Cale v. Social Security
Cale v. Social Security
Trial Court Opinion
1 2 3 4 UNITED STATES DISTRICT COURT 5 DISTRICT OF NEVADA 6 7 CHARALENE CALE, Case No. 2:21-cv-00683-NJK
8 Plaintiff, ORDER 9 v. [Docket Nos. 17, 18] 10 KILOLO KIJAKAZI, 11 Defendant. 12 This case involves judicial review of administrative action by the Commissioner of Social 13 Security (“Commissioner”) denying Plaintiff’s application for disability insurance benefits 14 pursuant to Title II of the Social Security Act. Currently before the Court is Plaintiff’s Motion for 15 Reversal and/or Remand. Docket No. 17. The Commissioner filed a response in opposition and 16 a cross-motion to affirm. Docket Nos. 18, 19. Plaintiff filed a reply. Docket No. 20. 17 The parties consented to resolution of this matter by the undersigned magistrate judge. See 18 Docket No. 3. 19 I. BACKGROUND 20 A. PROCEDURAL HISTORY 21 On March 13, 2017, Plaintiff filed an application for disability insurance benefits with an 22 onset date of September 1, 2015. See, e.g., Administrative Record (“A.R.”) 211-15. On September 23 25, 2017, Plaintiff’s claims were initially denied. A.R. 75-88. On January 29, 2018, Plaintiff’s 24 claims were denied on reconsideration. A.R. 89-105. On February 9, 2018, Plaintiff filed a request 25 for a hearing before an administrative law judge. A.R. 124-25. On March 18, 2020, Plaintiff, 26 Plaintiff’s representative, and a vocational expert appeared for a hearing before ALJ MaryAnn 27 Lunderman. See A.R. 49-68. On May 11, 2020, the ALJ issued an unfavorable decision finding 28 that Plaintiff had not been under a disability through the date of the decision. A.R. 19-34. On 1 February 23, 2021, the ALJ’s decision became the final decision of the Commissioner when the 2 Appeals Council denied Plaintiff’s request for review. A.R. 1-6. 3 On April 25, 2021, Plaintiff commenced this action for judicial review. Docket No. 1. 4 B. THE DECISION BELOW 5 The ALJ’s decision followed the five-step sequential evaluation process set forth in 20
6 C.F.R. §§ 404.1520and 416.
920 A.R. 19-34. At step one, the ALJ found that Plaintiff met the 7 insured status requirements through December 31, 2019, and has not engaged in substantial gainful 8 activity since the alleged onset date. A.R. 22. At step two, the ALJ found that Plaintiff has the 9 following severe impairments: degenerative disc disease, joint dysfunction, and varicose veins of 10 the lower extremities. A.R. 22-24. At step three, the ALJ found that Plaintiff does not have an 11 impairment or combination of impairments that meets or medically equals the severity of one of 12 the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. A.R. 25. The ALJ found 13 that Plaintiff has the residual functional capacity to 14 perform a range of light work as defined in 20 CFR 404.1567(b), subject to certain additional limitations. Specifically, postural 15 activities must have been limited to occasionally and balancing and kneeling must have been limited to frequently. In addition, within 16 the assigned work area there must be less than occasional (seldom or rare) exposure to fumes, odors, dusts, gases, and poor ventilation. 17
18 A.R. 25. See also A.R. 25-33. At step four, the ALJ found Plaintiff is able to perform past relevant 19 work as a radiology technician. A.R. 33-34. Based on all of these findings, the ALJ found Plaintiff 20 not disabled through the date of the decision. A.R. 34. 21 II. MERITS ARGUMENTS 22 This case involves three overarching issues: (1) whether remand is required in light of 23 constitutional concerns regarding the tenure of former Commissioner Andrew Saul, (2) whether 24 the ALJ erred in her evaluation of the medical opinion evidence, and (3) whether the ALJ erred by 25 not accounting for all of the limitations she found in the residual functioning capacity. The Court 26 will address the latter merits contentions first. Cf. United States v. Raines,
362 U.S. 17, 22(1960) 27 (addressing preference against “unnecessary pronouncements on constitutional issues”). 28 . . . . 1 A. DISABILITY DETERMINATION STANDARD 2 The standard for determining disability is whether a social security claimant has an 3 “inability to engage in any substantial gainful activity by reason of any medically determinable 4 physical or mental impairment which can be expected . . . to last for a continuous period of not 5 less than 12 months.”
