State ex rel. Torrez v. Whitaker
State ex rel. Torrez v. Whitaker
Opinion
{1} One of the most significant new tools provided to the New Mexico criminal justice system as a result of the amendment to the bail provisions in Article II, Section 13 of the New Mexico Constitution, approved by the New Mexico Legislature in February 2016 and passed by New Mexico voters in the November 2016 general election, is the judicial authority to deny pretrial release-for any amount of money-if a prosecutor shows by clear and convincing evidence that no release conditions a court could impose on a felony defendant would reasonably protect the safety of any other person or the community.
{2} In this case, we have been requested to address the nature of evidentiary presentation required by this new detention authority. We agree with courts in all other federal and state bail reform jurisdictions that have considered the same issues, and we hold that the showing of dangerousness required by the new constitutional authority is not bound by formal rules of evidence but instead focuses on judicial assessment of all reliable information presented to the court in any format worthy of reasoned consideration. The probative value of the information, rather than the technical form, is the proper focus of the inquiry at a pretrial detention hearing.
{3} In most cases, credible proffers and other summaries of evidence, law enforcement and court records, or other nontestimonial information should be sufficient support for an informed decision that the state either has or has not met its constitutional burden. But we also agree with other jurisdictions that a court necessarily retains the judicial discretion to find proffered or documentary information insufficient to meet the constitutional *204 clear and convincing evidence requirement in the context of particular cases.
I. PROCEDURAL HISTORY
{4} This case came before us on a petition for writ of superintending control filed by Second Judicial District Attorney Raúl Torrez. The petition sought to have this Court order Respondent District Judge Stan Whitaker to conduct new detention hearings in two specific cases, State v. Salas , D-202-LR-2017-67, and State v. Harper , D-202-LR-2017-68, and provide guidance on the nature of the evidence required in the pretrial detention hearings authorized by the 2016 constitutional amendment.
{5} We first review the history of the two cases that are the subject of the petition.
A. State v. Salas
{6} Paul Salas was arrested on March 16, 2017, and charged in a single criminal complaint with forty-seven separate armed robberies of dozens of Bernalillo County businesses in a five-month period.
{7} The complaint, prepared and signed under oath by the investigating police case agent, alleged the facts reported by the separate victims and noted that each of the robberies had been committed by a person fitting the physical description of Salas, who was dressed similarly, who brandished a firearm, and who otherwise exhibited the same modus operandi in each of the robberies; that surveillance video available in most of the robberies confirmed that the same robber, who walked with the same characteristic gait, appeared to be responsible; that in the most recent robbery, an electronic tracking device placed in the bag of stolen cash and merchandise allowed police to immediately chase down and arrest the fleeing Salas and a codefendant and retrieve the robbery proceeds and other evidentiary items; and that after his arrest Salas waived his Miranda rights and confessed to each of the forty-seven charged robberies in a lengthy debriefing with the case agent who had prepared the sworn criminal complaint, providing a detailed account of each admitted robbery that was consistent with the victim reports.
{8} The day after Salas's arrest, the State filed a motion for pretrial detention. The motion contended that Salas's alleged five-month crime spree and the fact that he was a wanted fugitive from another state demonstrated "the ability to elude police and ... an unwillingness to abide by law and cooperate [with] law enforcement." The motion stated that he "has shown a blatant disregard for the value of a human life and ... a pattern for violence," that because of the nature of his crimes Salas presented "a serious danger to the community," and that there were no conditions "other than a no bond hold that would protect the safety of the public."
{9} No probable cause determination had been made by a court or grand jury on any of the charged offenses by the time of the March 22, 2017, detention hearing, and the district court made no probable cause determination in connection with the detention hearing.
{10} At the hearing on its detention motion, the State proffered the sworn criminal complaint in this case and a fugitive complaint on which Salas recently had been arraigned pending extradition to Arizona on a sex offense but called no live witnesses and introduced none of the underlying materials relied on by the case agent in preparing the robbery complaint.
{11} Salas offered no affirmative or rebuttal information concerning the accuracy or truthfulness of the information presented to the district court by the State and did not challenge his identity as the Paul Salas reported in the complaint to have been pursued, arrested, searched, and interrogated.
{12} Accordingly, the hearing consisted primarily of argument concerning the nature, reliability, and sufficiency of the form of documentary information offered by the State, with the defense arguing generally that the documentary evidence was insufficient to meet the State's clear and convincing evidence burden without a live witness to testify and be cross-examined about the documents' accuracy and reliability.
