Sears v. Balaam
Sears v. Balaam
Trial Court Opinion
2
3 UNITED STATES DISTRICT COURT
4 DISTRICT OF NEVADA
5 * * *
6 LEVI B. SEARS, Case No. 3:21-cv-00373-MMD-CSD
7 Plaintiff, ORDER v. 8 DARIN BALAAM, et al., 9 Defendants. 10 11 I. SUMMARY 12 Pro se Plaintiff Levi Sears, who is an inmate in the custody of the Nevada 13 Department of Corrections (“NDOC”), brings this action under
42 U.S.C. § 1983against 14 Defendants Washoe County Sheriff Balaam and Deputy Sheriff Clark.1 Before the Court 15 is a Report and Recommendation (“R&R”) of United States Magistrate Craig S. Denney 16 (ECF No. 17), recommending the Court grant in part and deny in part Defendants’ motion 17 to dismiss (ECF No. 8 (“Motion”)).2 Defendants filed a partial objection to the R&R,3 18 arguing namely that Sears’ Complaint should be dismissed because he admitted to failing 19 to exhaust his administrative remedies and that he is barred from recovering 20
21 1It appears that due to a clerical error, Sears’ Complaint was not filed after screening. (ECF Nos. 1-1, 5.) Because the Court granted Sears’ application to proceed in 22 forma pauperis and allowed Sears’ First Amendment claim to proceed, the Court will direct that the Complaint be filed. 23 2Defendants filed a supplement to their Motion, which included an affidavit and 24 exhibits in support of their Motion. (ECF No. 12 (“Supplement”).) Sears filed a response to the Motion (ECF No. 13) and a response to the Supplement (ECF No. 15), Defendants 25 then replied to both of Sears’ responses (ECF Nos. 14, 16). Although both parties should have filed a single document in response and reply, in light of Sears’ pro se status and the 26 relative brevity of the papers, the Court will consider all documents.
27 3Defendants’ first-filed objection (ECF No. 18) was followed by an amended objection (ECF No. 20). The Court treats the second-filed objection as the operative 28 document. 2 (“Objection”).) Because the Court agrees with Judge Denney’s analysis as to Defendants’ 3 Motion, the Court will adopt the R&R in its entirely and will grant Defendants’ Motion in 4 part and deny it in part. 5 II. BACKGROUND 6 The Court screened Sears’ Complaint (ECF No. 1-1) and allowed him to proceed 7 with a First Amendment claim against Defendants Balaam and Clark (ECF No. 5). 8 Defendants moved to dismiss the Complaint, arguing that: (1) Sears did not exhaust his 9 administrative remedies prior to filing suit; (2) Sears’ claim for injunctive relief should be 10 dismissed because he is no longer housed at the Washoe County Detention Facility 11 (“WCDF”); (3) Eleventh Amendment immunity bars the official-capacity claims against 12 Balaam and Clark; (4) Sears does not include allegations that would give rise to punitive 13 damages; and (5) Sears does not allege any physical injury, so he is entitled to only 14 nominal damages on his personal-capacity claims. 15 After filing their Motion, Defendants filed a supplement affidavit with attached 16 exhibits supporting their administrative exhaustion defense. (ECF Nos. 12, 12-1, 12-2.) 17 Judge Denney reasoned that these documents were neither attached to the Complaint 18 nor matters of which the Court could take judicial notice, and converted Plaintiffs’ Motion 19 to a summary judgment motion under Federal Rule of Civil Procedure 12(d) as to the 20 administrative exhaustion defense, but proceeded to consider Defendants’ other 21 arguments under the Rule 12(b)(6) standard. (ECF No. 17 at 2-3.) 22 Judge Denney reasoned that although Sears admits he did not exhaust his 23 administrative remedies pursuant to WCDF’s rules, viewed in the light most favorable to 24 25 4Sears did not respond to the Objection. The Court received notice that Sears has 26 been transferred from Warm Springs Correctional Center to Stewart Conservation Camp. (ECF No. 19.) Defendants also sent their Objection via U.S. Mail to Sears at Stewart 27 Conservation Camp. (ECF No. 20 at 4.) Per Local Rule IA 3-1, it is Sears’ responsibility to update his address. However, because the Court has information about where Sears is 28 currently housed, the Court will direct the Clerk to send Plaintiff a copy of this order with instructions to update his address within 30 days if he wishes to maintain this action. 2 judgment on Defendants’ exhaustion argument was not appropriate. (Id. at 7.) Judge 3 Denney relied on Sears’ argument in his response that he did not know his rights were 4 being violated while he was housed at WCDF and only learned about his rights after he 5 was transferred to the custody of the Nevada Department of Corrections (“NDOC”). (Id.) 6 Because it was not clear how Sears could have filed a grievance at WCDF after he had 7 been transferred to NDOC, Judge Denney reasoned that those remedies were effectively 8 unavailable. (Id. at 8.) 9 Judge Denney further recommends that Defendants’ Motion be granted as to 10 Sears’ request for injunctive relief, and denied without prejudice as to the Eleventh 11 Amendment, punitive damages, and compensatory damages arguments. (Id. at 8-14.) 12 Judge Denney reasoned it is unclear whether Sears is asserting claims against 13 Defendants in their official capacity and that barring punitive damages before the 14 development of the record would be premature. (Id. at 10-13.) Moreover, Judge Denney 15 reasoned that whether Sears’ damages must be limited to nominal damages is a question 16 for the jury and not appropriate for adjudication on a Rule 12(b)(6) motion. (Id. at 13-14.) 17 Defendants objected to Judge Denney’s ruling on their administrative exhaustion 18 and nominal damages arguments only. (ECF No. 20.) 19 III. LEGAL STANDARD 20 This Court “may accept, reject, or modify, in whole or in part, the findings or 21 recommendations made by the magistrate judge.”
