State v. Boiardo
State v. Boiardo
Opinion of the Court
The opinion of the Court was delivered by
We are asked in this case to review the order of a trial court directing Robin Goldstein, a newspaper reporter, to produce a letter for in camera inspection sent to her by Patrick J. Pizuto, a prospective prosecution witness in a criminal trial. Seeking to use the letter to impeach Pizuto’s testimony, four defendants at the trial applied for judicial enforcement of a subpoena duces tecum served on Goldstein on March 31, 1980. The reporter claimed the protection of the newsperson’s privilege, Evid.R. 27,
Although the issue presented by Ms. Goldstein’s appeal— whether a reporter is required to turn over information for in camera inspection by a trial judge in a criminal case — -has been addressed and resolved by this Court in In re Myron Farber, 78 N.J. 259 (1978) (hereinafter Farber), our holding there must be supplemented, since subsequent to Farber the Legislature amended the shield law then in effect, L.1960, c. 52, p. 458, § 21, amended L.1977, c. 253, §§ 1 and 2 (N.J.S.A. 2A:84A-21 and 21a), codifying the two-step structure of the Farber procedural guidelines. 78 N.J. at 276-77. We conclude that the new shield law embodies those protections of reporters contained in the prior law as it was interpreted in Farber, adding only the requirement that a defendant seeking information in a newsperson’s possession must prove that, on balance, the value of the particular information to a fair trial outweighs the importance to a free press of shielding that information from disclosure. However, a resolution of that balance in this case is unnecessary at this point, because defendants have failed to show that the information sought is not available through a less intrusive
I.
The defendants
The particular material sought by defendants is a letter sent by Pizuto to Goldstein, a reporter with the Daily Register of Monmouth County, who has been covering the story involving defendants for over two years. Defendants claim that the letter probably contains material that would aid in the impeachment
Based on information defendants have received from Pizuto himself, they contend that the information contained in the letter will prove to be clearly inconsistent with Pizuto’s sworn testimony about his motivations for cooperating with the State, and that such inconsistency will have a profound effect on Pizuto’s credibility as a witness for the State. It appears that after Pizuto’s plea was entered for the unrelated murder charge, he was secretly “relocated” by federal authorities (under the federal witness protection program) in order to ensure his safety between the entry of his guilty plea and his ultimate cooperation as a prosecution witness.
One month before the trial against defendants was to begin Pizuto reportedly changed his mind, and decided that he would not cooperate with the State. Stories appeared in the media
Pizuto’s decision to terminate cooperation with the State appears to have resulted from the State’s suggestion to the sentencing judge in the unrelated murder case that Pizuto receive a fairly substantial sentence of imprisonment. He appears to have viewed the suggestion as a breach of the agreement the State made with him. According to Pizuto he was assured that he would serve little or no time in jail. He claimed this breach was an example of the State’s allegedly unfair and improper conduct in this case.
Pizuto’s claims were essentially repeated by his attorney at the sentencing proceedings. Pizuto and his wife sent letters to the sentencing judge; they presumably contained information about the same matters. The judge imposed a sentence of 8 to 12 years imprisonment, well within the bargained term of no more than 15 years imprisonment that Pizuto had described in sworn testimony. Pizuto is now incarcerated in the Passaic County Jail, where he has been since March 6, when his bail was revoked on the unrelated murder charge.
Ms. Goldstein’s connection with defendants’ case, and with Pizuto himself, apparently developed in the course of her coverage of the trial since September 1978. Her coverage enabled her to gain Pizuto’s confidence, and she wrote numerous stories in which Pizuto was quoted, sometimes directly. Defendant Montemarano was aware of her interest in the case as well as her ability to get information from Pizuto because of the trust and confidence Pizuto had in her. Montemarano was the only witness called by defendants to testify in the proceedings from which Goldstein appeals, in which he described her coverage of
According to Montemarano, Pizuto, in one of the phone conversations between them, described the contents of the letter. It was subsequently represented by Ms. Goldstein’s counsel that she had received from Pizuto one letter consisting of two handwritten pages, “designated as being confidential by Mr. Pizuto.” Montemarano revealed in that testimony that he had recorded this particular telephone conversation with Pizuto, as well as all other telephone conversations between them. He
II.
