State v. Fields
State v. Fields
Dissenting Opinion
dissenting in part. Justice Pashman’s opinion for the Court is a clear, explicit, and much-needed guide to the procedures to be employed with respect to automatic judicial review of continued restraints of UGI committees. It receives my enthusiastic endorsement with but two exceptions. Both points of difference go to the vexing question of burden of proof, an issue which has separated me from my colleagues since first we entered these troubled waters. See
First, I disagree with the following from the opinion of the Court, ante at 299-300:
Just as the State bears the burden of persuasion by a preponderance of the evidence on the necessity for the initial imposition of such restraints, it must similarly reestablish its authority to restrict the liberty of the committee by showing that his present condition warrants their continuance.
[Emphasis added, footnote omitted.]
All the reasons for my favoring a “beyond a reasonable doubt” rule over one calling for only a “bare preponderance of the evidence” were set forth in my Krol dissent, supra. My manifestly inadequate supply of eloquence and the apparently limited persuasiveness of my arguments having proved unavailing there, I simply record here my continuing view that the State should be required to prove beyond any reasonable doubt the necessity to restrict one’s liberty on account of mental illness.
In the same vein I disagree further with so much of the majority opinion as allocates to the committee the burden of proof on the committee’s application, between periodic reviews, for a change in restrictions. In this limited regard I agree with Judge Conford that after the committee has met his burden of going forward with some evidence to support his challenge to the restrictions previously imposed on him, the ultimate burden of persuasion as to the extent to which any restrictions should be continued should rest with the State — and this beyond a reasonable doubt. I adopt the reasoning of that part of Judge Conford’s concurring opinion dealing with this issue.
In doing so I recognize a plain inconsistency with my position in State v. Carter, supra, wherein I advocated imposing on an applicant for conditional release the burden of demonstrating by a bare preponderance (as opposed to the ma
In all other respects I join fully in the opinion of the Court.
Confoed, P. J. A. D., concurring in the result.
For reversal and remandment — Chief Justice Hughes, Justices Sullivan, Pashman, Scheeibee and Handles and Judge Confoed — 6.
Dissenting in part — Justice Cliffoed — 1.
Opinion of the Court
The opinion of the court was delivered by
In State v. Knot, 68 N. J. 236 (1975), this Court announced certain interim rules to govern the disposition of persons acquitted of criminal charges by reason of insanity pursuant to N. J. S. A. 2A:163-2 and 3. We authorized the automatic temporary commitment of an insanity-acquittee for up to sixty days for the purpose of a psychiatric evaluation of his current mental condition and propensity for future antisocial conduct. See 68 N. J. at 256.
Appellant Hetra Fields was indicted for the stabbing murder of her boyfriend and at her subsequent jury trial was acquitted by reason of her insanity at the time of the commission of the offense. Pursuant to the procedures set forth in Krol, the trial judge ordered her temporary confinement for observation in an appropriate psychiatric facility. Upon completion of the psychiatric evaluation, a hearing in conformity with Krol’s directives was held to determine what restraints were required under the Krol criteria. The court determined that Fields was presently mentally ill, and constituted a danger to herself and society. Accordingly the judge ordered her continued confinement at a psychiatric hospital until his further order. At a commitment review hearing conducted six months later the court made an iden
A second such hearing was held six months thereafter at which the court found that the committee’s mental illness .(schizophrenia, chronic, undifferentiated type) was incurable. The reviewing judge concluded that although Fields was in a state of remission, she remained a probable danger to herself and society and continued to be in need of “controlled supervision.” The court ordered her continued commitment under the same terms as provided in its previous order, subject to further review one year later, and directed that the hospital take certain steps aimed at her eventual conditional release. The committee appealed from this order and we directly certified the appeal on our own motion, B. 2:12-1, while it was pending unheard before the Appellate Division, 75 N. J. 588 (1977), in order to resolve certain important questions not settled by our decision in Krol and not yet resolved by legislative action.
