State v. Schmid
State v. Schmid
Concurring Opinion
concurring.
I join in the conclusion reached today by the majority that the judgment of conviction be reversed. However, I am not in
For Schmid to succeed under the First and Fourteenth Amendments he must establish that the actions taken by Princeton University constituted state action. After discussing several theories and rationales and concluding that their application does not constitute state action, ante at 544-549, the majority seems to say that the holding in Marsh v. Alabama, 326 U.S. 601, 66 S.Ct. 276, 90 L.Ed. 265 (1966), may justify a finding of state action under the facts in this case. I do not agree. Marsh v. Alabama must be considered in the light of three succeeding opinions of the United States Supreme Court, Amalgamated Food Employees Union v. Logan Valley Plaza, 391 U.S. 308, 88 S.Ct. 1601, 20 L.Ed.2d 603 (1968); Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S.Ct. 2219, 33 L.Ed.2d 131 (1972), and Hudgens v. NLRB, 424 U.S. 507, 96 S.Ct. 1029, 47 L.Ed.2d 196 (1976).
In Logan Valley, the Supreme Court extended the Marsh rationale to provide First Amendment protections for union members picketing a store on shopping center property. It held that the shopping center was “the functional equivalent of a ‘business block’ ” and must be treated in substantially the same manner as the business district in a company town. Amalgamated Food Employees Union v. Logan Valley Plaza, 391 U.S. at 325, 88 S.Ct. at 1612, 20 L.Ed.2d at 616. Significantly, Justice Black, author of the Marsh opinion, dissented. He wrote that “Marsh was never intended to apply to this kind of situation.
Four years later the Supreme Court reconsidered and distinguished Logan Valley in Lloyd Corp. v. Tanner. The Court held that persons distributing handbills protesting the Vietnam War in a private shopping center were not protected by the First and Fourteenth Amendments and were, therefore, subject to prosecution for criminal trespass. In its opinion the Court described the Marsh holding in the following manner: “In effect, the owner of the company town was performing the full spectrum of municipal powers and stood in the shoes of the State.” Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143. The Court distinguished Logan Valley by limiting its application to situations in which two factors exist. First, the expression sought to be protected must be related to the use of the private property. Second, there must be no other reasonable opportunity available to the person claiming protection for conveying his message to his intended audience. Id. at 563, 92 S.Ct. at 226, 33 L.Ed.2d at 140.
In Hudgens v. NLRB, the Supreme Court in an opinion by Justice Stewart held that striking warehouse employees did not have a First Amendment right to enter a private shopping center to picket a retail outlet. In determining whether the expression was constitutionally protected, the Court did not apply the two elements discussed in Lloyd. Instead, it concluded that despite efforts in Lloyd to distinguish Logan Valley, “the rationale of Logan Valley did not survive the Court’s decision in the Lloyd case.” Hudgens v. NLRB, 424 U.S. at 518, 96 S.Ct. at 1036, 47 L.Ed.2d at 206. See PruneYard Shopping Center v. Robins, 447 U.S. 74, 78-79, 100 S.Ct. 2035, 2039, 64 L.Ed.2d 741, 751-752 (1980). Justice Stewart commenced with the premise that the right of free speech is constitutionally guaranteed against abridgment by only the federal or state governments-and that an exception to this truism was Marsh -where the company town was the functional equivalent of a municipal
The rationale advanced in Hudgens, relying as it does on Marsh and Justice Black’s dissent in Logan Valley, clearly indicates that the characteristics relied upon in Lloyd to distinguish Logan Valley, namely, related expression and no alternative access, are not relevant. Since Hudgens states that Logan Valley was not sound, the reasons given in Lloyd to distinguish Logan Valley cease to be significant. Thus, the presence of speech related to the particular enterprise and the absence of an adequate alternative to presentation of that speech are not determinants of the existence or nonexistence of state action.
Neither Lloyd nor Hudgens purports to overrule Marsh. In fact, they expressly affirm its rationale. However, these decisions make it clear that Marsh is not to be given an expansive reading. Private property must possess all the attributes of or be the equivalent of a state created municipality before it stands in the shoes of the State for First and Fourteenth Amendment purposes. Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143; Hudgens v. NLRB, 425 U.S. at 513-522, 96 S.Ct. at 1033 1037, 47 L.Ed.2d at 202-207.
Princeton University is not the functional equivalent of a company town as that term has been construed by the Supreme Court. Its main function is to support an academic community. In doing so, it provides services, such as dormitories, eating facilities, and a security force, which can fairly be classified as “attributes of a state-created municipality.” But the present United States Supreme Court decisions require that all of the “attributes” be assumed by the private enterprise. Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143. Because of its primary role as an educational institution, Princeton University lacks a number of important attributes which municipalities typically possess. For example, there is no sug
I agree with the majority that Princeton University under the circumstances here is subject to the free speech strictures of the State Constitution.
An analogous situation may be found in Doe v. Bridgeton Hospital Ass’n, 71 N.J. 478, 366 A.2d 641 (1976), in which a woman’s right to an abortion conflicted with a hospital’s policy to prevent the use of its property for that purpose. This Court held that the nonsectarian, nonprofit hospital which held out the use of its facilities to the general public assumed quasi -pub-
The nature and extent of the property owner’s holding out or dedication of his property for public use determine what, if any, public function has been undertaken. The scope of the constitutional restraints inherent in that public function may then be ascertained. Obviously there must be a nexus between the purpose of the property owner’s dedication and the purpose of the public’s use. Thus in Doe the holding out of the hospital facility for use in a medical capacity would not justify the exercise of a constitutional right to use the hospital as a political forum. Finally, the public’s exercise of its constitutional right is subject to the property owner’s regulations governing time, place and manner. The reasonableness of such regulations depends upon many factors including alternative means which the public may have available to exercise that constitutional right.
As the majority indicates, Princeton has made its campus available as a forum for an open and robust exchange of political ideas and opinions by both the Princeton community and the public generally. In fact, the University has acknowledged that this type of public debate lies at the core of its intellectual academic life. Such a commitment of its facilities and property constitutes a holding out of this property for a public use. As such Princeton has assumed a public function. Since Schmid’s political expression is consistent with the achievement of Princeton’s goals, he is entitled to the protection of the right of free speech guaranteed by the New Jersey Constitution.
Moreover, Princeton University’s independence, an element which in many respects is essential in the private academic world, is not thwarted by the State’s protection of free speech. It is not a threat to or intrusion upon that independence. Rather, as Justice Handler has cogently pointed out, protection
SCHREIBER, J., concurring in the result.
PASHMAN, J., concurring in part and dissenting in part.
For reversal - Chief Justice WILENTZ and Justices SULLIVAN, PASHMAN, CLIFFORD, SCHREIBER, HANDLER and POLLOCK 7.
For affirmance None.
it is not clear whether the majority is relying upon a balancing process, ante at 560-561, or is in effect advocating the same principle suggested herein. Compare ante at 564-566 with infra at 580.
