State v. Byrom
State v. Byrom
Opinion
{1} The State appeals from the district court's order granting Defendant Larry Byrom's motion to suppress evidence discovered in Defendant's vehicle during a warrantless search by a police officer. The district court suppressed the evidence on the ground that the community caretaker exception to the Fourth Amendment's warrant requirement of the United States and the New Mexico Constitution was not applicable because (1) Defendant was not arrested before the officer decided to impound and inventory Defendant's vehicle, and (2) there was no evidence that the parking lot where Defendant's vehicle was located posed particular safety concerns or subjected the vehicle to the risk of theft or vandalism. We reverse the district court's decision to suppress the evidence because the applicability of the community caretaker exception does not depend on the existence of an arrest or on the presentation of evidence specifically showing unsafe conditions or the potential for loss or damage.
BACKGROUND
{2} The facts are taken from the testimony at the suppression hearing held on June 11, 2015, unless otherwise noted. New Mexico State Police Sergeant James R. Foreman responded to a call from dispatch on February 2, 2015 around 3:30 p.m. concerning a man "slumped over the steering wheel" of his vehicle in the parking lot of Dino's Mini-Mart in Farmington, New Mexico. The call was an "EMS assist"-when emergency medical services are requested, law enforcement officials often assist for safety purposes. Sergeant Foreman arrived before the medics and found the vehicle properly parked in a parking space in front of the store. Sergeant Foreman approached the vehicle from the driver's side. The window was rolled down, and he observed the driver (Defendant) "slumped over." Sergeant Foreman said he was unable to determine "if he was sleeping, passed out, ... unconscious." Defendant "was sitting there in an unresponsive state." Sergeant Foreman reached into the vehicle through the window and "shook" Defendant. Defendant then sat up, put his hands to his face, and said "I can't see. My eyes are on fire." Sergeant Foreman said that he was not sure what to do next but that he knew emergency medical services were on the way, so he told Defendant to remain seated and wait for the medics to arrive. Sergeant Foreman then asked Defendant if he had taken narcotics, "because it's standard questioning to find out what type of medical services a person needs when [law enforcement] make[s] contact with them." Defendant answered negatively, and Sergeant Foreman asked to see Defendant's eyes. Sergeant Foreman said that Defendant's eyes were "pin-pointed" and that he "didn't do much 'til the medics got there" in order to "let them do their evaluation."
{3} Medics arrived a few minutes later, and, according to the district court's findings of fact, "[Sergeant] Foreman decided, in conjunction with the advice of the EMTs on the scene," that Defendant should be taken to the emergency room. While escorting Defendant from his vehicle to an ambulance, Sergeant Foreman told Defendant, "You go to the ER with the medics. I will take care of your vehicle, then I will meet you at the ER." The district court found that "Defendant can be heard to respond 'Okay' and then say something which is inaudible." Defendant did not instruct Sergeant Foreman about how to care for his vehicle, which turned out to be rented, and Sergeant Foreman noted that Defendant appeared to be alone, without anyone accompanying him. Sergeant Foreman then decided to have the vehicle towed because, according to his testimony, police policy required that he do so. Sergeant Foreman added that he was not allowed to simply lock the car and leave the rented vehicle in the parking lot when no other person was present to take possession of it. He testified that police policies require officers conducting inventory searches of vehicles to complete a tow authorization form listing all items worth more than $25. Sergeant Foreman further testified that the reason he decided to have the vehicle towed was "for the protection of myself and for the person who was responsible for the vehicle ... we do it to protect ourselves from anyone saying that ... there was $500 in that purse and now there's not."
{4} Prior to the arrival of the tow truck, Sergeant Foreman inventoried the vehicle and its contents. Sergeant Foreman found a closed backpack in the backseat and, upon opening it, discovered drugs and drug paraphernalia. Defendant was discharged from the hospital later the same day and was then arrested as a result of an arrest warrant based upon the drugs Sergeant Foreman discovered in Defendant's vehicle.
{5} Defendant was charged with trafficking a controlled substance, contrary to NMSA 1978, Section 30-31-20 (2006), and distribution of marijuana, contrary to NMSA 1978, Section 30-31-22(A)(1)(a) (2011). Defendant moved to suppress all of the items seized during the course of Sergeant Foreman's inventory search of Defendant's vehicle, challenging Sergeant Foreman's authority to impound Defendant's vehicle. Defendant argued that an officer has statutory authority to tow a vehicle if: (1) the vehicle was involved in an accident; (2) the vehicle is evidence of a criminal offense; or (3) the vehicle was abandoned on or adjacent to a roadway. Defendant also argued that none of the exceptions to the Fourth Amendment's warrant requirement applied: Sergeant Foreman did not arrest Defendant, so the search cannot be justified as a search incident to arrest; there existed no exigencies requiring Sergeant Foreman to search the vehicle in order to preserve a life or prevent serious damage to property; Defendant did not consent to the search; and nothing in plain view in the vehicle gave rise to Sergeant Foreman's perceived need to search the vehicle.
