he was black. He averred that he had applied for a fireman’s position and had failed a written test taken on [November 6, 1971. This complaint was amended to allege that the testing and selecting procedures "are fair in form but discriminatory in operation” and to seek compensatory damages.
A second amended complaint, which incorporated the first amended complaint, added a second count in which the Director of the Division of Civil Rights claimed that the written employment examination had an unlawful discriminatory effect on black applicants and was not properly designed to measure the traits necessary for successful per
Another complaint was filed by the Director against Montclair alleging that on December 29, 1971, nine black police officers were denied promotions as a result of tests which were not professionally validated and had a disparate effect on minority candidates. Therefore, it was asserted the Town violated the Law Against Discrimination.
Both matters were heard at the same time before a designated Hearing Examiner. At the hearing Mr. Lige testified-that he had applied for the position of a Montclair fireman after having read a newspaper advertisement that an examination was to be given for police and firemen positions, although there were no openings in the fire department. Although Mr. Lige had graduated from an integrated high school in West Virginia and had also successfully completed one year of college, he failed the written test. Subsequently he found another job. Since no fireman had been added to the force, at the hearing Mr. Lige abandoned any claim for compensatory relief. The Hearing Examiner refused to permit questioning with respect to whether Lige would now or in the future accept a job with the Montclair Eire Department and of what, other than his educational background, his experience and training had consisted.
The Division produced one other witness, Mr. Carmen C'appadona, who had been a field representative for about two and a half years. As a result of his interviews with three screening board members (their function is explained below), he ascertained that in Fovember 1971, applicants for the police and fire departments were given the same written
To pass, the applicant had to attain a minimum score of 17 points and be in the top 75% of those taking the exam. Mr. Cappadona stated that he had been told the test had not been professionally validated. He was not qualified to judge whether the test was job related and did not know if the test could have been validated. The only test he examined was the one given on November 6, 1971.
If the applicant passed the written examination and the investigation by the detective bureau verified the record data, he would be then interviewed by a screening board which consisted of a psychologist, the town attorney, a college professor, a public school principal and an investment broker. The board had not been given any guidelines to be followed in its screening process or evaluation. The applicant was asked why he wanted to be a policeman or fireman; if a policeman, what he would do if he had to arrest a friend; whether if he were married, tire hours of duty would cause any problems; and what personal injuries he had sustained. The board considered the applicant’s attitude and demeanor. It graded each applicant and its recommendations were .submitted to the Commissioner of Public Safety. The Commissioner, guided by no written standards, exercised an unrestricted discretion in making his choice.
The November 1971 test was taken by 58 men. It was not known who were black and who were white, so Mr. Cappadona eliminated approximately 12 to 15 whom he
As of June 1, 1972, there were 104 policemen, of whom 15 were black. The members of the police force had been hired at many different dates between December 1, 1936 and January 1, 1972. The blacks had been selected between May 15, 1940 and January 1, 1972. Since 1966, 9 of the 45 policemen employed had been black.
As of April 21, 1972, 3 of the 89 firemen were black. The employment of the 89 had commenced at various times between June 1, 1939 and October 19, 1971. Since 1970, only 3 had been hired, one of whom was black.
In 1970, Montclair had a population of 44,000, of which 12,000 were black. Of Essex County’s 930,000 inhabitants, about 280,000 were black.
Mr. Cappadona testified that the police promotion procedures in 1971 (he did not examine the procedures in other years) were generally comparable to the hiring practices. The employment ladder ascended from patrolman and detective to sergeant, lieutenant and captain. Detectives were selected without written examination. Of the 14 detectives, 4 were black. However, to become a police sergeant, lieutenant or captain, a written exam had to be taken. The same screening board interviewed the applicants and made recommendations to the Commissioner who again exercising his unbridled discretion chose the successful promotees.
Each applicant for a promotion had received job evaluation scores from his supervisors. These ratings, which were also considered in the promotion process, ranged from 58 to 87.5 for the patrolmen and detectives. The black policemen’s scores were between 58 and 81.3; 5 exceeded 70.
The five-man screening board’s interrogation was directed to indicia of leadership, ability, initiative and good judgment. No blacks were interviewed for a sergeant’s position since all had failed the written examination. Each black applicant had been screened for the lieutenant and captain vacancies.