In Shelley v. Kraemer, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161 (1948), the Supreme Court held that judicial enforcement of a racially restrictive covenant governing a private sale of land constituted state action. Despite ample opportunity to apply the Shelley rationale, the Supreme Court has not found that mere prosecution and conviction under a criminal trespass statute furnishes the necessary state action. See Peterson v. Greenville, 373 U.S. 244, 83 S.Ct. 1119, 10 L.Ed.2d 323 (1963); Lombard v. Louisiana, 373 U.S. 267, 83 S.Ct. 1122, 10 L.Ed.2d 338 (1963); Robinson v. Florida, 378 U.S. 153, 84 S.Ct. 1693, 12 L.Ed.2d 771 (1964); Bell v. Maryland, 378 U.S. 226, 84 S.Ct. 1814, 12 L.Ed.2d 822 (1964). Moreover, the Marsh line of cases did not rely upon enforcement of state trespass statutes. Only Justice Marshall has interpreted these cases to hold that state action existed because of trespass actions. PruneYard Shopping Center v. Robins, 447 U.S. 74, 89-90, 100 S.Ct. 2035, 2045, 64 L.Ed.2d 741, 758 (1980) (Marshall, J., concurring). See also Flagg Brothers, Inc. v. Brooks, 436 U.S. 149, 158-163, 98 S.Ct. 1729, 1734, 56 L.Ed.
Logical application of the reasoning in Shelley would result in the virtual demise of the limiting aspect of the “state action” concept. Individuals would have to conform their private agreements and activities to constitutional standards “whenever, as almost always, [those] individuals might later seek the security of potential judicial enforcement.” Tribe, American Constitutional Law, § 18-2 at 1156 (1978). For that reason, its rationale has been considered suspect. See Henkin, “Shelley v. Kraemer: Notes for a Revised Opinion,” 110 U.Pa.L.Rev. 473 (1962); Gilbert, “Theories of State Action as Applied to the ‘Sit-In’ Cases,” 17 Ark.L.Rev. 147 (1963); Comment, “The Impact of Shelley v. Kraemer on the State Action Concept,” 44 Calif.L.Rev. 718 (1956); and Comment, 45 Mich.L.Rev. 733 (1947).
Article I, par. 6 of the New Jersey Constitution (1947) states:
Every person may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that right. No law shall be passed to restrain or abridge the liberty of speech or of the press ....
This case is to be distinguished from the exercise by the State of its general police power impacting on private property interests for public good.
Opinion of the Court
The opinion of the Court was delivered by
While distributing political literature on the campus of Princeton University, defendant Chris Schmid, a member of the United States Labor Party, was arrested and charged by the University with trespass upon private property. He was subsequently convicted under the State’s penal trespass statute. On this appeal he challenges the conviction on the grounds that it stems from a violation of his federal and state constitutional rights to freedom of speech and assembly.
I
On April 5, 1978, Chris Schmid
Under the University regulations then in effect, permission was a prerequisite for the on campus distribution of materials by off-campus organizations. No such permission was required, however, for the same activity by a university affiliated organization or by Princeton students. The regulatory language pertaining to off-campus organizations stated in part:
Demonstrations and the distribution of leaflets, statements, or petitions ... are permitted on the campus unless, or until, they disrupt regular essential operations of the University or significantly infringe on the rights of others. On the same grounds, the campus is open to speakers whom students, faculty, or staff wish to hear, and to recruiters for agencies and organizations in whom students or faculty have an interest. [University Regulations as passed by the Council of the Princeton University Community, May 1975, as amended 1976.]
These regulations further provided that no solicitation of either sales or charitable contributions was to be permitted on campus without the express authorization of the appropriate University officials. Moreover, door- to •■door political or charitable solicitation was generally prohibited. Ibid. The University revised these regulations in 1979.
Schmid was arrested for trespass on University property on the day in question by a member of the Princeton University Security Department and charged as a disorderly person under N.J.S.A. 2A:170-31.
We now address the respective federal and State constitutional issues framed by this appeal.
II
Defendant asserts initially that his conviction in this case violated his rights under the First Amendment to the United States Constitution. The First Amendment was designed by its framers to foster unfettered discussion and free dissemination of opinion dealing with matters of public interest and governmental affairs. Mills v. Alabama, 384 U.S. 214, 218 219, 86 S.Ct. 1434, 1436, 16 L.Ed.2d 484, 488 (1966); State v. Miller, 83 N.J. 402, 412 (1980). It embraces the freedom to distribute information and materials to all citizens, a freedom “clearly vital to the preservation of a free society.” Martin v. Struthers, 319 U.S. 141, 146-147, 63 S.Ct. 862, 864 865, 87 L.Ed. 1313, 1319 (1943); see Lovell v. Griffin, 303 U.S. 444, 450 -451, 58 S.Ct. 666, 668-669, 82 L.Ed. 949, 953 (1938). The guarantees of the First Amendment are effectuated against potential state interference
It is clear that public colleges and universities, as instrumentalities of state government, are not beyond the reach of the First Amendment. Healy v. James, 408 U.S. 169, 180, 92 S.Ct. 2338, 2345, 33 L.Ed.2d 266, 279 (1972). A public college or university, created or controlled by the state itself, is an arm of state government and, thus, by definition, implicates state action. Powe v. Miles, 407 F.2d 73, 82 (2 Cir. 1968); see American Future Systems, Inc. v. Pennsylvania State Univ., 618 F.2d 252, 255 (3 Cir. 1980).
A private college or university, however, stands upon a different footing in relationship to the state. Such an institution is not the creature or instrument of state government. Even though such an institution may conduct itself identically to its state-operated counterparts and, in terms of educational purposes and activities, may be virtually indistinguishable from a public institution, see McKay, “The Student As Private Citizen,” 45 Denver L.J. 558, 560 (1968), a private college or university does not thereby either operate under or exercise the authority of state government. Hence, the state nexus requirement that triggers the application of the First Amendment is not readily met in the case of a private educational institution. See, e. g., Grafton v. Brooklyn Law School, 478 F.2d 1137, 1143 (2 Cir. 1973); Blackburn v. Fisk Univ., 443 F.2d 121, 123 (6 Cir. 1971); see generally Annot., “Action of Private Institution of Higher Education as Constituting State Action, or Action Under Color
Notwithstanding the primary thrust of the First Amendment against state governmental interference with expressional freedoms, the guarantees of this Amendment may under appropriate conditions be invoked against nongovernmental bodies. In particular settings, private entities, including educational institutions, may so impact upon the public or share enough of the essential features of governmental bodies as to be engaged functionally in “state action” for First Amendment purposes. The more focused inquiry therefore must be turned to those circumstances that can subject an entity of essentially nongovernmental or private character to the requirements imposed by the First Amendment.
One test of such state action involves the presence of an interdependent or symbiotic relationship between the private entity and the state government. This standard was utilized in Burton v. Wilmington Parking Auth., 365 U.S. 715, 81 S.Ct. 856, 6 L.Ed.2d 45 (1961), in which the Supreme Court held that a privately-owned restaurant which leased premises in a government-owned and government-maintained parking garage was subject to the Equal Protection Clause of the Fourteenth Amendment; the restaurant thus could not refuse to serve blacks. The Court stressed that the parking facility was essentially a government building engaged in a governmental purpose and that the State and the restaurant mutually benefited from their “joint participation” in the operation. 365 U.S. 723-726, 81 S.Ct. at 860-862, 6 L.Ed.2d at 51-52.
