JGE v. United States
Opinion of the Court
THIS MATTER comes before the Court on Plaintiffs JGE, Gabriela Gallegos, Jolene Estrada and Joyce Estrada's Motion to Alter or Amend the Court's Memorandum Opinion and Judgment as to Defendant United States, filed August 29, 2016 [Doc. 77]. On August 9, 2016, this Court dismissed all claims against the United States, finding that because the Complaint failed to state a claim of negligence under New Mexico law, Plaintiffs failed to state claims under the Federal Tort Claims Act,
BACKGROUND
Plaintiffs' claims against the United States, brought under the Federal Tort Claims Act ("FTCA")
Plaintiffs sued both individually named DEA employees as well as the United States. Plaintiffs claimed in Counts I-XVII of the Complaint that because the DEA (1) failed to warn Plaintiffs that Quintana was a dangerous DEA informant, and (2) negligently supervised Quintana, the United States breached its duty to protect Plaintiffs from Quintana, who the DEA knew or should have known had violent tendencies. [Docs. 19 at 65-114; 77 at 1].
I. The Court's August 9, 2016 Opinion
In its previous Memorandum Opinion and Order, this Court dismissed all claims against both the named Individual Defendants and the United States. [Doc. 75 at 21-37]. Plaintiffs' Rule 59(e) Motion only challenges the judgment in favor of the United States. [Doc. 77]. The Court's reasoning was guided by two fundamental principles governing FTCA claims. First, the FTCA does not create liability but merely provides that the tort law of the state where the conduct occurred applies to the United States. See Doc. 75 at 23 (citing
Particularly relevant to the present Motion, this Court examined whether there was a special relationship between the DEA and Quintana giving rise to a duty to protect Plaintiffs. Pursuant to the above framework for stating a claim under the FTCA, the Court examined New Mexico case law regarding the duties that medical professionals (i.e. potentially analogous private persons) may have to protect against harmful conduct by their patients. The Court focused its analysis on Section 319 of the Restatement (Second) of Torts, which had been adopted by New Mexico courts for the rule that medical professionals can be liable for harms caused by patients with known dangerous propensities, if the doctor exerts control over the patient.
The Court also examined FTCA cases involving injuries inflicted by informants in other states, in which the federal district court looked to corresponding state law adopting Sections 315-319 of the Restatement, finding that the United States could be liable only where the harm inflicted by the informant was reasonably foreseeable. Id. at 30-31. Therefore, in light of the absence of an analogous liability theory under New Mexico law, and in light of the holdings in other federal informant cases applying analogous state caselaw, this Court held that because the harm to Plaintiffs was unforeseeable, the DEA did not have a duty to warn or otherwise protect the Estrada family. Id. at 27-36.
II. Plaintiffs' Motion to Alter or Amend the Court's Opinion
On August 29, 2016, Plaintiffs filed the present Motion to Alter or Amend the Court's Judgment under Rule 59(e) of the Federal Rules of Civil Procedure, [Doc. 77]. The United States submitted its response on September 15, 2016, [Doc. 78], and Plaintiffs replied on September 26, 2016, [Doc. 79].
Plaintiffs' opening brief argues, first, that the Court improperly considered materials outside the pleadings in adjudicating the United States' Motion for Judgment on the Pleadings under Fed. R. Civ. P. 12(c). [Doc. 77 at 8].
Second, Plaintiffs' opening brief argues that the Court misapprehended New Mexico tort law and should have found that the United States owed a duty to warn Plaintiffs and protect Plaintiffs from harm through better supervision, because "foreseeability of a plaintiff alone does not end the inquiry" and the existence of a special relationship between the defendant and the tortfeasor gives rise to a duty towards all plaintiffs. [Doc. 77 at 10]. Plaintiffs cite New Mexico's adoption of the Restatement (Second) of Torts §§ 314A, 319. [Doc. 77 at 10 (citing Ciup v. Chevron U.S.A., Inc. ,
*1258Third, Plaintiffs accuse the Court of applying the wrong standard for determining whether private persons in like circumstances would have a duty under New Mexico state law and argues, again, that the circumstances of the present case are analogous to those of a doctor who undertakes supervision and control of a patient with dangerous propensities, or a private investigator or security officer who has similar duties as government law enforcement officials. Id. at 23.