{13} In oral and written rulings, Respondent denied the detention motion, refusing to admit the criminal complaint on the ground *205 that it was deemed unreliable and violative of due process in the absence of corroborating or authenticating witnesses that the defense could cross-examine. After denying detention, Respondent ordered Salas to be placed on pretrial conditions of release that included close supervision, monitoring, and a cash-only bond of $100,000, in addition to the $100,000 cash-only bond that had been set earlier on the Arizona fugitive complaint and in addition to any other applicable money bonds.
B. State v. Harper
{14} Mauralon Harper was charged in a sworn criminal complaint with attempted murder, aggravated battery with a deadly weapon, shooting at a vehicle resulting in great bodily harm, and tampering with evidence.
{15} The complaint alleged that Harper shot his girlfriend in the abdomen as she got into her car after arguing with Harper and ordering him out of her apartment. The investigating detective who executed the complaint reported that he joined other officers in responding to a report of a shooting at the victim's address. There they found several people attending to the bleeding victim as she lay on the ground. She was able to tell officers, "Mauralon shot me," before being transported to the hospital for emergency surgery.
{16} A neighbor who knew both Harper and the victim told police she had heard the two arguing, had heard the sound of gunshots and the victim screaming, and then saw Harper pointing a handgun toward the victim's car and the victim lying on the ground next to the car.
{17} Another witness who knew and could identify Harper stated that moments after she heard the gunshots she observed Harper running from the scene with a gun in his waistband.
{18} The investigating detective recited that he personally observed at least thirteen bullet holes in a car that was registered to the victim and parked at the scene and that the bullet holes and casing locations were consistent with the eyewitness accounts that Harper was standing in the area of the victim's apartment when he fired toward the victim's car.
{19} The District Attorney's office filed a motion to detain Harper pending trial. As in the Salas case, no determination of probable cause by a court or grand jury had been made either before or during the detention hearing.
{20} At the hearing, the prosecutor proffered the criminal complaint in support of the detention motion. The prosecutor also proffered court documents recording Harper's six prior convictions, including three felony convictions for bank robbery, assault on a police officer, and drug possession; documents reflecting three past domestic violence restraining orders against Harper obtained by three separate complainants; documents reflecting a pending robbery and evidence-tampering case in which Harper was currently being held without bond on a release revocation order for failure to appear; documents reflecting six past bench warrants for failure to appear; and a current district court pretrial services risk assessment that placed him in the highest risk category, calling for either intensive supervision or pretrial detention.
{21} In addition to the documentary evidence, the State proffered a video and images of text messages from the victim's phone, which the prosecutor represented to contain evidence that corroborated the State's version of the charged offenses. Although the defense argued briefly that the unreliability of the State's documentary evidence, in the absence of live testimony, left open to question whether Harper was the same Mauralon Harper referenced in the documents, the defense never offered affirmative or rebuttal evidence or even denied that he was the person who had shot at his girlfriend, instead relying on objections to the admissibility and weight of the State's submissions.
{22} Respondent denied the request for detention in oral and written rulings but then ordered Harper to be placed on multiple pretrial conditions of release that included close supervision, monitoring, and a secured bond in the amount of $100,000.
*206 {23} In the oral bench ruling at the conclusion of the hearing, Respondent stated that he would not admit the video and text messages because the State did not provide a witness to testify to their authenticity and reliability and be available for cross-examination. While he stated in the oral ruling that he was admitting the criminal complaint and the other documents regarding Harper's criminal history over defense objections, in the subsequent written order Respondent recited that the contents of the criminal complaint were unreliable and therefore inadmissible and stated that the admission of the complaint's hearsay contents, "without more, would deprive the Defendant a meaningful opportunity to challenge the State's evidence, which is in violation of his right to due process of law."
C. The Petition for Writ of Superintending Control
{24} After Respondent denied the State's detention motions in Salas and Harper , Petitioner Torrez sought a writ of superintending control from this Court. Respondent, Defendants Salas and Harper, whom the petition named as real parties in interest, and the Attorney General filed separate responses to the State's petition, pursuant to Rule 12-504(C) NMRA ("The respondent, the real parties in interest, and the attorney general may file a response to the petition [for an extraordinary writ].").
{25} As framed in the petition, the controversy between the parties was a clash of absolutist positions that centered on whether the prosecution must always present live witnesses, as the petition alleged the Respondent was requiring, or whether live witnesses can never be required, as the petition seemed at times to contend. Petitioner asked this Court to order the district court to reconsider the State's motions for pretrial detention and to issue a written opinion providing guidance to inferior courts on how to interpret and apply the new pretrial detention provisions recently added to Article II, Section 13 of the New Mexico Constitution.
