State v. Mondragon
State v. Mondragon
State v. Mondragon
Opinion
STATE V. MONDRAGON
This decision of the New Mexico Court of Appeals was not selected for publication in
the New Mexico Appellate Reports. Refer to Rule 12-405 NMRA for restrictions on the
citation of unpublished decisions. Electronic decisions may contain computer-
generated errors or other deviations from the official version filed by the Court of
Appeals.
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
JOSEPH L. MONDRAGON,
Defendant-Appellant.
Docket No. A-1-CA-35899
COURT OF APPEALS OF NEW MEXICO
May 20, 2019
APPEAL FROM THE DISTRICT COURT OF CURRY COUNTY, Fred T. Van Soelen,
District Judge
COUNSEL
Hector H. Balderas, Attorney General, Anita Carlson, Assistant Attorney General, Santa
Fe, NM for Appellee
Bennett J. Baur, Chief Public Defender, Allison H. Jaramillo, Assistant Appellate
Defender, Santa Fe, NM for Appellant.
JUDGES
MEGAN P. DUFFY, Judge. WE CONCUR: M. MONICA ZAMORA, Chief Judge,
JENNIFER L. ATTREP, Judge
AUTHOR: MEGAN P. DUFFY
MEMORANDUM OPINION
DUFFY, Judge.
{1} A jury convicted Defendant Joseph Mondragon of eight counts of criminal sexual
contact of a minor (CSCM) (Counts 1-4, 8, 10, 11, and 13) and three counts of criminal
sexual penetration (CSP) (Counts 5, 6, and 12). Defendant raises the following issues
on appeal: (1) double jeopardy and due process violations; (2) sufficiency of the
evidence for certain convictions; (3) error in allowing the State to amend the indictment;
and (4) improper admission of vouching testimony. We conclude that the evidence was
insufficient to support Defendant’s conviction under Count 11. The remaining
convictions are affirmed.
BACKGROUND
{2} Alfonso and Jennifer, parents of the minor victims in this case, discovered
sexually explicit text messages from Defendant, Alfonso’s middle-aged cousin, to their
ten-year old daughter (A.B.1) on her phone in December 2013. Alfonso contacted the
police and further investigation by detectives and a Sexual Assault Nurse Examiners
(SANE) nurse revealed evidence that Defendant had sexually abused all three of their
daughters, A.B.1 (ten years old at trial), A.B.2 (nine years old at trial), and V.B
(seventeen years old at trial), to varying degrees from 2010 to 2013.
{3} The daughters and their brother, M.B, who was not a victim in this case, testified
at trial about specific incidents of abuse with particularity, describing what occurred,
where the abuse occurred, and their ages when the abuse began. Their testimony also
suggested that the abuse was ongoing and occurred periodically from 2010 to 2013.
During this three-year period, the family lived at five different addresses: Defendant’s
trailer (Trailer) in 2010, a house on Rosa Street, a house on Sheridan, a house on
Cypress, and finally their current address (Current House), where the family lived in
December 2013 when Defendant’s text messages to A.B.1 were discovered. Alfonso
and Jennifer testified that Defendant stayed with the family at each of these residences
at some point and was often trusted to babysit the children while they were away. We
reserve further discussion of the pertinent facts for our analysis.
{4} The jury found Defendant guilty of eight counts of CSCM in the second degree,
contrary to NMSA 1978, Section 30-9-13(B) (2003): four involving A.B.1 (child under 13)
(Counts 1, 2, 3, and 4), three involving A.B.2 (child under 13) (Counts 8, 10, and 11),
and one involving V.B. (child thirteen to eighteen by person in a position of authority)
(Count 13). The jury also convicted Defendant of two counts of CSP in the first degree,
contrary to NMSA 1978, Section 30-9-11(D) (2009) involving A.B.1 (child under 13)
(Counts 5 and 6), and one count of CSP in the second degree, contrary to Section 30-9-
11(E) involving V.B. (child thirteen to eighteen by use of force or coercion) (Count 12).