42 U.S.C. § 423(d)(1)(A); see also 42 U.S.C. § 1382c(3)(A). The disability 6 determination is made by following a five-step sequential evaluation process. Bowen v. Yuckert, 7
482 U.S. 137, 140(1987) (citing
20 C.F.R. §§ 404.1520, 416.920). The first step addresses 8 whether the claimant is currently engaging in substantial gainful activity.
20 C.F.R. §§ 9404.1520(b), 416.920(b). When an individual is pursuing a claim under Title II, the claimant must 10 also meet insurance requirements.
20 C.F.R. § 404.130. The second step addresses whether the 11 claimant has a medically determinable impairment that is severe or a combination of impairments 12 that significantly limits basic work activities.
20 C.F.R. §§ 404.1520(c), 416.920(c). The third 13 step addresses whether the claimant’s impairments or combination of impairments meet or 14 medically equal the criteria of an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. 15
20 C.F.R. §§ 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925, 416.926. There is then a 16 determination of the claimant’s residual functional capacity, which assesses the claimant’s ability 17 to do physical and mental work-related activities.
20 C.F.R. §§ 404.1520(e), 416.920(e). The 18 fourth step addresses whether the claimant has the residual functional capacity to perform past 19 relevant work.
20 C.F.R. §§ 404.1520(f), 416.920(f). The fifth step addresses whether the 20 claimant is able to do other work considering the residual functional capacity, age, education, and 21 work experience.
20 C.F.R. §§ 404.1520(g), 416.920(g). 22 After exhausting the administrative process, a claimant may seek judicial review of a 23 decision denying social security benefits.
42 U.S.C. § 405(g). The Court must uphold a decision 24 denying benefits if the proper legal standard was applied and there is substantial evidence in the 25 record as a whole to support the decision. Webb v. Barnhart,
433 F.3d 683, 686(9th Cir. 2005). 26 Substantial evidence is “more than a mere scintilla,” which equates to “such relevant evidence as 27 a reasonable mind might accept as adequate to support a conclusion.” Biestek v. Berryhill, ___ 28
1 U.S. ____,
139 S.Ct. 1148, 1154(2019). “[T]he threshold for such evidentiary sufficiency is not 2 high.”
Id.3 B. MENTAL LIMITATIONS 4 Plaintiff submits that the ALJ erred in this matter by failing to consider her mild limitation 5 in concentrating, persisting, or maintaining pace in formulating the residual functional capacity. 6 Docket No. 17 at 11-15. Plaintiff submits that, although the ALJ made a finding as to this mild 7 limitation at Step 2 of the analysis, the ALJ did not explicitly include this limitation in her residual 8 functional capacity.
Id.The Commissioner submits that the ALJ properly crafted the residual 9 functional capacity, as only one mild limitation was found at Step 2 and the ALJ considered all of 10 Plaintiff’s impairments in her discussion. Docket No. 18 at 11-16. 11 The residual functional capacity is what an individual can do despite her “physical, mental, 12 nonexertional, or other limitations.” Cooper v. Sullivan,
880 F.2d 1152, 1155 n.5 (9th Cir. 1989) 13 (citing
20 C.F.R. § 404.1545). In making this determination, the ALJ considers all relevant 14 evidence, including residual functional capacity determinations made by consultative examiners, 15 agency experts, and other doctors. See
20 C.F.R. §§ 404.1513(c), 404.1545(a)(3), 416.913(c), 16 416.945(a)(3). The residual functional capacity determination does not need to copy the exact 17 opinion of any particular doctor, but “the ALJ is responsible for translating and incorporating 18 clinical findings into a succinct” residual functional capacity. Rounds v. Commissioner,
795 F.3d 191177, 1185-86 (9th Cir. 2015), as amended
807 F.3d 996, 1006(9th Cir. 2015). 20 ALJs are required to consider all medically determinable impairments, including those 21 which are not “severe,” in assessing the residual functional capacity.