28 U.S.C. § 636(b)(1). Where a party 22 timely objects to a magistrate judge’s report and recommendation, then the Court is 23 required to “make a de novo determination of those portions of the [report and 24 recommendation] to which objection is made.”
Id.The Court’s review is thus de novo 25 because Defendants filed their Objection. (ECF No. 20.) The Court adopts Judge 26 Denney’s rulings on the issues for which Defendants do not object. 27 IV. DISCUSSION 28 Defendants make two arguments in their Objection. First, Defendants claim their 2 (ECF No. 20 at 2.) Second, Defendants argue that Sears’ claims for damages for mental 3 and emotional injury are barred because he has not alleged a physical injury. (Id.) The 4 Court will address each argument in turn. 5 A. Administrative Exhaustion 6 Defendants argue the Court should not adopt the R&R because Judge Denney 7 found they were required to “supply a policy justification” for Congress’ exhaustion 8 requirement.5 (ECF No. 20 at 2.) However, this is not the reason that Judge Denney 9 recommended denying the Motion. Instead, Judge Denney found that Sears was not 10 required to exhaust administrative remedies that were effectively unavailable to him. (ECF 11 No. 17 at 7.) “[A]n inmate is required to exhaust those, but only those, grievance 12 procedures that are ‘capable of use’ to obtain ‘some relief for the action complained of.’” 13 Ross v. Black,
578 U.S. 632, 642(2016) (quoting Booth v. Churner,
532 U.S. 731, 741 14 (2001)). The Court agrees with Judge Denney that after Sears was transferred from 15 pretrial detention at WCDF to NDOC custody, he was effectively unable to exhaust the 16 administrative remedies at WCDF. Defendants’ Objection is therefore overruled. 17 B. Nominal Damages 18 Defendants next argue that the Court should dismiss Sears’ claims for mental and 19 emotional harm because he has not alleged any physical harm in the Complaint. (ECF 20 No. 20 at 2.) In support of their argument, Defendants cite to 42 U.S.C. § 1997e(e), which 21 prohibits suits brought by prisoners “for mental or emotional injury suffered while in 22 custody without a prior showing of physical injury or the commission of a sexual act.” (Id. 23 at 2-3.) But the Ninth Circuit has rejected this application of § 1997e(e), finding that a 24 plaintiff asserting a claim for violation of his First Amendment rights was “not asserting a 25 claim for ‘mental or emotional injury.’” Canell v. Lightner,
143 F.3d 1210, 1213(9th Cir. 26 27 5Although it is not clear why Defendants thought this was the reasoning in the R&R, 28 it is possible that Defendants misapplied Judge Denney’s reasoning from the section addressing whether Sears’ injunctive relief claim was moot. (ECF No. 17 at 8.) 1 || 1998). Holding that “§ 1997e(e) does not apply to First Amendment Claims regardless of 2 || the form of relief sought,” the Ninth Circuit reasoned that “[t]he deprivation of First 3 || Amendment rights entitles a plaintiff to judicial relief wholly aside from any physical injury 4 || he can show, or any mental or emotional injury he may have incurred.” /d. This decades- 5 || old precedent could not be clearer. Accordingly, Defendants’ Objection is overruled. 6 In sum, the Court finds Defendants’ arguments in the Objection are without merit. 7 || The Court therefore overrules the Objection and adopts the R&R in its entirety. 8 || V. CONCLUSION 9 The Court notes that the parties made several arguments and cited to several cases 10 || not discussed above. The Court has reviewed these arguments and cases and determines 11 || that they do not warrant discussion as they do not affect the outcome of the issues before 12 || the Court. 13 The Clerk of Court is directed to detach and file the Complaint (ECF No. 1-1). 14 It is further ordered that Defendants’ objection (ECF No. 20) to the Report and 15 || Recommendation of U.S. Magistrate Judge Craig S. Denney is overruled. The Report and 16 || Recommendation (ECF No. 17) is therefore adopted in its entirety. 17 It is further ordered that Defendants’ motion to dismiss (ECF No. 8) is granted in 18 || part and denied in part. Sears’ claim for injunctive relief is dismissed. In all other respects, 19 || Defendants’ Motion is denied. 20 The Clerk of Court is directed to send a copy of this order to Levi B. Sears, inmate 21 || #1241168, at Stewart Conservation Camp, P.O. Box 5005, Carson City, NV, 89702. 22 It is further ordered that Sears must update his address within 30 days of this order, 23 || no later than May 31, 2022, or this action may be subject to dismissal. 24 DATED THIS 3% Day of May 2022. 25
27 MIRANDA 38 CHIEF UNITED STATES DISTRICT JUDGE
Reference
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