The main subject of controversy at the hearing below was the proper allocation of the burden of proof, both as to production of evidence and risk of non-persuasion, in court-
The only new evidence presented at the hearing was testimony on behalf of the committee by a senior psychiatrist at the hospital to which she had been committed. The psy
The narrow question before us is the entitlement of NGI committees to automatic periodic judicial review of the validity of the continued restraints upon their liberty on the basis of their dangerousness to themselves or others by reason of mental illness. We shall also address the ancillary questions of the allocation of the burden of persuasion on that issue and the appropriate standard and type of proof to be required.
We hold that NGI committees possess the same right to automatic periodic review of the justification for their commitment ,(or lesser restraints, as the case may be) as that enjoyed by civil committees. We further hold that the State must bear the ultimate burden of proof in justifying any continued restrictions upon the liberty of NGI committees at each periodic review proceeding by establishing, by a preponderance of the evidence, that such restrictions currently meet the criteria set forth in Xrol for the initial imposition of restraints.
I
Entitlement to■ Periodic Review
Our decision in Xrol spoke broadly of the constitutional requirement of substantially identical treatment for
W-e- have concluded that the significant safeguards afforded civil committees by virtue of the periodic review provisions of B. 4:7U-7(f) and (g) must be extended to NGI committees as well. We shall accordingly refer the matter to our Criminal Practice Committee for the purpose of formulating an appropriate revision of B. 3 :19-2
Due process would seem to require a meaningful periodic review of the continued legitimacy of restraints on the liberty of all persons whose alleged dangerousness by reason of mental disability brought about these restrictions. Their present dangerousness to themselves and others must be assessed at reasonable intervals. The standard of proof and the burden of meeting it at each periodic review hearing must be identical to that required án the initial proceeding mandated by Krol — whether the committee actually meets the criteria of mental illness and dangerousness by reason thereof necessary to validate the total or partial deprivation of his liberty by the State. See 68 N. J. at 249, 257.
In Jackson v. Indiana, 406 U. S. 715, 92 S. Ct. 1845, 32 L. Ed. 2d 435 (1972), the United States Supreme Court ruled that there were certain substantive constitutional limitations on state power to confine persons found to be mentally ill. However, the Court chose to articulate only the limitation pertinent to the case before it:
At the least, due process requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed.
[406 U. S. at 738, 92 S. Ct. at 1858]
The logical corollary of the Court’s observation is that where that purpose is the protection of society or the individual himself from harm he may inflict, the deprivation of that person’s liberty can constitutionally continue only so long as the potential for that harm remains sufficiently great so that his confinement would be warranted were his initial commitability at issue. In O'Connor v. Donaldson, 422 U. S. 563, 95 S. Ct. 2486, 45 L. Ed. 2d 396 (1975), the Court, citing Jackson v. Indiana, supra, was more explicit on this point:
*296 Nor is it enough that [the committee’s] original confinement was founded upon a constitutionally adequate basis, if in fact it was, because even if his involuntary confinement was initially permissible, it could not constitutionally continue after that basis no longer existed.
[422 U. S. at 574-75, 95 S. Ct. at 2493]
Simply stated, state power to continue restrictions on the liberty of a committee terminates when his condition no longer satisfies the legal standards for their initial imposition. The authority of the state to impose restraints on a committee’s liberty is thus contingent upon the continuance of the justification therefor as measured by that individual’s present mental condition and degree of dangerousness. Due process requires a review procedure adequate to effectuate those limitations. Cf. Fasulo v. Arafeh, 173 Conn. 473, 378 A. 2d 553, 555 (1977). In Fasulo, supra, the Supreme Court of Connecticut interpreted the due process clause of that state’s constitution to require that civil committees be granted periodic judicial review “of the propriety of their continued confinement.” 378 A. 2d at 556. The Court’s analysis of O’Connor v. Donaldson’s significance in terms of the demands of due process in this context is particularly instructive:
Since the state’s power to confine is measured by a legal standard, the expiration of the state's power can only be determined in a judicial proceeding which tests the patient’s present mental status against the legal standard for confinement. *■ * [S]inee the state’s power to confine is premised on the individual’s present mental status, the original involuntary commitment proceeding can only establish that the state may confine the individual at the time of the hearing and for the foreseeable period during which that status is unlikely to change. Upon the expiration of that period, the state's power to deprive the patient of his liberty lapses and any further confinement must be justified anew. * * * The state, therefore, must bear the burden of initiating recommitment proceedings.
