Turner v. Social Security Administration

District Court, D. Nevada

Turner v. Social Security Administration

Trial Court Opinion

1

2

3 UNITED STATES DISTRICT COURT

4 DISTRICT OF NEVADA

5 ROBIN RENEE TURNER, Case No. 3:24-cv-00121-ART-CLB

6 Plaintiff, ORDER v. 7 LELAND DUDEK, Acting 8 Commissioner of Social Security,1

9 Defendant.

10 11 Plaintiff Robin Renee Turner appeals the Commissioner’s denial of her 12 application for Title II Social Security Disability Benefits. Before the Court is 13 Turner’s motion to remand (ECF No. 15) and Magistrate Judge Carla Baldwin’s 14 report and recommendation (“R&R”) (ECF No. 23). The R&R recommends that the 15 Court deny Turner’s motion to remand and affirm the Commissioner’s decision. 16 For the reasons identified below, the Court adopts the R&R and denies Turner’s 17 motion to remand. 18 I. LEGAL STANDARD 19 A. Standard of Review 20 The Court “may accept, reject, or modify, in whole or in part, the findings 21 or recommendations made by the magistrate judge.”

28 U.S.C. § 636

(b)(1). Where 22 a party timely objects to a magistrate judge’s report and recommendation, then 23 the court is required to “make a de novo determination of those portions of the 24 [report and recommendation] to which objection is made.”

28 U.S.C. § 636

(b)(1). 25 A court is not required to conduct “any review at all . . . of any issue that is not 26 the subject of an objection.” Thomas v. Arn,

474 U.S. 140, 149

(1985). 27 1 Leland Dudek, the current Acting Commissioner of Social Security, is substituted as defendant 28 pursuant to Federal Rule of Civil Procedure 25(d). 1 A reviewing court must affirm the Commissioner’s decision if it is 2 “supported by substantial evidence, and if the Commissioner applied the correct 3 legal standards.” Batson v. Comm'r of Soc. Sec. Admin.,

359 F.3d 1190, 1193

(9th 4 Cir. 2004). Substantial evidence is “more than a mere scintilla but less than a 5 preponderance; it is such relevant evidence as a reasonable mind might accept 6 as adequate to support a conclusion.” Hill v. Astrue,

698 F.3d 1153, 1159

(9th 7 Cir. 2012) (citation omitted). The court considers the evidence in its entirety, 8 weighing both the evidence that supports and that detracts from the ALJ’s 9 conclusion.” Luther v. Berryhill,

891 F.3d 872, 875

(9th Cir. 2018). “When the 10 evidence before the ALJ is subject to more than one rational interpretation, we 11 must defer to the ALJ’s conclusion.” Batson,

359 F.3d at 1198

. However, the 12 court may only consider the reasons provided by the ALJ in the disability 13 determination and “may not affirm the ALJ on a ground upon which he did not 14 rely.” Garrison, 759 F.3d at 1010. 15 B. Disability Evaluation Process 16 Administrative law judges (“ALJs” apply a five-step evaluation process to 17 determine whether a claimant qualifies as disabled. Garrison v. Colvin,

759 F.3d 18 995, 1010

(9th Cir. 2014). The five-step inquiry addresses the following 19 questions: “(1) whether the claimant presently works in substantial gainful 20 activity; (2) whether the claimant’s impairment, or a combination of impairments, 21 qualifies as severe; (3) whether the impairment, or combination of impairments, 22 equals an impairment listed in the regulations; (4) whether the claimant's 23 residual functional capacity allows her to perform her past relevant work; and (5) 24 whether significant numbers of jobs exist in the national economy that the 25 claimant can perform.” Popa v. Berryhill,

872 F.3d 901

, 905–06 (9th Cir. 2017); 26 see

20 C.F.R. § 404.1520

(a)(4). 27 // 28 // 1 II. BACKGROUND 2 A. Procedural History 3 The following relevant facts are taken from the R&R. (ECF No. 23 at 5–7.) 4 Turner filed an application for disability benefits in 2020, alleging a disability 5 onset date of January 28, 2019. (AR 59, 249–50, 276–81.) The Social Security 6 Administration denied her application initially in 2021 and upon reconsideration 7 in 2022. (AR 68, 127–31, 137–41.) After an administrative hearing in 2023, the 8 ALJ found that Turner was not disabled. (AR 17–29.) Turner appeals that 9 decision. 10 B. ALJ Decision 11 At step one of the five-step evaluation process, the ALJ found that Turner 12 had not engaged in substantial gainful activity since January 28, 2019, the 13 alleged onset date. (AR 20.) At step two, the ALJ found that Turner had the 14 following four severe impairments: cervical, thoracic, and lumbar degenerative 15 disc disease. (AR 20–21.) The ALJ concluded that Turner’s other reported 16 impairments—osteopenia, incontinence, diverticulosis, hemmorrhoids, a benign 17 hepatic hemangioma, and a history of polysubstance abuse—were not severe. 18 (Id.) At step three, the ALJ determined that Turner did not have an impairment 19 or combination of impairments that meets or medically equals the severity of one 20 of the listed impairments. (AR 21–23.) 21 Next, the ALJ considered medical opinions and other evidence to determine 22 Turner’s residual functional capacity (“RFC”). (AR 23–28.) The ALJ found that 23 Turner had the RFC to perform “light work” as defined in

