Barton v. State
Barton v. State
Dissenting Opinion
with whom Rose, J., agrees, dissenting:
I would not overturn Owens v. State
100 Nev. 286, 288, 680 P.2d 593, 595 (1984).
Opinion of the Court
By the Court,
In 1995, Ross Eric Barton was convicted of second-degree murder pursuant to a jury verdict and sentenced to life imprisonment. In 1996, this court dismissed his direct appeal.
FACTS
On September 20, 1994, Juan Sanchez and Ever Yurado were drinking beer in Yurado’s car in front of Sanchez’s apartment in Las Vegas for about four hours. When Sanchez was called inside the apartment, Yurado drove away. Shortly thereafter, Yurado’s car collided with a car driven by Ross Barton. Yurado sped away. Barton pursued Yurado in his car, traveling at a high rate of speed. Eventually, Barton rammed Yurado’s car, causing it to spin around and stop. Yurado told another driver that there was no need to call the police, but Barton asked a bystander to call them anyway. Yurado again drove away and Barton started chasing him. Yurado then made a U-turn around a median and resumed driving northbound on the street. According to eyewitnesses, Barton crossed the median ahead of Yurado and drove southbound in the northbound lanes in the direction of Yurado’s oncoming car. Yurado made another U-turn, at which point Barton drove down the median. As Yurado emerged from the U-turn, Barton turned off the median, drove directly at Yurado’s car and struck the driver’s side of the car. Testimony at trial indicated that Barton was traveling at a speed of approximately forty-four miles per hour and was accelerating at the time of impact. As a result of the collision, Yurado suffered a skull fracture which eventually resulted in his death.
DISCUSSION
This court reviews claims of ineffective assistance of counsel by the standard articulated in Strickland v. Washington.
Lesser included offense instruction
The first assignment of error concerning ineffective assistance of counsel is whether Barton’s trial counsel was deficient for failing to request an instruction on the lesser charge of reckless driving causing death or substantial bodily harm under NRS 484.377. Barton argues that in this case reckless driving is a lesser included offense on which the district court was required to instruct the jury at the defendant’s request. Thus, because the evidence supported the jury’s consideration of reckless driving as an alternative to murder, trial counsel was deficient in failing to pursue this instruction.
NRS 175.501 provides that “[t]he defendant may be found guilty of an offense necessarily included in the offense charged . . . .” Whether the judge would have been required to give the reckless driving instruction at Barton’s request depends upon the meaning of the phrase “an offense necessarily included in the offense charged.” The determination of what constitutes a lesser included offense is not clear under Nevada case law. In fact, at times “lesser included” and “lesser related” have not been distinguished, and two divergent tests have been applied to determine what constitutes a lesser included offense.
The three basic approaches that have been used by this court and throughout the country
These three approaches have been alternatively used in the various procedural contexts in which a lesser included offense is being considered. Several examples of such contexts include: (1) whether the conviction of a defendant for two offenses violates double jeopardy;
The predominant test used for lesser included offenses was set forth in Lisby v. State. In Lisby, this court interpreted language similar to NRS 175.501 to be the codification of “the common law practice of allowing a defendant in a criminal trial to be found guilty of any offense which is necessarily included in that with which he is charged.”
On the other hand, in Owens v. State,
In the context of determining whether a lesser included instruction is required, this court has often looked to more than merely the elements of the offenses and has adopted an approach similar to that contained in Owens, looking to the charging document and the proof at trial. For example, in Graves v. Young,
The information in Barton’s case alleged that Barton killed the victim “by intentionally driving that certain 1976 Chevrolet El Camino . . . into that certain 1981 Pontiac . . . being driven by [the victim].” Under the Lisby test, reckless driving causing death would not be a lesser included offense of murder since the charged offense of murder can certainly be committed without committing reckless driving.
Although the Lisby test has quite consistently been used in cases where NRS 175.501 has been specifically referenced, the approach has not been uniform, particularly when the statute is not referenced. As a result, there is some confusion, especially in the context of whether lesser included instructions should be given, as in the instant case.