DISCUSSION
I. Due Process and Double Jeopardy
{5} Defendant argues that his right to due process and his right to be free from
double jeopardy were violated by his convictions for multiple “carbon-copy” counts
based on factually indistinguishable incidents. Specifically, Defendant argues that his
convictions for three counts of CSCM committed against A.B.1 (Counts 1, 2, and 3), and
three counts of CSCM committed against A.B.2 (Counts 8, 10, and 11) are based on
course-of-conduct evidence rather than separate, distinct incidents. We review
Defendant’s due process and double jeopardy arguments de novo. See State v.
Dominguez, 2008-NMCA-029, ¶ 5, 143 N.M. 549, 178 P.3d 834 (reviewing similar due
process and double jeopardy arguments de novo).
{6} “Procedural due process under the Fourteenth Amendment to the United States
Constitution requires the [s]tate to provide reasonable notice of charges against a
person” such that criminal defendants have a fair opportunity to prepare a defense and
to protect themselves from double jeopardy. Id. In order to satisfy the requirements of
due process and fair notice, every count in an indictment must be linked to a particular,
distinguishable criminal act. Id. ¶¶ 1, 10. This Court has held that notice is adequate
when a child or other witness provides facts to identify specific incidents of abuse. Id. ¶
10. We remain mindful that “there exists a profound tension between the defendant’s
constitutional rights to notice of the charges against him and to present a defense, and
the state’s interest in protecting those victims who need the most protection.” State v.
Baldonado, 1998-NMCA-040, ¶ 20, 124 N.M. 745, 955 P.2d 214 (internal quotation
marks and citation omitted). Moreover, we can appreciate that “young children cannot
be held to an adult’s ability to comprehend and recall dates and other specifics[,]” and,
consequently, “have been less vigorous in requiring specificity as to time and place
when young children are involved than would usually be the case where an adult is
involved.” Id. ¶¶ 20, 21 (internal quotation marks and citation omitted).
{7} In this case, of the counts challenged by Defendant on appeal, only Counts 1 and
2 are identical—involving the same alleged conduct, victim, and charging period.
Defendant did not request a bill of particulars or statement of facts before trial, nor did
he at any time before trial claim that he had insufficient information to prepare his
defense. See State v. Altgilbers, 1989-NMCA-106, ¶ 46, 109 N.M. 453, 786 P.2d 680
(declining to consider lack of notice for the first time on appeal, particularly since the
defendant did not request a statement of facts before trial). Indeed, before trial,
Defendant received discovery of the victim’s interviews through the State’s production of
the SANE reports. And upon an examination of the evidence at trial as set forth below,
we find no due process or double jeopardy violation in this case.
{8} Counts 1, 2, and 3 charged Defendant with criminal sexual contact of A.B.1, a
minor under the age of thirteen. A.B.1 testified that Defendant touched her private parts
for the first time when she was five or six years old and that it happened in Defendant’s
room in the Trailer. A.B.1 testified that Defendant touched her “many times,” and
indicated that there were between ten and fifteen incidents of abuse, with the last
incident occurring on December 8th, 2013, when A.B.1 was 7 years old, according to
testimony from the SANE nurse who examined A.B.1 on the day after that incident.
A.B.1, however, testified with particularity about four distinct incidents of abuse that
occurred: (1) in Defendant’s room in the Trailer, where he touched her “lower privates”
with his hand “under her clothes”; (2) in the living room of her “old house”; (3) in the
bedroom of her “old house”; and (4) in the family’s Current House. The SANE nurse
testified that A.B.1 told her that Defendant put his fingers into her vagina and anus and
that it hurt badly. She further testified that an examination of A.B.1 on the day after the
last incident of abuse revealed that her vaginal opening beyond the labia was red and
irritated and her urine showed signs of an infection.
{9} Similarly, Counts 8 and 10 charged Defendant with committing CSCM against
A.B.2, a minor under the age of thirteen. A.B.2 testified that she was six years old the
first time Defendant touched her, and that he touched her like “ten or . . . fifteen times,”
both under her clothes and on top of her clothes. She, however, described two
distinguishable acts—one incident that occurred on the floor of the Trailer, which
involved Defendant touching the “front part” of her privates, and one incident that
occurred on the couch at the Current House, where he reached up her skirt and
touched her “front part.” As we discuss below, we reverse Count 11 for lack of
substantial evidence and, accordingly, do not consider it in our analysis here.