[Id. at 556-57 (footnote omitted)]3
A defendant who has avoided criminal sanction by establishing his insanity at the time he committed the offense for which he was tried stands on essentially the same legal footing, in terms of his amenability to involuntary commitment, as any other member of society.
Our holding that NGI committees are entitled to periodic review of the continued validity of the restraints on their liberty does not affect K^ol’s recognition of the right of such committees to seek, by an appropriate motion, seie post at 303-304, modification or termination of those restraints on the ground of a demonstrable improvement in their condition. Nor does it prevent the State from seeking an appropriate tightening of the prevailing restraints whenever it deems such action necessary because of an increase in the danger a particular individual would pose to himself or the community without such a modification. Bee generally, 68 N. J. at 363 and n. 13. The fact that automatic periodic review is provided does not mean, either here or in the context of B. 4:74-7(f) and (g), that the committee or the State must await the next regularly scheduled hearing to seek such relief as an intervening change in circumstances might warrant. Only where neither the committee nor the
II
The Nature of Periodic Review
The central inquiry at each periodic review hearing is the current existence of a legitimate justification for the continuance of the prevailing restraints on the liberty of the committee. Just as the State bears the burden of persuasion by a preponderance of the evidence
*300 The burden should not be placed on the civilly committed patient to justify his right to liberty. Freedom from involuntary confinement for those who have committed no crime is the natural state of individuals in this country. The burden must be placed on the state to prove the necessity of stripping the citizen of one of his most fundamental rights, and the risk of error must rest on the state. Since the state has no greater right to confine a patient after the validity of the original commitment has expired than it does to commit him in the first place, the state must bear the burden of proving the necessity of recommitment, just as it bears the burden of proving the necessity for commitment.
[Fasulo v. Arafeh, supra, 378 A. 2d at 557]7
* * * should be molded so as to protect society’s very strong interest in public safety but to do so in a fashion that reasonably minimizes infringements upon [the NGI committee’s] liberty and autonomy and gives him the best opportunity to receive appropriate care and treatment. * * * [T]he object of the order is to impose that degree of restraint upon [the NGI committee] necessary to reduce the risk of danger which he poses to an acceptable level. Doubts must be resolved in favor of protecting the public, but the court should not, by its order, infringe upon [the NGI committee’s] liberty or autonomy any more than appears reasonably necessary to accomplish this goal. * * *
[68 N. J. at 257-58, 261-62 (footnote omitted) (emphasis added) ]
The purpose of the first periodic review hearing is the reevaluation ' of the current suitability of the restraints then prevailing pursuant to the initial order. The reviewing court must consider any improvement or deterioration in the committee’s condition since the initial hearing, which serves to increase or decrease the danger he would pose to himself or the community under the current level of restraints. If the State perceives a need for the tightening of those re
If at any periodic review proceeding the State is unable to meet its burden of justifying the continuance of the currently prevailing restraints upon the liberty of the committee, it becomes the task of the reviewing judge again to “mold” an appropriate order based upon his evaluation of the level of restraints dictated by the committee’s present condition. KroVs guidelines, quoted above, for the formulation of the initial order remain applicable. The mere failure of the State to prove the necessity of continuing the prevailing restraints does not entitle the committee to relaxation of those restraints to any extent he might desire. The new order should provide for the least restrictive restraints which
It cannot be emphasized too strongly that the relaxation of the restraints on the committee’s liberty must proceed in gradual stages. As the level of dangerousness posed by the committeee decreases, he should be afforded the opportunity to demonstrate his ability to cope responsibly with the stresses of normal everyday life with -diminishing degrees of supervision. Only after the committee has progressed to the point where he has proven that he can function in normal society with minimal supervision should consideration be given to unconditional release. This process of gradual deescalation will substantially minimize the risk of erroneous determinations of non-dangerousness and will thus protect the State’s compelling interest in maintaining the safety and security of its citizens.