Another basis for determining the existence of state action is the extent of direct governmental regulation of the private entity.
Both of these approaches for ascertaining state action have been followed in challenges to the actions of private colleges or universities as violative of First Amendment rights. Among the factors most often marshaled to show state action are that the institution received government funds, that the institution was performing a governmental function by providing education, that it was state-accredited or state-chartered or was otherwise highly regulated by the state, that the college derived economic benefit from tax exemptions, that it indirectly enforced governmental laws, or, in some instances, that the college had been built on formerly public lands. See, e. g., Blackburn v. Fisk
Nonetheless, this congeries of facts does not equate with state action on the part of Princeton University. See, e. g., Blackburn v. Fisk Univ., supra, 443 E.2d at 122 124. Princeton University is, indisputably, predominantly private, unregulated and autonomous in its character and functioning as an institution of higher education. The interface between the University and the State is not so extensive as to demonstrate a joint and mutual participation in higher education or to establish an interdependent or symbiotic relationship between the two in the field of education.
Moreover, the degree of State regulation does not evince a “close nexus” between the State and Princeton University’s policies, particularly with regard to the public’s access to the University campus and facilities and, even more particularly, with regard to either the distribution of political literature or other expressional activities on University property. Furthermore, the resort by Princeton University to the State’s trespass laws to protect its own rights of property does not, as suggested in the separate opinion of Justice Pashman, post at 573, constitute state action for First Amendment purposes. In the absence of a protectable First Amendment right in the individual, the property owner’s recourse to appropriate and otherwise neutral penal sanctions to protect its legitimate interests does not constitute action by the State nor clothe the property owner with a state identity for First Amendment purposes. See Bell v. Maryland, 378 U.S. 226, 327-333, 84 S.Ct. 1814, 1869 1872, 12 L.Ed.2d 822, 856-859 (1964) (Black, J., dissenting).
A company-owned town which possessed all of the characteristics of a municipality, providing full access to the public to all of its facilities including its shopping district, was held to be subject to the strictures of the First Amendment. Id. at 503, 508-509, 66 S.Ct. at 277, 280, 90 L.Ed. at 266-267, 270. In Amalgamated Food Employees Union Local 590 v. Logan Valley Plaza, Inc., 391 U.S. 308, 317, 88 S.Ct. 1601, 1608, 20 L.Ed.2d 603, 611 (1968), the Supreme Court found “striking” similarities between a company town, as described in Marsh v. Alabama, supra, and a privately-owned shopping mall. Specifically noting the common sidewalks and parking areas and the invitation to the public to use the property, the Court held that it was a violation of the First Amendment to apply a trespass statute to union members picketing a non-unionized supermarket located in the privately-owned shopping mall. Id. at 322-323, 88 S.Ct. at 1610-1611, 20 L.Ed.2d at 614-615; see T. Emerson, The System of Freedom of Expression 307 -310 (1970).
While the Supreme Court has now indicated that the Logan Valley decision has been overruled, it did not reject or disapprove of Lloyd Corp. v. Tanner, (although the continued utility of Lloyd has been questioned. See concurring opinion of Justice Schreiber, post at 579).
If the Lloyd approach were applied in the present case, it would be difficult to conclude under the circumstances disclosed
Were we to concentrate upon the other aspects of the Lloyd standard (notwithstanding their precedential diminution as a result of Hudgens), those focusing upon the scope of the public’s invitation and the nature of the expressional activities in relation to the use of private property, the applicability of the First Amendment is less clear. Arguably, there are a broad public invitation and wide use of University property that serve to encourage expressional rights and are conducive to the educational goals of Princeton University. (See discussion Infra at 564-566). Nevertheless, it must be recognized that the public uses and expressional activities that are permitted by the University are subordinate to its overall educational policies. In this sense, while the invitation to the public is broad, it is not truly “open-ended” or for “any and all purposes.” Lloyd Corp. v. Tanner, supra, 407 U.S. at 565, 92 S.Ct. at 227, 33 L.Ed.2d at 140. Therefore, although Princeton University’s raison d’etre is more consonant with free speech and assembly principles than a shopping center’s purposes might be, the attachment of First Amendment requirements to the University by virtue of the general public’s permitted access to its property would still be problematic.
If we were to examine whether Princeton University has in the pervasive and all-inclusive sense of Marsh v. Alabama,
In attempting to pull together these diverse strands of constitutional doctrine, it is apparent that First Amendment principles as applied to the owners of private property are still evolving. The precise question in this case has not been definitively resolved or even clearly foreshadowed by extant decisional authority. Furthermore, invoking First Amendment strictures against private property owners, as has been noted, necessarily engenders countervailing concerns for legitimate private property rights, e. g., PruneYard Shopping Center v. Robins, supra. In this case, the difficulty of the decisional task and the uncertainty of its solution posed by this consideration are further compounded because the private property is an educational institution. Such institutions, in addition to their own protectable private property interests, are committed to the achievement of
We are thus confronted with strong crosscurrents of policy that must be navigated with extreme care in reaching any satisfactory resolution of the competing constitutional values under the First Amendment in this case. These concerns persuade us to stay our hand in attempting to decide the question of whether the First Amendment applies to Princeton University in the context of the present appeal. Defendant, moreover, has presented compelling alternative grounds for relief founded upon the State Constitution, which we now reach.