20 C.F.R. § 404.1545(a)(2); 22 see also Hutton v. Astrue, 491 Fed.App’x. 850, 850 (9th Cir. 2012). “Mild mental impairments 23 are by definition those that have no more than a minimal limitation on the ability to work and, 24 therefore, translate in most cases into no functional limitations.” Vandiver v. Colvin,
2016 U.S. 25Dist. LEXIS 186060, at *14 (D. Nev. June 27, 2016) (internal citations omitted). The fact that an 26 ALJ fails to explicitly address a mild limitation in the section of her order formulating a residual 27 functional capacity does not run afoul of the requirements of
20 C.F.R. § 404.1545(a)(2), so long 28 as the ALJ incorporates the findings by reference in assessing the residual functional capacity. 1 Webb v. Colvin,
2013 U.S. Dist. LEXIS 158387, at *31-35 (D. Nev. Aug. 14, 2013), report and 2 recommendation adopted by Webb v. Colvin,
2013 U.S. Dist. LEXIS 158385(D. Nev. Nov. 5, 3 2013). 4 In this case, the ALJ discussed the record that existed with respect to any difficulties 5 Plaintiff had in social functioning in conducting the Step 2 analysis. A.R. 23-24. The ALJ 6 considered the four broad functional areas of mental functioning set out in the regulations in 20 7 C.F.R., Part 404, Subpart P, Appendix I. See
id.The ALJ determined that Plaintiff had a mild 8 limitation in concentrating, persisting, or maintaining pace but no limitations in the three other 9 areas of mental functioning.
Id.The ALJ noted that the available medical records indicate that 10 medical doctors had attributed this limitation to Plaintiff's physical condition and that no other 11 difficulties or symptoms of depression were documented or reported by Plaintiff.
Id.In reaching 12 her finding that this mild limitation did not need to be translated into a functional limitation, the 13 ALJ noted that medical records consistently documented “no significant mental status findings or 14 cognitive defects.” A.R. 24. The ALJ further relied on specific documentation in Plaintiff's 15 treatment notes that documented “no mood swings, no anxiety, appropriate behavior, sufficient 16 fund of knowledge, no tearfulness, no forgetfulness or memory loss, a normal attention span, 17 normal concentration, and normal insight and judgment.”
Id.As such, the ALJ found that “[t]he 18 lack of significant or consistent mental status abnormalities supports the conclusion the claimant 19 experienced no more than mild impairment,” and that “the evidence does not otherwise indicate 20 there is more than a minimal limitation in the claimant’s residual functional mental ability to do 21 basic work activities.”
Id.22 The ALJ incorporated this discussion into her residual functional capacity assessment 23 discussion. See A.R. 33 (“As discussed in Finding Number 3 above, the claimant did not have any 24 significant or consistent mental health treatment, she made minimal complaints in the record, and 25 mental status examinations were consistently normal”). Given the ALJ’s thorough consideration 26 of Plaintiff’s mild limitation in the Step 2 analysis and her incorporation of that analysis into the 27 residual functional capacity assessment, the undersigned is unpersuaded by Plaintiff’s argument 28 1 that the ALJ erred by failing to consider this mild limitation in assessing the residual functional 2 capacity. See, e.g., Webb,
2013 U.S. Dist. LEXIS 158387, at *31-35. 3 The Court further finds that the ALJ’s determination that this limitation was mild and did 4 not affect Plaintiff’s ability to work is supported by substantial evidence. The record shows that 5 only one doctor indicated that Plaintiff was suffering from depression and this report was 6 contradicted by the doctor’s own treatment notes. A.R. 1705-06, 1708. Further, Plaintiff’s 7 extensive medical treatment records consistently show no signs of depression, anxiety, or other 8 indicia of an affected mental state. See, e.g., A.R. 1746, 1775-76, 1925, 1940, 1956, 2001, 2032, 9 2041, 2057, 2065, 2218, 2220, 2755, 2811, 2814, 2866, 2869, 2947, 3105, 3109, 3112-13, 3236- 10 37, 3472, 3541, 3528, 3536, 3539, 3552, 3557, 3567, 3585, 3626-37, 3657, 3702, 3718, 3751, 11 3755, 3781, 3827, 3886-87, 4041, 4102, 4120, 4202, 4256. This includes assessments that 12 Plaintiff herself submitted. See, e.g., A.R. 1807. Plaintiff points to no evidence to contradict the 13 weight of the evidence in the record supporting the ALJ’s determination. Accordingly, her 14 argument for remand on this basis fails. 15 C. EVALUATION OF MEDICAL EVIDENCE 16 Plaintiff further submits that the ALJ committed legal error while assessing Plaintiff’s 17 residual functional capacity because she gave more weight to the state agency physicians’ opinions 18 than to medical opinions from three treating physicians, Dr. Coy, Dr. Kostic, and Dr. Grover. 19 Docket No. 17 at 5-10. Plaintiff argues that the ALJ should have further developed the 20 administrative records given that she discredited these treating physician opinions and gave more 21 weight to agency physicians who made their determinations earlier in time.