In May 1972 a new Commislsioner of Public Safety was chosen. He testified that because of the complaints that had been filed with the Division, Dr. John Seymour, Chairman of the Psychology Department at Montclair State Teachers College, was requested to prepare and submit an examination to be used for hiring purposes. Dr. Seymour proposed the Revised Beta Examination, which then replaced the Wonder-lie telst. The new examination consisted of 6 tests, all of which were visual, that is, based on pictures and drawings.
* * * I think the best qualified men should be the ones appointed and hopefully a good percent of them would be black.
At the hearing the Town moved to dismiss Lige’s complaint because he had suffered no damages, had not shown any discrimination was practiced against him, and was not seeking any redress. The Town denied any discrimination in its hiring or promotions and moved for dismissal of the Division’s claims because it had failed to make out a prima facie ease.
The Hearing Examiner found that 67% of the whites and 16% of the blacks passed the employment exam in November 1971, and that 36% of the white and 6% of the black applicants were approved for hiring. As for promotions, no blacks in 1971 passed the written test for feergeant and 45% of the whites did. No blacks were promoted in 1972 and 32% of the whites were. The black population of Montclair was 27.2%, and of Essex County 30%, but only 14% of the police department and 3.4% of the fire department were black. The Hearing Examiner held that these percentages when “taken together with the administration of invalidated telsts,” which demonstrated a “disproportionately negative effect on blacks,” constitute a prima facie showing of discrimination and shifted the burden of going forward to the Town, although admittedly there had been no intentional discrimination by the Town.
The Director adopted the Hearing Examiner’s findings of fact and conclusions of law. He ordered discontinuance of all tests until professionally validated and approved by the Division. Oral interviews by the Examining Board in the hiring process were prohibited. He ordered that Charles Lige and all others who took the exam on November 6, 1971 were to be reconsidered for the position|s for which they applied, and that all black applicants who were denied promotion in 1971 were to be reevaluated. Nondiscriminatory selection and promotion methods were to be devised, subject to the Director’s approval.
Future appointments to the Montclair Fire Department shall be conducted on the following basis: One (1) qualified minority appli*14 cant shall be selected for every one (1) qualified white applicant until the total number of minority officers on the Fire Department equals at least fifteen (15) persons.5
The order provided that all black applicants who had been denied promotions in the Police Department in 1971 were to be reevaluated in accordance with non-diseriminatory standards. The order stated that:
* r * Future promotions in the Montclair Police Department shall be made on the following basis:
One qualified Black applicant shall be promoted for every one qualified white applicant until 50% of those minority applicants deemed qualified by the re-evaluation have been promoted.
Montclair appealed from the entire order, but limited its appellate contentions to an appeal from the above quoted remedial portions of the order for the stated reason that Montclair had chosen to revise its selection and testing procedures. The Appellate Division reversed and we granted the Division’s petition for certification. 68 N. J. 490 (1975).
The Appellate Division distinguished between relief to a specific person or persons and a remedy on a "class quota basis.” It pointed out that "to rectify the wTongs of the past by a method of racial quotas which in itself invidiously discriminates against others * * * would defeat the very purpose of N. J. S. Á. 10:5-1 et seq., for which the Division was created, namely, to safeguard all individuals from invidious discrimination because of sex, race, color or creed.” Lige v. Town of Montclair, 134 N. J. Super. 277, 281-282 (1975). It held the Division had exceeded its statutory power, had violated the federal and state constitutions and therefore struck down the ratio remedies. Id. at 282.
No person shall be * * * discriminated against in the exercise of any civil or military right, * * * because of religious principles, race, color, ancestry or national origin.
'This provision should be evaluated in the light of its historical meaning. Under the 1844 Constitution an individual’s civil rights were not to be denied on account of his religious principles. Article I, par. 4. At the Constitutional Convention of 1947 the Joint Committee on Constitutional Bill of Rights reported to the Convention that “impairment of the basic truth of equality [had] manifested itself in the undemocratic practice of many employers to refuse employment to persons of certain racial or religious groups.” Ill Proceedings of 1947 Constitutional Convention at 344^345. The Committee, recognizing that the Legislature had enacted the Law Against Discrimination and desirous of eliminating any possible doubts of its constitutionality, stated that “[t]oday, the principal threats to the truth of equality are found in practices of discriminations because of race, color, religion or national origin in the fields of employment, education, enjoyment of property and pursuit of a livelihood in a business, trade or profession.” Id. at 345. It recommended that a new paragraph 5 be inserted in Article I which would include freedom from discrimination because of race, color, religion or national origin in obtaining employment.