{6} In response to the motion, the State argued that the warrantless search of Defendant's vehicle was reasonable under the community caretaker exception, citing two New Mexico cases-
State v. Shaw
,
{7} The district court entered a written order granting Defendant's motion to suppress. In the order, the district court stated that Sergeant Foreman did not lawfully acquire custody and control of the vehicle prior to conducting the inventory search. The court noted, "[t]aking custody and control of a person's vehicle is not automatic in all circumstances where the officer is responsible for separating a person from his or her vehicle." The district court concluded that absent an arrest, the inventory search was improper. Furthermore, without evidence showing that leaving the vehicle in the parking lot subjects it to specific safety concerns, "[t]he community caretaking doctrine also does not, in this case, make the warrantless seizure of ... Defendant's car lawful under the Fourth Amendment."
{8} The State timely appealed. The State argues that Sergeant Foreman acted as a community caretaker by responding to the call from dispatch and that his subsequent decision to impound the vehicle was justified by the impoundment and inventory doctrine of the community caretaker exception. Defendant maintains that the emergency aid doctrine of the community caretaker exception applies and does not justify Sergeant Foreman's decision to impound and inventory Defendant's vehicle. We begin with a review of the community caretaker exception to the Fourth Amendment and the doctrines it encompasses-the emergency aid doctrine, the impoundment and inventory doctrine, and the public servant doctrine. We detail the differing tests of the two doctrines at issue, determine the doctrine under which the facts of the present case must be analyzed, and apply the appropriate test.
STANDARD OF REVIEW
{9} "Appellate courts review a district court's decision to suppress evidence based on the legality of a search as a mixed question of fact and law."
State v. Ryon
,
DISCUSSION
{10} The community caretaker exception to the Fourth Amendment developed from the understanding that police officers frequently interact with citizens without an investigative purpose. Police have "dual roles," acting as criminal investigators and as community caretakers.
Id.
¶ 13. The caretaking function is "totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute."
Cady v. Dombrowski
,
{11} From this balancing of interests, three separate doctrines within the community caretaker exception have been developed-the emergency aid doctrine, the impoundment and inventory doctrine, and the public servant doctrine.
Id
. ¶ 25 ("[D]efining the community caretaker exception as 'broad' and encompassing three versions, each requiring a different test[.]" (citing Mary E. Naumann, Note,
The Community Caretaker Doctrine: Yet Another Fourth Amendment Exception
,
{12} The State argues that the facts of this case must be analyzed under the impoundment and inventory doctrine, and not the emergency aid doctrine, as Defendant contends. We outline the tests of each doctrine as set forth in several New Mexico cases and conclude that the facts of this case call for analysis under the impoundment and inventory doctrine.
{13} Under the emergency aid doctrine, the State has the burden of establishing the following three-part test:
First, the police must have reasonable grounds to believe that there is an emergency at hand and an immediate need for their assistance for the protection of life or property. Second, the search must not be primarily motivated by intent to arrest and seize evidence. Third, there must be some reasonable basis, approximating probable cause, to associate the emergency with the area or place to be searched.
Id.
¶ 29 (alterations, internal quotation marks, and citations omitted). Typically, the application of the emergency aid doctrine is limited to situations where an officer acts to protect or preserve a citizen's life, or acts to avoid serious injury.
Id
. ¶ 26. In New Mexico, we have exclusively applied the emergency aid doctrine to intrusions into the home.
See
id.
¶ 44 (concluding that entry into a home was unreasonable under the emergency aid doctrine where an officer responded to several calls from dispatch referring to a victim of a stabbing and other persons with possible head injuries );
State v. Gutierrez
,
{14} The impoundment and inventory doctrine has, under our cases, been applied to searches of vehicles and other personal items. To be valid under the impoundment and inventory doctrine, the seizure and search of the item must meet a three-part test, different from that required by the emergency aid doctrine. First, the vehicle must be in police custody and control.
