Williams v. Social Security
Williams v. Social Security
Trial Court Opinion
1 UNITED STATES DISTRICT COURT
2 DISTRICT OF NEVADA
3 * * *
4 Olivia W.,1 Case No. 2:22-cv-00310-BNW
5 Plaintiff, ORDER re ECF Nos. 21 & 23 6 v.
7 Kilolo Kijakazi, Acting Commissioner of Social Security, 8 Defendant. 9
10 11 This case involves review of an administrative action by the Commissioner of Social 12 Security denying Plaintiff Olivia W.’s application for disability insurance benefits under Title II 13 of the Social Security Act. On February 18, 2022, the parties consented to the case being heard by 14 a magistrate judge in accordance with
28 U.S.C. § 636(c), and this matter was assigned to the 15 undersigned for an order under
28 U.S.C. § 636(c). See ECF No. 3. The Court reviewed 16 Plaintiff’s motion for reversal and/or remand (ECF No. 21) and the Commissioner’s cross-motion 17 to affirm and response (ECF Nos. 23, 24). Plaintiff did not file a reply. For the reasons discussed 18 below, the Court affirms the Commissioner’s decision. 19 I. Procedural History 20 On October 15, 2019,2 Plaintiff applied for disability insurance benefits under Title II of 21 the Social Security Act, alleging an onset date of November 2, 2017. ECF No. 12-13 at 158–59. 22 Plaintiff’s claim was denied initially and on reconsideration.
Id.at 93–96; 98–102. 23 A telephonic hearing was held before Administrative Law Judge (“ALJ”) Alan 24 Markiewicz on December 3, 2020.
Id.at 30–64. On February 19, 2021, ALJ Markiewicz issued a 25 1 In the interest of privacy, this opinion uses only the first name and the initial of the last name of the non- 26 governmental party in this case. 2 The Administrative Law Judge’s decision identifies October 11, 2019 as the date that Plaintiff applied for disability 27 insurance benefits. ECF No. 12-1 at 18. 3 ECF No. 12 refers to the Administrative Record in this matter which, due to COVID-19, was electronically filed. 1 decision finding that Plaintiff was not disabled.
Id.at 15–25. On December 22, 2021, the Appeals 2 Council denied review.
Id.at 4–9. On February 18, 2022, Plaintiff commenced this action for 3 judicial review under
42 U.S.C. § 405(g). See Compl. (ECF No. 1). 4 II. Discussion 5 1. Standard of Review 6 Administrative decisions in Social Security disability benefits cases are reviewed under 42
7 U.S.C. § 405(g). See Akopyan v. Barnhart,
296 F.3d 852, 854(9th Cir. 2002). Section 405(g) 8 provides that “[a]ny individual, after any final decision of the Commissioner of Social Security 9 made after a hearing to which [s]he was a party, irrespective of the amount in controversy, may 10 obtain a review of such decision by a civil action . . . brought in the district court of the United 11 States for the judicial district in which the plaintiff resides.” The court may enter “upon the 12 pleadings and transcripts of the record, a judgment affirming, modifying, or reversing the 13 decision of the Commissioner of Social Security, with or without remanding the cause for a 14 rehearing.”