Id. at 10. The 22 Commissioner submits that the ALJ did not commit legal error, as she properly weighed the 23 opinions before her and her decision to ascribe little weight to the treating physician opinions was 24 supported by clear and convincing reasons, as well as substantial evidence. Docket No. 18 at 5- 25 11. The Commissioner further responds that the record was developed fully when the ALJ made 26 her decision about the medical opinion evidence and that she acknowledged other evidence to 27 support her discrediting of the opinion evidence for the time after the agency physicians evaluated 28 Plaintiff’s conditions and limitations.
Id. at 6-8. 1 A treating physician’s medical opinion as to the nature and severity of an individual's 2 impairment is entitled to controlling weight when that opinion is well-supported and not 3 inconsistent with other substantial evidence in the record.1 See, e.g., Edlund v. Massanari, 253
4 F.3d 1152, 1157(9th Cir. 2001). Even when not controlling, such opinions are entitled to 5 deference and must be weighed properly pursuant to applicable regulations. See, e.g.,
id.6 Nonetheless, the opinion of a treating physician is not necessarily conclusive as to the existence 7 of an impairment or the ultimate issue of a claimant’s disability. See, e.g., Thomas v. Barnhart, 8
278 F.3d 947, 956(9th Cir. 2002). If a treating doctor’s opinion is not contradicted by another 9 doctor, the ALJ may only reject the treating doctor’s opinion for “clear and convincing” reasons 10 supported by substantial evidence in the record. See, e.g., Ryan v. Comm’r of Soc. Sec. Admin., 11
528 F.3d 1194, 1198(9th Cir. 2008). Moreover, “the ALJ need not accept the opinion of any 12 physician, including a treating physician, if that opinion is brief, conclusory and inadequately 13 supported by clinical findings.” Thomas,
278 F.3d at 957. 14 The ALJ must give sufficient weight to “subjective aspects of a doctor’s opinion.” 15 Rodriguez v. Bowen,
876 F.2d 759, 762(9th Cir. 1989) (citing Embrey v. Bowen,
849 F.2d 418, 16 422 (9th Cir. 1988) and Valencia v. Heckler,
751 F.2d 1082, 1085(9th Cir. 1985)). A doctor’s 17 ultimate conclusion on limitations can be disregarded if the ALJ sets forth specific and legitimate 18 reasons for doing so, supported by substantial evidence.” See Revels v. Berryhill,
874 F.3d 648, 19 654-55 (9th Cir. 2017) (citing Magallanes v. Bowen,
881 F.2d 747, 751(9th Cir. 1989)). If a 20 physician’s opinion is “premised to a large extent upon the claimant’s own account of [her] 21 symptoms and limitations,” it may be disregarded where those complaints have been “properly 22 discounted.” Fair v. Bowen,
885 F.2d 597, 605(9th Cir. 1989) (citing Brawner v. Secretary of 23 Health and Human Servs.,
839 F.2d 432, 433-34(9th Cir. 1988)). The ALJ only has a duty to 24 develop the record when there is ambiguous evidence or when the record is inadequate to allow 25 for proper evaluation of the evidence. See McLeod v. Astrue,
640 F.3d 881, 885(9th Cir. 2011). 26 1 The Social Security Administration amended its regulations regarding the evaluation of medical 27 evidence for claims filed on or after March 27, 2017, eliminating the hierarchy among treating, examining, and non-examining sources previously found in the regulations. See
20 C.F.R. § 28404.1520c(a). This claim was filed before March 27, 2017; therefore, the new regulations are not applicable. The old regulations continue to govern Plaintiff’s case. See
20 C.F.R. § 404.1527. 1 Plaintiff fails to demonstrate that she is entitled to remand based on the failure of the ALJ 2 to properly consider and weigh the medical evidence and opinions in the record. The ALJ 3 extensively discussed the treatment Plaintiff received from Dr. Coy, Dr. Kostic, and Dr. Grover as 4 well as their findings and opinions in the context of the medical record before her. A.R. 28-33. 5 The ALJ also considered and gave weight to the opinions of two state agency physicians, Dr. Jurani 6 and Dr. Amon. A.R. 31. In assessing the weight of the opinions of Dr. Coy, Dr. Kostic, and Dr. 7 Grover, the ALJ specifically found that each of their opinions proffering severe limitations was 8 contradicted by their own treatment notes and other medical evidence in the record. A.R. 32. The 9 ALJ noted that all three doctors “offered similar opinions that the claimant was unable to perform 10 even sedentary work on a full-time basis, and that she experienced significant mental limitations.” 11