In recent years conflicts between rights of fair trial and free press have frequently emerged on the judicial battleground. The dilemma posed by the clash of these basic constitutional principles manifests itself in a variety of factual settings. Among them are attempts to control prejudicial publicity against defendants through use of closure or “gag” orders imposed on trial participants or the press and attempts to provide live broadcast coverage of criminal pretrial and trial proceedings. The situation now before us presents perhaps the most profound conflict: a request by a criminal defendant for confidential information in the possession of a reporter who is unwilling to reveal the source of the information or the information itself. In Estes v. Texas, 381 U.S. 532, 85 S.Ct. 1628, 14 L.Ed.2d 543 (1965), the United States Supreme Court stated that:
The free press has been a mighty catalyst in awakening public interest in governmental affairs, exposing corruption among public officers and employees and generally informing the citizenry of public events and occurrences, including court proceedings. While maximum freedom must be allowed the press in*455 carrying on this important function in a democratic society, its exercise must necessarily be subject to the maintenance of absolute fairness in the judicial process. [381 U.S. at 539, 85 S.Ct. at 1631, 14 L.Ed.2d at 699].
However, in Nebraska Press Association v. Stuart, 427 U.S. 539, 96 S.Ct. 2791, 49 L.Ed.2d 683 (1976), that same Court expressly rejected the task of assigning priority to either the First Amendment or the Sixth Amendment, determining that neither set of rights was entitled per se to precedence. 427 U.S. at 561, 96 S.Ct. at 2803, 49 L.Ed.2d at 699. As a result of this holding, it is necessary in each case where a fair trial and a free press are at odds to balance the particular interests involved, and consider, under the precise facts before the court, whether and in what manner a reconciliation of competing interests may be accomplished that will cause minimum interference with the rights of the parties. CBS, Inc. v. Superior Court, 85 Cal.App.3d 241, 252-253, 149 Cal.Rptr. 421, 427 (Ct.App. 1978).
The issue now before us — the compulsion of reporters to divulge confidential information in criminal proceedings — was addressed by the United States Supreme Court in Branzburg v. Hayes, 408 U.S. 665, 92 S.Ct. 2646, 33 L.Ed.2d 626 (1972), albeit in a grand jury rather than a Sixth Amendment context. In Branzburg, the Court held that reporters had no First Amendment privilege of nondisclosure of confidential information when such information was sought by a grand jury properly investigating criminal conduct. Two years later, when faced with a claim of executive privilege, that Court reasserted the primacy of the need for the full production of evidence in criminal proceedings. In United States v. Nixon, 418 U.S. 683, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974), the Court emphasized that:
We have elected to employ an adversary system of criminal justice in which the parties contest all issues before a court of law. The need to develop all relevant*456 facts in the adversary system is both fundamental and comprehensive. The ends of criminal justice would be defeated if judgments were to be founded on a partial or speculative presentation of the facts. The very integrity of the judicial system and public confidence in the system depend on full disclosure of all the facts, within the framework of the rules of evidence. To ensure that justice is done, it is imperative to the function of courts that compulsory process be available for the production of evidence needed either by the prosecution or by the defense. [418 U.S. at 709, 94 S.Ct. at 3108, 41 L.Ed.2d at 1069],
In Farber, this Court was faced with the task of applying the principles of Branzburg and Nixon to a situation where a newsperson relied upon reportorial privilege to resist a defendant’s subpoena for the production of confidential information in a criminal proceeding. Because the Court in Branzburg created, at best, a qualified privilege against forced disclosure,
While Farber does not, in conceptual terms, indicate just how far the Legislature can go in New Jersey in support of a newsperson’s privilege in the face of a Sixth Amendment demand for evidence, no claim has been made here that the new shield law cannot constitutionally be given full force and effect.
The language of the new shield law comports with this intent.
In short, the statute leaves reporters far from helpless. Rather, it imposes a burden on criminal defendants to prove affirmatively a clear need for the material sought; and even where such proof is forthcoming it leaves the court free in each case to
III.