The 'Committee acknowledged that distinctions based on race, color, religion or national origin were abhorrent to our democratic ideals and social conscience. It agreed wholeheartedly with Chief Justice Stone’s comment in Hirabayashi v. United States, 320 U. S. 81, 100, 63 S. Ct. 1375, 1385, 87 L. Ed. 1774, 1786 (1943) :
*16 * * * Distinctions between citizens solely because of their ancestry are by their very nature odious to a free people whose institutions are founded upon the doctrine of equality.
The Law Against Discrimination, enacted in 1945, predated the Constitution by two years. The Legislature deemed that Law an exercise of the State’s police power to promote the general welfare and to fulfill the provisions of the Constitution guaranteeing civil rights. N. J. S. A. 10: 5-2. Those rights referred to in the Statute may he considered to be those spelled out in greater detail in the 1947 Constitution. It has been held that effectuation of the mandate in Article I, paragraph 5 has been implemented by the Law. Levitt & Sons, Inc. v. Div. Against Discrimination, 31 N. J. 514, 524, appeal dismissed, 363 U. S. 418, 80 S. Ct. 1257, 4 L. Ed. 2d 1515 (1960).
The Law pronounces that discrimination because of race, creed, national origin or color threatens not only individual rights and privileges but menaces the institutions and foundation of a free democratic State. N. J. S. A. 10:5-3. All persons are to have the opportunity to obtain employment without such discrimination. N. J. S. A. 10:5-4. Any employer who refuses to hire or discriminates against an employee with respect to employment terms, conditions or privileges is guilty of an unlawful employment practice or unlawful discrimination. N. J. S. A. 10:5-12.
The act also provides that an aggrieved person may file with the Attorney General a verified complaint charging unlawful discrimination. N. J. S. A. 10:5-13. After investigation the Attorney General may conclude probable cause exists to support the allegations of the complaint and seek to resolve the matter by conciliation. If not amicably adjusted, he is to issue and serve a complaint in the name of the Division and a hearing is then to be held before the Division. The Commissioner of Labor and Industry is likewise empowered to make and file complaints. N. J. S. A. 10:5-13.
The remedial powers, reflecting that strong public policy,’ authorize the Director to “issue and cause to be served on such respondent an order requiring such respondent to cease and desist from such unlawful employment practice or unlawful discrimination and to take such affirmative action, including, but not limited to, hiring, reinstatement or upgrading of employees, with or without back pay, * * * or extending full and equal * * * privileges to all persons, as, in the judgment of the director, will effectuate the purpose of this act * * *.” N. J. S. A. 10 :5-17.
This broad remedial affirmative power includes the right to take positive action which will operate prospectively to eliminate and prevent unlawful discrimination. We have hitherto, for example, upheld orders that required the posting in housing projects of notices of the Director’s order prohibiting discrimination. These orders also required that pertinent data be constantly updated and submitted to the Division so that the Director could be assured that no unlawful discrimination in the housing project was being practiced. Zahorian v. Russell Fitt Real Estate Agency, 62 N. J. 399, 409-410 (1973). So, too, we have affirmed the validity of a rule requiring owners of multiple dwellings to file annual reports disclosing rentals and the identification of tenants. N. J. Builders, Owners and Managers Association v. Blair, 60 N. J. 330 (1972). In every case where the remedial authority of N. J. S. A. 10:5-17 has been used, the sanction has been applied to correct an injustice to an individual which has occurred and to be assured that no future discriminator acts will take place.
Q. Is it legal for an employer to make cm agreement with any group to hire a specific number of non-whites?
A. No. Such agreements are discriminatory in nature.
Q. Should an employer discriminate against white applicants in the belief that he is complying with either State or Federal Law?
A. There should be no discrimination either for or against groups of employees, but rather provision for equality of opportunity and fair treatment for all individual applicants. [Emphasis in original; at 5].
We find nothing in the legislative history which bespeaks an interpretation authorizing the dissolution of discriminatory consequences by a racial quota. The statutory language refers to future action to cure a wrong to an individual. It addresses itself with respect to persons generally, as distinguished from individuals against whom discrimination has been practiced, only in the sense of making certain that they will receive in the future full and equal privileges. This is not to say that some actions to eliminate or reduce the results of prior discrimination may not be appropriate to assist the extension of full and equal privileges to persons against whose class there has been discrimination. But the act does not empower the Division to accomplish that result by imposition of a racial quota.