42 U.S.C. § 405(g). 15 The Commissioner’s findings of fact are conclusive if supported by substantial evidence. 16 See id.; Ukolov v. Barnhart,
420 F.3d 1002(9th Cir. 2005). However, the Commissioner’s 17 findings may be set aside if they are based on legal error or not supported by substantial evidence. 18 See Stout v. Comm’r, Soc. Sec. Admin.,
454 F.3d 1050, 1052(9th Cir. 2006); Thomas v. Barnhart, 19
278 F.3d 947, 954(9th Cir. 2002). The Ninth Circuit defines substantial evidence as “more than a 20 mere scintilla but less than a preponderance; it is such relevant evidence as a reasonable mind 21 might accept as adequate to support a conclusion.” Andrews v. Shalala,
53 F.3d 1035, 1039(9th 22 Cir. 1995); see also Bayliss v. Barnhart,
427 F.3d 1211, 1214 n.1 (9th Cir. 2005). In determining 23 whether the Commissioner’s findings are supported by substantial evidence, the court “must 24 review the administrative record as a whole, weighing both the evidence that supports and the 25 evidence that detracts from the Commissioner’s conclusion.” Reddick v. Chater,
157 F.3d 715, 26 720 (9th Cir. 1998); see also Smolen v. Chater,
80 F.3d 1273, 1279(9th Cir. 1996). 27 Under the substantial evidence test, findings must be upheld if supported by inferences 1 When the evidence will support more than one rational interpretation, the court must defer to the 2 Commissioner’s interpretation. See Burch v. Barnhart,
400 F.3d 676, 679(9th Cir. 2005); Flaten 3 v. Sec’y of Health and Human Serv.,
44 F.3d 1453, 1457(9th Cir. 1995). Consequently, the issue 4 before the court is not whether the Commissioner could reasonably have reached a different 5 conclusion, but whether the final decision is supported by substantial evidence. It is incumbent on 6 the ALJ to make specific findings so that the court does not speculate as to the basis of the 7 findings when determining if the Commissioner’s decision is supported by substantial evidence. 8 Mere cursory findings of fact without explicit statements as to what portions of the evidence were 9 accepted or rejected are not sufficient. Lewin v. Schweiker,
654 F.2d 631, 634(9th Cir. 1981). 10 The ALJ’s findings “should be as comprehensive and analytical as feasible, and where 11 appropriate, should include a statement of subordinate factual foundations on which the ultimate 12 factual conclusions are based.”
Id.13 2. Disability Evaluation Process and the ALJ Decision 14 The individual seeking disability benefits has the initial burden of proving disability. 15 Roberts v. Shalala,
66 F.3d 179, 182(9th Cir. 1995). To meet this burden, the individual must 16 demonstrate the “inability to engage in any substantial gainful activity by reason of any medically 17 determinable physical or mental impairment which can be expected . . . to last for a continuous 18 period of not less than 12 months[.]”
42 U.S.C. § 423(d)(1)(A). Moreover, the individual must 19 provide “specific medical evidence” in support of her claim for disability. 20 C.F.R. 20 § 404.1514. If the individual establishes an inability to perform her prior work, then the burden 21 shifts to the Commissioner to show that the individual can perform other substantial gainful work 22 that exists in the national economy. Reddick,
157 F.3d at 721. 23 The ALJ follows a five-step sequential evaluation process in determining whether an 24 individual is disabled. See
20 C.F.R. § 404.1520(a); Bowen v. Yuckert,
482 U.S. 137, 140(1987). 25 If at any step the ALJ determines that she can make a finding of disability or non-disability, a 26 determination will be made, and no further evaluation is required. See 20 C.F.R. 27 § 404.1520(a)(4); Barnhart v. Thomas,
540 U.S. 20, 24(2003). 1 Step one requires the ALJ to determine whether the individual is engaged in substantial 2 gainful activity (“SGA”).
20 C.F.R. § 404.1520(a)(4)(i). If the individual is engaged in SGA, then 3 a finding of not disabled is made. If the individual is not engaged in SGA, then the analysis 4 proceeds to step two. 5 Step two addresses whether the individual has a medically determinable impairment that 6 is severe or a combination of impairments that significantly limits her from performing basic 7 work activities.