20 C.F.R. § 404.1567

(b) 24 with the following limitations: 25 [T]he claimant can lift and carry, push and pull 20 pounds occasionally and 10 pounds frequently; can stand and walk for 4 hours of an 8-hour 26 workday with standard breaks, for 30 minutes at time, with the option to 27 sit at the work station for 10 minutes and continue working after 30 minutes of standing or walking; can sit for 6 hours of an 8-hour workday 28 with standard breaks; can occasionally stoop, climb ramps and stairs, 1 She can never balance, as that term is used in the Department of Labor's 2 Selected Characteristics of Occupations. (AR 23.) Based on this finding, the ALJ found that Turner could perform her past 3 relevant work as a ticket writer. (AR 28.) 4 III. DISCUSSION 5 Turner argues that the ALJ’s decision violates the regulations and is not 6 supported by substantial evidence because the ALJ failed to properly evaluate 7 the opinions of Dr. Pamela Corson and Dr. Kristen M. Marshall. (ECF No. 15 at 8 2, 9–16.) The R&R reviewed the ALJ’s evaluation of both doctors’ opinions and 9 found that the ALJ was free of legal error and supported by substantial evidence. 10 (ECF No. 23 at 7–12.) Turner objects to the R&R’s framing of the issues; the R&R’s 11 finding that the ALJ properly evaluated Dr. Corson’s opinion; and the R&R’s 12 finding that the ALJ properly evaluated Dr. Marshall’s opinion. The Court 13 addresses each objection in turn. 14 A. Whether the R&R Properly Framed the Issues 15 Turner first objects “to the manner in which the U.S. Magistrate Judge 16 framed the issues,” contending that the R&R’s framing “set the stage for a focus 17 on substantial evidence, to the exclusion of review of the ALJ’s legal errors.” (ECF 18 No. 24 at 2.) 19 “The ALJ is responsible for translating and incorporating clinical findings 20 into a succinct RFC.” Rounds v. Comm'r Soc. Sec. Admin.,

807 F.3d 996

, 1006 21 (9th Cir. 2015). The “most important factors” in assessing medical opinions are 22 supportability and consistency.

20 C.F.R. § 404

.1520c(b)(2). “[A]n ALJ cannot 23 reject an examining or treating doctor’s opinion as unsupported or inconsistent 24 without providing an explanation supported by substantial evidence.” Woods v. 25 Kijakazi,

32 F.4th 785, 792

(9th Cir. 2022). The ALJ must “articulate . . . how 26 persuasive” it finds “all of the medical opinions” from each doctor or other source, 27 and “explain how [it] considered the supportability and consistency factors” in 28 1 reaching these findings.

Id.

(citing

20 C.F.R. § 404

.1520c(b)). “Supportability 2 means the extent to which a medical source supports the medical opinion by 3 explaining the ‘relevant . . . objective medical evidence.’” Woods, 32 F.4th at 791– 4 92 (citing 20 C.F.R § 404.1520c(c)(1)). “Consistency means the extent to which a 5 medical opinion is ‘consistent . . . with the evidence from other medical sources 6 and nonmedical sources in the claim.’ Woods,