Ill
Defendant asserts that under the State Constitution he is afforded protection of his expressional rights even if it is not clear that the First Amendment would serve to grant that protection. The United States Supreme Court has recently acknowledged in the most clear and unmistakable terms that a state’s organic and general law can independently furnish a basis for protecting individual rights of speech and assembly. PruneYard Shopping Center v. Robins, supra, 447 U.S. at 80-81, 100 S.Ct. at 2040, 64 L.Ed.2d at 752. The view that state constitutions exist as a cognate source of individual freedoms and that state constitutional guarantees of these rights may indeed surpass the guarantees of the federal Constitution has received frequent judicial expression. See, e. g., PruneYard Shopping Center v. Robins, supra, 447 U.S. 74, 78-81, 100 S.Ct. 2035, 2039-2040, 64 L.Ed.2d at 750, 752; id. at 91-92, 100 S.Ct. at 2046, 64 L.Ed.2d at 758 (Marshall, J., concurring); Oregon v. Hass, 420 U.S. 714, 719, 95 S.Ct. 1215, 1219, 43 L.Ed.2d 570, 575-576 (1975); Cooper v. California, 386 U.S. 58, 62, 87 S.Ct. 788, 791, 17 L.Ed.2d 730, 734 (1967); Armstrong v. Egeler,
On numerous occasions our own courts have recognized the New Jersey Constitution to be an alternative and independent source of individual rights. See, e. g., Smith v. Penta, 81 N.J. 65, 73-76 (1979); King v. South Jersey Nat’l Bank, 66 N.J. 161, 177 (1974); id. at 193-194 (Pashman, J., dissenting). Mr. Justice Brennan in his oft-cited piece in 90 Harv.L.Rev., supra, at 499 drew support for this proposition from State v. Johnson, 68 N.J. 349, 353 n.2 (1975), wherein Justice Sullivan had observed that although the New Jersey constitutional provision relating to searches and seizures was identical to the federal Fourth Amendment provisions, “ ‘we have the right to construe our State constitutional provision in accordance with what we conceive to be its plain meaning.’ ”
The guarantees of our State Constitution have been found to extend to a panoply of rights deemed to be most essential to both the quality of individual life and the preservation of personal liberty. See, e. g., Levine v. Institutions & Agencies Dept. of N. J., 84 N.J. 234, 244 -249, 258 (1980) (right to an education); id. at 273 (Pashman, J., dissenting); State v. Ercolano, 79 N.J. 25, 30, 34 (1979) (privacy based freedom from “unreasonable searches and seizures”); State v. Slockbower, 79 N.J. 1, 4 n.2 (1979) (same); State v. Tropea, 78 N.J. 309, 313, n.2 (1978) (double jeopardy and fundamental fairness); Peper v. Princeton Univ. Bd. of Trustees, 77 N.J. 55, 79 (1978) (equal protection); State v. Saunders, 75 N.J. 200, 216 217 (1977) (right of sexual privacy); id. at 224 -225 (Schreiber, J., concurring); In re Quinlan, 70 N.J. 10, 19, 40-41, 51 (1976), cert. den. sub nom. Garger v. New Jersey, 429 U.S. 922, 97 S.Ct. 319, 50 L.Ed.2d 289 (1976) (right of choice to terminate life support systems as aspect of right of privacy); State v. Johnson, supra, 68 N.J. at 353 (freedom from “unreasonable searches and seizures”); State v. Gregory, 66 N.J. 510, 513 514 (1975) (double jeopardy and
Most recently, this Court recognized through Chief Justice Wilentz that freedom of the press, intimately associated with individual expressional and associational rights, is strongly protected under the State Constitution (N.J.Const. (1947), Art. I, par. 6), state statutory enactments (e. g., N.J.S.A. 2A:84A 21 et seq. (“shield law”)), and state decisional law. See State v. Boiardo, 83 N.J. 350, 353 (1980) (Boiardo II); State v. Boiardo, 82 N.J. 446, 458 (1980) (Boiardo I); In re Farber, 78 N.J. 259, 286 287 (Pashman, J., dissenting). The United States Supreme Court itself has acknowledged that the First Amendment, which implicates this important freedom, does not accord to it the degree of protection that may be available through state law. Branzburg v. Hayes, 408 U.S. 665, 706, 92 S.Ct. 2646, 2669, 33 L.Ed.2d 626, 654 (1972); see also, e. g., Keene Publishing Corp. v. Cheshire County Superior Court, supra; Westchester Rockland Newspapers, Inc. v. Leggett, supra.
Every person may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that right. No law shall be passed to restrain or abridge the liberty of speech or of the press... . [NJ.Const. (1947), Art. I, par. 6.]
The people have the right freely to assemble together, to consult for the common good, to make known their opinions to their representatives, and to petition for redress of grievances. [NJ.Const. (1947), Art. I, par. 18.]
The constitutional pronouncements, more sweeping in scope than the language of the First Amendment,
Although our own courts have seldom been invited or required to view the New Jersey Constitution as a separate basis for delineating the scope of individual speech and assembly freedoms, the philosophy recognizing the importance of such rights has been frequently voiced. In a case decided last term dealing with such expressional rights in the context of municipal zoning restrictions, Justice Clifford observed as follows:
[PJolitical speech . . occupies a preferred position in our system of constitutionally-protected interests. [State v. Miller, 83 N.J. 402, 411 (1980).]
Where political speech is involved, our tradition insists that government “allow the widest room for discussion, the narrowest range for its restriction.” [M. at 412 (citation omitted).]
See Adams Theatre Co. v. Keenan, 12 N.J. 267, 277 (1953) (under the facts, there was a First Amendment violation in the denial of theatre license since “speech[, including the “performance of a play or show” (id. at 270),] is to be presumed to be protected speech and . . . the presumption is not the other way”); State v. Butterworth, 104 N.J.L. 579, 582 (E. & A. 1928) (in overturning the unlawful assembly convictions of striking workers, Court observed that “[t]hese constitutional mandates [the First Amendment and N.J.Const. (1844), Art. I, par. 18], being in favor of the liberty of the people, must be given the most liberal and comprehensive construction”).
Our courts have also on occasion observed that the State Constitution serves only to limit the sovereign power which inheres directly in the people and indirectly in their elected representatives. Smith v. Penta, supra, 81 N.J. at 74; Gangemi v. Berry, 25 N.J. 1, 8 9 (1957). Hence, the explicit affirmation of these fundamental rights in our Constitution can be seen as a guarantee of those rights and not as a restriction upon them. See 16A Am.Jur.2A, Constitutional Law, § 439 at 208 (1979). It has been recognized that the State Constitution, as a wellspring of individual rights and liberties, may be directly enforceable, its protections not dependent even upon implementing legislation. Peper v. Princeton Univ. Bd. of Trustees, supra, 77 N.J. at 76-77. “Just as the Legislature cannot abridge constitutional
Finally, the rights of speech and assembly guaranteed by the State Constitution are protectable not only against governmental or public bodies, but under some circumstances against private persons as well. It has been noted that in our interpretation of fundamental State constitutional rights, there are no constraints arising out of principles of federalism.
It is also clear that while state constitutions may be distinct repositories of fundamental rights independent of the federal Constitution, there nonetheless exist meaningful parallels between the federal Constitution and state constitutions, especially in the areas where constitutional values are shared, such as speech and assembly. Indicative of such mutuality, our State Constitution not only affirmatively guarantees to individuals the rights of speech and assembly, but also expressly prohibits government itself, in a manner analogous to the federal First and Fourteenth Amendments, from unlawfully restraining or abridging “the liberty of speech.” N.J.Const. (1947), Art. I, par. 6.
We conclude, therefore, that the State Constitution furnishes to individuals the complementary freedoms of speech and assembly and protects the reasonable exercise of those rights. These guarantees extend directly to governmental entities as well as to persons exercising governmental powers. They are also available against unreasonably restrictive or oppressive conduct on the part of private entities that have otherwise assumed a constitutional obligation not to abridge the individual exercise of such freedoms because of the public use of their property. The State Constitution in this fashion serves to thwart inhibitory actions which unreasonably frustrate, infringe, or obstruct the expressional and associational rights of individuals exercised under Article I, paragraphs 6 and 18 thereof.
Against this constitutional backdrop must be addressed the question of whether the State Constitution’s guarantees of speech and assembly under Article I, paragraphs 6 and 18 apply to the distribution of political materials by defendant Schmid upon the Princeton University campus on April 5, 1978. This question brings us to the heart of the problem-the need to balance within a constitutional framework legitimate interests in private property with individual freedoms of speech and assembly.