{26} In his response to the State's petition, Respondent took the position that due process of law may require live witness testimony to satisfy confrontation rights at pretrial detention hearings and that in these two cases he did not abuse his judicial discretion in denying the State's motions for pretrial detention.
{27} Salas and Harper argued that Respondent did not abuse his discretion to require live witnesses at a pretrial detention hearing when he found the exhibits and proffers insufficient to meet the State's burden of proof.
{28} The Attorney General urged this Court to follow federal detention hearing precedents and hold that a court may rely on proffers and documents alone without violating the due process rights of an accused but to recognize that the court retains the discretion to require one or more live witnesses when there is a question about the credibility or authenticity of nonwitness information.
{29} Following oral argument on the petition, this Court delivered an oral ruling from the bench granting the writ, providing guidelines for the evaluation of evidence in detention hearings, directing Respondent to conduct new hearings in light of those guidelines, and advising the parties that the Court would issue a full precedential opinion amplifying our oral ruling. This is that opinion.
II. DISCUSSION
{30} Article VI, Section 3 of the New Mexico Constitution provides that the New Mexico Supreme Court has the power of superintending control, a long-standing power "to control the course of ordinary litigation in inferior courts."
State v. Roy
,
{31} While a writ of superintending control should not "be used as a substitute for ... appeal,"
Chappell v. Cosgrove
,
{32} In order to address the proper interpretation of the new detention authority created by the November 2016 constitutional amendment and the resulting July 2017 court rules, it is important to understand the reasons for their creation and the sources and historical construction of the provisions we are called on to explicate in this case.
{33} In
State v. Brown
,
{34} In
Brown
we traced key features of bail reforms in the United States, including the movement toward minimizing the detention of low-risk defendants simply for lack of money to buy a bond, as reflected in the provisions of the federal Bail Reform Act of 1966, Pub. L. 89-465,
{35} Many other jurisdictions have also followed the federal model in explicitly prohibiting pretrial detention simply for lack of money to buy a bail bond. See D.C. Code Sec. 23-1321(c)(3) (West 2017) (prohibiting a court from setting a "financial condition" that would "result in the preventive detention of the person"); Mass. Gen. Laws Ann. ch. 276, § 58A(2)(B)(iv) (West 2017) (providing that a "judicial officer may not impose a financial condition that results in the pretrial detention of the person"); see also N.J. Stat. Ann. § 2A:162-17(c)(1) (West 2017) (providing that a "court shall not impose ... monetary bail *208 ... for the purpose of preventing the release of the eligible defendant").
{36} A number of states have taken other steps to decrease the justice system's reliance on commercial sureties and other monetary bail.
See, e.g.
,
{37} While those reforms focused on alleviating one of the worst consequences of using money to decide who will be released pretrial-jailing people for lack of money instead of for any real risk they posed-they did little to address the other primary undesirable result of the money system-releasing dangerous defendants into the community simply because they could arrange to buy their way out of jail. To address that very serious problem, new legal authority for judges to deny pretrial release based on findings of dangerousness has been created in a growing number of federal and state jurisdictions.
{38} Those community safety reforms began in the District of Columbia four years after passage of the federal Bail Reform Act of 1966.
A. District of Columbia
{39} Prior to 1970, in the vast majority of jurisdictions defendants had a constitutional or statutory right, at least on paper if not always in practice, to be released on bail prior to trial for virtually all crimes not punishable by death.
Bail: An Ancient Practice Reexamined
,
{40} In a significant change from that history, Congress gave new risk-focused pretrial detention authority to District of Columbia judges as part of the District of Columbia Court Reform and Criminal Procedure Act of 1970, Pub. L. 91-358,
{41} Section 23-1322(b)(2)(B), D.C. Act 644-45, now codified as Section 23-1322(b)(2) (2013), permitted a court to deny pretrial release on any conditions if the court found by "clear and convincing evidence that" no conditions of release would "reasonably assure the safety of any other person or the community." Significantly for the issues we address in this opinion, Section 23-1322(c)(5), D.C. Act 645, now codified as Section 23-1322(d)(4), also provided that "pretrial detention hearings ... need not conform to the rules pertaining to the admissibility of evidence in a court of law."
{42} The constitutionality of pretrial detention and the evidentiary requirements applicable to detention hearings in the District of Columbia were addressed thoroughly in
United States v. Edwards
,
{43} In a significant holding for the future of pretrial detention laws,
Edwards
held that the language and history of the excessive bail prohibition in the Eighth Amendment to the United States Constitution made it clear that there has never been an absolute federal constitutional right to pretrial release like that contained in the Pennsylvania constitutional model.