{10} Because all of these counts have distinguishing factual bases, we reject
Defendant’s argument that these counts should have been charged under a single
course-of-conduct theory. See Dominguez, 2008-NMCA-029, ¶ 10 (holding that the
state may pursue prosecution of distinct offenses when they are based on distinguishing
facts or circumstances); State v. Gardner, 2003-NMCA-107, ¶ 28, 134 N.M. 294, 76
P.3d 47 (indicating that separate charges were appropriate when victims specifically
described separate incidents of abuse); Altgilbers, 1989-NMCA-106, ¶ 56 (upholding
convictions for CSP and CSC when victims gave specific accounts of the acts and the
locations in which the acts occurred, even though they could not provide specific dates).
We, therefore, conclude that Defendant’s due process and double jeopardy rights have
not been violated.
II. Sufficiency of the Evidence
{11} Defendant argues that the evidence is insufficient to support his convictions for
Counts 5, 6, 12, and 13. “To determine whether the evidence presented was sufficient
to sustain the verdict, we must decide whether substantial evidence of either a direct or
circumstantial nature exists to support a verdict of guilty beyond a reasonable doubt
with respect to every element essential to a conviction.” State v. Brietag, 1989-NMCA-
019, ¶ 9, 108 N.M. 368, 772 P.2d 898. We view the evidence “in the light most favorable
to the guilty verdict, indulging all reasonable inferences and resolving all conflicts in the
evidence in favor of the verdict.” State v. Cunningham, 2000-NMSC-009, ¶ 26, 128 N.M.
711, 998 P.2d 176. “[T]he jury is free to reject Defendant’s version of the facts[,]” State
v. Rojo, 1999-NMSC-001, ¶ 19, 126 N.M. 438, 971 P.2d 829, and we do not consider
the merit of evidence that may have supported a different result. State v. Kersey, 1995-
NMSC-054. ¶ 11, 120 N.M. 517, 903 P.2d 828.
A. Counts 5 & 6
{12} Counts 5 and 6 are identical and charge Defendant with CSP in the first degree
of A.B.1, a child under the age of thirteen, for causing A.B.1 to engage in fellatio.
Section 30-9-11(D). Defendant argues that the evidence was insufficient to support
these two counts because A.B.1, a reluctant witness, denied engaging in fellatio.
Defendant contends that the remaining testimony was insufficient to support two
separate charges. We disagree.
{13} The SANE nurse testified that A.B.1 told her that Defendant forced her to perform
fellatio on him but did not specify the number of times A.B.1 said she performed fellatio.
All three of A.B.1’s siblings, however, described witnessing separate instances in which
A.B.1 appeared to be performing fellatio on Defendant. A.B.2 stated that she saw A.B.1
underneath the blankets in M.B.’s room in the daytime; Defendant’s hand was pushing
A.B.1 down and the blankets were going up and down. V.B. testified that she saw
Defendant and A.B.1 on the living room couch at night with A.B.1’s head moving
underneath the blankets. M.B. testified that he saw Defendant and A.B.1 on the bed in
M.B.’s room, under the sheets, with A.B.1’s head going up and down. Pictures of the
following texts messages sent from Defendant to A.B.1 were also presented to the jury
as exhibits:
Only if u delete
Don’t. Let Nana read our texts
K ill show u
Do u want to learn?
I want to teach u how to kiss
Do u still delete
Because I want u to
I want u to suck it hard
Wud u do it longer
How long
My thing
Will I still suck it
So I can put it in u?
U love me?
I want to
Don’t let Nana read ur text
U look pretty
Not tonight but make sur u delete
{14} Notwithstanding A.B.1’s denial and that the SANE nurse’s testimony did not
specify the number of times A.B.1 said she engaged in fellatio, the jury could
reasonably have found that Defendant committed two distinct acts of CSP by forcing
A.B.1 to engage in fellatio based on her siblings’ testimony. See State v. Orosco, 1992-
NMSC-006, ¶ 30, 113 N.M. 780, 833 P.2d 1146 (concluding there was sufficient
evidence where the victim’s prior inconsistent statements were adequately
corroborated); see also Rojo, 1999-NMSC-001, ¶ 19 (“Contrary evidence supporting
acquittal does not provide a basis for reversal because the jury is free to reject [the
d]efendant’s version of the facts.”). We affirm Defendant’s convictions for Counts 5 and
6.