Incredibly, Plaintiffs' reply brief fundamentally changes its presentation of New Mexico state law. For the first time ever in this case, after having repeatedly cited law to the contrary both in their original opposition to the United States' motions as well as in their opening brief under Rule 59(e), and without any acknowledgment or explanation to the Court, Plaintiffs cite a relatively new rule under New Mexico law that, contrary to the common law of most states, courts may not consider foreseeability in finding that a defendant did not have a duty or that an existing duty was limited. [Doc. 79 at 1 n.2 (citing Rodriguez v. Del Sol Shopping Center Assoc. ,
Courts in most states hold as a matter of law that if the harm was unforeseeable, the defendant did not have a duty to prevent that harm. See 1 Barry A. Lindhahl, Modern Tort Law: Liability and Litigation § 3:17 (2d ed.) ("Foreseeability of injury is generally recognized as a critical element of the duty analysis. ...Although there is authority that foreseeability may be considered on the issue of causation, the weight of authority is that [foreseeability] is limited to the duty element.").
New Mexico, however, joined a small minority of states in holding that "foreseeability is not a factor for courts to consider when determining the existence of a duty ...[because it] is a fact-intensive inquiry relevant only to breach of duty and legal cause consideration." Rodriguez v. Del Sol Shopping Ctr. Assoc. ,
The Court ordered supplemental briefing, giving the United States an opportunity to respond to Plaintiffs' new argument that the United States owed a duty to Plaintiffs under Rodriguez , and allowing Plaintiffs to submit a reply. [Doc. 81]. The Court specifically asked the United States to "address the issue of whether any policy considerations weigh in favor of eliminating or limiting a duty, under the analytical framework set forth by the New Mexico Supreme Court in Rodriguez ." Id. at 2. The United States filed its response to Plaintiffs' new argument on January 6, 2017, [Doc. 82], and Plaintiffs replied on January 12, 2017, [Doc. 83].
LEGAL STANDARD
Federal Rule of Civil Procedure 59(e) allows a party to file a motion to alter or amend judgment within 28 days of the entry of judgment. "Grounds warranting a [ Rule 59(e) ] motion to reconsider include (1) an intervening change in the controlling law, (2) new evidence previously unavailable, and (3) the need to correct clear error or prevent manifest injustice." Servants of the Paraclete v. Does ,
DISCUSSION
First, Plaintiffs' argument that the Court applied the incorrect standard of review fails because the Court did not rely on any evidence external to the FAC in granting judgment on the pleadings. Second, although the Court failed to consider New Mexico's minority rule regarding duty under Rodriguez , policy considerations weigh against finding a duty to warn Plaintiffs. Finally, regarding Plaintiffs' negligent supervision claims, Plaintiffs fail to raise an analogous theory of private person liability under New Mexico law. Therefore, Plaintiffs' Motion must be denied.
I. The Court applied the correct standard of review and Plaintiffs are not entitled to discovery.
Plaintiffs argue that because the United States submitted a declaration in support of their Motion for Judgment on the Pleadings Based on Lack of Subject Matter Jurisdiction, [Doc. 59-1], the Court improperly considered materials outside the pleadings and should have allowed discovery. [Doc. 77 at 8]. Plaintiffs cite Fed. R. Civ. P. 12(d), which provides that "[i]f, on a motion under 12(b)(6) or 12(c), matters outside the pleadings are presented to and not excluded by the court, the motion must be treated as one for summary judgment under Rule 56. All parties must be given a reasonable opportunity to present all the material that is pertinent to the motion."
The Court can quickly dispose of this argument by clarifying that although the United States attached a declaration to their Motion, the Court did not rely on it or other any evidence outside the FAC and its attachments in finding lack of subject matter jurisdiction. The Court's Opinion makes no reference or citation to the declaration submitted. Accordingly, because the Court did not consider any information outside the FAC, the Motion was not converted to a motion for summary judgment and Plaintiffs were not entitled to discovery. See Hartford Casualty Ins. Co. v. Trinity Universal Ins. Co. of Kansas ,
Plaintiffs also argue that the Court improperly applied the standard of review under Fed. R. Civ. P. 12(b)(6), which applies under Rule 12(c), because the Court "failed to consider all of the factual allegations set forth in the amended complaint and draw reasonable inferences in the Plaintiffs' favor therefrom to determine the existence of a special relationship between Edward Quintana and the United States." [Doc. 77 at 5]. Plaintiffs argue that "[i]nstead, the Court made inferences in the government's favor." Id. at 5-6. Plaintiffs re-list numerous allegations from the FAC that they argue should have been construed in their favor. [Doc. 77 at 13]. The Court reviewed these allegations previously. The only clear error argued by Plaintiffs is that the Court should have found a special relationship between the DEA and Quintana, giving rise to a duty to protect Plaintiffs. All other issues raised by Plaintiffs have or could have been raised at the time of the original motion.