The reason the new law allows nondisclosure by a reporter when there are less intrusive sources is clear: if substantially similar material can be obtained from other sources, both the confidentiality needed by the press and the interests of the defendants are protected. What is not always clear, however, is that these alternative sources add up to substantially the same material as that in the newsperson’s possession since that material is not “known,” i. e., when in camera inspection is sought, the parties’ proof as to what is in the material (which only the newsperson’s counsel may have seen) is necessarily circumstantial, based on probabilities. This kind of proof, an accepted everyday occurrence at trials, is apparently unsettling when that which is sought to be proved is a readily available physical object, e. g., a letter, inspection of which would dispose of the question with certainty. Certainty here, however, has a cost: sacrifice of the very interest — confidentiality—sought to be protected by these statutory procedures.
This unwillingness, despite the interests of the press, to accept probabilities when certainty is at hand provokes the dissent. It notes that there is absolutely no way to know what is in the letter other than by reading it. This observation permeates all the other issues raised. The logical progression of this argument would lead to the conclusion that whenever the informa
The new law does not require Ms. Goldstein to show that other, less intrusive sources probably contain the same information as that found in the letter; rather the defendant has the burden to prove that it is reasonably probable that this information can not be secured from any less intrusive source. The defendants here have fallen far short of meeting this burden. That the charges are most serious, while not beside the point, does not relieve them of meeting that burden.
As noted, in order to satisfy the burden imposed by the new shield law, defendants must demonstrate the non-availability of substantially similar evidence through less intrusive sources. Nevertheless, without any such demonstration, the trial court below concluded that no such alternatives existed. A decision of this sort would pass muster under the statute if all suggested alternate sources had been carefully explored and found wanting, or if they were facially unsatisfactory. Neither conclusion can be supported on the record before us.
First, the tapes which Montemarano made of his private conversations with Pizuto may prove to be a less intrusive source of the information contained in the letter. The trial judge concluded that to require Montemarano to produce these tapes in order to establish that they probably do not contain that information would violate Montemarano’s privilege against self-incrimination. We disagree. Montemarano sought production of the letter and he voluntarily took the stand and testified to the existence of a possibly less intrusive source. Under these circumstances, we are unable to perceive any Fifth Amendment violation in requiring him to produce relevant tapes for the
Another potential source that requires examination consists of the letters sent by Pizuto and his wife to the judge who sentenced him. Those letters were written at about the same time as the letter to the reporter. Judging from what Pizuto’s attorney said before the sentencing court, they may very well contain substantially similar information.
The defense has also failed to prove precisely what Pizuto’s attorney said in the sentencing proceedings. Ms. Goldstein’s affidavit states that the attorney told the court that the State
Montemarano himself is a potential less intrusive source, but he was never examined or cross-examined in detail about conversations he had with Pizuto.
Finally, defendant made no attempt whatsoever to prove that Pizuto himself might not have a copy of the letter, or that Pizuto himself might not testify concerning the contents of the letter or the information contained therein. Whether Pizuto would testify, whether he would testify truthfully, all of these are open questions and problems, but the problem is not the reporter’s, it is that of the defendants, for Pizuto is obviously a possible less intrusive source and defendants have made absolutely no effort to prove by a preponderance of the evidence that it is reasonable to believe that he is not such.
IV.
Our reversal today is without prejudice to any reapplication by defendants for production of this letter. Some of the possible less intrusive sources, especially the Montamarano tapes,
If defendants apply again, they will have the burden with regard to less intrusive sources that has been set forth above. After the trial judge has heard whatever defendants offer concerning all of these sources, even if he is not satisfied that the aggregate of all information derived from these alternative sources necessarily or even probably duplicates all relevant information contained in Pizuto’s letter, that perception will not be enough to warrant an order of production. It is the defendants who have the burden to prove that the letter probably contains more relevant information than the less intrusive sources. And it is a burden cast upon them by the Legislature which they must meet before an order can be entered requiring that letter be produced for in camera inspection.