Ruffino
,
{15} We evaluate the constitutionality of the search of Defendant's vehicle in the present case using the impoundment and inventory doctrine of the community caretaker exception, rather than the emergency aid doctrine for the following reason. Generally, entry into a home in response to an emergency assistance call triggers application of the emergency aid doctrine, and an arrest preceding the search and seizure of the arrestee's possessions triggers application of the impoundment and inventory doctrine. In the present case, Defendant and the State agreed at the suppression hearing that the contact between Sergeant Foreman and Defendant occurred as a result of the officer responding to an emergency assistance call. The initial encounter was, therefore, premised on the provision of emergency care. As the district court observed, "[Sergeant] Foreman acted in his community caretaking capacity when he decided ... Defendant should be taken to the hospital. The warrantless seizure of ... Defendant's person was therefore constitutionally valid under the Fourth Amendment because community caretaking is a recognized exception to the warrant requirement." At issue is the officer's conduct following the initial encounter, specifically Sergeant Foreman's decision to impound and search Defendant's vehicle after Defendant's departure.
{16} Under our case law, the emergency aid doctrine operates to justify the search of a home upon an officer's arrival at a given location under circumstances that call for the officer to exercise the community caretaking responsibility to provide emergency assistance.
See
Ryon
,
{17} We must, therefore, analyze Sergeant Foreman's decision to impound Defendant's vehicle and inventory the items within it under the impoundment and inventory doctrine of the community caretaker exception. We begin by reviewing the line of New Mexico cases discussing the test for the impoundment and inventory doctrine, beginning with Ruffino . We track the development of the test, state it in its present form, and apply it to the facts of this case.
A. The Impoundment and Inventory Doctrine of the Community Caretaker Exception
{18} The State cites federal circuit court opinions in support of its argument that Sergeant Foreman's decision to tow Defendant's vehicle was justified by the impoundment and inventory doctrine. The State asserts that there is "no standardized criteria for evaluating reasonableness-it depends on a case-by-case inquiry of the facts and circumstances leading to the decision to impound." We find the State's characterization of the law accurate and supported by four decisions from New Mexico's appellate courts. We discuss these four cases sequentially, apply the resulting legal precepts to the facts of this case, and conclude that Sergeant Foreman's decision to impound and inventory Defendant's vehicle was reasonable.
B. New Mexico Cases
{19} As previously discussed, New Mexico's appellate courts have established a three-part test for assessing reasonableness under the impoundment and inventory doctrine,
often referred to as the
Ruffino
requirements. In
Ruffino
, our Supreme Court found reasonable an officer's search of a vehicle following the arrest of the owner of the vehicle. The officer first searched the vehicle's interior, then used the keys to unlock the trunk and inventory the items within the trunk. The defendant challenged the search of the trunk specifically. Despite the defendant's specific complaint that the search of the trunk exceeded the officer's authority under the impoundment and inventory doctrine, the Court held that "the initial search was valid," and that "the entry into the trunk was equally valid."
Ruffino
,
{20} The following three cases apply the
Ruffino
requirements and together embody New Mexico law on valid inventory searches. In
Williams
, our Supreme Court found reasonable an officer's search of a vehicle legally parked behind a grocery store following the arrest of its owner. Officers arrested the defendant while he attempted to force a cashier to empty her register at gun point.
Williams
,
{21} Our Supreme Court concluded that "the first
Ruffino
requirement was satisfied," citing two federal cases.
Williams
,
{22} In
Boswell
, our Supreme Court found reasonable a search of the defendant's wallet conducted after an officer took the defendant to the police station for booking. Suspecting the defendant of shoplifting at his grocery store, the store's manager detained the defendant in his office.
{23} Our Supreme Court held that, "[t]he reasonable nexus between the arrest and seizure need not be based on probable cause, but can be based on all the facts and circumstances of this case in light of established [F]ourth [A]mendment principles." Id . ¶ 12 (alteration, internal quotation marks, and citation omitted). The Court's analysis of the first requirement tracked the facts relevant to the third requirement of a valid inventory search, that is, its reasonableness: the defendant's wallet was left in the manager's office, a location in which the defendant had no reasonable expectation of privacy or possessory interest; the defendant left the wallet accidentally and in an unsecure place "as an immediate result of [his] arrest[;]" theft or loss of the wallet was probable; and the police may be liable for such loss or theft. Id . ¶ 13.
{24} Importantly, Boswell also explicitly rejected the defendant's argument that the officer cannot lawfully acquire custody of the defendant's possessions if the defendant can arrange for someone else to retrieve the item. Id ."This would not have removed the risk that intervening causes would result in the loss of the wallet, nor would it exculpate the police had it been lost." Id . The officer's investigation of the defendant created a situation that put the defendant's property at risk of theft or loss, and therefore, the officer has an "on-going" responsibility to safeguard the defendant's property. Id . The risk of loss to the defendant and the possibility of police incurring liability for that loss provide valid bases upon which an officer may claim to have custody or control of the item. "[T]he reasonable nexus between the initial arrest and [the] seizure is not found in a theory of probable cause to suspect the existence of contraband or evidence, nor necessarily on an incident to arrest theory, but in the need to safeguard [the] defendant's property from loss and to protect the police from liability and charges of negligence." Id . ¶ 14.