There is a parallel under our State Constitution. The state constitutional equipoise between expressional rights and property rights must be similarly gauged on a scale measuring the nature and extent of the public’s use of such property. Thus, even as against the exercise of important rights of speech, assembly, petition and the like, private property itself remains protected under due process standards from untoward interference with or confiscatory restrictions upon its reasonable use. Robins v. PruneYard Shopping Center, supra, 23 Cal.3d at 910-911, 592 P.2d at 347-348, 153 Cal.Rptr. at 860 861; see King v. South Jersey Nat’l Bank, supra, 66 N.J. at 175. The constitutional protection of private property against undue interference or “taking” is secured by our own Constitution. NJ.Const. (1947), Art. I, pars. 1 and 20.
On the other hand, it is also clear that private property may be subjected by the state, within constitutional bounds, to reasonable restrictions upon its use in order to serve the public welfare. See, e. g., Vasquez v. Glassboro Service Ass’n, 83 N.J. 86, 100-101 (1980); Garrow v. Elizabeth General Hosp. & Dispensary, 79 N.J. 549, 560 561 (1979); Doe v. Bridgeton Hosp. Ass’n, 71 N.J. 478, 487 488 (1976), cert. den., 433 U.S. 914, 97
[i]t is, of course, well-established that a State in the exercise of its police power may adopt reasonable restrictions on private property so long as the restrictions do not amount to a taking without just compensation. . .. [PruneYard Shopping Center v. Robins, supra, 447 U.S. at 81, 100 S.Ct. at 2040-2041, 64 L.Ed. 2d at 752.J
The California Supreme Court, in the same case, found that such restrictions upon private property could properly be imposed in order to protect the rights of free speech and petition, viz:
To protect free speech and petitioning is a goal that surely matches the protecting of health and safety, the environment, aesthetics, property values and other societal goals that have been held to justify reasonable restrictions on private property rights, [Robins v. PruneYard Shopping Center, supra, 23 Cal.3d at 908, 592 P.2d at 346, 153 Cal.Rptr. at 859.]
We are thus constrained to achieve the optimal balance between the protections to be accorded private property and those to be given to expressional freedoms exercised upon such property. In seeking this optimum, we can derive some guidance from certain of the Supreme Court cases, such as Marsh v. Alabama, supra; Lloyd Corp. v. Tanner, supra, and PruneYard Shopping Center v. Robins, supra, which recognize generally that the more private property is devoted to public use, the more it must accommodate the rights which inhere in individual members of the general public who use that property. Since it is our State Constitution which we are here expounding, it is also fitting that we look to our own strong traditions which prize the exercise of individual rights and stress the societal obligations that are concomitant to a public enjoyment of private property. See Vasquez v. Glassboro Service Ass’n, supra,
Accordingly, we now hold that under the State Constitution, the test to be applied to ascertain the parameters of the rights of speech and assembly upon privately -owned property and the extent to which such property reasonably can be restricted to accommodate these rights involves several elements. This standard must take into account (1) the nature, purposes, and primary use of such private property, generally, its “normal” use, (2) the extent and nature of the public’s invitation to use that property, and (3) the purpose of the expressional activity undertaken upon such property in relation to both the private and public use of the property. This is a multi -faceted test which must be applied to ascertain whether in a given case owners of private property may be required to permit, subject to suitable restrictions, the reasonable exercise by individuals of the constitutional freedoms of speech and assembly.
Even when an owner of private property is constitutionally obligated under such a standard to honor speech and assembly rights of others, private property rights themselves must nonetheless be protected. The owner of such private property, therefore, is entitled to fashion reasonable rules to control the mode, opportunity and site for the individual exercise of expressional rights upon his property. It is at this level of analysis—assessing the reasonableness of such restrictions—that weight may be given to whether there exist convenient and feasible alternative means to individuals to engage in substantially the same expressional activity. While the presence of such alternatives will not eliminate the constitutional duty, it may lighten the obligations upon the private property owner to accommodate the expressional rights of others and may also serve to condition the content of any regulations governing the time, place, and manner for the exercise of such expressional rights.
Taken together, these are the relevant considerations which must be brought to bear in order to reach an ultimate determi
IV
The application of the appropriate standard in this case must commence with an examination of the primary use of the private property, namely, the campus and facilities of Princeton University. Princeton University itself has furnished the answer to this inquiry in expansively expressing its overriding educational goals, viz:
The central purposes of a University are the pursuit of truth, the discovery of new knowledge through scholarship and research, the teaching and general development of students, and the transmission of knowledge and learning to society at large. Free inquiry and free expression within the academic community are indispensable to the achievement of these goals. The freedom to teach and to learn depends upon the creation of appropriate conditions and opportunities on the campus as a whole as well as in classrooms and lecture halls. All members of the academic community share the responsibility for securing and sustaining the general conditions conducive to this freedom.
Free Speech and peaceable assembly are basic requirements of the University as a center for free inquiry and the search for knowledge and insight. . . . [University Regulations, supra (1975 as amended 1976).]
No one questions that Princeton University has honored this grand ideal and has in fact dedicated its facilities and property to achieve the educational goals expounded in this compelling statement.
In examining next the extent and nature of a public invitation to use its property, we note that a public presence within Princeton University is entirely consonant with the University’s expressed educational mission. Princeton University, as a private institution of higher education, clearly seeks to encourage both a wide and continuous exchange of opinions and ideas and to foster a policy of openness and freedom with respect to the use of its facilities. The commitment of its property, facilities, and resources to educational purposes contemplates substantial
The further question is whether the expressional activities undertaken by the defendant in this case are discordant in any sense with both the private and public uses of the campus and facilities of the University. There is nothing in the record to suggest that Schmid was evicted because the purpose of his activities, distributing political literature, offended the University’s educational policies. The reasonable and normal inference thus to be extracted from the record in the instant case is that defendant’s attempt to disseminate political material was not incompatible with either Princeton University’s professed educational goals or the University’s overall use of its property for educational purposes.
Without necessarily endorsing any of the foregoing conclusions, the University nevertheless contends that its solicitation regulation was properly invoked against Schmid in this case because it requires that there be a specific invitation from on-campus organizations or students and a specific official authorization before an individual may enter upon University premises even for the purpose of exercising constitutional rights of speech and assembly. It points out that Schmid failed to obtain such permission. The University stresses the necessity for and reasonableness of such a regulation.
In addressing this argument, we must give substantial deference to the importance of institutional integrity and independence. Private educational institutions perform an essential social function and have a fundamental responsibility to assure the academic and general well being of their communities of students, teachers and related personnel. At a minimum, these needs, implicating academic freedom and development, justify an educational institution in controlling those who seek to enter its domain. The singular need to achieve essential educational goals and regulate activities that impact upon these efforts has
In this case, however, the University regulations that were applied to Schmid (in contrast to those subsequently adopted, supra at 539-541 n.2) contained no standards, aside from the requirement for invitation and permission, for governing the actual exercise of expressional freedom. Indeed, there were no standards extant regulating the granting or withholding of such authorization, nor did the regulations deal adequately with the time, place, or manner for individuals to exercise their rights of speech and assembly. Regulations thus devoid of reasonable standards designed to protect both the legitimate interests of the University as an institution of higher education and the individual exercise of expressional freedom cannot constitutionally be invoked to prohibit the otherwise noninjurious and reasonable exercise of such freedoms. Cf. Tinker v. Des Moines Indep. Community School Dist., supra, 393 U.S. at 513, 89 S.Ct. at 740, 21 L.Ed.2d at 741 (exercise of right of free speech on public school grounds must not interfere with educational mission of the institution); Cox v. Louisiana, 379 U.S. 536, 556 558,
We are mindful that Princeton University’s regulatory policies governing the time, place, and manner for the exercise of constitutionally-protected speech and associational rights have been modified substantially since the events surrounding Schmid’s arrest and now more fully and adequately define the nature of these restrictions. As we have indicated, the content of such regulations, recognizing and controlling the right to engage in expressional activities, may be molded by the availability of alternative means of communication. Supra at 563-564. These current amended regulations exemplify the approaches open to private educational entities seeking to protect their institutional integrity while at the same time recognizing individual rights of speech and assembly and accommodating the public whose presence nurtures academic inquiry and growth.