Id.§ 404.1520(a)(4)(ii). If the individual does not have a severe medically 8 determinable impairment or combination of impairments, then a finding of not disabled is made. 9 If the individual has a severe medically determinable impairment or combination of impairments, 10 then the analysis proceeds to step three. 11 Step three requires the ALJ to determine whether the individual’s impairments or 12 combination of impairments meets or medically equals the criteria of an impairment listed in 20 13 C.F.R. Part 404, Subpart P, Appendix 1. Id. § 404.1520(a)(4)(iii). If the individual’s impairment 14 or combination of impairments meets or equals the criteria of a listing and the duration 15 requirement, then a finding of disabled is made. Id. § 404.1520(d). Otherwise, the analysis 16 proceeds to step four. 17 However, before moving to step four, the ALJ must first determine the individual’s 18 residual functional capacity (“RFC”), which is a function-by-function assessment of the 19 individual’s ability to do physical and mental work-related activities on a sustained basis despite 20 limitations from impairments. See
20 C.F.R. § 404.1560; see also SSR 96-8p. In making this 21 finding, the ALJ must consider all the relevant evidence, such as all symptoms and the extent to 22 which the symptoms can reasonably be accepted as consistent with the objective medical 23 evidence and other evidence.
20 C.F.R. § 404.1545. To the extent that statements about the 24 intensity, persistence, or functionally limiting effects of pain or other symptoms are not 25 substantiated by objective medical evidence, the ALJ must make a finding on the credibility of 26 the individual’s statements based on a consideration of the entire case record. 27 Step four requires the ALJ to determine whether the individual has the RFC to perform 1 either as the individual actually performed it or as it is generally performed in the national 2 economy within the last 15 years. In addition, the work must have lasted long enough for the 3 individual to learn the job and performed a SGA. If the individual has the RFC to perform her 4 past work, then a finding of not disabled is made. If the individual is unable to perform any PRW 5 or does not have any PRW, then the analysis proceeds to step five. 6 The fifth and final step requires the ALJ to determine whether the individual can do any 7 other work considering her RFC, age, education, and work experience. 20 C.F.R. 8 § 404.1520(a)(4)(v). If she can do other work, then a finding of not disabled is made. Although 9 the individual generally continues to have the burden of proving disability at this step, a limited 10 burden of going forward with the evidence shifts to the Commissioner. The Commissioner is 11 responsible for providing evidence demonstrating that other work exists in significant numbers in 12 the economy that the individual can do. Yuckert, 482 U.S. at 141–42. 13 Here, the ALJ followed the five-step sequential evaluation process set forth in 20 C.F.R. 14 § 404.1520(a). ECF No. 12-1 at 20–25. 15 At step one, the ALJ found that Plaintiff had not engaged in substantial gainful activity 16 since November 2, 2017, the alleged onset date. Id. at 20. 17 At step two, the ALJ concluded that Plaintiff had the following severe impairments: 18 degenerative joint disease of the left knee; degenerative joint disease of the right shoulder; disc 19 disease of the lumbar spine; obesity; and status post rotator cuff repair on February 8, 2018. Id. at 20 21. 21 At step three, the ALJ found that Plaintiff did not have an impairment or combination of 22 impairments that met or medically equaled a listed impairment in 20 C.F.R. Part 404, Subpart P, 23 Appendix 1. Id. 24 The ALJ then found that Plaintiff has the RFC to perform “sedentary” work with the 25 following limitations: She can lift and carry 20 pounds occasionally and 10 pounds frequently; 26 stand and walk for 4 hours in an 8-hour workday; sit for 6 hours in an 8-hour workday; 27 occasionally push and pull with the bilateral lower extremities; perform frequent reaching in all 1 directions with the right upper extremity; and perform the postural activities occasionally. Id. at 2 21–24. 3 At step four, the ALJ found that Plaintiff can perform past relevant work as an order 4 clerk/customer complaint clerk. Id. at 24. The ALJ then concluded that Plaintiff was not under a 5 disability at any time since November 2, 2017. Id. 6 3. Analysis 7 A. Whether the ALJ erred in evaluating the opinion evidence 8 The parties dispute whether the ALJ erred in evaluating the opinion evidence. Compare 9 ECF No. 21 at 9–16 with ECF No. 23 at 5–11. 