{44} After resolving the constitutionality of pretrial detention as a general concept,
Edwards
addressed arguments relating to
*209
the construction and constitutionality of specific features of the D.C. Act, including the evidentiary procedures at detention hearings.
See
Edwards
,
{45}
Edwards
also held that neither the Confrontation Clause nor the Due Process Clause precludes reliance on hearsay and proffers at bail and detention hearings.
See
Edwards
,
B. Federal Courts
{46} Encouraged by the experience with the D.C. Act, in 1984 Congress enacted similar detention authority for all federal courts in the Bail Reform Act of 1984, Pub. L. 98-473,
{47} As with the D.C. Act, the Federal Act allowed federal courts to detain defendants pretrial if clear and convincing evidence at a detention hearing demonstrated that no release conditions would "reasonably assure ... the safety of any other person and the community."
{48} The United States Supreme Court directly addressed the constitutionality of the Federal Act in
United States v. Salerno
,
{49}
Salerno
also held that the procedural protections encompassed in the Federal Act, such as the right to counsel, the right to cross-examine any witnesses who do appear at the hearing, the right to present information by proffer or otherwise, and the clear and convincing burden of proof provided "extensive safeguards ... [that] far exceed" what is required by the due process standards articulated in
Gerstein
.
Salerno
,
{50} Since
Salerno
, a number of federal courts have specifically addressed whether the Federal Act permits a defendant to be detained pretrial based solely on nontestimonial information proffered by the government. For example,
United States v. Gaviria
,
C. Massachusetts
{51} Following the federal example, in 1994 the Massachusetts Legislature enacted new procedures to permit pretrial detention of proven dangerous defendants in prosecutions for designated felony and domestic abuse cases.
See
{52} The Massachusetts pretrial detention statute, like the D.C. Act and the Federal Act, was promptly subjected to a court challenge.
See
Mendonza v. Commonwealth
,
{53} Noting that the United States Supreme Court had upheld the "analogous [f]ederal procedure" against constitutional attack, the
Mendonza
Court concluded that the Massachusetts statutory guarantees of the rights of the defense to cross-examine any witnesses the prosecution does call and to offer hearsay and other information, including witnesses, were sufficient to comply with due process requirements.
Mendonza
,
{54} While
Mendonza
settled the lawfulness of considering hearsay information in a detention hearing, it did not directly address whether a detention order could be entered without any live testimony at all. That question was directly answered in
Abbott A. v. Commonwealth
,
D. Ohio
{55} Ohio faced a greater challenge than the federal government and Massachusetts in authorizing pretrial detention of dangerous defendants. Since its admission to the Union, the Ohio Constitution had tracked the Pennsylvania model in guaranteeing that "all persons shall be bailable by sufficient sureties, unless for capital offenses, where the proof is evident or the presumption is great." Ohio Const. of 1803, Art. VIII, § 12 ;
Smith v. Leis
,
{56} As a result of that constitutional guarantee, Ohio had to amend its constitution before it could promulgate any pretrial detention procedures in noncapital cases. In 1997, the Ohio Legislature proposed and the voters passed a constitutional amendment to add new pretrial detention authority to Section 9, Article 1"for a person who is charged with a felony where the proof is evident or the presumption great and where the person poses a substantial risk of serious physical harm to any person or to the community." 1997 Ohio Laws H.J. Res. No. 5; 1997, 147 Ohio Laws Part IV, 9014, 9016; Ohio Const. art. I, § 9.
{57} Subsequent statutory enactments specified enumerated felonies for which a defendant could be detained and, as have laws in other pretrial detention hearing jurisdictions, provided that "rules concerning admissibility of evidence in criminal trials do not apply to the presentation and consideration of information at the hearing" and that the court "shall consider all available information regarding" the factors relevant to the defendant's dangerousness.
{58} Although the Ohio appellate courts have not yet squarely addressed the extent to which live witnesses could be required under their detention laws, appellate affirmances of detention decisions have included cases in which witnesses personally testified and in which they did not.
See, e.g.
,
State v. Urso
, 11th Dist. Trumbull No. T-0042,
E. New Jersey
{59} New Jersey is the most recent jurisdiction, other than New Mexico, to provide authority for courts to deny pretrial release to dangerous defendants following a hearing. Its comprehensive bail reforms "changed the landscape of the State's criminal justice system relating to pretrial release" by moving "away from heavy reliance on monetary bail," granting judges "the authority to detain defendants prior to trial if they present a serious risk of danger, flight, or obstruction," and releasing on nonmonetary conditions "[d]efendants who pose less risk."
