Herrington v. O'Malley
Herrington v. O'Malley
Trial Court Opinion
1 2 3 UNITED STATES DISTRICT COURT 4 DISTRICT OF NEVADA 5 6 TONY H., Case No. 2:23-cv-02046-NJK
7 Plaintiff(s), ORDER 8 v. [Docket No. 13] 9 CAROLYN COLVIN, 10 Defendant(s). 11 This case involves judicial review of administrative action by the Commissioner of Social 12 Security (“Commissioner”) denying Plaintiff’s application for disability insurance benefits 13 pursuant to Title XVI of the Social Security Act. Currently before the Court is Plaintiff’s opening 14 brief seeking remand. Docket No. 13. The Commissioner filed a responsive brief in opposition. 15 Docket No. 15. No reply was filed. The parties consented to resolution of this matter by the 16 undersigned magistrate judge. See Docket Nos. 3-4. 17 I. STANDARDS 18 A. Disability Evaluation Process 19 The standard for determining disability is whether a social security claimant has an 20 “inability to engage in any substantial gainful activity by reason of any medically determinable 21 physical or mental impairment which can be expected . . . to last for a continuous period of not 22 less than 12 months.”
42 U.S.C. § 423(d)(1)(A); see also 42 U.S.C. § 1382c(3)(A). That 23 determination is made by following a five-step sequential evaluation process. Bowen v. Yuckert, 24
482 U.S. 137, 140(1987) (citing
20 C.F.R. §§ 404.1520, 416.920). The first step addresses 25 whether the claimant is currently engaging in substantial gainful activity.
20 C.F.R. §§ 26404.1520(b), 416.920(b).1 The second step addresses whether the claimant has a medically 27 1 The five-step process is largely the same for both Title II and Title XVI claims. For a 28 Title II claim, however, a claimant must also meet insurance requirements.
20 C.F.R. § 404.130. 1 determinable impairment that is severe or a combination of impairments that significantly limits 2 basic work activities.
20 C.F.R. §§ 404.1520(c), 416.920(c). The third step addresses whether the 3 claimant’s impairments or combination of impairments meet or medically equal the criteria of an 4 impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1.
20 C.F.R. §§ 404.1520(d), 5 404.1525, 404.1526, 416.920(d), 416.925, 416.926. There is then a determination of the 6 claimant’s residual functional capacity, which assesses the claimant’s ability to do physical and 7 mental work-related activities.
20 C.F.R. §§ 404.1520(e), 416.920(e). The fourth step addresses 8 whether the claimant has the residual functional capacity to perform past relevant work. 20 C.F.R. 9 §§ 404.1520(f), 416.920(f). The fifth step addresses whether the claimant is able to do other work 10 considering the residual functional capacity, age, education, and work experience.
20 C.F.R. §§ 11404.1520(g), 416.920(g). 12 B. Judicial Review 13 After exhausting the administrative process, a claimant may seek judicial review of a 14 decision denying social security benefits.
42 U.S.C. § 405(g). The Court must uphold a decision 15 denying benefits if the proper legal standard was applied and there is substantial evidence in the 16 record as a whole to support the decision. Webb v. Barnhart,
433 F.3d 683, 686(9th Cir. 2005). 17 Substantial evidence is “more than a mere scintilla,” which equates to “such relevant evidence as 18 a reasonable mind might accept as adequate to support a conclusion.” Biestek v. Berryhill, 587
19 U.S. 97, 103(2019). “[T]he threshold for such evidentiary sufficiency is not high.”
Id.20 II. BACKGROUND 21 A. Procedural History 22 On August 16, 2021, Plaintiff filed an application for disability benefits with an alleged 23 onset date of June 1, 2021. See, e.g., Administrative Record (“A.R.”) 249-55. On January 4, 2022, 24 Plaintiff’s application was denied initially. A.R. 152-56. On July 6, 2022, Plaintiff’s claim was 25 denied on reconsideration. A.R. 165-67. On July 25, 2022, Plaintiff filed a request for a hearing 26 before an administrative law judge. A.R. 171-73. On February 7, 2023, Plaintiff, Plaintiff’s 27 representative, and a vocational expert appeared for a hearing before ALJ Arthur Zeidman. See
28 A.R. 39-56. On February 21, 2023, the ALJ issued an unfavorable decision finding that Plaintiff 1 had not been under a disability through the date of the decision. A.R. 20-38. On October 24, 2023, 2 the ALJ’s decision became the final decision of the Commissioner when the Appeals Council 3 denied Plaintiff’s request for review. A.R. 1-7. 4 On December 11, 2023, Plaintiff commenced this suit for judicial review. Docket No. 1. 5 B. The Decision Below 6 The ALJ’s decision followed the five-step sequential evaluation process set forth in 20
7 C.F.R. § 416.920. A.R. 26-34. At step one, the ALJ found that Plaintiff had not engaged in 8 substantial gainful activity since the application date. A.R. 27. At step two, the ALJ found that 9 Plaintiff has the following severe impairments: epilepsy versus psychogenic seizure disorder; 10 status-post bipolar affective disorder; depressive disorder; anxiety disorder or panic disorder; and 11 status-post attention-deficit hyperactivity disorder. A.R. 27-28. At step three, the ALJ found that 12 Plaintiff does not have an impairment or combination of impairments that meets or medically 13 equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1.