{25} Finally, in
Shaw
, this Court found reasonable a search of a cigarette pack removed from the defendant's pocket during booking, following his arrest for a domestic disturbance.
{26} In sum, the state of the law of the impoundment and inventory doctrine has evolved from the distinctive three-part test first established in
Ruffino
, and now focuses more generally on the reasonableness of the officer's asserted custody or control of the item seized and searched. Insofar as the officer's decision to impound the vehicle or seize the item stems from concerns that the vehicle or item could be lost or stolen and that the officer could be liable for such loss or theft as a result of the officer having separated the owner from the vehicle or
item, the officer may impound or seize. Notably, the following considerations do not by themselves defeat the reasonableness of the officer's decision to impound a vehicle or seize an item: whether the vehicle could remain in its location legally if not impounded,
Williams
,
C. Application of the Impoundment and Inventory Doctrine and Parties' Arguments
{27} Turning to the present case, we address Defendant's argument and evaluate the reasonableness of Sergeant Foreman's decision to impound Defendant's vehicle. Defendant focuses on several facts that tend to show the unreasonableness of Sergeant Foreman's decision to impound his vehicle. First, Defendant rented the vehicle; he did not own it. Defendant maintains that the car rental company presumably had contingencies for retrieving its own abandoned or disabled vehicles. The initial encounter between Defendant and Sergeant Foreman began at 3:30 p.m., a time the car rental company was reachable by phone. Defendant maintains that these facts prove that calling the car rental company to seek assistance from an agent was the reasonable course of action. Alternatively, Defendant notes that the owner of Dino's Mini-Mart could have arranged for the removal of the vehicle given its location on the owner's property. Second, Defendant highlights the condition and the location of the vehicle. The vehicle was not disabled; it was not a nuisance; it was not obstructing a highway or other public roadway; and it was parked legally.
{28} We are not persuaded that these facts prove Sergeant Foreman's decision to impound the vehicle was unreasonable. Defendant asserts that the availability of two other persons besides Sergeant Foreman who initiated the police-citizen encounter compel the conclusion that Sergeant Foreman's decision to manage the vehicle himself was unreasonable. Our precedent states that such a fact cannot be dispositive of the reasonableness determination. Indeed, our Supreme Court rejected Defendant's argument in
Boswell
. There, the defendant had asked that a friend, rather than an officer, retrieve the defendant's wallet after the defendant's arrest.
Boswell
,
{29} The same logic applies here. Fourth Amendment issues and the applicability of exceptions to the Fourth Amendment stem from conduct that occurs between an officer and a citizen. Sergeant Foreman, not the car rental company, not the owner of Dino's Mini-Mart, and not some other person Defendant might have called upon to attend to Defendant's vehicle, was responsible for separating Defendant from the vehicle. Therefore, Sergeant Foreman must also be the person responsible for safeguarding the vehicle and for taking precautionary measures to protect himself from suit should he fail to do so effectively. The willingness of a person-a person not directly involved in the police-citizen encounter but who may have some interest in the vehicle's location-to assume responsibility for a defendant's property cannot be determinative of the reasonableness of the officer's decision to care for the defendant's belongings where the officer was responsible for separating the owner from those belongings through the exercise of the officer's community caretaker obligations.
{30} Similarly, we are not persuaded by Defendant's contention that the operability of the vehicle and the fact that it was parked legally control the reasonableness of Sergeant Foreman's decision to impound the vehicle. Our Supreme Court previously decided that "[t]he fact that the vehicle was legally parked and could have been left there does not make the impoundment improper."
Williams
,
{31} We note that we examine the reasonableness of Sergeant Foreman's conduct under circumstances unique to our past cases applying the impoundment and inventory doctrine. Unlike our other cases, Sergeant Foreman did not arrest Defendant before deciding to impound and therefore inventory Defendant's vehicle. The broader legal issue this appeal presents concerns the applicability of the impoundment and inventory doctrine where the officer does
not
arrest the owner of the vehicle prior to making the decision to impound.