The Director of the Division on Civil Rights and the United States Equal Employment Opportunity Commission, amicus curiae, argue that federal courts have construed Title YII of the Federal Civil Rights Act of 1964 to authorize racial quotas to remedy past injustices to a class in favor of individuals who had not been directly and ad
The federal courts, however, have not sweepingly accepted the racial quota remedy. The Second Circuit has limited use of quotas to situations where there has been a “clear-cut pattern of long-continued and egregious racial discrimination” and the effect of the reverse discrimination must not be “identifiable”, namely, that it may not be concentrated on a relatively small group of non-minority persons. Kirkland v. New York State Dept. of Correctional Serv., 520 F. 2d 420, 427 (2d Cir.), reh. en banc den., 531 F. 2d 5 (2d Cir. 1975). The Kirlcland test has not been satisfied in this case. Montclair’s discrimination was unintentional and only the tests given in November 1971 were shown not to have been validated. A clear-cut pattern of long continued and egregious racial discrimination has not been established. Furthermore, the effect of the reverse discrimination at least with respect to promotions in the police department is directed against a small identifiable non-minority group.
Some federal courts have refused to sanction racial quotas to remedy past discriminatory promotion practices. See Bridgeport Guardians, Inc. v. Members of Bridgeport Civil Service Commission, 482 F. 2d 1333 (2d Cir. 1973), cert. den. 421 U. S. 991, 95 S. Ct. 1997, 44 L. Ed. 2d 481 (1975), where the Court wrote with respect to promotions that “the imposition of quotas will obviously discriminate against those Whites who have embarked upon a police career with the
We note in passing that some Congressional history indicates that racial quotas were not to be permissible under the Federal Civil Rights Act of 1964. See 110 Cong. Rec. 7213 (1964) (memorandum of Senators Case and Clark); 110 Cong. Rec. 7218 (1964) (memorandum of Senator Clark); 110 Cong. Bee. 12723 (1964) (remarks of Senator Humphrey); 110 Cong. Rec. 14331 (1964) (remarks of Senator John J. Williams); N. Clazer, Affirmative Discrimination 44-45 (1975); see also 42 U. S. C. § 2000e-2(j). See dissenting opinion of Judge Hays in Rios v. Enterprise Ass’n Steamfitters Loc. 638 of U. A., 501 F. 2d at 634, and concurring opinion of Judge Feinberg in Equal Employment Opportunity Com’n v. Local 638, 532 F. 2d at 833.
Two recent cases have rejected the use of quotas as appropriate affirmative action under the Federal Civil Rights Act. In Flanagan v. President and Directors of Georgetown College, 417 F. Supp. 377 (D. D. C. 1976), use of a quota to distribute scholarship funds as part of an affirmative action program under Title VI of the Civil Rights Act-of 1964 was rejected. The District Court held that:
While an affirmative action program may be appropriate to ensure that all persons are afforded the same opportunities or are considered for benefits on the same basis, it is not permissible when it allocates a scarce resource (be it jobs, housing or financial aid) in favor of one race to the detriment of others. [-Td. at 384].
In Cramer v. Virginia Commonwealth University, 415 F. Supp. 673 (E. D. Va. 1976), the court refused to permit the federally subsidized defendant university to discriminate against the plaintiff applicant- for a teaching position on
We are satisfied that the federal statute and the federal judicial interpretations which sanction racial quotas and discriminations against persons because of race are not apposite.
The Director, to rectify a racial imbalance in the' Montclair Police and Eire Departments, adopted two racial quotas. One-half of future appointments to the fire department had to consist of qualified blacks until there were 15 blacks in the department. Promotions in the police department required that one qualified black be promoted for every qualified white until 50% of the qualified blacks, whose promotions had been rejected in 1971, had been advanced.
The Director’s orders granted priorities to black applicants and employees vis-a-vis others (assuming the minimum standard is met) without regard to the particular training, experience, and education of each applicant. Tt may be significant that only two blacks were in the top 15 of those who took the Revised Beta Test which, we were advised on oral argument, has been approved by the Division, The lack of some basic educational prerequisites such as the ability to read 'and understand may have resulted in failure. Equality of opportunity in employment will become more realistic when co-equality of opportunity in education exists. Lowering the standards for the Montclair Police
Although the new examination procedures for hiring and promotions are to be non-discriminatory, the order permits a less qualified black to be employed or promoted over a more qualified white.