14 A.R. 28-30. The ALJ found that Plaintiff has the residual functional capacity to 15 perform a full range of work at all exertional levels but with the following nonexertional limitations: No exposure to hazards such 16 as unprotected heights and dangerous moving mechanical machinery. The claimant can understand, remember, and carry out 17 only simple instructions; using judgment: able to make simple work- related decisions; changes in work setting: only occasional changes 18 in routine; able to perform simple work tasks with brief and superficial interactions with all others in the workplace. 19
20 A.R. 30-32. At step four, the ALJ found Plaintiff had no past relevant work. A.R. 32. At step 21 five, the ALJ found that jobs exist in significant numbers in the national economy that Plaintiff 22 can perform based on his age, education, work experience, and residual functional capacity. A.R. 23 33. In doing so, the ALJ defined Plaintiff as a younger individual aged 18-49 as of the date the 24 application was filed with at least a high school education. A.R. 32. The ALJ found the 25 transferability of job skills to be immaterial. A.R. 32. The ALJ considered Medical Vocational 26 Rules, which provide a framework for finding Plaintiff not disabled, along with vocational expert 27 testimony that an individual with the same residual functional capacity and vocational factors 28 could perform work as a cleaner housekeeping, industrial cleaner, or kitchen helper. A.R. 33. 1 Based on all of these findings, the ALJ found Plaintiff not disabled since the date the 2 application was filed. A.R. 33. 3 III. ANALYSIS 4 Plaintiff raises two arguments on appeal, whether the ALJ erred in discounting his own 5 testimony and whether the ALJ erred in considering nonmedical source statements. The Court 6 will address each argument in turn. 7 A. Plaintiff’s Testimony 8 Plaintiff argues that the ALJ improperly discounting his testimony, indicating that the ALJ 9 “rejected the persistence and limiting effects of [Plaintiff’s] impairments solely based on a lack of 10 support in the objective medical evidence of record.” Docket No. 13 at 9 (emphasis added). The 11 Commissioner responds that Plaintiff has mischaracterized and ignored the ALJ’s actual decision, 12 which properly discounted his testimony on grounds including the effectiveness of treatment, 13 contradiction with the medical record, and failure to seek or follow a prescribed course of 14 treatment. Docket No. 15 at 3-5. The Commissioner is correct. 15 The ALJ is required to engage in a two-step analysis to evaluate a claimant’s testimony as 16 to pain and other symptoms: (1) determine whether the individual presented objective medical 17 evidence of an impairment that could reasonably be expected to produce some degree of pain or 18 other symptoms alleged; and (2) if so, whether the intensity and persistence of those symptoms 19 limit an individual’s ability to perform work-related activities. See Social Security Ruling 16-3p. 20 In the absence of evidence of malingering, an ALJ may only reject a claimant’s testimony about 21 the severity of symptoms by giving specific, clear, and convincing reasons. See Vasquez v. Astrue, 22
572 F.3d 586, 591(9th Cir. 2009). Factors that an ALJ may consider include inconsistent daily 23 activities, an inconsistent treatment history, and other factors concerning the claimant’s functional 24 limitations. See Social Security Ruling 16-3p. If an ALJ’s determination to discount a claimant’s 25 testimony is supported by substantial evidence, a court should not second-guess that determination. 26 27 28 1 Chaudhry v. Astrue,
688 F.3d 661, 672(9th Cir. 2012).2 “Where evidence is susceptible to more 2 than one rational interpretation, it is the ALJ’s conclusion that must be upheld.” Shaibi v. Berryhill, 3
883 F.3d 1102, 1108(9th Cir. 2017) (quoting Burch v. Barnhart,
400 F.3d 676, 679(9th Cir. 4 2005)). 5 In this case, the ALJ found Plaintiff’s medically determinable impairments could 6 reasonably be expected to cause the alleged symptoms, but the ALJ discounted Plaintiff’s 7 statements concerning the intensity, persistence and limiting effects of these symptoms. A.R. 35. 8 In particular, the ALJ found that Plaintiff’s epilepsy was controlled with treatment. A.R. 35. The 9 ALJ also found that Plaintiff’s psychiatric examinations consistently included normal findings of 10 intact judgment, insight, mood, and affect; that Plaintiff was not considered at risk due to his 11 depression; and that a review of systems noted no psychological symptoms. A.R. 35. In addition, 12 the ALJ recognized that Plaintiff was not currently seeing a psychiatrist. A.R. 35. 