At each periodic review proceeding the ultimate determination will set the level of restraints on the liberty of the committee which will prevail until the next review hearing, periodic or otherwise. The committee remains free to challenge the propriety of those restraints at any time in the
Since the committee’s condition and consequent dangerousness are subject to possible change, the State must, in order to meet its burden, provide the reviewing court with a reasonably contemporaneous psychiatric evaluation at each
Our allowance of the limited use of written psychiatric reports by the State to justify the continuance of prevailing restraints is not intended to sanction any deprivation of the committee’s right to meaningful confrontation. Any factual evidence of the committee’s behavior bearing upon present dangerousness and controverted should be presented through competent evidence. Of course, where a justifiable reason exists for the witness not appearing, an exception may be
With respect to the issue of determining the extent to which the committee would endanger himself or others in the absence of any restraints upon his liberty, the guidelines we set forth in Krol remain applicable in all review proceedings :
The standard is “dangerous to self or society.” Dangerous conduct is not identical with criminal conduct. Dangerous conduct involves not merely violation of social norms enforced by criminal sanctions, but significant physical or psychological injury to persons or substantial destruction of property. Persons are not to be indefinitely incarcerated because they present a risk of future conduct which is merely socially undesirable. Personal liberty and autonomy are of too great value to be sacrificed to protect society against the possibility of future behavior which some may find odd.*307 disagreeable, or offensive, or even against the possibility of future non-dangerous acts which would be ground for criminal prosecution if actually committed. Unlike inanimate objects, people cannot be suppressed simply because they may become public nuisances.
Commitment requires that there be a substantial risk of dangerous conduct within the reasonably foreseeable future. Evaluation of the magnitude of the risk involves consideration both of the likelihood of dangerous conduct and the seriousness of the harm which may ensue if such conduct takes place. It is not sufficient that the state establish a possibility that defendant might commit some dangerous acts at some time in the indefinite future. The risk of danger, a product of the likelihood of such conduct and the degree of harm which may ensue, must be substantial within the reasonably foreseeable future. On the other hand, certainty of prediction is not required and cannot reasonably be expected.
A defendant may be dangerous in only certain types of situations or in connection with relationships with certain individuals. An evaluation of dangerousness in such cases must take into account the lihelihood that defendant will be exposed to such situations or come into contact with such individuals.
Determination of dangerousness involves prediction of defendant’s future conduct rather than mere characterization of his past conduct. Nonetheless, defendant’s past conduct is important evidence as to his probable future conduct. It is appropriate for the court to give substantial weight to the nature and seriousness of the crime committed by defendant and its relationship to his present mental condition.
It should be emphasized that while courts in determining dangerousness should take full advantage of expert testimony presented by-the State and by defendant, the decision is not one that can be left toholly to the technical expertise of the psychiatrists and psychologists. The determination of dangerousness involves a delicate balancing of society’s interest in protection from harmful conduct against: the individual’s interest in personal liberty and autonomy. This decision, while requiring the court to make use of the assistance which medical testimony may provide, is ultimately a legal one, not at medical one.
[68 N. J. at 259-261 (citations and footnotes omitted) (emphasis added)]
We emphasize the last point made in the quoted portion of Krol. Judges considering the committee’s likely dangerousness for the purpose of assessing the appropriate level of restraints upon his liberty to be initially imposed and subsequently modified or terminated too often accord
Judges may appropriately consider both expert opinion evidence and lay factual evidence in making their evaluation of the committee’s potential dangerousness under the Krol guidelines and the consequent need for restraint. They must always be mindful that it is their responsibility to ensure that the restraints imposed on the committee will adequately promote the goals of societal and personal safety. The determination of the level of restraints suitable for a particular committee is a matter entrusted to their sound discretion. Their decisions should be based upon their evaluation of all of the relevant evidence before them concerning the committee — psychiatric or otherwise — according each type such weight as they see fit. The ultimate order should reflect a careful judicial weighing of the competing concerns in light of that evidence, explicitly stating the bases for the conclusion reached.