B. Count 12
{15} Defendant was convicted of Count 12, CSP in the second degree involving V.B.
by the use of force on a child thirteen to eighteen years of age. Section 30-9-11(E)(1).
Defendant argues that this conviction should be reversed because the State failed to
present sufficient evidence to establish that Defendant used force, an essential element
of this charge.
{16} “[F]orce or coercion” in the context of CSP is defined by statute as “the use of
physical force or physical violence[.]” Section 30-9-10(A)(1). This Court has recognized
that “[t]he issue is not how much force or violence is used, but whether the force or
violence was sufficient to negate consent.” State v. Huff, 1998-NMCA-075, ¶ 12, 125
N.M. 254, 960 P.2d 342; see id. ¶ 4 (finding sufficient evidence of force when the
defendant caused the victim pain by squeezing her breast and making it difficult for her
to breathe); see also State v. Perea, 2008-NMCA-147, ¶ 12, 145 N.M. 123, 194 P.3d
738 (finding sufficient evidence of force when the defendant isolated the victim by
driving her to a secluded dirt road, removed the victim’s pants and locked the car doors
before reclining her seat to climb on top of her, and pushed her legs apart and persisted
when she told him to stop). “Physical or verbal resistance of the victim is not an element
of force or coercion.” Section 30-9-10(A)(5).
{17} In the present case, V.B. testified that she went to learn how to drive with
Defendant four or five times when she was thirteen or fourteen years old. V.B. stated
that Defendant would pick her and take her to a dirt road, and that the only way she was
allowed to drive was if she sat on his lap. Every time V.B. went with Defendant, he
would touch her upper and lower “lady parts.” While she was in his lap, he would put his
hands inside her shirt and under her bra. She testified that he also put his hand inside
her pants and underwear to touch her “lady parts” and would also put his fingers inside
her vagina. V.B. told Defendant to stop and that it hurt but he did not listen. In addition,
the SANE nurse testified that V.B. told her Defendant had touched V.B. and inserted his
fingers into her vagina, which was “very painful.” Based on the foregoing and in line with
our prior holdings in Perea and Huff, we conclude that a rational jury could have
reasonably determined that Defendant used physical force in committing CSP against
V.B. We affirm Defendant’s conviction for Count 12.
C. Count 13
{18} Defendant was convicted of Count 13, CSCM in the second degree involving
V.B. “Second-degree CSCM occurs when the perpetrator touches the unclothed
intimate parts of a child thirteen to eighteen years of age and is in a position of authority
over the child and uses that authority to coerce the child to submit.” State v. Arvizo,
2018-NMSC-026, ¶ 14, 417 P.3d 384 (internal quotation marks and citation omitted).
Defendant argues that the evidence was insufficient to support the jury’s finding that he
used his position of authority as a relative to coerce V.B. to submit to sexual contact
under Count 13. We disagree.
{19} Section 30-9-10(E) defines “position of authority” as “that position occupied by a
parent, relative, household member, teacher, employer or other person who, by reason
of that position, is able to exercise undue influence over a child[.]” Section 30-9-10(E).
Defendant, as a relative and godfather of V.B., meets this statutory definition. See State
v. Erwin, 2016-NMCA-032, ¶ 9, 367 P.3d 905 (stating that “a perpetrator need only fall
within any of the designated relationships [specified in Section 30-9-10(E)] to hold a
position of authority”). Thus, the issue we must decide is whether there was sufficient
evidence presented at trial to establish that Defendant used his position of authority to
coerce V.B. to submit to sexual contact.
{20} “Coercion for the purposes of CSCM occurs when a defendant occupies a
position which ‘enables [him] to exercise undue influence over the victim and that
influence must be the means of compelling submission to the contact. Such coercion
might take many forms but is less overtly threatening than physical force or threats.’ ”
Gardner, 2003-NMCA-107, ¶ 22 (quoting UJI 14-926, Comm. commentary).