We agree with the defendants that they have proven the information contained in the letter is relevant and material. In this regard, we do not believe the Legislature intended to exclude production of materials simply because their only bearing on the case relates to the credibility of a witness. In other situations when credibility is attacked on the basis of bias or interest, courts have spoken of this as something other than a “collateral” issue, but whatever the terminology we feel confident that the Legislature had more in mind than characterizations perhaps suitable for other purposes but not suitable here. Is the material, the information, probably important in the case? If so, the fact that it is directed at a witness’s credibility does not exempt it from production. Here, given Pizuto’s critical importance to the case, any additional information concerning
As to whether the information is “necessary to the defense” we do not believe that the Legislature intended this to mean “absolutely essential,” or to require the kind of evidence that would make the difference between creating a reasonable doubt and not being able to.
If reapplication for production is made, the trial court should, before determining whether the information is “necessary,” first determine what portion (of the information that is probably in the letter) is not obtainable through less intrusive sources. It may be that he will conclude this remaining undisclosed information (as distinguished from all the information probably in the letter) is not sufficiently important to be characterized as “necessary” even though all of the information in the letter, were there no less intrusive sources, would be.
Finally, we note that on reapplication defendants also bear the burden of showing that the “value of the material sought as it bears upon the issues of guilt or innocence outweighs the privilege against disclosure . . . .” In the particular con
We note in this regard that the notion that in camera production does not dilute a newsperson’s privilege has been rejected by the Legislature. The statute declares as clearly as it possibly could the Legislature’s belief that disclosure to a trial judge in camera represents precisely the same threat to the interests protected by the privilege as disclosure to counsel or to the world. Precisely the same findings are required by the statute when the procedure is to compel disclosure in camera as when it is to compel a turnover by the court to counsel for use at trial. This was not inadvertent. The new shield law bill as originally introduced placed a lesser burden (a prima facie showing) on a defendant for in camera disclosure than for production for use at trial (preponderance of the evidence). The most significant change effected by the Assembly’s amendment was to increase the burden of proof which a defendant seeking in camera disclosure must sustain. The amendment made the burden of proof at both stages of the two-step disclosure procedure — in camera inspection and production for trial — identical.
Since defendants have failed to meet the burden placed on them by this statute, we must reverse the trial court’s order requiring production of the information for in camera inspection. The decision is a difficult one, for along with the trial court, we are concerned that we do not know and can not know whether there is material in the letter that might be helpful to
In camera inspection is usually regarded as less of an intrusion upon a privilege of nondisclosure than is production of the information sought for use in open court proceedings. It is natural for any judge, knowing that his inspection will forever remain confidential (unless production for ultimate use at trial is ordered) to be less concerned about that order than the one which follows. For that reason, judges are probably more likely, in the ordinary course of things, to issue orders for in camera production than they are those requiring turnover for use at trial. Appellate review of orders for in camera inspection, therefore, represents some recognition of the relative ease of obtaining such orders as well as the belief of most reporters that
V.
In the event of any reapplication by way of further subpoena on Ms. Goldstein to produce the letter, the trial court, assuming the decision on such reapplication is favorable to the defendants, should under no circumstances require its production for in camera inspection until Pizuto has commenced his direct testimony. Since all contentions concerning the relevance of the letter suggest that it is to be used only for cross-examination of Pizuto, Pizuto’s failure to take the stand, or refusal to testify, will effectively terminate this aspect of the matter — under those circumstances no production of the letter shall be required. We leave it to the discretion of the trial court to determine all other procedural aspects of the matter, particularly the timing of both the hearing and decision on reapplication for production for in camera inspection. Since cross-examination of Pizuto may significantly affect the trial judge’s evalua
Since the statute contemplates complete resolution of matters of this kind before trial and allows applications after trial only under strictly limited conditions, ordinarily the trial court would expedite every aspect of proceedings of this kind that occur after the trial has commenced. The situation before us, however, is unusual — if not unique — in that not only is the material sought needed solely for cross-examination purposes but there is a possibility that cross-examination without it may render production unnecessary. In addition, this is a trial that is already protracted, one which may very well last another month. The trial judge may consider these circumstances in determining the precise timing of further proceedings.
In camera inspection, if ordered, should be by the trial judge only.
For the reasons set forth herein, Ms. Goldstein’s motion for leave to appeal is granted and, pursuant to 17.2:11-2, the trial court’s order requiring production of the letter for in camera inspection is vacated.