We underscore another teaching of Krol. While the fact that UGI committees have committed an act which would be criminal but for their successful plea of insanity will not justify according them substantially different legal treatment from that accorded other committees, nevertheless a legally cognizable distinction between the two groups does exist. With respect to an NGI committee, his propensity, by reason of his mental illness, to engage in serious antisocial conduct has on at least one occasion crystallized into the commission of what otherwise would constitute a criminal offense. The focus of course must always be upon the actual conduct of the committee, not merely upon its
An individual who has committed an act of violence, and has thus demonstrated his dangerousness, and who has successfully asserted an insanity defense, may quite properly be treated somewhat differently from other individuals who, although they may in fact be potentially equally dangerous as a result of mental problems, have not yet so vehemently demonstrated their dangerousness by violent antisocial behavior.
[People ex rel. Henig v. Commissioner of Mental Hygiene, supra, 401 N. Y. S. 2d at 465]
In addition to justifying temporary observational confinement of a prospective N6I committee, see State v. Krol, 68 N. J. at 256, the fact that he has actually engaged in dangerous conduct otherwise criminal should weigh heavily in the court’s assessment of the need for the continued imposition of restraints upon his liberty. See State v. Krol, 68 N. J. at 261 and n. 12. Although his commission of an offense is, like any other instance of demonstrated dangerous behavior, of only evidentiary significance in the judge’s determination of his dangerousness, evidence pertaining to that offense is highly probative of the ultimate issue. This is so because the actual commission of an act which violates the rules governing conduct in the community is of a different order of magnitude than mere threats to engage in such conduct. It is also more telling than is the commission of antisocial acts of lesser gravity. In short, an NGI committee’s prior commission of an act for which he has been relieved of criminal responsibility is powerful evidence of his potential dangerousness and should be weighed accordingly in making that legal judgment.
Finally, although not raised by either party, a question concerning the appealability of the order entered below and of orders entered in review proceedings generally is presented. The appellant herein filed a notice of appeal “from the whole of the final judgment” continuing her commitment. Orders entered after a review proceeding are “final” in the sense that they definitively set the restrictions on the committee’s liberty which will prevail until the next periodic review hearing unless the committee or the State interposes a request for review on the ground of a change in circumstances prior to that time. Nevertheless, it is at least arguable that such orders are interlocutory and not final judgments, since they are subject to mandatory review on a regular basis by the issuing court. However, the policy underlying the final judgment rule, the undesirability of premature and piecemeal appellate review, would not be
Ill
The Effect of This Ruling
Pursuant to court order, Fields has been receiving periodic reviews of the validity of her commitment. However, there was a misalloeation of the burden of justifying the present restraints upon her liberty in the proceeding below. Thus, a remand is necessary so that the reviewing court can determine the validity of those restraints under the principles announced herein. The reviewing judge did, however, act within his broad discretion in refusing to accord dispositive weight to the psychiatric testimony concerning the committee’s alleged lack of dangerousness.
As was the case in Krol, see 68 N. J. at 266-67, we have determined that our ruling herein shall have retrospective application to all persons who have been acquitted by reason of insanity who are presently subject to any restraints upon their liberty. The interests of those persons presently subject to restraints upon their liberty in obtaining judicial review of the current validity of those restraints are compelling. Conversely, the burden on the State to
Eor the foregoing reasons, the decision below is reversed and the matter remanded to the reviewing court for further proceedings consistent with this opinion.
This Court directed that the scheduled review hearing be held notwithstanding the pendency of this appeal. As a result of that review proceeding, held before the same judge whose order is the subject of the instant appeal, Fields was granted a conditional release permitting her to reside with her daughter. See State v. Carter, 64 N. J. 382, 397 (1974). Under the terms of her release, she was required, inter alia, to receive weekly treatment on an out-patient basis at a community mental health center and to attend alcoholism counseling sessions. The court further ordered that another review hearing be held two years from the date of the conditional release. For the reasons stated when a similar development occurred during the pendency of the appeal in State v. Krol, supra, we do not view the conditional release as mooting this appeal. See 68 N. J. at 245-246; see also In re Matter of R. B., 158 N. J. Super. 543, 545 (App. Div. 1978) ; cf. In re Geraghty, 68 N. J. 209, 212-213 (1975). A county probation officer was assigned to monitor Fields’ attendance at all mandated sessions and to report any lapse of attendance to the judge.