Id.12 The Court finds that substantial evidence supports the ALJ’s finding that Plaintiff did not 13 require any mental limitations in her residual functional capacity determination, given the 14 overwhelming documentation in the record that she experienced no cognitive defects and no 15 indicia that mental status symptoms affected her ability to work or function. See supra at B. The 16 Court now turns to whether the ALJ’s determinations as to the opinions regarding Plaintiff’s 17 physical limitations were supported by substantial evidence. 18 The extent of the limitations set forth in Dr. Kostic’s medical opinion are significantly more 19 restrictive than her own treatment notes indicate. See A.R. 1705-08, 1743-47, 1754-60. The 20 treatment notes from Dr. Kostic’s sole mobility and pain evaluation indicate a moderately reduced 21 range of motion, mild osteoarthritis in both of Plaintiff’s hands, posterior tenderness, normal 22 balance, normal gait, normal fine motor skills, and normal mental status. A.R. 1705-08, 1743-47. 23 Despite these mild and moderate limitations, Dr. Kostic opined that Plaintiff would need 24 significant manipulative limitations. A.R. 1754-56. The ALJ listed clear and convincing reasons 25 for proscribing Dr. Kostic little weight. A.R. 31-32, see Thomas,
278 F.3d at 956-57. The Court 26 therefore finds that the ALJ’s findings regarding Dr. Kostic’s opinion and the weight accorded to 27 it are supported by substantial evidence. 28 1 Further, the ALJ discounted Dr. Coy’s opinions on Plaintiff’s manipulative limitations 2 given that his own treatment notes indicate that the actual impact of Plaintiff’s osteoarthritis was 3 mild and not severe. A.R. 32. Apart from indicating in one visit in 2017 that medication that 4 Plaintiff had been prescribed for her back was helping with tenderness in her finger, A.R. 4415, 5 Dr. Coy’s treatment notes rarely mention concerns about manipulative limitations of any kind. See
6 A.R. 1795-1818, 4368-4468. The records also indicate that Plaintiff stopped taking her medication 7 completely in March 2018. See, e.g., A.R. 4379. Plaintiff also underwent surgery for her back 8 and neck conditions and her post-operative records show progress and treatment of those 9 conditions. See, e.g., A.R. 1940, 2261, 2691, 2706, 2781, 3409, 4287. The Court therefore finds 10 that the ALJ listed clear and convincing reasons for not giving Dr. Coy’s opinion controlling 11 weight, which are supported by substantial evidence. 12 Finally, the ALJ discounted Dr. Grover’s opinion because the severity of the limitations he 13 included in his opinion were contrary to his own treatment notes. A.R. 32. Specifically, the ALJ 14 noted that Dr. Grover had seen Plaintiff frequently over a period of years, and progress notes 15 indicated that her limitations and symptoms were less severe than those articulated in his opinion. 16
Id.Dr. Grover’s treatment notes and the surgical interventions show improvement in her physical 17 limitations over time, particularly following surgeries that he prescribed and/or performed. See