II. Under Rodriguez , the Court still finds no duty to warn Plaintiffs.
Plaintiffs' primary argument is that the Court misconstrued New Mexico law and the allegations of the Complaint in finding that the United States did not owe a duty to Plaintiffs. [Doc. 77 at 9-18]. In response, the United States argues that the Court has already correctly construed the applicable law, and that the portions of the Complaint cited in the present Motion do not support Plaintiffs' position. [Doc. 78 at 4-7]. On reply and in their supplemental brief, Plaintiffs argue that under Rodriguez v. Del Sol Shopping Ctr. Assoc. ,
The United States argues that the Court should decline to hear Plaintiffs' argument on the issue of duty because Plaintiffs' Rule 59(e) Motion "merely revisits issues already addressed and advances arguments that could have been raised in prior briefing." [Doc. 78 at 3-4]. Plaintiffs' Motion does not raise new facts or law but rather disputes the Court's analysis and argues that the Court's "reliance on foreseeability considerations to find defendant United States did not owe a duty to plaintiffs was clearly erroneous, resulting in a manifest injustice." [Doc. 83 at 2]. Plaintiffs should have been aware of Rodriguez when preparing their opposition to the United States' motion for judgment on the pleadings, and courts generally do not alter judgments where the moving party seeks to "advance arguments that could have been raised in prior briefing." Servants of the Paraclete ,
This Court erred in finding that because the Complaint indicated that Mr. Quintana's dangerous propensities and contact with the Estrada family were unforeseeable, the DEA did not have a duty to warn the Estrada family. Under Rodriguez , it was improper for the Court to focus on the specific allegations in the Complaint in reaching its finding of no duty. The issues of whether the DEA knew about Quintana's dangerous propensities or whether they undertook to supervise Quintana are questions of fact. By evaluating these questions the Court was weighing evidence, under Rodriguez . The proper test for finding a duty in New Mexico, under Rodriguez , is whether there are policy considerations such that there should not be a duty. If this Court finds that there are no policy obstacles and there was a duty to warn and protect Plaintiffs, the next question is whether Plaintiffs' claims are nevertheless dismissed as a matter of law because the Complaint fails to plausibly state that the United States breached its duty, or that the breach proximately caused Plaintiffs' harms.
At the time of this writing, there is limited precedent among New Mexico courts finding no duty under Rodriguez in light of policy concerns. In Nat'l Roofing, Inc. v. Alstate Steel, Inc. ,
More importantly, in Brown v. Kellogg ,
Deciding the case shortly after Rodriguez , the court held that "there appear to be good policy reasons for rejecting the imposition of a fitness for duty legal obligation on independent healthcare professionals who treat individuals with access to firearms as part of their workplace environment."
In support of its decision not to create a new policy from whole cloth, the court cited Torres v. State ,
With these interpretations of Rodriguez in mind, the Court turns to the instant case. Plaintiffs argue that the United States had a duty (1) to warn the Estrada family about Quintana's dangerous propensities, and (2) to supervise Quintana in order to prevent him from committing violent acts. [Docs. 77 at 18; 79 at 4]. The Court considers each of these duties in turn.
First, a duty to warn certain members of the public about dangers posed by a confidential informant would be creating new policy from whole cloth, impermissibly, as in Brown . The law enforcement purpose of using confidential informants is to infiltrate criminal activity. The United States explains in their supplemental brief that "[t]he DEA does not disclose the identity, history, or activities of an informant for the safety of its agents and the informants, and the protection of its mission." [Doc. 82 at 6]. Although the United States cites to a declaration submitted in support of this policy assertion, the Court need not consult or rely on this declaration because the principle is common sense: confidential informants necessarily operate without revealing their status.
In this case, unlike Brown , the parties have not developed a detailed record allowing the Court to fully assess the policy interests with respect to warning certain members of the public about the dangerous propensities of a confidential informant. Having not considered the issue of duty under Rodriguez until Plaintiffs raised it on reply to their Rule 59(e) Motion, the Court only has the parties' supplemental briefs to guide its understanding of the policy issues surrounding safety and the use of confidential informants. Nevertheless, the parties' arguments clearly demonstrate that an obligation to disclose a confidential informant's identity to certain members of the public would be a new policy. Such a disclosure obligation would interfere with the law enforcement mission, put the safety of agents and the confidential informant at risk, and create a need for additional measures to mitigate this risk. The Court is also cognizant of the risk that such a policy could have a chilling effect on the use of confidential informants, as potential informants may perceive the arrangement to be untrustworthy in protecting their identity, and law enforcement may perceive the use of confidential informants to be both less safe as well as unduly burdensome. These concerns indicate that Plaintiffs are asking the Court to find a duty in the face of a countervailing general principle that confidential informants must remain confidential.