13 As the Commissioner explains in her brief, these findings are supported by substantial 14 evidence and are legally permissible considerations. See Docket No. 15 at 3-5. On the other side 15 of the ledger, Plaintiff provides no argument at all concerning the ALJ’s articulated reasoning. See 16 Docket No. 13. Instead, Plaintiff mischaracterizes the ALJ’s decision as having discounted 17 Plaintiff’s testimony “solely based on a lack of support in the objective medical evidence of 18 record.” Docket No. 13 at 9 (emphasis added).3 Having provided no argument regarding the actual 19 2 The regulations previously asked the ALJ to assess “credibility.” Social Security Ruling 20 96-7p. The regulations now require the ALJ to “evaluate” the claimant’s statements. Social Security Ruling 16-3p. This change does not alter the deferential nature of the Court’s review. 21 3 That the medical record is inconsistent with a claimant’s testimony is different than the 22 medical record lacking objective evidence supporting the claimant’s testimony: 23 Claimants [] sometimes mischaracterize Burch[, which forbids rejecting a claimant’s testimony based solely on a lack of supporting 24 objective evidence,] as completely forbidding an ALJ from using inconsistent objective medical evidence in the record to discount 25 subjective symptom testimony. That is a misreading of Burch. When objective medical evidence in the record is inconsistent with 26 the claimant’s subjective testimony, the ALJ may indeed weigh it as undercutting such testimony. We have upheld ALJ decisions that 27 do just that in many cases. 28 Smartt v. Kijakazi,
53 F.4th 489, 498 (9th Cir. 2022) (collecting cases). 1 reasons the ALJ discounted Plaintiff’s testimony (i.e., effectiveness of treatment, lack of treatment, 2 and inconsistency with the record), Plaintiff has waived the issue on appeal. Sandgathe v. Chater, 3
108 F.3d 978, 980(9th Cir. 1997).4 4 B. Nonmedical Source Statements 5 Plaintiff argues that the ALJ failed to explain why he discounted the nonmedical source 6 statement of Plaintiff’s girlfriend, Julie Felicetta. See Docket No. 13 at 12-17. The Commissioner 7 responds that the ALJ was not required under current regulations to articulate his consideration of 8 this statement and, even under prior regulations, remand is unwarranted because Felicetta’s 9 statement was similar to Plaintiff’s testimony that was properly discounted for the reasons 10 discussed above. Docket No. 15 at 5-6. The Commissioner is correct. 11 The ALJ stated explicitly that Felicetta’s statement was considered. A.R. 31. Under the 12 current regulations, the ALJ was not required to articulate how he consider nonmedical sources. 13 See, e.g., Fryer v. Kijakazi,
2022 WL 17958630, at *3 n.1. (9th Cir. Dec. 27, 2022). Even under 14 the prior regulations, explicit reasoning to discount the statement was not required since it was 15 similar to Plaintiff’s testimony that was properly discounted for the reasons discussed above. See, 16 e.g., Molina v. Astrue,
674 F.3d 1104, 1122(9th Cir. 2012). 17 IV. NOTICE TO COUNSEL 18 This case follows a worrying trend in which counsel appeals a denial of social security 19 benefits by arguing that the ALJ improperly discounted the claimant’s testimony, but then fails to 20 acknowledge on appeal the reasoning provided by the ALJ in discounting that testimony. See, 21 e.g., Mary H. v. Colvin, Case No. 2:24-cv-00237-NJK, Docket No. 16 (D. Nev. Jan. 15, 2025); see 22 23 24 25 4 Plaintiff contends that the ALJ failed to identify the testimony he discounted and to tie 26 the evidence in the record to that finding. Docket No. 13 at 10. The Court need not address issues raised in cursory fashion. See, e.g., Independent Towers of Wash. v. Wash.,
350 F.3d 925, 929 27 (9th Cir. 2003). Even were the Court to consider this argument, however, it fails on its merits because the reasoning is sufficiently stated. Cf. Magallanes v. Bowen,
881 F.2d 747, 755(9th Cir. 28 1989). 1|| also, e.g., Sartor v. Colvin,
2015 WL 5980617, at *6 (D. Nev. Aug. 10, 2015) (collecting cases).° 2|| This case marks the end of the warnings that will be provided for these Rule 11 issues. Counsel should anticipate _moving forward that significant _repurcussions, including monetary sanctions, will result from similar misconduct. 5] V. CONCLUSION 6 The decision below is AFFIRMED. The Clerk’s Office is instructed to ENTER FINAL 7| JUDGMENT accordingly and to CLOSE this case. 8 IT IS SO ORDERED. 9 Dated: January 17, 2025 10 Z i — fo Nancy J, Koppe 11 United States Magistrate Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 > These half-hearted appeals are being brought without the ordinary deterrent effect of paying the filing fee. See Docket No. 1 (application to proceed in forma pauperis); see also Neitzke 27| v. Williams,
490 U.S. 319, 327(1989) (noting need to “discourage the filing of, and waste of judicial and private resources upon, baseless lawsuits that paying litigants generally do not initiate 28] because of the cost of bringing suit”).
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