. R. 4:74-7
(e) Searing. No permanent commitment order shall be entered except upon hearing conducted in accordance with provisions of these rules. The application for commitment shall be supported by the oral testimony of at least one psychiatrist licensed in any one of the United States who shall have conducted at least one examination of the patient subsequent to the date of the temporary order. The patient shall be required to appear at the hearing, but may be excused from the courtroom during all or any portion of the testimony upon application for good cause shown. Good cause shall include testimony by the psychiatrist that the mental condition of the patient would be adversely affected by the patient hearing his candid and complete testimony. The patient shall have the right to testify in his own behalf but need not. The hearing shall be held in camera unless good cause to the contrary is shown. The applicant for the commitment may appear either by counsel retained by him or by the county adjuster. In no case shall the patient appear pro se.
(f) Final Judgment of Commitment, Remeto. The court shall enter a judgment of commitment to an appropriate institution if it finds from the evidence presented at the hearing that the institutionalization of the patient is required by reason of his being a danger to himself or the community if he is not so confined and treated or, alternatively, if the patient is a minor and the court finds that he is in need of intensive psychiatric therapy which cannot practically or feasibly be rendered in the home or in the community or on any out-patient basis. If the patient is an adult, the judgment shall provide for review of the commitment no later than (1) three months from the date of judgment, and
(g) Judgment of Release. A judgment discharging the patient may contain in appropriate circumstances conditions for the release such as attendance at a non-residential mental health facility or other form of supervision. Any such conditions shall be stated in the order of discharge with particularity. The continuation of any such conditions shall be subject to periodic review as provided by paragraph (f) hereof.
The “mental status” required for involuntary civil commitment in Connecticut is “one of mental illness amounting to a need for
A significant qualification is the authorization for automatic temporary commitment following an insanity acquittal for the purpose of psychiatric evaluation of the acquittee’s present mental condition. See Krol, 68 N. J. at 256; Bolton v. Harris, 130 U. S. App. D. C. 1, 10, 395 F. 2d 642, 651 (D. C. Cir. 1969). Such differential treatment of persons acquitted by reason of insanity has recently been upheld in New York with the proviso that a hearing on the issue of dangerousness be held automatically and promptly. People ex rel. Henig v. Commissioner of Mental Hygiene, 43 N. Y. 2d 334, 401 N. Y. S. 2d 462, 466 (1977).
We held in Krol, and reaffirm today, that once an order for commitment of an NGI committee is terminated by a judgment of unconditional release, the individual
* * * must be treated thereafter like any other person for purposes of involuntary commitment. He may be committed only by institution of appropriate civil commitment proceedings under N. J. S. A. 30:4-23 et seq.
[68 N. J. at 263-64]
We decline to modify our position in Krol that a preponderance of the evidence is an appropriate and constitutionally permissible standard of proof to require from the State. See 68 N. J. at 257 and n. 9. We note the continued flurry of decisions either approving or rejecting a requirement that proof beyond a reasonable doubt is necessary to justify involuntary commitment of mentally ill persons. Compare, e. g., Superintendent etc. v. Hagberg, 372 N. E. 2d 242 (Mass. Sup. Jud. Ct. 1978) (proof beyond a reasonable doubt in civil commitment proceeding) ; State v. Gregoire, 384 A. 2d 132 (N. H. Sup. Ct. 1978) (proof beyond a reasonable doubt required for recommittal of N6I committees) ; Proctor v. Butler, 380 A. 2d 673 (N. H. Sup. Ct. 1977) (proof beyond a reasonable doubt required in determination of mental illness and potential dangerousness in civil commitment proceeding) ; Gibbs v. Helgemoe, 367 A. 2d 1041 (N. H. Sup. Ct. 1976) (for renewal of commitment of NGI committee, state must prove beyond a reasonable doubt that his present mental condition “still makes him a dangerous person to be at large”) ; Suzuki v. Quisenberry, 411 F. Supp. 113 (D. Haw. 1976) (proof beyond a reasonable doubt in civil commitment proceedings) with In re Stephenson, 67 Ill. 2d 544, 367 N. E. 2d 1273 (1977) (proof by clear and convincing evidence in civil commitment proceedings) ; French v. Blackburn, 428 F. Supp. 1351 (M. D. N. C. 1977) (same) ; In re Beverly, 342 So. 2d 481 (Fla. Sup. Ct. 1977) (same) and with State v. Addington, 557 S. W. 2d 511 (Tex. Sup. Ct. 1977), State v. Turner, 556 S. W. 2d 563 (Tex. Sup. Ct. 1977)
We reiterate that NGI committees may not accurately be considered as having engaged in criminal acts. As we observed in Krol, in the present state of the law, while an acquittal by reason of insanity
* * * implies a finding that defendant has committed the actus reus, it also constitutes a finding that he did so without a criminal state of mind. There is, in effect, no crime to punish.