10 Under the new regulations concerning the evaluation of medical opinion evidence for 11 applications filed on or after March 27, 2017, 12 We will not defer or give any specific evidentiary weight, including controlling weight, to any medical opinion(s) or prior administrative medical finding(s), including those from 13 your medical sources . . . . The most important factors we consider when we evaluate the persuasiveness of medical opinions and prior administrative medical findings are 14 supportability . . . and consistency . . . . 15 16
20 C.F.R. § 416.920c(a). Additionally, under the new regulations, “an ALJ cannot reject an 17 examining or treating doctor’s opinion as unsupported or inconsistent without providing an 18 explanation supported by substantial evidence.” Woods v. Kijakazi,
32 F.4th 785, 792(9th Cir. 19 2022). In fact, the ALJ “must ‘articulate . . . how persuasive’ it finds ‘all of the medical opinions’ 20 from each doctor or other source,
20 C.F.R. § 404.1520c(b), and ‘explain how [it] considered the 21 supportability and consistency factors” in reaching these findings,
id.§ 404.1520c(b)(2).” Id. 22 Here, the ALJ considered the opinions of non-examining agency physicians Dr. Ross and 23 Dr. Nickles: 24 The opinion of Dr. Ross at the reconsideration level is overall well supported. On the other hand, the undersigned finds the determination of Dr. Nickles at the initial level is 25 persuasive, who opined that the claimant should be limited to standing and walking of 4 hours in an 8-hour workday. The undersigned notes that the medical records support that 26 the claimant has had some trouble with walking/ambulation, and it is reasonable to limit 27 her standing and walking to 4 hours. Thus, the undersigned finds elements of both the residual functional capacity assessments of Dr. Ross and Dr. Nickles to be persuasive 1 ECF No. 21-1 at 24. 2 The ALJ discussed the opinions of both Dr. Ross and Dr. Nickles. He also explained how 3 he determined that the doctors’ opinions are persuasive, noting that their opinions are “consistent 4 with the treating notes.” Id.; see
20 C.F.R. § 404.1520c(a)–(b) (explaining that under the 5 Agency’s new regulations, ALJs no longer “weigh” medical opinions, but rather determine which 6 are most “persuasive”). Additionally, although the doctors differed on Plaintiff’s standing and 7 walking limitation, the ALJ explained why he found the more restrictive walking limitation 8 (provided by Dr. Nickles) more persuasive.
Id.Furthermore, the ALJ’s supportability and 9 consistency findings are reasonable and supported by substantial evidence. In weighing the 10 doctors’ opinions, the ALJ noted what he found to be supported by the record before him and 11 what he found consistent with or inconsistent with other evidence, as required by the Social 12 Security regulations.
Id.The ALJ also discussed the other evidence in the record he considered, 13 including Plaintiff’s hearing testimony and treatment records.
Id.at 22–24. And, contrary to 14 Plaintiff’s position, the ALJ did not cherry-pick evidence, and he did address what Plaintiff 15 considers to be “abnormal objective evidence and clinical examination findings[,]” including the 16 2019 lumbar spine MRI. Compare, e.g., ECF No. 21 at 12 with ECF No. 12-1 at 23. Accordingly, 17 because the ALJ did not harmfully err in assessing the challenged medical opinions, the Court 18 affirms the ALJ’s decision. Finally, Plaintiff submits that the ALJ’s failure to properly assess the 19 medical opinion evidence is harmful error because it “led to a failure to properly develop the 20 evidence of record . . . .” ECF No. 21 at 12. However, because the Court found no error, it need 21 not reach this issue. 22 // 23 // 24 // 25 // 26 // 27 // 1 || IV. Conclusion 2 IT IS THEREFORE ORDERED that Plaintiff's Motion to Remand (ECF No. 21) is 3 || DENIED. 4 IT IS FURTHER ORDERED that the Commissioner’s Cross-Motion to Affirm and 5 || Response to Plaintiff's Motion for Reversal and/or Remand (ECF Nos. 23, 24) is GRANTED. 6 IT IS FURTHER ORDERED that the Clerk of Court is kindly directed to enter 7 || judgment in favor of Defendant and close this case. 8 9 DATED: August 2, 2023. 10 LK pm la WEEN BRENDA WEKSLER 11 UNITED STATES MAGISTRATE JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
Reference
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