N.J.S.A. 2A:84A-21 and 21a, supplemented by ¿.1979, c. 479 (N.J.S.A. 2A:84A-21.1 et seq.).
This result is called for by Farber as well.
Anthony DeVingo, Andrew Gerardo, James Vito Montemarano and Angelo Carmen Sica.
The original indictment involved eight defendants, but defendants Boiardo, Lardiere, Ferrari and DePhillips received separate dispositions and are no longer part of the case.
Defendants contend that in the letter, Pizuto claimed the real “deal" was quite different and far more favorable.
Because Montemarano’s testimony as to Pizuto’s conversations with him was offered only to establish defendants’ due diligence, it was not offered or admitted for the purpose of establishing the truth of that which Pizuto said. It is conceivable that, if Montemarano is examined further, his recreation of Pizuto’s extrajudicial statements might be offered for their contents, creating a potential hearsay situation.
This qualified privilege, under Branzburg, would clearly give way to a Sixth Amendment right to compulsory process. The individual right to compel disclosure in order to insure a fair trial is clearly as strong as the state’s interest in a full disclosure of all relevant and material information.
The freedom of state courts and legislatures to recognize either an absolute or qualified newsperson’s privilege referred to in this passage from Branzburg seems to raise questions of constitutional dimension unless limited to situations where that privilege is being exercised so as to limit the conflicting right of the State, i. e., search for the truth in grand jury proceedings. While it is logical to assume that a state may cut back on rights or privileges for itself, it is another matter indeed to suggest that a state can shrink the constitutionally guaranteed rights of an individual, i. e., to fair trial, to compulsory process, to
Defendants suggest that Farber provides a yardstick by which a statute creating a newsperson’s privilege must be measured; we see no conflict between Farber and the balancing provision contained in the new statute. This provision reflects the approach adopted by a majority of the members of the United States Supreme Court where First and Sixth Amendment rights clash. See, e. g., Nebraska Press Ass’n, supra; see also Gannett Co., Inc. v. DePasquale, 443 U.S. 368, 99 S.Ct. 2898, 61 L.Ed.ld 608 (1979). Similarly, when faced with fact situations like the one before us, appellate courts in other states have upheld a weighing of interests that places the burden of proof on a defendant to demonstrate relevance, need, etc. See, e. g., State v. St. Peter, 132 Vt. 266, 315 A.2d 254, 256 (Sup.Ct. 1974); Zelenka v. State, 83 Wis.2d 601, 618-619, 266 N.W.2d 279, 286-87 (Wis.Sup.Ct. 1978); Hammarley v. Superior Court, 89 Cal.App.3d 388, 153 Cal.Rptr. 608 (3d Dist. 1979).
The statute, Z..1979, c. 479, provides in part:
3. a. To sustain a claim of the newsperson’s privilege under Rule 27 the claimant shall make a prima facie showing that he is engaged in, connected with, or employed by a news media for the purpose of gathering, procuring, transmitting, compiling, editing or disseminating news for the general public or on whose behalf news is so gathered, procured, transmitted, compiled, edited or disseminated, and that the subpenaed materials were obtained in the course of pursuing his professional activities.
b. To overcome a finding by the court that the claimant has made a prima facie showing under a. above, the party seeking enforcement of the subpena shall show by clear and convincing evidence that the privilege has been waived under Rule 37 (C. 2A:84A-29) or by a preponderance of the evidence that there is a reasonable probability that the subpenaed materials are relevant, material and necessary to the defense, that they could not be secured from any less intrusive source, that the value of the material sought as it bears upon the issues of guilt or innocence outweighs the privilege against disclosure, and that the request is not overbroad, oppressive, or unreasonably burdensome which may be overcome by evidence that all or part of the information sought is irrelevant, immaterial, unnecessary to the defense, or that it can be secured from another source. Publication shall constitute a waiver only as to the specific materials published.
c. The determinations to be made by the court pursuant to this section shall be made only after a hearing in which the party claiming the privilege and the party seeking enforcement of the subpena shall have a full opportunity to present evidence and argument with respect to each of the materials or items sought to be subpenaed.