[68 N. J. at 246 (citations omitted)]
We note, however, that such a stimtlation would not be binding upon the reviewing judge should his own evaluation of the committee’s probable dangerousness lead him to conclude that more stringent restrictions are necessary.
We do not interpret the principles of due, process to require the State to hear the burden of proof at every proceeding where the validity of the prevailing restraints upon the liberty of the committee is considered. As we have noted, see ante at 301-302, the order entered after each periodic review validates the restraints imposed therein until the next such hearing. Hence, a committee-initiated review proceeding seeks modification of restraints whose current validity is presumptively established as a result of the adjudication at the most recent periodic review. We perceive no constitutional obstacle to requiring the party who seeks a change in the presumptively valid status quo to bear the burden of demonstrating the necessity for such a change.
As of June 16, 1978, the total number of persons committed pursuant to the procedures required by State v. Krol, supra, was 53. The breakdown of the offenses for which each NGI committee was charged follows:
Homicide (Murder or Manslaughter) 37
Assault 9
Robbery, Larceny or Theft 4
Sex-Related Offenses 3
53
Note: Where an individual was charged with committing more than one offense, we have listed only the most serious offense.
Effective September 11, 1978, R. 4:74-7(f) will be amended to mandate that periodic review hearings be held at intervals of three months, nine months and twenty-one months from the date of the judgment of commitment and at least annually thereafter, if necessary.
Concurring Opinion
(temporarily assigned), concurring. I concur in the Court’s judgment of remand of appellant’s case for further review and in much of its comprehensive opinion concerning review procedures in cases of persons acquitted of crime on grounds of insanity (UGI) and consequently committed. However, I disagree with certain aspects of the opinion.
I am not in accord with the Court’s allocation of the burden of proof where a committee seeks a change in restrictions
I also see no justification for the Court’s setting a two year period after the initial order as a line of demarcation to determine the kind of psychiatric testimony which will be required of the State, (pp. 304-305) Each case stands on its own feet as to the degree of seriousness of the condition of the committee and as to the kinds of proofs which should move a court to determine the nature of the restrictions, if any, which should continue to be imposed on him. The decision has to rest in the sound judgment of the judge; so does, generally, the kind of proof he will properly exact
I would agree, however, that a valid distinction can be made between the first hearing and all later ones as to the kind and nature of proof to be required of the State; At the first hearing I would mandate psychiatric expert proof on the part of the State and I would require in other respects that the rules of evidence be followed as in a criminal trial. At all later hearings, however, the case would be treated as a continuum in any phase of which all prior proofs would be deemed applicable and updated reports of physicians who had testified at earlier stages of the case would be admissible in the discretion of the judge. Subject to the foregoing general directions, I believe it more useful and practicable to vest broad discretion as to proof and procedural requirements in the hearing judge at such later hearings than to direct the manner of his exercise of discretion at every step of the way in an opinion of this Court.
In the foregoing vein, I particularly disagree with the Court’s direction that if the committee gives notice that he intends to offer psychiatric testimony at any subsequent hearing the State must offer rebutting psychiatric testimony (p. 305), I can easily conceive of situations where, in the light of the past history of the case and the medical condition and recent objective behavior of the committee, the judge in his discretion could' properly find the State to have met its burden without putting a physician on the stand.
Reference
- Full Case Name
- State of New Jersey, Plaintiff-Respondent, v. Hetra Lee Fields, Defendant-Appellant
- Cited By
- 88 cases
- Status
- Published