The United States Supreme Court has provided guidance with respect to how to determine what constitutes a lesser included offense in the context of whether the Double Jeopardy Clause of the United States Constitution has been implicated in order to determine whether a defendant may be convicted of multiple offenses. In Blockburger v. United States,
The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.33
Thus, under Blockburger, if the elements of one offense are entirely included within the elements of a second offense, the first offense is a lesser included offense and the Double Jeopardy Clause prohibits a conviction for both offenses.
The United States Supreme Court departed from the elements test in Grady v. Corbin, and instead adopted a test similar to that in Owens, whereby an offense was considered a lesser included offense if both offenses required proof of the same conduct
Despite a now clear articulation on lesser included offenses in the context of double jeopardy, no such clear guidance has been given on the constitutional requirement of lesser included offense instructions. In Beck v. Alabama, the United States Supreme Court suggested that the Due Process Clause of the United States Constitution was violated when no lesser included offense instructions were allowed in a death penalty case.
In Hopkins v. Reeves,
In light of the similarity in the language of Federal Rule of Criminal Procedure 31(c) and NRS 175.501, we conclude that adherence to the view adopted in Schmuck v. United States, whereby lesser included offenses are determined by the Blockburger elements test, is sound. Moreover, this court has often traditionally applied the same standard the United States Supreme Court has articulated under the United States Constitution in the context of double jeopardy to our interpretation of the minimum requirements of the Nevada Constitution. We see no reason to depart from this approach. Hence, we conclude that we will follow the guidance of the United States Supreme Court and adopt the elements test of Blockburger/Lisby for the determination of whether lesser included offense instructions are required.
To the extent that our prior case law conflicts with the adoption of the elements test, we overrule Owens v. State and expressly
Accordingly, in Barton’s case, clearly the elements of reckless driving are not an entirely included subset of murder under the elements test.
Second-degree felony instruction
Barton alleges that his appellate counsel was ineffective for failing to argue effectively that NRS 200.070 is unconstitutional. Barton argues that the language of the statute is vague and ambiguous in that it purports to define involuntary manslaughter, but then goes on to define murder in the same paragraph. This, he argues, suggests the existence of a misdemeanor-murder rule. He argues that under that statute, any minor traffic violation which results in the death of a human being would be murder. We disagree.
NRS 200.070 provides:
[Ijnvoluntary manslaughter is the killing of a human being, without any intent to do so, in the commission of an unlawful act, or a lawful act which probably might produce such a consequence in an unlawful manner, but where the involuntary killing occurs in the commission of an unlawful act, which, in its consequences, naturally tends to destroy the life of a human being, or is committed in the prosecution of a felonious intent, the offense is murder.
The jury instruction at trial quoted this statutory language.
After defining manslaughter, NRS 200.070 simply distinguishes manslaughter from murder by referring to the factors which indicate malice, a required element of murder. The statute refers to the two types of malice — express malice and implied malice, the
CONCLUSION
We conclude that the district court was correct in concluding that Barton’s trial and appellate counsel were not ineffective. We conclude that the Blockburger/Lisby elements test is the appropriate test by which to consider whether an offense is necessarily an included offense for purposes of instructions. Therefore, we affirm the order of the district court denying Barton’s post-conviction petition for a writ of habeas corpus.
Barton v. State, Docket No. 27076 (Order Dismissing Appeal, December 20, 1996).
466 U.S. 668 (1984).
Id. at 698; State v. Love, 109 Nev. 1136, 1138, 865 P.2d 322, 323 (1993); see also U.S. Const, amend. VI.
Strickland, 466 U.S. at 694.
See Moore v. State, 105 Nev. 378, 776 P.2d 1235 (1989).
116 Nev. 840, 7 P.3d 470 (2000).
See 5 Wayne R. LaFave, Jerold H. Israel & Nancy J. King, Criminal Procedure § 24.8(e) (2d ed. 1999).
Lisby v. State, 82 Nev. 183, 186-87, 414 P.2d 592, 594 (1966).
Slobodian v. State, 98 Nev. 52, 54, 639 P.2d 561, 563 (1982).
See, e.g., Owens v. State, 100 Nev. 286, 680 P.2d 593 (1984); Litteral v. State, 97 Nev. 503, 634 P.2d 1226 (1981); Dicus v. District Court, 91 Nev. 273, 625 P.2d 1175 (1981); Graves v. Young, 82 Nev. 433, 420 P.2d 618 (1966).