18 A.R. 2123, 2191, 2261, 2263, 2310, 2357, 2368, 2384, 2781, 3089, 3409, 3411, 3483, 4287, 4343, 19 4364. Physical therapy notes from before and after Plaintiff’s surgeries also support improvement 20 in her functioning and limitations after surgeries. See A.R. 2078-2092, 2196-2212, 2225-2242, 21 2269-2279, 2693-2689, 2932-2936, 3382-3403. The Court therefore finds that the ALJ listed clear 22 and convincing reasons, supported by substantial evidence in the record, for giving little weight to 23 the opinion set forth by Dr. Grover. 24 The Court also finds that the ALJ was not required to develop the record. The record in 25 this case consists of thousands of pages of medical records. See A.R. These medical records 26 include extensive treatment documentation from Dr. Coy, Dr. Kostic, and Dr. Grover, covering 27 the entire period each doctor treated Plaintiff and the time periods preceding and following her 28 treatment. The records are clear as to Plaintiff’s changing medical conditions throughout her 1 insured status period. The ALJ considered the totality of this evidence, including all the opinions 2 provided to her, in her determination. See A.R. 25-33. Given that the Court finds that the record 3 was not ambiguous or inadequate, the Court finds that the ALJ did not err in not further developing 4 the record. 5 Accordingly, Plaintiff is not entitled to remand based on her merits-based arguments. 6 III. CONSTITUTIONAL ARGUMENT 7 Having determined that remand is not warranted based on the merits-based arguments 8 presented, the Court turns to Plaintiff’s constitutional challenge.2 Plaintiff argues that she is 9 entitled to relief on appeal because the tenure of the Commissioner of Social Security heading the 10 agency at the time of her denial of benefits was unconstitutional in that he could not be removed 11 by the President without cause. Docket No. 17 at 15-18.3 The Commissioner counters that, 12 regardless of whether the tenure of the previous Commissioner was unconstitutional, Plaintiff has 13 not established a sufficient nexus between the constitutional infirmity and her denial of benefits to 14 warrant relief. Docket No. 18 at 16-27. The Court agrees with the Commissioner. 15 . . . . 16 . . . . 17
18 2 The Court notes at the outset a procedural defect in that Plaintiff did not plead a 19 constitutional violation in her complaint. See Docket No. 1-1. Pursuant to the Federal Rules of Civil Procedure, a complaint must contain a “short and plain statement of the claim showing that 20 the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2); see also Montoya v. Colvin, No. 2:16-cv- 00454-RFB-NJK,
2016 WL 890922, at *1-3 (D. Nev. Mar. 8, 2016) (applying Rule 8 in the Social 21 Security context). Moreover, that an unpled claim is later presented through argument in substantive briefing is insufficient to preserve the claim. See Navajo Nation v. U.S. Forest Serv., 22
535 F.3d 1058, 1080(9th Cir. 2008). Hence, it appears Plaintiff waived her constitutional argument by not pleading it. See, e.g., John R. v. Comm’r of Soc. Sec., No. C20-6176-MLP, 2021
23 WL 5356719, at *5 (W.D. Wash. Nov. 16, 2021). As the Commissioner did not raise this waiver issue, however, the Court will address the constitutional argument on its merits. 24 3 This is one of several constitutional issues that has been percolating within the administrative law realm in recent years, adding importance to being clear as to what Plaintiff is 25 not arguing. Most significantly, Plaintiff is not arguing that the ALJ was improperly appointed by then-Acting Commissioner Berryhill. See Docket No. 17 at 15-18. As such, this case does not 26 involve an appointments challenge like those raised in Lucia v. S.E.C.,
138 S. Ct. 2044(2018), or Carr v. Saul,
141 S.Ct. 1352(2021). This distinction is of particular importance because an 27 appointment violation is remedied with a new hearing before a properly appointed official. Lucia,
138 S.Ct. at 2055. For the reasons discussed below, relief is not provided as a matter of course 28 with respect to the “tenure” issue that Plaintiff is relying upon in this case. See Collins v. Yellen, ___ U.S. ____,
141 S.Ct. 1761, 1788 (2021) (distinguishing Lucia). 1 A. CONSTITUTIONAL VIOLATION 2 The Social Security Independence and Program Improvements Act of 1994 provides that 3 the Social Security Administration is a component within the United States Department of Health 4 and Human Services that will act as an “independent agency in the executive branch of the 5 Government.”