Accordingly, for the reasons set forth, the judgment below is reversed.
Another Labor Party member, Stephen Komm, was assisting Schmid in the on-campus distribution and sale of materials. Komm also was arrested for trespass, but the charges against him were dismissed in municipal court.
The revised regulations now read in pertinent part as follows:
REGULATIONS GOVERNING SOLICITATION (INCLUDING COMMERCIAL SALES, FUNDRAISING, AND DISTRIBUTION OF LITERATURE) BY OFF-CAMPUS INDIVIDUALS OR ORGANIZATIONS
No individual or organization may distribute literature, advertise, or otherwise solicit customers, seek donations, or make sales on campus without the express authorization of the Office of the Dean of Student Affairs.
COMMERCIAL SALES. The Office of the Dean of Student Affairs may grant permission for solicitations and sales by off-campus business concerns only when specifically requested to do so by a recognized University students [sic], faculty, or employee organization. Such permission,
CHARITABLE, POLITICAL, OR RELIGIOUS SOLICITATION.
As a general rule, representatives of off-campus political, religious, and charitable groups will not be permitted to solicit on campus. However, individuals acting on behalf of candidates for public office or of bona fide political or religious organizations may obtain permission to sell or distribute their political or religious literature under the following guidelines:
1 Non-members of the University community who are acting on behalf of candidates for public office or of bona fide political or religious organizations, and who wish to seek permission to distribute and/or sell political and religious literature on the campus should apply to the Office of the Dean of Student Affairs between the hours of 9:00 a. m. and 5:00 p. m. Monday through Friday.
2 In choosing among the six sites where political and religious literature may be sold or distributed which were recommended by the Council of the Princeton University Community preference will be given to three locations: the area adjacent to the Student Center (on the Library side), the area surrounding Alexander Hall, and the area around the University Store.
3 Permission for the sale or distribution of political and religious literature may be granted only for the hours between 9:00 a. m. and 5:00 p. m. seven days a week.
4 The number of persons who, at any one time, will be permitted to sell or distribute literature for any particular candidate or group is limited to one or two at any given location, and to five or six on the campus as a whole.
5 The number of occasions on which candidates or groups will be permitted to sell or distribute literature will be limited normally to six visits during a given month. In special situations, such as an approaching election, more frequent visits may be permitted.
6 The total number of people distributing or selling literature at any one location on campus will be limited. When several groups wish to distribute literature at a particular location, in accordance with general University policy, preference in use of campus facilities will be given to members of the University community. In acting on requests from members of outside political or religious groups and representatives of candidates, individuals who are sponsored by members of the University community will be preferred.
7 Harassment of members of the University community by those selling or distributing literature, or sale or distribution outside of the hours or locations for which permission has been granted, will be cause for the immediate revocation of permission for the sale or distribution of literature by those involved.
8 Decisions regarding requests under these guidelines will need to take into account both any special circumstances that may relate to University activities and the burden that permission to sell or distribute political or religious literature may place on the University’s security forces and administrative staffs.
*541 [University Regulations as passed by the Council of the Princeton University Community, May 1975, as amended 1979.]
That statute provided in pertinent part that
[a]ny person who trespasses on any lands .. . after being forbidden so to trespass by the owner, occupant, lessee or licensee thereof, or after public notice on the part of the owner, occupant, lessee or licensee forbidding such trespassing, which notice has been conspicuously posted adjacent to a usual entry way thereto, is a disorderly person and shall be punished by a fine of not more than $50. [N.J.S.A. 2A: 170-31.]
The offense covered by that statute, repealed by L. 1978, c. 95, § 2C:98-2 (effective September 1, 1979), is now contained in the New Jersey Code of Criminal Justice as N.J.S.A. 2C:18-3 (L. 1978, c. 95, § 2C:18-3, effective September 1, 1979). The correct statute to be applied here, of course, is N.J.S.A. 2A: 170-31, which was in effect at the time of the alleged offense. See N.J.S.A. 2C:l-l(b).
There appears to be some confusion as to whether this second basis for state action has totally supplanted the earlier Burton symbiotic relationship test. Some courts, in light of Jackson v. Metropolitan Edison, 419 U.S. 345, 95 S.Ct. 449, 42 L.Ed.2d 477 (1974), appear to have adopted the view that the
These cases, evincing the difficulty of positing “state action” to private educational institutions under the First Amendment, generally have dealt with the internal affairs of the particular institutions, such as faculty employment and student discipline, and not with the conduct of members of the general public vis-a-vis the institutions, as here. It may be that such a distinction would, in an appropriate case, warrant a different and less rigorous standard as to what constitutes “state action" for First Amendment purposes.
In such cases, where the rights of the general public are at stake, the importance attached to the free exercise of First Amendment rights could be a potent counterpoise against the need for a private university to retain control of its own internal affairs. See Weise v. Syracuse University, 522 F.2d 397, 406 (2 Cir. 1975) (“a consideration of whether there is state action necessarily entails a balancing process”). Cf., e. g., Williams v. Howard Univ., 528 F.2d 658, 660 (D.C. Cir. 1976), cert. den., 429 U.S. 850, 97 S.Ct. 138, 50 L.Ed.2d 123 (1976); Spark v. Catholic Univ. of America, 510 F.2d*547 1277, 1281-1282 (D.C. Cir. 1975) (per curiam); Jackson v. Statler Foundation, 496 F.2d 623, 629 (2 Cir. 1974), cert. den., 420 U.S. 927, 95 S.Ct. 1124, 43 L.Ed.2d 397 (1975) (These eases indicate that when racial discrimination has been assertedly practiced by a private entity contrary to the Equal Protection Clause of the Fourteenth Amendment, a less exacting test is appropriate for determining the presence of “state action.”). The balancing of the interests of the public in expressional freedoms and the importance of the autonomy and independence of private educational institutions is addressed later in our opinion. See discussion infra at 566-567.