32 F.4th at 792

(citing

20 C.F.R. § 7

404.1520c(c)(2)). 8 The R&R framed the issues as: “(1) whether the ALJ properly evaluated the 9 opinion of Dr. Corson in determining Turner’s RFC; and (2) whether the ALJ 10 properly evaluated the opinion of Dr. Marshall in determining Turner’s RFC.” 11 (ECF No. 23 at 7.) There is no indication that “proper evaluation” refers only to 12 whether the ALJ’s decision was supported by substantial evidence. In addressing 13 each issue, the R&R considered both whether the ALJ applied the proper legal 14 standards—i.e., whether the ALJ sufficiently explained how it considered the 15 supportability and consistency factors in assessing the persuasiveness of each 16 medical opinion—and whether there was substantial evidence in the record to 17 support the ALJ’s decision. (Id. at 7–12.) The Court therefore overrules this 18 objection. 19 B. Whether the ALJ Properly Evaluated Dr. Corson’s Medical Opinion 20 Turner next objects to the R&R’s finding that the ALJ sufficiently explained 21 the supportability of Dr. Corson’s medical opinion. (ECF No. 24 at 2.) Turner 22 argues that the ALJ’s analysis of the supportability factor was “nothing more than 23 a conclusory statement.” (ECF No. 24 at 2–3.) 24 The ALJ found Dr. Corson’s opinion to be “partially persuasive.” (AR 27.) 25 The ALJ explained that Dr. Corson’s opinion was “generally supported by her own 26 examination findings” and “generally consistent with the claimant’s radiographic 27 imaging, her negative EMG study results, and the recent examination findings of 28 Dr. Marshall[.]” (Id.) However, the ALJ found that Dr. Corson’s conclusion that 1 Turner is limited to lifting 10 pounds occasionally was “not consistent with her 2 own examination findings or the recent exam findings of Dr. Marshall” and did 3 not include this limitation in the RFC. (Id.) 4 1. Supportability 5 Turner argues that in rejecting Dr. Corson’s lifting limitation, the ALJ did 6 not address the supportability factor. (ECF No. 24 at 2–5.) The Commissioner 7 argues that the ALJ found the lifting limitation was not supported by Dr. Corson’s 8 own examination findings. (ECF No. 21 at 7.) Despite the ALJ’s imprecise 9 language, the Court agrees. The ALJ stated that the lifting limitation was 10 unpersuasive in part because it was not “consistent with Dr. Corson’s own 11 examination findings.” (AR 27.) This this is a supportability finding because it 12 addresses an internal check—Dr. Corson’s own findings. See Woods,

32 F.4th at 13

793 n. 4 (explaining that the ALJ “plainly did not intend to make a supportability 14 finding,” but instead meant that the opinion was “inconsistent with other record 15 evidence” and reminding ALJs to use the terms of art with precision). 16 Turner appears to agree at times that the reference to Dr. Corson’s own 17 examination findings constitutes the supportability portion of the analysis, and 18 next objects that the analysis was conclusory and therefore insufficient. (ECF No. 19 24 at 4.) Turner cites Walker v. Comm'r of Soc. Sec., No. 2:22-CV-01871-EJY, 20

2024 WL 64784

, at *4 (D. Nev. Jan. 4, 2024). However, the court in Walker 21 explained that the ALJ “failed to clearly state his analysis of the supportability 22 and consistency factors for any of the medical opinions he considered.”

Id.

In that 23 case, the court could not review the ALJ’s decision because it would “need to 24 guess what analysis pertains to which factor.”

Id.

Here, the Court can look to 25 both Dr. Corson’s examination findings in the record and the ALJ’s summary of 26 those findings in the decision. Although the ALJ does not go into detail in the 27 portion of the analysis that Turner cites, the decision discusses Dr. Corson’s 28 findings at other points: explaining that Dr. Corson found “mildly reduced 1 strength in her right lower extremity” but otherwise normal strength. (AR 22.) The 2 ALJ reasonably concluded that this evidence did not support Dr. Corson’s lifting 3 limitations. 4 2. Consistency 5 Turner does not object to the R&R’s finding that the ALJ’s decision 6 sufficiently addressed the consistency factor. The Court agrees with the R&R’s 7 finding that the ALJ sufficiently explained the consistency of Dr. Corson’s 8 opinion. (ECF No. 23 at 10.) The ALJ explained that Dr. Corson’s opinion was 9 “generally consistent with the claimant’s radiographic imaging, her negative EMG 10 study results, and the recent examination findings of Dr. Marshall” but explained 11 that the lifting limitation was not consistent with Dr. Marshall’s examination 12 findings. (ECF No. 23 at 10; AR 27.) 13 Turner also does not object to the R&R’s finding that the ALJ’s decision 14 was supported by substantial evidence and the Court adopts that finding. (ECF 15 No. 23 at 10–11.) 16 C. Whether the ALJ Properly Evaluated Dr. Marshall’s Medical Opinion 17 Turner objects to the R&R’s finding that the ALJ properly evaluated Dr. 18 Marshall’s opinion, arguing that the R&R failed to address Turner’s concern that 19 the ALJ misrepresented the evidence. (ECF No. 24 at 6.) In the motion to remand, 20 Turner argued that the ALJ’s analysis of Dr. Marshall’s opinion, although it 21 addressed both the supportability and consistency factors, was inadequate 22 because it misrepresented the evidence in the record. (ECF No. 15 at 13.) 23 The ALJ found Dr. Marshall’s opinion unpersuasive and provided an in- 24 depth explanation for that finding. (AR 24–25, 27–28.) The ALJ explained that Dr. 25 Marshall had provided intermittent care for Turner as her primary care physician 26 since June 2018. (AR 27.) In March 2019, Dr. Marshall reported that Turner was 27 limited to lifting and carrying ten pounds rarely, less than ten pounds 28 occasionally, standing and walking for two hours per workday, sitting for two 1 hours per workday, and that she needed to alternate between sitting and standing 2 and lie down every one to two hours. (Id.) In January 2023, Dr. Marshall reported 3 many similar limitations, additional environmental and postural limitations, and 4 stated that Turner would be expected to be off task ten percent of the workday 5 and absent four days per month. (Id.) 6 1. Supportability 7 The ALJ explained that Dr. Marshall’s opinion was not well supported 8 because her statements did not accurately represent her own examination 9 findings, which showed “some reduced strength and sensation in her right lower 10 extremity and right hand but otherwise normal strength and sensation in her 11 other extremities.” (Id.) Dr. Marshall’s examination found “moderately reduced 12 3/5 strength in her right hip, mildly reduced 4/5 strength in her right knee and 13 ankle, some subjective tenderness in her cervical, thoracic, and lumbar spine, 14 and some subjectively diminished sensation in her right leg and hand” and found 15 that “her strength and sensation were normal in all other motor groups, and her 16 gait was normal.” (AR 25.) This analysis is a succinct summary of Dr. Marshall’s 17 examination, not a misrepresentation of the record. (See AR 1019–21.)2 18 The ALJ also considered Turner’s overall treatment record, including Dr. 19 Marshall’s own statement that the treatment she provided had been “very 20 21 2 Dr. Marshall’s examination findings included the following: 22 R hip flexion; 3+/5; R knee extension 4/5; R knee flexion 4/5; R ankle dorsiflexion 3+/5; 23 R ankle plantarflexion 4/5 L lower extremity with 5/5 strength in all tested groups 24 Bilateral upper extremities with 5/5 strength in grip, biceps flexion/extension, shoulder abduction Sensation as follows: 25 Subjectively diminished diffusely over right lower extremity and diminished over the dorsal palmar aspect of the right hand 26 MSK: normal gait, thoracic kyphosis, tender to palpation over right gluteal region, thoracic paraspinal muscles, lumbar paraspinal muscles, cervical paraspinal muscles and 27 trapezius muscles