In Taylor v. Leonard, 30 N. J. Super. 116 (Ch. Div. 1954), Justice Sullivan, then sitting as a Chancery Judge, struck down as violative of that constitutional provision a policy of the City of Elizabeth which applied a quota sys
The evil of a quota system is that it assumes that Negroes are different from other citizens and should be treated differently. Stated another way, the alleged purpose of a quota system is to prevent Negroes from getting more than their share of the available housing units. However, this takes for granted that Negroes are only entitled to the enjoyment of civil rights on a quota basis. [Id. at 119].
The eventual survival of any form of government necessarily depends on the equal apportionment of the rights and privileges of citizenship as well as its obligations and duties among all its citizens irrespective of race, color or creed. Such a principle has long since been the keystone of our national and state form of government. [Id. at 121].
Curing an illegally imposed racial discrimination against an individual is understandable and justifiable — but race is not an appropriate standard to apply on a class basis. The contention that the racial quotas imposed by the Director have a benign design to correct the wrongs of the past misses the point. As a matter of wisdom no one can quarrel with the overall purpose. It is the method which is pernicious. It is the racial classification irrespective of qualification that mandates its invalidation. Surely the proposed quota system is not benign to a more qualified white applicant who may be denied a job or promotion.
For is the discrimination any less invidious whether the non-minority person has been subjected to racial discrimination because the policy was in effect for a day, a month or years or whether he is one of a small' identifiable class or an indefinite large group. The white, who has not been hired on the Montclair Eire Department or promoted in the Montclair Police Department because he was white and not black, could unquestionably charge in a complaint with the Division "unlawful discrimination” and an "unlawful employment practice” because of racial discrimination under
Conceptually, use of the quota to right past wrongs raises the spectre of the interest of each minority. The protections of the New Jersey Constitution and the Law Against Discrimination are not restricted to blacks. We are a state of minorities. Is the composition of the Montclair Police Department to be measured against the population ratio of each minority group and, if imbalance be found, which assuredly will be the case for many groups, should a quota be used to “correct” the balance? Judge Halpern commented in the Appellate Division opinion below:
* * * We pride ourselves as a nation on the “mix” of our people wherein history has proven our strength lies. But that “mix” is comprised not only of blacks, but of Poles, Jews, Scandinavians, Italians, Puerto Ricans, Hungarians, Cubans, Germans and others too numerous to list. It is one thing for the Division to find that a given person has been discriminated against and give him relief. See Zahorian v. Russell Fitt Real Estate Agency, 62 N. J. 399 (1973). But when it fashions a remedy on a class quota basis, it leads to insoluble problems and piles discrimination on top of discrimination. [134 N. J. Super. 277, 281 (1975)].
It has been said that a racial quota is particularly invidious when applied to matters involving intellectual competency and capacity.
[T]he actual harm done by quotas is far greater than having a few incompetent people here and there — and the harm that will actually be done will be harm primarily to the black population. What all the arguments and campaigns for quotas are really saying, loud and clear, is that black people just don’t have it, and that they will have to be given something in order to have something. The devastating impact of this message on black people — particularly black young people • — • will outweigh any few extra jobs that may result from this strategy. Those black people who are already competent, and who could be instrumental in producing more competence among this rising generation, will be completely undermined, as black becomes synonymous — in the minds of black and white alike ■ — ■ with incompetence, and black achievement becomes synonymous with charity or payoffs.
In carrying out the Division’s overall functions, it may be appropriate for the Director to- consider methods to extend full and equal privileges to blacks who desire to join the Montclair Eire and Police Departments. Some means are available, though more time-consuming and more difficult than application of reverse discrimination. Eor example, in addition to the use of objective criteria and fair testing, the Town might attempt to obtain more qualified black candidates by alerting black students in colleges and recent high school graduates of the job opportunities before the next examination. A short course to familiarize the applicants with the nature and type of examination could be sponsored. See, e. g., Carter v. Gallagher, 452 F. 2d 315, 319 (8th Cir. 1971), modified on rehearing, 452 F. 2d 327 (8th Cir.) (en banc), cert. den. 406 U. S. 950, 92 S. Ct. 2045, 32 L. Ed. 2d 338 (1972). Some other modus operandi may be fashioned by the Town and the Division. Vacancies in the departments will occur and. the imbalance due to the unintentional discrimination will ultimately be rectified.