“Submission to the request of an authority figure is coerced if it is achieved through
undue influence or affected by external forces.” State v. Gillette, 1985-NMCA-037, ¶¶
30-31, 102 N.M. 695, 699 P.2d 626 (finding that defendant coerced victim through his
position of babysitter of the family home). “Common sense and experience teaches us
that children generally yield to the wishes of adults. This is particularly true where an
adult, such as an employer, has supervisory control.” State v. Trevino, 1991-NMCA-
085, ¶ 6, 113 N.M. 804, 833 P.2d 1170; see id. ¶ 5 (“In light of [the] defendant’s ability to
place [the victim] in a confined, private workstation and [the victim’s] testimony that he
was scared, we believe the jury could infer that defendant used his position of authority
to coerce [the victim] to submit to the sexual contact.”). “The exercise of undue influence
resulting in the submission to sexual contact can be inferred by a child’s reluctance or
fear to report the sexual contact.” Arvizo, 2018-NMSC-026, ¶ 21 (holding that the
defendant’s status as the victim’s uncle combined with testimony from the victim that
she did not report the abuse because she was afraid to upset the family dynamic was
enough to infer that she had been “coerced through subtle social or domestic pressure
on the part of the perpetrator”); Trevino, 1991-NMCA-085, ¶ 4 (“Use of a position of
authority to coerce sexual contact may be proven inferentially.”).
{21} There are several facts from which the jury could infer coercion. Defendant was
V.B.’s godfather and was often entrusted by her parents to babysit V.B. and her
siblings. She testified that Defendant would take her out in his truck to “go driving” on a
secluded dirt road and that he would only let her drive if she sat on his lap. Like the
defendant in Trevino, Defendant used his position as an authority figure to place V.B.
into a situation where she would be confined, isolated, and vulnerable. 1991-NMCA-
085, ¶ 4. V.B. testified that she was afraid of Defendant and so she never told her
parents that she did not want to go anywhere with him. A jury could reasonably have
inferred from this evidence that Defendant, based on his status as an adult family
member who was occasionally put in charge of the children, was able to use his position
of authority to accomplish sexual contact with V.B. See Arvizo, 2018-NMSC-026, ¶ 21.
We affirm Defendant’s conviction for Count 13.
D. Remaining Counts
{22} We exercise our discretion to examine whether sufficient evidence supported
Defendant’s convictions out of concern that the State’s failure to present substantial
evidence of the crimes charged may implicate fundamental error. See State v.
Clemonts, 2006-NMCA-031, ¶ 10, 139 N.M. 147, 130 P.3d 208 (“We sua sponte raised
the question whether there was sufficient evidence presented by the [s]tate to satisfy
each element set forth in [the jury instruction] because the [s]tate’s failure to come
forward with substantial evidence of the crime charged implicates fundamental error and
the fundamental rights of [the d]efendant.”). “The doctrine of fundamental error is to be
resorted to in criminal cases only for the protection of those whose innocence appears
indisputably, or open to such question that it would shock the conscience to permit the
conviction to stand.” State v. Barber, 2004-NMSC-019, ¶ 14, 135 N.M. 621, 92 P.3d 633
(internal quotation marks and citation omitted). This Court requested supplemental
briefing by the parties on certain counts. Having considered the supplemental briefing
submitted by the parties on the sufficiency of the evidence on Counts 1, 2, 3, 5, 6, 8, 10,
and 11 and conducted a full examination of the record, we conclude that Count 11 must
be reversed.
{23} Count 11 charged Defendant with CSCM of A.B.2 “on or about the 13th day of
October, 2013.” From the State’s supplemental briefing on this count, we understand
that the charge relates to an incident that occurred right after V.B.’s quinceañera.
However, no evidence was introduced to identify who the victim was in that incident or
to establish any of the other essential elements of this charge. The charging date in
Count 11 is the date of V.B.’s fifteenth birthday. On the second day of trial, Detective
Smith, the investigating detective, was asked how he constructed the charging periods
in the indictment. After discussing the matter generally, he stated:
[Detective Smith] One of the events in this case, with one of the children,
occurred right after older sister’s quinceañera. And she said, at the
quinceañera, this is when . . .