4. Upon a finding by the court that there has been a waiver as to any of the materials sought or that any of the materials sought meet the criteria set forth in subsection 3.b., the court shall order the production of such materials, and such materials only, for in camera inspection and
See Branzburg, supra, Powell, J., concurring:
The asserted claim to privilege should be judged on its facts by the striking of a proper balance between freedom of the press and the obligation of all citizens to give relevant testimony with respect to criminal conduct. The balance of these vital constitutional and societal interests on a case-by-case basis accords with the tried and traditional way of adjudicating such questions. [408 U.S. at 710, 92 S.Ct. at 2671, 33 L.Ed.2d 656].
Presumably, this factor (j. e., the potential seriousness of a crime), along with a variety of others, was considered by the Legislature in reaching the balance of interests and rights embodied in the new law and uniformly applicable in all criminal proceedings.
lt is clear from the relevant case law that an individual cannot automatically resist production of documents or personal papers simply by asserting a Fifth Amendment privilege, because the applicability of such privilege is for the court to decide. See In re Addonizio, 53 N.J. 107, 116-17 (1968). However, it is also important to note that in similar hearings involving Fourth rather than Sixth Amendment rights, a waiver of the privilege against self-incrimination has been held not to extend to the trial itself. See, e. g., State v. Petrovich, 125 N.J.Super. 147 (Law Div. 1973); Simmons v. United States, 390 U.S. 377, 88 S.Ct. 967, 19 L.Ed.2d 1247 (1968).
These letters were incorporated into the presentence report, which has been suggested by the State as a possible less intrusive alternative source. However, presentence reports (as distinguished from the letters) are not public records and are confidential. See State v. De George, 113 N.J.Super. 542 (App.Div. 1971).
The letter from Pizuto’s wife might suggest other less intrusive sources, including herself.
If Pizuto agreed to, or in fact sought, the production of the letter in Ms. Goldstein’s possession, his waiver of confidentiality must be considered in balancing the importance of the newsperson’s privilege against the value of the material sought.
See State v. Vaccaro, 142 N.J.Super. 167, 177 (App.Div. 1976).
See Zelenka v. State, 83 Wis.2d 601, 619, 266 N.W.2d 279, 287 (Wis.Sup.Ct. 1978).
The trial judge below asked Ms. Goldstein’s counsel what defendants could have done to better demonstrate relevance, materiality, etc. Although such an inquiry may be reasonable and even appropriate in a typical discovery proceeding, it does not conform with the allocation of burdens of proof in the new shield law. There is no burden on the newsperson to prove that less intrusive sources exist, except insofar as such proof would overcome a prior showing by defendant as to relevance, materiality and unavailability of sources.
Thus, while in camera proceedings have historically served a protective function (disclosure only to the court instead of to the parties and the public at large), in the context of press confidentiality, the Legislature has clearly determined that even this reduced intrusion is of sufficient magnitude to necessitate limiting in camera production to situations where no viable alternatives exist for the preservation of individual constitutional (i. e„ Sixth Amendment) rights.
See United States v. Nixon, supra, 418 U.S. at 715, 94 S.Ct. at 3111, 41 L.Ed.2d at 1068; see also Palermo v. United States, 360 U.S. 343, 79 S.Ct. 1217, 3 L.Ed.2d 1287 (1959) (where statute involved carefully restricts disclo
Dissenting Opinion
dissenting.
Application of the Shield Law, L.1979, c. 479, as interpreted by the Court today, emasculates the defendant’s federal constitutional Sixth Amendment rights.
I
Under the Sixth Amendment and our State Constitution, a defendant has the right “to have compulsory process for obtaining witnesses in his favor.” U.S.Const., Amend. VI;
In Branzburg v. Hayes, 408 U.S. 665, 92 S.Ct. 2646, 33 L.Ed.2d 626 (1972), the United States Supreme Court held that a newspaper reporter’s freedom of the press rights under the First Amendment were not abridged when compelled to testify before a grand jury. Therefore, we held in In re Farber, 78 N.J. 259 (1978), cert. den. 439 U.S. 997, 99 S.Ct. 598, 58 L.Ed.2d 670 (1978), that when a defendant in a criminal proceeding sought information in the possession of a newspaper reporter, the
In Farber, we also considered the Shield Law then in effect, Evid. R. 27, N.J.S.A. 2A:84A-21 and -21a, and recognized the legislative intent to protect the confidential sources of and information obtained by the press. Though the Shield Law could not withstand the defendant’s Sixth Amendment constitutional challenge, we suggested a procedural mechanism for accomplishing some of the objectives of the Shield Law without impairing Sixth Amendment rights.