*1263Because the Court has identified competing policies and principles about preserving informant confidentiality, the Court would be creating a new policy from whole cloth, which is "the particular domain of the legislature, as the voice of the people, to make public policy." See Brown ,
III. Plaintiffs' negligent supervision claims do not allege sufficiently analogous private person liability under New Mexico law.
Plaintiffs also argue that the United States had a duty under DEA policy and New Mexico tort law to supervise Quintana in order to prevent his violent actions. With regard to DEA policy, Plaintiffs attach a copy of "The Attorney General's Guidelines Regarding the Use of Confidential Informants," which does not "create any enforceable legal right or private right of action by a [confidential informant] or any other person," but which does require an initial determination of whether a potential confidential informant "is reasonably believed to pose a danger to the public or other criminal threat," and, if hired, that this and other factors are reviewed "at least annually" by a case agent. [Doc. 83-1 at 7, 9]. Plaintiffs argue that "this Court cannot find that as a matter of law, it is established public policy that the duty owed by defendant United States to Plaintiffs should be eliminated or modified because decisions as to informants are discretionary by federal law enforcement and not subject to review." [Doc. 83 at 7].
Plaintiffs fundamentally misapprehend the issue before the Court. Although the DEA may have policies regarding the hiring and supervision of confidential informants for the express purpose of preventing violence, including the violence that occurred in this case, alleged violations of these policies are not actionable by Plaintiffs merely because these internal policies exist. DEA internal policy does not give rise to state law tort duties. See United States v. Agronics, Inc. ,
In support of their theory that the United States had a duty to supervise Quintana in a way that would have protected plaintiffs such as the Estrada family from harm, Plaintiffs cite the theory of liability in which a defendant has a duty to protect another from the criminal acts of a third person when the defendant has a special relationship with the third person. [Doc. 83 at 4]. Plaintiffs again assert, as they did in prior briefing, that the DEA had a special relationship with Quintana when they "voluntarily *1264t[ook] the custody and control of" Quintana by employing him as an informant.
First, without running afoul of Rodriguez , the Court still finds that the special relationship theories propounded by Plaintiffs are insufficiently analogous. Plaintiffs must cite to New Mexico caselaw finding a private person liable in comparable circumstances. See Coffey ,
Plaintiffs also analogize to a private investigator who enlists a dangerous person as his informant. [Doc. 79 at 11 (citing Karbel v. Francis ,
Accordingly, notwithstanding Rodriguez , Plaintiffs have not alleged a special relationship giving rise to a duty under New Mexico law and the FTCA. The FAC only alleges that the DEA hired Quintana as an informant, not that it took custody over Quintana, and the allegations are tenuous as to what control the DEA exerted over Quintana. For example, Plaintiffs assert in their Rule 59(e) Motion that the FAC alleges the DEA knew Quintana was living with the Estrada family. [Doc. 77 at 17]. In fact the FAC alleges only that the DEA knew or should have known Quintana's residential address, according to DEA policy. [Doc. 19 ¶¶ 124, 364]. The FAC fails to plausibly allege that the DEA took control over Quintana in order to prevent him from committing violence. Quintana was hired by the DEA for the purpose of assisting in law enforcement operations. The relationship is more aptly characterized as that of employer-employee, rather than doctor-patient. Accordingly, the Court reiterates, as it did in its prior Opinion, that Plaintiffs fail to state a claim under the *1265FTCA. The allegations are not sufficiently analogous to the liability of private persons under New Mexico law.
CONCLUSION
For the foregoing reasons, Plaintiffs' Motion to Alter or Amend the Court's Memorandum Opinion and Judgment as to Defendant United States [Doc. 77] is DENIED.
The United States notes that although Plaintiffs state in their Motion that "the United States was aware of Quintana's residential location from August 2012 through February 20, 2013," [Doc. 77 at 17], the Amended Complaint only states that the DEA was aware "or should have been aware" of Quintana's location, based on DEA policy. [Doc. 78 at 5 n.1 (citing Doc. 19 ¶ 362) ].
The United States also notes that Plaintiffs failed to seek the United States' position on Plaintiffs' Motion in accordance with Local Rule 7.1(a), which provides that "a motion that omits recitation of a good-faith request for concurrence may be summarily denied." D.N.M.LR-Civ. 7.1(a). [Doc. 78 at 1]. Plaintiffs' counsel explained that the Motion was filed on the eve of family-related travel and counsel forgot to contact opposing counsel. Considering that the United States was not likely to concur on any aspect of Plaintiffs' Motion, the Court ignores this error.
See also Gipson v. Kasey ,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.