State v. Robinson
,
{60} The New Jersey Constitution, like the old Pennsylvania model, guaranteed that "[a]ll persons shall, before conviction, be bailable by sufficient sureties, except for capital offences, when the proof is evident or presumption great." See N.J. Const. of 1844, art. I, ¶ 10 ; see also N.J. Const. of 1947, art. I, ¶ 11.
*212
{61} Following New Jersey's legislative abolition of capital punishment in 2007, all defendants who posted bail had a constitutional right under that provision to be released before trial.
See
Robinson
,
{62} In 2013, the New Jersey Supreme Court created a broad-based committee to study the need for reforms, with representation "from all three branches of state government including the Attorney General, Public Defender, private attorneys, judges, court administrators, and representatives of the Legislature and the Governor's Office."
Robinson
,
{63} In 2014, the New Jersey Legislature passed and voters adopted an amendment to the New Jersey Constitution that was a key to the ability to move from a money-based system of pretrial release and detention to one based on evidence of risk.
Robinson
,
{64} Pursuant to this new authority, new sections of the New Jersey Criminal Justice Act addressing pretrial release and detention, N.J. Stat. Ann. §§ 2A:162-15 to -26 (West 2017), and new provisions in the New Jersey Supreme Court rules regulating pretrial detention procedures, N.J. Rule 3:4A (West 2017), took effect on January 1, 2017. Like other courts before them, the New Jersey appellate courts quickly found themselves considering the permissible modes of proof in their new detention hearings.
{65} At 1:08 a.m. on the very day the new statutes and rules became effective, Amed Ingram, a convicted felon, was arrested on a number of serious firearm charges.
State v. Ingram
,
{66} The defendant appealed the resulting detention order, arguing that allowing the prosecutor to proceed by a nontestimonial proffer alone violated the defendant's constitutional due process rights as well as the detention statutes. Id. at 801. Both the intermediate appellate court and the New Jersey Supreme Court affirmed the decision of the trial court, agreeing that neither the wording of the detention statutes nor principles of constitutional due process require testimony from a live witness at every detention hearing. Id. at 801, 809-10. As had courts in other jurisdictions facing the issue, the New Jersey Supreme Court confirmed that "the State is not obligated to call a live witness at each detention hearing" but that "the trial court has discretion to require direct testimony if it is dissatisfied with the State's proffer." Id. at 809-10.
F. New Mexico
{67} New Mexico's release and detention reforms came shortly after the New Jersey reforms. After this Court issued
Brown
in
*213
2014, we took the first step toward methodically studying improvement of our pretrial justice practices in light of the "wave of bail reform" now taking place in the United States,
Brown
,
{68} The Committee, like similar bodies in other states, determined that public safety and the equal administration of justice were ill-served by our historical reliance on the ability to afford a secured bond as the determining factor in whether an accused defendant was entitled to be released pending trial, and that pretrial release decisions should instead focus on evidence-based assessments of individual risks of danger or flight.
1. The November 2016 Constitutional Amendment
{69} One of the first recommendations made by the Committee was to follow the recent Ohio and New Jersey examples and seek an amendment of the antiquated right-to-bail provisions of our state constitution to replace the money-based system of pretrial release with an evidence-of-risk-based system by giving judges new lawful authority to deny release altogether to defendants who pose unacceptable risks of public danger or flight, whether or not they can afford a bail bond.
{70} The original proposal submitted by the New Mexico Supreme Court in 2015 to the Legislature's interim Courts, Corrections and Justice Committee was based on federal and state reforms elsewhere. That proposal would have added language to the Pennsylvania-model right-to-bail provisions in Article II, Section 13 of the New Mexico Constitution to provide that bail may be denied pending trial if, after a hearing, the court finds by clear and convincing evidence that no release conditions would reasonably ensure the appearance of the person as required or protect the safety of any other person or the community and that no person otherwise eligible for pretrial release could be detained solely because of financial inability to post a money or property bond.
{71} The Court's original proposed language was amended during the course of the legislative process to restrict judicial detention authority over dangerous defendants to judges in courts of record, which currently by statute does not include courts below the district courts; to permit detention only in felony cases; to require a prosecutorial request before the court may consider pretrial detention of a dangerous defendant; to textually place the burden of proving dangerousness on the prosecution; to remove any judicial authority to deny bail outright to nondangerous defendants who pose only a flight risk; and to add an explicit right to prompt judicial consideration of a motion alleging that a defendant cannot meet a particular amount of secured bond that a court has imposed.