We proposed that before the court made an in camera inspection, the defendant should show the likelihood that the information sought was material and relevant, that it could not be secured from any less intrusive source and that defendant had a legitimate need to see and otherwise use it. 78 N.J. at 276-277. We carefully pointed out that this threshold determination would have to be made “within ever-present constitutional limitations,” Id. at 276, and cautioned that
[t]he manner in which the obligation of the defendant is to be discharged in the proceedings leading to this threshold determination will depend largely upon the facts of the particular case. [Id. at 277]
The Legislature subsequent to Farber enacted a new statute attempting in large part to follow the suggested procedural mechanism. L.1979, c. 479. It provided for the threshold hearing, setting up the following condition precedent to the disclosure of the material to the judge for his in camera inspection: a showing that the subpoenaed material was relevant and material and could not be secured from a less intrusive source, that the request was not overbroad, and that the value of the material sought outweighs the privilege against disclosure. L.1979, c. 479, § 3(b).
From both a policy and constitutional perspective, the Shield Law privilege must be cautiously applied. As observed in
Legislation must be construed consistent with a defendant’s Sixth Amendment rights. In Davis v. Alaska, 415 U.S. 308, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974), the Court viewed a statutory privilege in light of the defendant’s Sixth Amendment rights and set the privilege aside. There the testimony of a juvenile offender on probation was crucial to the state’s case. Under the state’s juvenile offender statute, the defense was precluded from establishing that the witness was on probation. Thus, it was prevented from showing that the witness may have been unduly pressured into offering favorable testimony. The United States Supreme Court reversed the conviction, holding that
defense counsel should have been permitted to expose to the jury the facts from which jurors, as the sole triers of fact and credibility, could appropriately draw inferences relating to the reliability of the witness. Petitioner was thus denied the right of effective cross-examination which “ ‘would be constitutional error of the first magnitude and no amount of showing of want of prejudice would cure it.’ Brookhart v. Janis, 384 U.S. 1, 3 [16 L.Ed.2d 314, 86 S.Ct. 1245].” [Id. at 318, 94 S.ct. at 1111, 39 L.Ed.2d at 355]
The Court concluded that the state’s legislated privilege was “outweighed by petitioner’s right to probe into the influence of
II
The majority finds and I agree that the letter in Ms. Robin Goldstein’s possession is probably relevant and material to the defense of defendant DeVingo, who is on trial for murder. The letter may materially affect the credibility of its author, Pizuto, a key witness who is asserted to be an eyewitness to the murder allegedly committed by the defendant. Guilt or innocence may turn upon the jury’s assessment of the credibility of the allegedly only eyewitness to the murder and that credibility may in turn depend upon the contents of the letter. It is obvious that no less intrusive source of what is contained in that letter may be ascertained in the absence of comparing the letter with the alternative material, whatever it may be. At least at this point, the defendant is entitled to the minimum constitutional protection of having the court examine the letter in camera.