See, e.g., McIntosh v. State, 113 Nev. 224, 932 P.2d 1072 (1997); Meador v. State, 101 Nev. 765, 711 P.2d 852 (1985); Moore v. State, 100 Nev. 698, 692 P.2d 1278 (1984); Givens v. State, 99 Nev. 50, 657 P.2d 97 (1983); Sheriff v. Blasko, 98 Nev. 327, 647 P.2d 371 (1982); McKenna v. State, 98 Nev. 323, 647 P.2d 865 (1982); Lovell v. State, 92 Nev. 128, 546 P.2d 1301 (1976); In re DuBois, 84 Nev. 562, 445 P.2d 354 (1968).
See, e.g., Slobodian, 98 Nev. 52, 639 P.2d 561; Thedford v. Sheriff, 86 Nev. 741, 476 P.2d 25 (1970).
See, e.g., State v. Dist. Ct., 116 Nev. 374, 997 P.2d 126 (2000); Benitez v. State, 111 Nev. 1363, 904 P.2d 1036 (1995).
See, e.g., Peck v. State, 116 Nev. 840, 7 P3d 470 (2000); Robinson v. State, 110 Nev. 1137, 881 P.2d 667 (1994); Davis v. State, 110 Nev. 1107,
See Bailey v. State, 100 Nev. 562, 688 P.2d 320 (1984).
See Marciniak v. State, 112 Nev. 242, 911 P.2d 1197 (1996).
See, e.g., Kimball v. State, 100 Nev. 190, 678 P.2d 675 (1984); Dicus, 97 Nev. 273, 625 P.2d 1175.
See, e.g., McKinnon v. State, 96 Nev. 821, 618 P.2d 1222 (1980); State v. Carter, 79 Nev. 146, 379 P.2d 945 (1963).
See Hewitt v. State, 113 Nev. 387, 936 P.2d 330 (1997).
Id. at 187, 414 P.2d at 594.
82 Nev. at 438, 420 P.2d at 620-21.
98 Nev. at 595, 655 P.2d at 527.
In relevant part, NRS 484.377 states:
1. It is unlawful for a person to:
(a) Drive a vehicle in willful or wanton disregard of the safety of persons or property.
2. A person who does any act or neglects any duty imposed by law while driving or in actual physical control of any vehicle in willfal or wanton disregard of the safety of persons or property, if the act or neglect of duty proximately causes the death of or substantial bodily harm to a person other than himself, is guilty of a category B felony and shall be punished by imprisonment in the state prison for a minimum term.*692 of not less than 1 year and a maximum term of not more than 6 years, or by a fine of not more than $5,000, or by both fine and imprisonment.
In relevant part, NRS 200.010 states:
Murder is the unlawful killing of a human being, with malice aforethought, either express or implied .... The unlawful killing may be effected by any of the various means by which death may be occasioned.
284 U.S. 299 (1932).
495 U.S. 508, 516 (1990).
509 U.S. 688, 704, 714 (1993).
447 U.S. 625, 638 (1980).
524 U.S. 88 (1998).
United States Supreme Court cases after Beck that have discussed the issue of lesser included offense instructions as they relate to due process requirements have generally been in the death penalty context. There is some indication in the language of the cases that the Court is focusing on the special importance of reliability in capital cases. See, e.g., Gilmore v. Taylor, 508 U.S. 333 (1993); Schad v. Arizona, 501 U.S. 624 (1991).
489 U.S. 705 (1989). Schmuck resolved the conflict that had arisen by several federal courts adopting the approach of the Circuit Court of Appeals for the District of Columbia in United States v. Whitaker, whereby a lesser included offense was measured by whether the offenses related to the protection of the same interests. 447 F.2d 314, 321 (D.C. Cir. 1971).
Schmuck, 489 U.S. at 716.
We also note that a lesser included offense instruction will still only be appropriate in certain circumstances and is not required if there is no evidence supporting the lesser offense or if the defendant’s evidence is in conflict with guilt of the lesser offense. See Lisby v. State, 82 Nev. 183, 414 P.2d 592 (1966).
116 Nev. 840, 7 P.3d 470.
See supra note 31.
Reference
- Full Case Name
- ROSS ERIC BARTON, Appellant, v. THE STATE OF NEVADA, Respondent
- Cited By
- 32 cases
- Status
- Published