42 U.S.C. § 901(a). The Act provides further that the Commissioner is “appointed 6 for a term of 6 years” and “may be removed from office only pursuant to a finding by the President 7 of neglect of duty or malfeasance in office.”
42 U.S.C. § 902(a)(3). The Supreme Court has held 8 in other contexts that similar tenure protections violate separation of powers principles and, 9 consequently, are unconstitutional. See Collins,
141 S.Ct. at 1783-87(holding that the tenure 10 protection at the Federal Housing Finance Agency is unconstitutional); see also Seila Law LLC v. 11 Consumer Fin. Prot. Bureau, ___ U.S. ____,
140 S.Ct. 2183, 2197-2207(2020) (same for 12 Consumer Financial Protection Bureau). The current Commissioner concedes that the tenure 13 protection specific to the Social Security Administration is likewise unconstitutional, see Docket 14 No. 19 at 6; see also Constitutionality of the Commissioner of Social Security’s Tenure Protection, 15
2021 WL 2981542(O.L.C. July 8, 2021), and other courts have reached the same conclusion, see, 16 e.g., Lisa Y. v. Comm’r of Soc. Sec., ___ F. Supp. 3d ____,
2021 WL 5177363, at *5 (W.D. Wash. 17 Nov. 8, 2021). 18 B. ENTITLEMENT TO RELIEF 19 That the protected tenure provision violates constitutional separation-of-powers principles 20 does not end the analysis, however. In addition to determining that a protected tenure position is 21 constitutionally defective, the Supreme Court made clear that such a provision is severable from 22 the other governing statutes for the agency. Seila Law,
140 S.Ct. at 2209, 2245.4 That a party was 23 somehow impacted by an action or decision of an agency that suffers from this type of “tenure” 24 violation does not mean that the action or decision was void or that the party is entitled to judicial 25
26 4 Although the Supreme Court has not specifically addressed severability in the Social 27 Security context, other courts have determined that the pertinent removal clause is similarly severable. Shaun A. v. Comm’r of Soc. Sec., No. C21-5003-SKV,
2021 WL 5446878, at *4 (W.D. 28 Wash. Nov. 22, 2021) (“if the removal clause in § 902(a)(3) is stricken, the SSA remains fully functional”). The Court agrees. 1 relief. See Collins,
141 S.Ct. at 1788. To create an entitlement to relief, the claimant must show 2 that the “unconstitutional provision [] inflict[ed] compensable harm.” Id. at 1788. Hence, the 3 aggrieved party must establish a “link” between the adverse action and the unconstitutional tenure- 4 protection provision. Decker Coal Co. v. Pehringer,
8 F.4th 1123, 1138 (9th Cir. 2021); see also 5 Collins,
141 S.Ct. at 1788-89(providing example of infliction of compensable harm). 6 Social Security claimants appealing a denial of benefits face an uphill battle in trying to 7 establish the necessary link to obtain relief based on the unconstitutional removal provision. As 8 explained by Justice Kagan, this constitutional violation is unlikely to lead to relief in the lion’s 9 share of social security appeals because, “[w]hen an agency decision would not capture a 10 President’s attention, his removal authority could not make a difference.” Collins,
141 S.Ct. at 111802 (Kagan, J. concurring). The nature of appellate review in the social security context provides 12 a further hurdle for claimants raising this argument: 13 Even assuming § 902(a)(3)’s removal clause prevented former President Trump from removing Commissioner Saul and 14 confirming a different Commissioner, there is no possibility § 902(a)(3) harmed plaintiff, because the final decision of the 15 Commissioner that is before this Court for review is the ALJ’s decision.... [T]he Court has reviewed the record and the ALJ’s 16 decision at issue and concludes that the ALJ did not err, and that the case should be affirmed for these reasons. Had the Court found 17 otherwise and determined that the ALJ’s decision