Additionally, the differences between public and private educational institutions may, in many situations, be negligible. See McKay, “The Student As Private Citizen,” 45 Denver L.J. 558, 560 (1968). In such cases, the same First Amendment protections might conceivably be required. Cf. Marsh v. Alabama, 326 U.S. 501, 66 S.Ct. 276, 90 L.Ed. 265 (1946) (private company town subject to First Amendment where performing same functions as municipality). Given the importance attached to higher education and the significant social contributions of private educational institutions, a wide disparity between the nature and scope of permitted speech at private universities and that which must be allowed at public universities would seem anomalous and undesirable. In light of the decision reached in this case, however, we need do no more than note here these added lines of analysis.
To the extent Shelley v. Kraemer, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161 (1948) might assertedly support the notion that the invocation of state authority which in and of itself effectuates racial discrimination constitutes state action under the Fourteenth Amendment, it has been noted that several cases have recognized the existence of a double “state action” standard, /. e., “a less onerous test for cases involving racial discrimination, and a more rigorous standard for other claims.” Jackson v. Statler Foundation, 496 F.2d 623 (2 Cir. 1974). See also, e. g., Greenya v. George Washington Univ., 512 F.
This recent upsurge in cases demonstrating the increasing willingness of state courts to rest their decisions upon state constitutions as “adequate and independent state grounds,” Herb v. Pitcairn, 324 U.S. 117, 125, 65 S.Ct. 459, 463, 89 L.Ed. 789, 794 (1945), has been characterized as a “‘phoenix-like resurrection of federalism.’ ” Howard, “The Supreme Court and Federalism,” in The Courts: The Pendulum of Federalism 49, 72 (Roscoe Pound-American Trial Lawyers Foundation 1979) (quoting Address by Justice Mosk, Bicentennial Conference, New York University School of Law, April 28, 1976); see also Mosk, “The New States’ Rights," 10 Cal.L.Enforcement 81, 82 (1976).
Even if the language of the state constitutional and federal constitutional provisions were identical, this Court could give differing interpretations to the provisions. This option was noted by Justice Sullivan in State v. Johnson, 68 N.J. 349, 353 (1975). As Justice Mosk of the California Supreme Court has observed, “[i]t is a fiction too long accepted that provisions in state constitutions textually identical to the Bill of Rights were intended to mirror their federal counterpart. The lesson of history is otherwise: the Bill of Rights was based upon the corresponding provisions of the first state constitutions, rather than the reverse.” People v. Brisendine, 13 Cal.3d 528, 550, 531 P.2d 1099, 1113, 119 Cal.Rptr. 315, 329 (Sup.Ct. 1975); see Note, “Expanding State Constitutional Protections and the New Silver Platter: After They’ve Shut the Door, Can They Bar the Window?”, 8 Loyola U.L.J. 186, 192 (1976); see also Z. Chafee, Free Speech in the United States 5-6 (1941).
This point was expressed in dissent by Justice Pashman who stated that “one of the most important functions performed by state constitutional bills of rights which is not performed by the federal constitution is the protection of citizens against private oppression as well as oppression by the state.” King v. South Jersey Nat’l Bank, 66 N.J. 161, 193 (1974) (Pashman, J., dissenting) (citations omitted).
Princeton University in its regulations has dealt extensively with “[(Community use of University resources.” Public participation in activities involving the use of University facilities may be by explicit invitation relating to “activities ... [which] are an integral part of the University’s function as an educational institution,” by “implicit invitation” as to its grounds and walkways “generally available to the public,” by “participation in University-sponsored or sanctioned programs,” or by “private invitation” if no other form of invitation is applicable. University Regulations, supra note 2 (1975, as amended 1976).
Supportive of this conclusion is the following excerpt from Princeton University President William G. Bowen in “The Role of the University as an Institution in Confronting External Issues” (January 6, 1978):
Central to the philosophy of education is the proposition that the University has a responsibility to expose students and faculty members to a wide variety of views on controversial questions....
Put simply, the University’s ability to carry out its basic educational mission requires an environment conducive to the maximum possible freedom of thought and expression for each individual student and faculty member. We are not talking here about something that is merely desirable; we are talking about something that is essential. In this crucial respect, the University has a special role in the society-a special responsi*566 bility for creating a milieu in which every individual, whether the steadiest proponent of the majority viewpoint or the loneliest dissenter, is encouraged to think independently.
As noted by Professor Emerson, “freedom of expression is [both] an essential process for advancing knowledge and discovering truth” and “a method of achieving a more adaptable and hence a more stable community, of maintaining the precarious balance between healthy cleavage and necessary consensus.” T. Emerson, The System of Freedom of Expression 6, 7 (1970).
The public’s right to exercise its freedom of speech does not mandate unrestricted access to university facilities. Even with respect to public property, the public’s use of that property for First Amendment activity may be restricted, if not actually prohibited. See, e. g., Adderley v. Florida, 385 U.S. 39, 47, 87 S.Ct. 242, 247, 17 L.Ed.2d 149, 155-156 (1966) (public may be prohibited from demonstrating on the grounds of county jail); American Future Systems, Inc. v. Pennsylvania State Univ., 618 F.2d 252, 255 (3 Cir. 1980) (state university regulation forbidding sales demonstrations and solicitation in university-owned and operated residence halls is constitutional); Wolin v. Port of New York Auth., 392 F.2d 83, 94 (2 Cir. 1968), cert. den., 393 U.S. 940, 89 S.Ct. 290, 21 L.Ed.2d 275 (1968) (regulations may limit public’s use of public property for expressional activity to ensure that that activity does not interfere with the use to which the property is dedicated).
Concurring in Part
concurring and dissenting in part.
I concur in the judgment of the Court and in Parts I, III, IV and V of Justice Handler’s opinion for the majority. I do not, however, share the majority’s views in Part II of the opinion, which discusses and all but decides whether defendant’s conviction for criminal trespass was in violation of the First and Fourteenth Amendments of the United States Constitution. The Court’s ruling that the conviction was contrary to Article I, paragraphs 6 and 18 of the New Jersey Constitution renders discussion of the First Amendment unnecessary. Because the majority has nevertheless seen fit to examine in detail the questions arising under the federal Constitution, see ante at 542-553,1 find the following observations warranted.