In view of our holding herein we have not addressed ourselves to the equal protection clause of the 14th Amendment
A quota creates castes and divides society. It is particularly abhorrent where we are striving for an equality in society in which race is totally irrelevant. A. Bickel, The Morality of Consent 133 (1973).
We find that the remedial provisions in the Director’s order are violative of Article I, par. 5 of the State Constitution and beyond the power entrusted to the Director in N. J. S. A. 10:5-17. We affirm the judgment of the Appellate Division. .
N. J. S. A. 10:5-16 empowers the director to “reasonably and fairly” amend any complaint. In addition to aggrieved persons, the Commissioner of Labor and Industry, the Attorney General, or the Commissioner of Education may file complaints. N. J. S. A. 10:5-13.
The Town noted the hearsay nature of this evidence, but did not contest its admissibility. All relevant evidence is admissible in hearings before the Division. See N. J. A. C. 13:4-12.8(b) and N. J. S. A. 10:5-16.
The Hearing Examiner referred to Griggs v. Duke Power Co., 401 U. S. 424, 91 S. Ct. 849, 28 L. Ed. 2d 158 (1971), which held that
* ** * A population comparison ignores the fact that all segments of the population may not be equally qualified for the positions in question, Chance v. Board of Examiners, 330 F. Supp. 203 (S. D. N. Y. 1971), and different groups within the population may have different levels of desire for the particular job, Castro v. Beecher, 334 F. Supp. 930 (D. Mass. 1971). And most importantly, acceptance of the idea that discrepancies between racial composition of the community and the plant or department alone make out a prima facie case of discrimination leads inevitably toward a narrowing of the Court’s options in fashioning a remedy. If the problem is to be demonstrated by the mere fact of a discrepancy, then the solution logically must amount to an order to bring the employment statistics into line with the population statistics, lest the Court mandate a continuing prima facie violation. Hiring in that manner in the first instance is not required by law. No citizen has a constitutional right to have public employees perfectly reflect the racial composition of the hiring unit. Castro v. Beecher, 334 F. Supp. 930 (D. Mass. 1971), modified 459 F. 2d 725 (1st Cir. 1972); Stebbins v. State Farm Mutual Insurance Co., 5 FEP cases 142 (4th Cir. 1972). And courts must be careful not to give credence to such misconceptions through their evidentiary requirements. To hold that a discrepancy between the employment population and the community population is prima facie a violation of law would not be wise, and it is not required. [Id. at 1193-1194n. 5],
Whether Lige’s complaint should have been sustained is questionable since he did not seek any monetary award, no fireman’s position had been filled, and the record is not clear on Lige’s willingness to accept the position since the Hearing Examiner refused to permit examination along these lines.
The order does not provide for the contingency which might arise if there were an insufficient number of qualified minority applicants to fill the vacancies.
In McDonald v. Santa Fe Trail Transp. Co., 427 U. S. 273, 96 S. Ct. 2574, 49 L. Ed. 2d 493 (1976) the Supreme Court held that the Civil Rights Act of 1964 was applicable to whites who had been discriminated against in favor of a black, but it did not consider the impact of an affirmative action program. The Court wrote that the act is “not limited to discrimination against members of any particular race.”
The Montclair policemen and firemen are not subject to the Civil Service Act. A racial quota device for public employees under civil service may well conflict with constitutional and statutory provisions. Reference is made to Art. 7, § 1, par. 2 of the Constitution which requires appointments and promotions in the civil service of the State, and of such political subdivisions as may be provided by law, to be made according to merit and fitness to be ascertained, as far as practicable, by examination, which, as far as practicable, shall be competitive. N. J. S. A. 11:10-6.1 of the Civil Service Act requires the appointing authority to certify that a promotion or hiring was “not done by reason of race, color, political faith, creed, national origin, ancestry . . . .”
In that case the United States Second Circuit Court of Appeals struck down use of a racial ratio for acceptance into a union apprenticeship program.
Dr. Kenneth B. Clark, a noted psychologist and sociologist, is quoted in an interview as having said: “For blacks to be held to lower standards, different standards or in some eases no standards is a most contemptible form of racism.” Chicago Tribune, June 29, 1971.
Reference
- Full Case Name
- Charles S. Lige and Gilbert H. Francis, Director, Division on Civil Rights, Appellants, v. Town of Montclair; Mayor and Commissioners, Respondents
- Cited By
- 20 cases
- Status
- Published