28 (Id.) 1 intermittent.”3 (AR 27; see AR 1019 (“Discussed with patient that because her 2 care has been very intermittent, will complete to the best of my ability however 3 may not be as helpful as had she been receiving regular care.”.) This is also an 4 accurate representation of the record. 5 2. Consistency 6 The ALJ next explained that Dr. Marshall’s opinion was inconsistent with 7 other evidence in the record, including radiographic imaging, EMG study results, 8 Dr. Corson’s examination findings, and Turner’s overall course of treatment. (AR 9 27.) The ALJ provided more detail on each of these pieces of evidence elsewhere 10 in its decision. 2018 X-rays showed “multilevel degeneration changes in the 11 claimant’s cervical, thoracic, and lumbar spine, including thoracic wedge 12 compression fractures and lumbar facet joint arthrosis. (AR 24; see AR 482.) 13 2018 MRI results confirmed “a mild disc bulge and multilevel facet changes.” (AR 14 22; see AR 645.) EMG results in 2019 were “normal with no signs of 15 radiculopathy.” (AR 25; see AR 754–55.) Dr. Corson’s examination findings 16 included normal range of motion, strength, and sensation in all extremities except 17 her right lower extremity. (AR 22, 25; see AR 582–87.) This analysis is an accurate 18 summary of the evidence that the ALJ cites, and not a misrepresentation of the 19 record. 20 To support her argument that the ALJ misrepresented the evidence, Turner 21 points to other portions of the record which she argues provide support for Dr. 22 Marshall’s opinion. (ECF No. 15 at 13–15.) However, as the Commissioner has 23 explained, the “key question is not whether there is substantial evidence that 24 could support a finding of disability, but whether there is substantial evidence to 25 support the Commissioner’s actual finding.” Jamerson v. Chater,

112 F.3d 1064

, 26 1067 (9th Cir. 1997). Here, the ALJ reasonably considered Dr. Marshall’s opinion 27 3 The ALJ includes this factor in its consistency analysis, but it plainly relates to the supportability 28 of Dr. Marshall’s findings and the Court analyzes it as such. 1 || based on the supportability and consistency factors and found it unpersuasive. 2 || The ALJ did not mischaracterize the record, and there is substantial evidence in 3 || the record to support its findings. □□ IV. CONCLUSION 5 It is therefore ordered Judge Baldwin’s Report and Recommendation (ECF 6 || No. 23) is adopted in full. 7 It is further ordered that Turner’s motion for remand (ECF No. 15) is 8 || DENIED. 9 The Clerk of the Court is directed to enter judgment and close this case. 10 11 DATED: March 28, 2025 12 13 Ans NotI 14 Is UNITED STATES DISTRICT JUDGE 16 17 18 19 20 21 22 23 24 25 26 27 28

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