[Defense Counsel]: Objection, hearsay, Your Honor.
{24} The prosecutor withdrew the statement but the trial judge did not strike it from the
record. There is no other testimony or evidence in the record to establish the identity of
the victim in the incident related to the quinceañera. The only way the jury could have
deduced that Detective Smith was referring to A.B.2 in his testimony above was by
looking at jury instructions, which identified her as the victim.
{25} A.B.2’s testimony established that she was six years old the first time Defendant
touched her (i.e., sometime in 2012), that she was touched a total of ten to fifteen times,
and that the abuse was ongoing when she was between the ages of six and eight. She
described two specific instances—one on the floor of the Trailer and one on the couch
at Current House—which form the bases of Counts 8 and 10. Nothing in A.B.2 or any
other witness’s testimony links A.B.2 to the incident occurring at V.B.’s quinceañera.
Moreover, no evidence was introduced to establish an act of touching to support this
charge. In the absence of any evidence relating to the essential elements of this charge,
Count 11 is reversed.
{26} As to the remaining convictions for Counts 1, 2, 3, 5, 6, 8, and 10, there was
sufficient evidence of multiple, separate acts of CSCM and CSP presented at trial to
support Defendant’s convictions, and, as discussed previously, Defendant has
advanced no meritorious due process or double jeopardy violations in this case. Given
this, and because this case does not present an exceptional circumstance where an
indisputably innocent person has been convicted, the doctrine of fundamental error
does not compel further consideration or reversal of the remaining convictions. See id. ¶
8 (“The doctrine of fundamental error applies only under exceptional circumstances and
only to prevent a miscarriage of justice.”); State v. Rodriguez, 1970-NMSC-073, ¶ 10, 81
N.M. 503, 469 P.2d 148 (“The doctrine of fundamental error is to be resorted to in
criminal cases only for the protection of those whose innocence appears indisputably, or
open to such question that it would shock the conscience to permit the conviction to
stand.”); State v. Stein, 1999-NMCA-065, ¶ 9, 127 N.M. 362, 981 P.2d 295 (“No error is
more fundamental than the conviction of an innocent person, and no right of a party is
more fundamental than the right not to be convicted when innocent. Accordingly, we
have held that the question of sufficiency of the evidence to support a conviction may be
raised for the first time on appeal.”).
III. Amendment of Charges
{27} Defendant argues that the district court erred in allowing the State to amend the
charging document after the close of evidence. The district court permitted the State to
amend the date range for Count 12 from October 13, 2011 to December 31, 2011, to
October 13, 2011 to October 13, 2012, and to expand the list of body parts included in
Count 10. Defendant contends that the modifications violated his due process right to
notice and prejudiced him in his ability to present an “uninvestigated alibi defense that
he could have raised to the charges involving V.B.”
{28} Rule 5-204(C) NMRA allows the indictment or information to be amended to
conform to the evidence “unless such variance prejudices substantial rights of the
defendant.” Prejudice exists when the defendant is unable to reasonably anticipate from
the indictment the nature of the proof the State will produce at trial. State v. Marquez,
1998-NMCA-010, ¶ 20, 124 N.M. 409, 951 P.2d 1070 (“A variance is not fatal unless the
accused cannot reasonably anticipate from the indictment what the nature of the proof
against him will be.”). The charging document “need not contain exacting detail as long
as the defendant is given sufficient notice of the charges.” State v. Stevens, 2014-
NMSC-011, ¶ 50, 323 P.3d 901 (affirming district court’s decision to allow the state to
change the dates associated with the alleged offenses after the defendant had
presented an alibi defense at trial). A defendant’s mere assertion of prejudice from an
amendment to the indictment is insufficient to warrant reversal. Marquez, 1998-NMCA-
010, ¶ 20. “We review a district court’s interpretation and application of Rule 5-204 de
novo.” State v. Branch, 2010-NMSC-042, ¶ 19, 148 N.M. 601, 241 P.3d 602, overruled
on other grounds by State v. Tollardo, 2012-NMSC-008, ¶ 37 & n. 6, 275 P.3d 110.