See
Boswell
,
{32} Defendant argues that the impoundment and inventory doctrine can only apply to situations where police first arrest the owner of the vehicle. We disagree with Defendant, and we conclude that Sergeant Foreman's decision to impound and inventory Defendant's vehicle was reasonable under the impoundment and inventory doctrine given the circumstances that confronted him. We acknowledge that if the defendant's arrest is a necessary component of the rationale underpinning the impoundment and inventory doctrine, then the doctrine may not be applied to the facts of this case, absent novel reasons for the doctrine's existence. We cannot conclude, however, that the doctrine only applies to searches following an arrest for two reasons.
{33} First, the impoundment and inventory doctrine is, as explained previously, one branch of the community caretaker exception to the Fourth Amendment. The community caretaker exception, not just the impoundment and inventory doctrine, was born from the understanding that not all police-citizen encounters involve criminal investigation. Rather, police frequently interact with citizens innocuously, not seeking to implicate the citizen in a crime. The overarching concept substantiating the community caretaker exception is the non-criminal nature of the officer's contact with the citizen. The exception itself presupposes the lack of criminal activity that would precede an arrest. It therefore makes little sense to conclude that one of the doctrines within the exception would require criminal activity as a precondition to its application.
{34} Second, we believe, and our case law supports the conclusion, that an arrest is not what makes an officer's decision to impound a vehicle reasonable. Reasonableness is a function of an officer's responsibility to safeguard the citizen's property and a prudent officer's need to insulate the police from liability should the citizen's property be lost or stolen.
Shaw
,
{35} Finally, we address Defendant's two remaining arguments. Defendant argues that the State did not offer any evidence proving that there existed a threat of theft or vandalism to the vehicle were Sergeant Foreman to leave the vehicle parked in the parking lot. The only evidence the State presented came from Sergeant Foreman's testimony at the suppression hearing, during which he stated that the location of the convenience store was "known for criminal activity." Defendant cites to our decision in
Apodaca v. New Mexico Taxation & Revenue Dep't
, for the proposition that the officer must express "specific, articulable safety concern" to justify the intrusion.
{36} We cannot rely on
Apodaca
for this proposition of law. There, an officer stopped the driver of a motorcycle weaving within one lane of traffic in a pendulum-type motion.
Id.
¶ 2. The officer specifically admitted that he never suspected the driver was intoxicated or otherwise committing a traffic infraction.
Id
. ¶ 3. Rather, the officer initiated the stop out of concern for the driver's welfare, perhaps an injury or illness.
Id
. Accordingly, the defendant argued that the stop was unconstitutional because the officer had no reasonable suspicion that the driver was engaged in criminal activity.
Id
. ¶ 4. We found the stop constitutional because "a police officer may stop a vehicle for a specific, articulable safety concern, even in the absence of reasonable suspicion that a violation of law has occurred or is occurring."
Id
. ¶ 5. Our decision relied on
State v. Reynolds
,
{37} Both cases,
Reynolds
and
Apodaca
, fall into a different line of cases-those applying the public servant doctrine of the community caretaker exception.
See
Ryon
,
{38} Lastly, Defendant argues the State failed to prove Sergeant Foreman's inventory search complied with police regulations and procedures, the second Ruffino requirement. Defendant cites two sections of the Department of Public Safety Policy Manual, providing "[w]hen the driver is arrested, the officer shall inventory the vehicle if it is being towed from the scene [,]" and "[o]fficers shall not tow vehicles from private property at the property owner's request due to them being abandoned." According to Defendant, the policies only authorize the towing of a vehicle if the officer arrested its owner. We disagree with Defendant's reading of these policies. The first policy cited by Defendant applies only if the officer arrested the driver of the vehicle. It says nothing about the proper procedure to follow if the antecedent is not true, i.e., where the officer did not arrest the driver. The second policy cited by Defendant is irrelevant because Sergeant Foreman did not receive a request from anyone (neither the car rental company nor an owner or employee of Dino's Mini-Mart) to remove Defendant's vehicle.
CONCLUSION
{39} We hold that a police officer may decide to impound a citizen's vehicle under the impoundment and inventory doctrine of the community caretaker exception to the Fourth Amendment where a medical emergency results in the driver's separation from the vehicle. Applying the test appropriate to the impoundment and inventory doctrine, we conclude that Sergeant Foreman's decision to tow and subsequently search Defendant's vehicle was reasonable. We reverse the district court's order granting Defendant's motion to suppress.
{40} IT IS SO ORDERED.
WE CONCUR:
JAMES J. WECHSLER, Judge
TIMOTHY L. GARCIA, Judge
Reference
- Full Case Name
- STATE of New Mexico, Plaintiff-Appellant, v. Larry BYROM, Defendant-Appellee.
- Cited By
- 5 cases
- Status
- Published