was not supported by substantial evidence or free of legal error, the Court would have 18 reversed the Commissioner’s final decision. Hence, the Court reaches its decision to reverse or affirm the Commissioner’s final 19 decision notwithstanding the existence of § 902(a)(3)’s removal clause, who the Commissioner was at the time the decision became 20 final, or what directives the Commissioner may have given the ALJ. The Court thus concludes that there is no possibility § 902(a)(3)’s 21 removal clause harmed plaintiff in this case. 22 Sarah H. v. Comm’r of Soc. Sec., No. 3:21-cv-05149-JRC,
2021 WL 5770269, at *5 (W.D. Wash. 23 Dec. 6, 2021); see also Brinkman v. Kijakazi, No. 2:21-cv-00528-EJY,
2021 WL 4462897, at *2 24 (D. Nev. Sept. 29, 2021) (“Plaintiff has not shown that whether the President could remove the 25 SSA Commissioner without limitations . . . impacted the independence of the ALJ or his decision 26 in Plaintiff’s case. It is well settled that the ALJ must exercise his independent judgment on the 27 evidence before him” (internal quotations and citations omitted)). As Justice Kagan predicted in 28 her concurrence, relief is routinely denied to social security appellants raising this argument within 1 the Ninth Circuit. See, e.g., Sarah H.,
2021 WL 5770269, at *5; Frank W. v. Kijakazi, No. 2 20cv1439-KSC,
2021 WL 5505883, at *4 (S.D. Cal. Nov. 24, 2021); Rivera-Herrera v. Kijakazi, 3 No. 1:20-cv-01326-GSA,
2021 WL 5450230, at *7-8 (E.D. Cal. Nov. 22, 2021); Shaun A., 2021
4 WL 5446878, at *5; Shannon R. v. Comm’r of Soc. Sec., No. C21-5173-MLP,
2021 WL 5371394, 5 at *9 (W.D. Wash. Nov. 18, 2021); John R.,
2021 WL 5356719, at *8; Lisa Y.,
2021 WL 5177363, 6 at *6-8; Amanda B. v. Comm’r, Soc. Sec. Admin., No. 3:20-cv-00434-BR,
2021 WL 4993944, at 7 *9 (D. Or. Oct. 26, 2021); Jesus V.O. v. Kijakazi, No. 2:20-cv-05536 (VEB),
2021 WL 550528, at 8 *6 (C.D. Cal. Oct. 18, 2021); Jon E.C. v. Kijakazi, No. EDCV 20-01257 PVC, 2021 U.S. Dist. 9 Lexis 197598, at *1 n.3 (C.D. Cal. Oct. 13, 2021); Brinkman,
2021 WL 4462897, at *2; Robles v. 10 Comm’r of Soc. Sec., No. 2:20-cv-01069-JDP (SS),
2021 WL 4285170, at *4 n.6 (E.D. Cal. Sept. 11 21, 2021). 12 Justice Kagan proved prescient for the purpose of this case, as well. Plaintiff fails to 13 identify any link between the ALJ’s adverse decision and the unconstitutional removal provision. 14 Plaintiff instead conflates the Supreme Court’s jurisprudence as to unconstitutional tenure 15 protection with its jurisprudence as to unconstitutional appointments. See Docket No. 17 at 17 16 (citing Lucia,
138 S.Ct. at 2055). The Supreme Court has made clear that the mere existence of 17 unconstitutional tenure protection is not grounds for relief and, in so doing, has explicitly 18 distinguished the case law on which Plaintiff now relies. Collins,
141 S.Ct. at 1788(distinguishing 19 Lucia). Moreover, Plaintiff fails to make any showing that former President Trump would have 20 removed Commissioner Saul and appointed a new Commissioner who would have administered 21 this Plaintiff’s claims any differently. See Sarah H.,
2021 WL 5770269, at *5. 22 Accordingly, Plaintiff fails to demonstrate an entitlement to relief arising out of the 23 unconstitutionality of the Social Security Commissioner’s tenure-protection provision. See also 24 Brand v. Kijakazi,__F.Supp.3d.__,
2021 WL 5868131, at *4-7 (D. Nev. 2021) 25 . . . . 26 . . . . 27 . . . . 28 . . . . CONCLUSION 2 Based on the forgoing, the Court DENIES the motion for reversal or remand (Docket No. and GRANTS the countermotion to affirm (Docket No. 18). The decision below is 4| AFFIRMED. The Clerk’s Office is instructed to ENTER FINAL JUDGMENT accordingly and 5] to CLOSE this case. 6 IT IS SO ORDERED. 7 Dated: March 15,
2022 A. 8Zi a Z — —~—, Nancy J. Koppe * 9 United Sine Magistrate Judge 0 :
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