{29} Here, Defendant argues that he was prejudiced in his ability to present an
uninvestigated alibi. In particular, Defendant asserts that, if he had known about the
extended charging period, he could have argued he lost access to his employer’s truck
in March 2012 due to a DWI. Defendant argues that he did not investigate this potential
alibi because the initial charging period (October to December 2011) did not include the
period during which he supposedly lost access to the truck. We find Defendant’s
argument unpersuasive. V.B. testified to two specific instances of sexual abuse—one in
which Defendant inserted his fingers in her vagina (Count 12) and one in which
Defendant touched her breast (Count 13)—both of which occurred in Defendant’s truck.
While the original charging period for Count 12 extended only to December 31, 2011,
the charging period for Count 13 extended from October 13, 2011 to October 13, 2012,
well beyond the date of Defendant’s DWI in March 2012. Given this, we have difficulty
grasping how the amendment of the timeframe in Count 12 prejudiced Defendant’s
ability to claim an alibi defense when he already faced charges (Count 13) involving
abuse in the truck after his DWI. In addition, we agree with the district court that the
incomplete alibi of not having a license for some part of the amended time frame did not
constitute a cognizable showing of prejudice, observing that “having a revoked license
does not keep someone from driving.” The amendment of the charging period for Count
12 did not prejudice Defendant. See Stevens, 2014-NMSC-011, ¶ 51 (stating that “mere
speculation of how he would have conducted his defense differently does not rise to the
level of prejudice that is required for an acquittal” (internal quotation marks and citation
omitted)).
{30} Defendant also asserts that he was prejudiced by the amendment of Count 10,
which initially charged Defendant with touching only the breast of A.B.2 and was
amended to add her “groin, mons veneris, vulva, or vagina.” Defendant did not preserve
this claim of error so it is reviewed for fundamental error. See Rule 12-216(B)(2) NMRA
(2016)1 (providing an appellate court the discretion to review questions of fundamental
error or fundamental rights as an exception to the preservation rule). Defendant argues
on appeal that he was prejudiced by the enlargement of body parts included in Count 10
because “he was not on notice to defend against other types of touching for [C]ount
[10].” We reject Defendant’s argument, as he was already on notice that he was
accused of touching A.B.2’s vaginal area and buttocks in Counts 11 and 9. See
Marquez, 1998-NMCA-010, ¶ 20 (finding that amendment did not prejudice the
defendant because he was aware of the nature of the charges against him, knew the
identity of the alleged victim, and was aware of the mistake in the date from the
beginning of the trial). Having failed to establish prejudice, the amendment of Count 10
was not in error and does not rise to the level of fundamental error. See State v.
Jaramillo, 1973-NMCA-029, ¶ 11, 85 N.M. 19, 508 P.2d 1316 (concluding that variance
between indictment and instructions did not rise to the level of fundamental error when
there “is substantial evidence in the record to support the verdict of the jury”).
IV. Vouching
{31} Defendant argues that the State elicited improper “vouching” testimony from
Detective Smith that referred to the children’s credibility and to evidence not in the
record. Because these arguments were not preserved at the trial level, Defendant asks
1Rule 12-216 was recompiled and amended as Rule 12-321 NMRA, effective December 16, 2016.
us to review the admission of this testimony for plain error. See Rule 11-103(E) NMRA
(“A court may take notice of a plain error affecting a substantial right, even if the claim of
error was not properly preserved.”); State v. Walters, 2007-NMSC-050, ¶ 18, 142 N.M.
644, 934 P.2d 282 (“In order to preserve an issue for appeal, a defendant must make a
timely objection that specifically apprises the trial court of the nature of the claimed error
and invokes an intelligent ruling thereon.” (internal quotation marks and citations
omitted)). To find plain error, “we must be convinced that admission of the testimony
constituted an injustice that creates grave doubts concerning the validity of the verdict.”