{72} The resulting version, passed by the Legislature in the 2016 Regular Session as Senate Joint Resolution 1 and subsequently approved by 87% of New Mexico voters casting ballots on the issue in the November 2016 general election, amended Article II, Section 13 with the following provisions:
Bail may be denied by a court of record pending trial for a defendant charged with a felony if the prosecuting authority requests a hearing and proves by clear and convincing evidence that no release conditions will reasonably protect the safety of any other person or the community....
A person who is not detainable on grounds of dangerousness nor a flight risk in the absence of bond and is otherwise eligible for bail shall not be detained solely because of financial inability to post a money *214 or property bond. A defendant who is neither a danger nor a flight risk and who has a financial inability to post a money or property bond may file a motion with the court requesting relief from the requirement to post bond. The court shall rule on the motion in an expedited manner.
S.J.R. 1, 52nd Leg., 2nd Sess. (N.M. 2016), final version, available at https://www.nmlegis.gov/Sessions/16R¨egular/final/SJR01.pdf (last visited January 5, 2018); N.M. Const. art. II, § 13 (amendment effective November 8, 2016).
2. The July 2017 Procedural-Rule Amendments
{73} At the time the rulings were made in the
Salas
and
Harper
detention hearings, all the participants were learning how to apply the new detention authority provided by the constitutional amendment. This Court had not completed the process of seeking and considering input on proposals from the Committee and others for procedural rule changes to regulate compliance with the constitutional requirements.
See
Albuquerque Rape Crisis Ctr. v. Blackmer
,
{74} While the constitutional amendment required few changes in Rule 5-401 NMRA (amendment effective July 1, 2017), which regulates release decisions and since its original promulgation in 1972 (
see
Brown
,
{75} Only the district courts now have authority to enter detention orders, at least until and unless the Legislature designates any other courts as courts of record for detention hearings, and accordingly it was necessary to create a new district court pretrial detention process in our Rules of Criminal Procedure for the District Courts. See Rule 5-409 NMRA (effective July 1, 2017).
{76} Rule 5-409(B) provides for filing and service of motions to detain by the prosecution and of any responses by the defendant and requires notice of the detention request to the district court with detention authority, to any other courts in which the case may otherwise be pending, and to any detention centers with custody of the defendant. All release authority of any court other than the district court and of detention centers is immediately terminated pending the district court disposition of the detention motion,
see
Rule 5-409(C), (E)(1), subject to a requirement that the lower court ensure that a probable cause determination has been made in compliance with
County of Riverside v. McLaughlin
,
{77} Rule 5-409(F)-(H) provides guidance for the detention hearing itself, including expedited time limits, discovery of reasonably available evidence, presentation of evidence by both prosecution and defense, and resulting findings by the court. During the pretrial detention hearing, "[t]he defendant has the right to be present and to be represented by counsel[,] ... to testify, to present witnesses, to compel the attendance of witnesses, to cross-examine witnesses who appear at the hearing, and to present information by proffer or otherwise." Rule 5-409(F)(3).
{78} If the district court denies the state's motion for pretrial detention, it must articulate what it found to be insufficient. Rule 5-409(H) ("The court shall file written findings of the individualized facts justifying the denial *215 of the detention motion....") Alternatively, if the district court grants the state's motion and detains the defendant, it must articulate in writing the "individualized facts justifying the detention...." Rule 5-409(G).
{79} If the court orders detention, Article II, Section 13 of the New Mexico Constitution as well as Rule 5-409(L), Rule 5-405(F) NMRA (amendment effective July 1, 2017), and Rule 12-204 NMRA (amendment effective July 1, 2017) provide for an expedited appeal.
{80} There is nothing in the text of the rules or their legislative history that would require live witnesses in every case or that otherwise would limit the discretion of the court in relying on information that it may find reliable and helpful. In fact, Rule 5-409(F)(5) now explicitly confirms that in detention hearings the formal rules of evidence "shall not apply to the presentation and consideration of information." This provision is consistent with our Rules of Evidence, which were in effect at the time of the detention hearings below and that have long provided that the rules "do not apply to ... considering whether to release on bail or otherwise." Rule 11-1101(D)(3)(e) NMRA.
{81} To provide even more clarity, the published commentary to new Rule 5-409(F)(5) specifically cites precedents from other jurisdictions approving the use of sound judicial discretion in assessing the reliability and accuracy of information presented in support of detention, whether by proffer or direct proof, rather than the technical formalities of trial evidence rules. As the New Jersey Supreme Court noted in
Robinson
,
{82} Our court rules simply do not impose any live witness limitations on the information considered at a pretrial detention hearing. We therefore address whether there are other federal or state constitutional constraints that might impose different requirements.