The three “shopping center cases” decided by the United States Supreme Court, Hudgens v. N. L. R. B., 424 U.S. 507, 96 S.Ct. 1029, 47 L.Ed.2d 196 (1976); Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S.Ct. 2219, 33 L.Ed.2d 131 (1972); Food Employees Local 590 v. Logan Valley Plaza, Inc., 391 U.S. 308, 88 S.Ct. 1601, 20 L.Ed.2d 603 (1968); see also PruneYard Shopping Center v. Robins, 447 U.S. 74, 100 S.Ct. 2035, 64 L.Ed.2d 741 (1980), and their intellectual predecessor, Marsh v. Alabama, 326 U.S. 501, 66 S.Ct. 276, 90 L.Ed. 265 (1946), might appear upon first examination to establish an alternative means of satisfying the Fourteenth Amendment’s requirement of “state action.” Indeed, in the Supreme Court’s most recent discussion of the concept of “state action,” Flagg Bros., Inc. v. Brooks, 436 U.S. 149, 98 S.Ct. 1729, 56 L.Ed.2d 185 (1978), the Court described these earlier decisions as “[a] second line of cases under the
This view is confirmed by examining the four cases involving First Amendment protection of expressive activity on private property. In the earliest decision, Marsh v. Alabama, supra, Justice Black summarized the Court’s reversal of a conviction for criminal trespass upon a privately owned “company town” as follows:
In our view the circumstance that the property rights to the premises where the deprivation of liberty, here involved, took place, were held by others than the public, is not sufficient to justify the State’s permitting a corporation to govern a community of citizens so as to restrict their fundamental liberties and the enforcement of such restraint by the application of a state statute, fn so far as the State has attempted to impose criminal punishment on appellant for undertaking to distribute religious literature in a company town, its action cannot stand. [326 U.S. at 509, 66 S.Ct. at 280 (emphasis added)]
While Marsh emphasized the assumption of traditional governmental functions by the owners of the “company town,” the Court’s holding also focused on the government’s direct enforcement of the town’s restrictive practices by the imposition of
These two themes-the presence of direct governmental involvement in the enforcement of private property rights and the balancing of property and First Amendment rights also run through the three “shopping center cases.” In Logan Valley, supra, the Court described the question presented as “whether Pennsylvania’s generally valid rules against trespass to private property can be applied in these circumstances to bar petitioners from the [shopping center] premises.” Logan Valley, supra, 391 U.S. at 315, 88 S.Ct. at 1606. The Court answered in the negative and recognized a constitutional right to engage in expressive activity on private property. Id. at 325, 88 S.Ct. at 1612. None of the dissenting members of the Court-including Justice Black, the author of Marsh objected to the result in Logan Valley because of an asserted absence of “state action.” See id. at 327-333, 88 S.Ct. at 1613 (Black, J., dissenting); id. at 333-337 (Harlan, J., dissenting); id. at 337 340, 88 S.Ct. at 1618 (White, J., dissenting).
Four years later in Lloyd Corp., supra, when the Court “substantially repudiated the rationale of Logan Valley,” PruneYard Shopping Center, supra, 447 U.S. at 81, 100 S.Ct. at 2040, 64 L.Ed.2d at 751, the reason was not the absence of “state action.” The Court in Lloyd Corp. considered whether the protection of free expression in a shopping center that was unrelated to the center’s operations “violates rights of private property protected by the Fifth and Fourteenth Amendments.” Lloyd Corp., supra, 407 U.S. at 553, 92 S.Ct. at 2221. The Court recognized the importance of the “state action” requirement under the First and Fourteenth Amendments. See id. at 567, 92 S.Ct. at 2228. Although it did not address whether the provision of remedies under the trespass laws, which both Logan Valley and Marsh cited, met that requirement, the Court noted a pronouncement
[T]he State may not delegate the power, through the use of its trespass laws, wholly to exclude those members of the public wishing to exercise their First Amendment rights on the premises in a manner and for a purpose generally consonant with the use to which the property is actually put. [Id. at 560, 92 S.Ct. at 2224 (quoting Logan Valley, supra, 391 U.S. at 319 320, 88 S.Ct. at 1608) (emphasis added)]
Without challenging the soundness of this observation, the Court in Lloyd Corp. held “that there ha[d] been no such dedication of Lloyd’s privately owned and operated shopping center to public use as to entitle [the] exercise therein [of] the asserted First Amendment rights.” Lloyd Corp., supra, 407 U.S. at 570, 92 S.Ct. at 2229. The majority reached this conclusion after balancing the rights in question:
It would be an unwarranted infringement of property rights to require them to yield to the exercise of First Amendment rights under circumstances where adequate alternative avenues of communication exist. Such an accommodation would diminish property rights without significantly enhancing the asserted right of free speech. [Id. at 567, 92 S.Ct. at 2228]
Unlike in Logan Valley, therefore, enforcement of property rights imposed no significant burdens on First Amendment rights.
The conflict between Lloyd Corp. and Logan Valley was resolved by the Court in Hudgens v. N. L. R. B., supra, the third of the “shopping center cases.” In contending that “the rationale of Logan Valley did not survive the Court’s decision in the Lloyd case,” Hudgens, supra, 424 U.S. at 518, 96 S.Ct. at 1035, the Court observed generally that the Constitution did not provide protection or redress “against a private corporation or person who seeks to abridge the free expression of others * Id. at 513, 96 S.Ct. at 1033. Marsh v. Alabama, supra, was an exception to this principle. Id. The Hudgens Court found the exception was grounded in the absence of any meaningful distinction between the functions of a company town and a conventional municipality. Id. at 514, 96 S.Ct. at 1033. The Court did not discuss the significance of the State’s use of the trespass laws to enforce the company town’s restrictions on speech. However, what is equally important for present purposes is that the Court in Hudgens did not reject the function of
It thus appears that in the development of First Amendment doctrine from Marsh through Hudgens, the Supreme Court was principally concerned with the reach of substantive constitutional protection for expressive activity, and not with the limits of the “state action” doctrine. Consistent with the approach of these decisions, I would be inclined to rule that the definition of common-law property rights, and their enforcement against defendant through criminal trespass laws, constitute state action. See New York Times Co. v. Sullivan, 376 U.S. 254, 265, 84 S.Ct. 710, 718, 11 L.Ed.2d 686 (1964); Shelley v. Kraemer, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161 (1948); King v. South Jersey Nat’l Bank, 66 N.J. 161, 180-203, 330 A.2d 1 (1974) (Pashman, J., dissenting).
Of course, the presence of state action does not itself spell out a violation of First Amendment rights; it is merely the premise for substantive constitutional inquiry. Because Logan Valley, Lloyd Corp. and Hudgens focus on the federal Constitution’s safeguard of free speech against judicial enforcement of private property rights, the First Amendment issue before us is not whether Princeton University is a “company town,” see Marsh v. Alabama, supra. Looking instead to Lloyd Corp. as the guiding precedent, we would consider whether the value of the university’s property rights outweighs the harm to defendant’s expressive rights. The crucial factor in this inquiry is whether there has been “such dedication of” Princeton University “to public use as to entitle [the] exercise therein [of] First Amendment rights,” Lloyd Corp., supra, 407 U.S. at 570, 92 S.Ct. at 2229. The non-profit, educational, and indeed public purposes of the university would then assume special relevance.
Furthermore, I would accord less significance to the presence of an adequate alternative forum than does the majority. It is true that in Lloyd Corp. the Court distinguished the facts before it from those in Logan Valley on two grounds: that the expressive activity was unrelated to the operations of the shopping center, see Lloyd Corp., supra, 407 U.S. at 564 565, 92 S.Ct. at
As I have said, there is no need to resolve this issue -or to discuss it gratuitously-for we have decided that defendant’s conviction for trespass offends the State Constitution. I feel compelled to write only because the majority has expressed what I believe is a restrictive view of the first guarantee in our Bill of Rights. Certainly, the contrast between that view and the Court’s State constitutional ruling is difficult to explain. Since I believe the contrast is as unjustified as it is unnecessary, I do not join in Part II of the majority’s opinion. I concur, however, in both the judgment of the Court and the balance of my Brother Handler’s opinion.
Reference
- Full Case Name
- State of New Jersey, Plaintiff-Respondent, v. Chris Schmid, Defendant-Appellant
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- 205 cases
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- Published