State v. Lucero, 1993-NMSC-064, ¶ 12, 116 N.M. 450, 863 P.2d 1071 (internal
quotation marks and citation omitted). “Further, in determining whether there has been
plain error, we must examine the alleged errors in the context of the testimony as a
whole.” State v. Montoya, 2015-NMSC-010, ¶ 46, 345 P.3d 1056 (alteration, omission,
internal quotation marks, and citation omitted). Plain error is “an exception to the
general rule that parties must raise timely objection to improprieties at trial,” and
therefore it is to be used sparingly. State v. Torres, 2005-NMCA-070, ¶ 9, 137 N.M. 607,
113 P.3d 877.
{32} Our Supreme Court has previously evaluated claims of vouching or bolstering in
the context of improper statements made by a prosecutor in “vouching for the credibility
of a witness, either by invoking the authority and prestige of the prosecutor’s office or by
suggesting the prosecutor’s special knowledge.” State v. Pennington, 1993-NMCA-037,
¶ 27, 115 N.M. 372, 851 P.2d 494; see also State v. Alberico, 1993-NMSC-047, ¶ 85,
116 N.M. 156, 861 P.2d 192 (“expressly prohibit[ing] direct testimony regarding the
credibility or truthfulness of the alleged victim of sexual abuse”).
{33} Defendant first argues that the prosecutor elicited vouching testimony when he
asked Detective Smith whether the charges against Defendant were based on the
OASIS interview and the SANE exam, to which the Detective responded, “yes, sir.” The
OASIS interview and SANE exam were not admitted into evidence, although the SANE
nurse who performed the exam testified at trial. Defendant argues on appeal that
Detective Smith’s status as a trained police officer suggested to the jury that all of the
charges were supported by evidence he observed in the unadmitted SANE report and
OASIS interview and that they need not scrutinize each count. We disagree. Detective
Smith only made a passing acknowledgement that he considered the OASIS report and
SANE exam, and both documents were the subject of witness testimony at other points
during trial. Detective Smith’s testimony did not amount to improper vouching, nor,
considering the context of the testimony as a whole, did its admission constitute an
injustice that creates grave doubts concerning the validity of the verdict. See State v.
Dylan J., 2009-NMCA-027, ¶ 15, 145 N.M. 719, 204 P.3d 44 (“examin[ing] the alleged
[plain] errors in the context of the testimony as a whole” (internal quotation marks and
citation omitted)); see also Torres, 2012-NMSC-016, ¶ 9 (finding prosecutor’s reference
to citation that did not come into evidence was improper but did not call for a mistrial).
{34} Defendant also argues that Detective Smith gave improper vouching testimony
regarding the credibility of the children’s testimony when the prosecutor asked, “Do you
have any information during your investigation that these children were unduly
influenced in this case?” and he responded he responded “No. No sir, not at all.” The
statement was elicited on redirect after defense counsel cross-examined Detective
Smith about whether it was protocol to interview children with a parent present and
whether that might influence the children’s answers. Defendant does not persuade us
that Detective Smith’s response emphasized or bolstered the credibility of the children’s
testimony nor that its admission calls the validity of the verdict into question, particularly
in light of the totality of the evidence in this case. We conclude that Detective Smith’s
isolated statements do not constitute plain error requiring reversal. See Dylan J., 2009-
NMCA-027, ¶ 15(“examin[ing] the alleged [plain] errors in the context of the testimony
as a whole.” (internal quotations and citation omitted)); Torres, 2005-NMCA-070, ¶ 9
(stating that the plain error rule applies only in evidentiary matters and “only if we have
grave doubts about the validity of the verdict, due to an error that infects the fairness or
integrity of the judicial proceeding” (internal quotation marks and citation omitted)).
CONCLUSION
{35} For the aforementioned reasons, we reverse Defendant’s conviction for Count 11
and remand this case to the district court with instructions to vacate that conviction and
to resentence Defendant accordingly. We affirm the remaining convictions addressed in
this appeal.
{36} IT IS SO ORDERED.
MEGAN P. DUFFY, Judge
WE CONCUR:
M. MONICA ZAMORA, Chief Judge
JENNIFER L. ATTREP, Judge
Case-law data current through December 31, 2025. Source: CourtListener bulk data.