3. Federal Constitutional Law
{83} The federal precedents previously discussed in this opinion should put to rest any question whether the United States Constitution imposes any blanket requirement that live witnesses must testify at pretrial detention hearings.
{84}
Salerno
,
{85} The United States Supreme Court has never directly addressed the issue whether live witnesses are required at detention hearings, but decades of federal circuit and district court opinions, as well as state appellate decisions, have consistently answered that question in the negative, as discussed earlier in this opinion.
4. New Mexico Constitutional Law
{86} Because the United States Constitution does not mandate live testimony in pretrial detention hearings, our remaining task is to consider whether the New Mexico Constitution imposes more expansive requirements in state detention proceedings.
See
State v. Gomez
,
{87} In language substantively indistinguishable from that of the Fourteenth Amendment to the United States Constitution, Article II, Section 18 of the New Mexico Constitution states, "No person shall be deprived of life, liberty or property without due process of law; nor shall any person be denied equal protection of the laws." As this
*216
Court has observed, "due process is a rather malleable principle which must be molded to the particular situation, considering both the rights of the parties and governmental interests involved."
State v. Valdez
(
In re Valdez
),
{88} We have previously recognized that the Due Process Clause of the New Mexico Constitution requires that a defendant's protections at a pretrial detention hearing include "the right to counsel, notice, and an opportunity to be heard."
State v. Brown
,
{89} Counsel for Respondent Judge Whitaker relies on
Segura
and
State v. Guthrie
,
{90} In
Segura
, the defendant allegedly violated his pretrial conditions of release.
{91} In
Guthrie
, we addressed what process is due to a defendant in a probation revocation hearing.
{92} No New Mexico precedent has ever held that the New Mexico Constitution requires live witnesses in pretrial release or detention hearings even though some forms of pretrial detention, such as in "capital offenses when the proof is evident or the presumption great," have always been permitted by Article II, Section 13 of the New Mexico Constitution. From the time when this Court promulgated the New Mexico Rules of Evidence in 1973, based almost wholly on the then-proposed Federal Rules of Evidence, both the New Mexico rules and the federal rules have specifically provided that the rules of evidence do not apply in considering "whether to release on bail or otherwise." Fed. R. Evid. 1101(d)(3) ; Rule 11- 1101(D)(3)(e) ;
see
State v. Martinez
,
{93} While the authority of a New Mexico court to detain a defendant based on a finding of dangerousness is new, our courts have routinely made pretrial release and bail decisions on the basis of recorded materials, proffers, and other nontestimonial information with no appellate decision ever suggesting constitutional infirmity in this process. As discussed in
Brown
,
{94} Because the detention-for-dangerousness provisions of the New Mexico Constitution were modeled in large part on federal detention statutes, using strikingly similar language, the interpretation of our constitutional requirements can also be informed by how federal courts have analyzed the same issue.
See
State v. Clements
,
{95} Our New Mexico Constitution and court rules relating to detention contain all the procedural safeguards that the United States Supreme Court found constitutionally sufficient in
Salerno
, including a detention hearing requiring a clear and convincing showing of the need for detention and affording defendants the right to counsel, to testify, to "cross-examine witnesses who appear at the hearing," and to respond to charges through live witnesses or "proffer or otherwise."
See
{96} We emphasize that pretrial detention of an accused person, prior to assessing individual guilt or innocence under the protections of constitutional due process, is not to be imposed lightly.
Salerno
,
5. Determining Dangerousness
{97} This Court has not been asked to reverse or affirm the particular decisions denying detention in Salas or Harper but merely to determine the appropriate modes of testimony at detention hearings and to remand for new hearings in accordance with our opinion. We will attempt to provide the requested guidance in general terms, without prejudging their application to particular cases.
{98} Like other courts addressing the issue, we caution that judges are still required to make reasoned judgments in evaluating evidentiary presentations. Making judgments about the persuasiveness of evidence is a core function of being a judge. While prosecutors may make proffers, tender documents and other exhibits, and ask the court to consider information in court records, a court may find the weight of any evidence, testimonial or nontestimonial, insufficient to meet the clear and convincing standard for detention in particular cases.
{99} The first step in a detention hearing is to assess which information in any form carries sufficient indicia of reliability to be worthy of consideration by the court. In determining whether any information presented *218 at a detention hearing contains indicia of reliability, a court can consider, for example, whether the information is internally consistent; whether it is credibly contested; whether it originates from or is conveyed by suspect sources; and whether it is corroborated or supported by accounts of independent observers, tangible evidence, a defendant's statements or actions, other sources, or other information.