To require the defendant to exclude all other possible sources of comparable information without knowing with what it is to be compared imposes an impossible burden. Chief Justice Marshall long ago alluded to a similar problem in hearing the request of defendant Aaron Burr for a letter held by President Thomas Jefferson. He significantly noted:
It is objected that the particular passages of the letter which are required are not pointed out. But how can this be done while the letter itself is withheld? Or how can their applicability be shown without requiring the accused prema*476 turely to disclose his defence? [United States v. Burr, 25 F.Cas. 187, 191 (C.C.D.Va. 1807) (No. 14,694)]
Permitting the trial court to examine the letter in camera on this record would not, as the majority suggests, render the less intrusive source provision meaningless. For example, a reporter in the course of his work may have obtained the identity or location of a witness to a crime. Yet a defendant may discover the identity of the witness or his whereabouts through other readily available means. Cf. In re Kozlov, 79 N.J. 232 (1979). In that case, the defendant, a police chief, after conviction, sought to interrogate, a juror on the ground of bias. Another attorney’s client had overheard a remark that a juror had boasted that he had gotten even with the defendant for the arrest and prosecution of a member of his family. The information had been submitted to the attorney, Kozlov, in confidence. We rejected an attempt to force disclosure of the name of the attorney’s client since defendant’s counsel had discovered municipal court records which identified a person presumably related to the juror who had been the subject of a municipal court proceeding in which the defendant’s son was the arresting officer. We noted that the affidavit of defendant’s counsel and the municipal arrest record were adequate to establish a basis to interrogate the juror, without the need to obtain privileged information. Furthermore, we held that less intrusive means were available to establish bias, namely interrogation of the arrestee and the juror. Accordingly, when applying the less intrusive source provision, a court must consider what is being sought and for what purpose.
The statute as construed by the Court today “imposes a burden on criminal defendants to prove affirmatively” (at 459) the negative of the proposition that there are alternative sources, but denies them the opportunity of comparing such material with what it would replace. Furthermore, defendants must establish a “clear need for the material sought.” (at 459). Moreover, even if it were possible to satisfy that burden, the
At this juncture in the proceedings, the legislative intent and purpose of the Shield Law, consonant with the defendant’s Sixth Amendment rights, will best be served by delivery of the letter to the trial court to be kept under seal until Pizuto’s examination has been completed. If Pizuto is not called to testify, then the need for the letter would appear to be at an end. If he does testify, then the relevance and materiality of the letter and its comparability with material from other sources can be determined by the trial court’s in camera inspection. As we remarked in Farber, “[t]hat inspection is no more than a procedural tool, a device to be used to ascertain the relevancy and materiality of that material.” 78 N.J. at 275. If need be, the hearing with the parties may then be held. L.1979, c. 479, § 4. In this fashion both the defendant’s Sixth Amendment constitutional rights and the newspersons’s privilege as memorialized in the statute may be preserved.
I would affirm the order of the trial court as modified herein.
For reversal — Chief Justice WILENTZ and Justices SULLIVAN, PASHMAN, CLIFFORD, HANDLER and POLLOCK — 6.
For modification and affirmance — Justice SCHREIBER — 1.
The majority states that “no claim has been made here that the new shield law cannot constitutionally be given full force and effect.” (At 457). Defendant DeVingo’s brief filed with this Court has made extensive argument devoted to the Sixth Amendment.
This amendment has been construed to include the right to production of documents. See, e. g., United States v. Schneiderman, 106 F.Supp. 731, 735 (S.D.Cal. 1952); Braham v. State, 571 P.2d 631, 644 (Alaska Sup.Ct. 1977), cert. den. 436 U.S. 910, 98 S.Ct. 2246, 56 L.Ed.2d 410 (1978).
Defendant implicates his compulsory process right as distinct from his right of confrontation under the Sixth Amendment, since he apparently “seeks impeaching evidence by means other than examining prosecution witnesses . . . Westen, “The Compulsory Process Clause,” 73 Mich. L.Rev. 71, 126 (1974). See, e. g., Braham v. State, 571 P.2d at 645. See generally Westen, “Confrontation and Compulsory Process: A Unified Theory of Evidence for Criminal Cases,” 91 Harv.L.Rev. 567 (1978).
See also Hammarley v. Superior Court, 89 Cal.App.3d 388, 398-404, 153 Cal.Rptr. 608, 613-617 (Ct.App. 1979) (reporter’s statutory privilege outweighed by “defendants’ right meaningfully to confront and cross-examine their primary accuser with the benefit of all evidence reasonably available to challenge his credibility.” Id. at 401, 153 Cal.Rptr. at 615).
Reference
- Full Case Name
- State of New Jersey, Plaintiff-Respondent, v. Ruggerio Boiardo, Defendant, and Anthony Devingo, Andrew Gerardo, James Vito Montemarano, and Angelo Carmen Sica, Defendants-Respondents. in the Matter of the Application of Robin Goldstein Re: Subpoena (Robin Goldstein, Appellant)
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- 36 cases
- Status
- Published