{100} The court should then consider the extent to which that information would indicate that a defendant may be likely to pose a threat to the safety of others if released pending trial. While the goal of a pretrial detention hearing is not to impose punishment for past conduct,
Brown
,
{101} Both law and behavioral science recognize that in anticipating human behavior, "[o]ne of the predictive tools ... is the consideration of one's character traits based on patterns of past conduct."
Martinez
,
{102} Finally, the court must determine whether any pretrial release conditions it could impose "will reasonably protect the safety" of others, as required by the new standard in Article II, Section 13 of the New Mexico Constitution. District Court Rule 5-401(C), (D)(13), like its counterparts in our rules for courts of limited jurisdiction, authorizes judges to impose release conditions that are "reasonably necessary to ensure the appearance of the defendant as required and the safety of any other person and the community." See Rule 6-401(C) NMRA (providing the same authorization in pretrial release considerations for the magistrate courts); Rule 7-401(C) NMRA (same for the metropolitan courts); Rule 8-401(C) NMRA (same for the municipal courts). In determining the adequacy of release conditions to protect public safety, it may be particularly helpful to consider whether a defendant has engaged in dangerous behavior while on supervised release or has refused to follow court-ordered conditions of release in the past.
{103} It is not surprising that the New Mexico Constitution, applicable court rules, and judicial precedents here and elsewhere all refer to the need for reasonableness in pretrial release and detention decisions. As we pointed out in
Brown
, "there is no way to absolutely guarantee that any defendant released on any pretrial conditions will not commit another offense. The inescapable reality is that no judge can predict the future with certainty or guarantee that a person will appear in court or refrain from committing future crimes."
Brown
,
*219 6. Unlawful Use of Money Bail to Detain
{104} In both the
Salas
and
Harper
detention orders the district court denied pretrial detention and then conditioned release on posting $100,000 bonds. Money bonds are not light substitutes for principled pretrial detention. The lawful purpose of a money bond is not to protect public safety but only to provide additional assurance that a released defendant will return to court.
See
State v. Ericksons
,
{105} Although we need not speculate on the purpose for the six-figure bonds in the two cases not before us for appellate review, courts have long recognized that we "should not be ignorant as judges of what we know as [people]."
Watts v. Indiana
,
{106} Setting a money bond that a defendant cannot afford to post is a denial of the constitutional right to be released on bail for those who are not detainable for dangerousness in the new due process procedures under the New Mexico Constitution. If a court finds that a defendant is too dangerous to release under any available conditions, the court should enter a detention order. If the court instead finds that a defendant is entitled to release under Article II, Section 13 of the New Mexico Constitution and Rule 5-409, the court must not use a money bond to impose pretrial detention.
Brown
,
{107} Other jurisdictions have recognized this constitutional principle. As the Massachusetts Supreme Judicial Court emphasized, "a judge may not consider a defendant's alleged dangerousness in setting the amount of bail, although a defendant's dangerousness may be considered as a factor in setting other conditions of release."
Brangan v. Commonwealth
,
*220 {108} Following oral argument in this case, we announced our ruling from the bench, outlining the principles now embodied in this opinion, and we entered a contemporaneous written order granting the State's petition for writ of superintending control and remanding the Salas and Harper cases to the district court for action in conformity with our oral ruling and written order. See New Mexico Supreme Court order, April 12, 2017 (granting the petition and remanding). Those cases have not come back before us for appellate review.
{109} We now confirm our contemporaneous rulings in this case.
III. CONCLUSION
{110} We hold that neither the United States Constitution nor the New Mexico Constitution categorically requires live witness testimony at pretrial detention hearings. Under our procedural rules, judges may consider all reasonably reliable information, without regard to strictures of the formal rules of evidence, in considering whether any pretrial release conditions will reasonably protect the safety of any other person or the community.
{111} IT IS SO ORDERED.
WE CONCUR:
JUDITH K. NAKAMURA, Chief Justice
PETRA JIMENEZ MAES, Justice
EDWARD L. CHÁVEZ, Justice
BARBARA J. VIGIL, Justice
Reference
- Full Case Name
- STATE of New Mexico EX REL. Raúl TORREZ, Second Judicial District Attorney, Petitioner, v. Hon. Stan WHITAKER, Respondent, Paul Salas and Mauralon Harper, Real Parties in Interest.
- Cited By
- 22 cases
- Status
- Published