Ennis v. State
Ennis v. State
Opinion of the Court
By the Court,
In this appeal, we consider whether Crawford v. Washington
FACTS
On March 30, 2001, appellant Glenford Ennis stabbed Michelle Welch to death in her mother’s home. Ennis and Michelle had been dating for approximately three years. In September 1999 Michelle made her first call to the North Las Vegas Police Department (NLVPD) concerning an incident with Ennis. Officer Scott Vaughn testified that he responded to the call and spoke with Michelle but determined that no domestic violence had occurred.
In March 2000, Officers Gary King and Dennis Nowakowski responded to a second call from Michelle regarding an incident with Ennis. At trial, the officers testified that Michelle told them that Ennis began choking her and slapping her in the face after she told him she wanted to end the relationship. Ennis was placed under arrest for domestic battery.
A third incident occurred on January 13, 2001, when Michelle allegedly ran her car into Ennis’s garage after an argument. Officers Gary King and Don Collins responded to the incident. The officers testified they concluded that Michelle was the aggressor and arrested her after she resisted their attempts to speak with her. Both officers testified that Michelle was agitated at the scene.
On February 18, 2001, Officers Leonard Cardinale and Anthony Bailey were dispatched to investigate a domestic dispute between the parties. Officer Cardinale testified that Michelle had told him that Ennis had threatened to kill her, stating “he was going to go to jail anyway, so he might as well just kill her.” Officer Cardinale also testified that Michelle told him, ‘ ‘ [Ennis] would, in fact, kill her, so she opened the window and tried to get out the window.”
Officer Bailey testified that Michelle appeared nervous and apprehensive and had some visible bruising on her head and arms. He further testified that Michelle explained to him that “[Ennis] told me if I called the police he was going to kill me, I didn’t want you here.’ ’
On March 23, 2001, Officer Robert Aker responded to a call concerning a domestic violence incident in violation of a temporary restraining order. He observed that Michelle was almost hysterical when he arrived at her house. Michelle told him that she had received a telephone call from Ennis that was in violation of the temporary restraining order and that he arrived at her house shortly after he hung up. Ennis left when she called 911.
Officer Stephen Barr testified that he was dispatched to Michelle’s home the following day in response to a report of another violation of a temporary restraining order. When he arrived, Michelle appeared nervous and was shaking. She told him that Ennis had been banging on the front door but had left prior to the police arriving.
Michelle’s bedridden grandmother was upstairs when the murder occurred, and although she heard the incident take place, she was unable to investigate. She was on the phone with her daughter (Michelle’s aunt), Emma Williams, at the time. Williams testified at trial that “[m]y mom asked me to call the police, because she said Glen was there jumping on Michelle.” The medical examiner testified regarding the multiple stab wounds suffered by Michelle.
Ennis testified that he stabbed Michelle to death, but that it was in self-defense. On October 22, 2001, a jury found Ennis guilty of one count of second-degree murder with use of a deadly weapon, one count of coercion with physical force, and one count of attempted murder. The judgment of conviction was filed on February 14, 2002. Ennis filed his notice of direct appeal on February 15, 2002. This court affirmed the judgment of the district court on June 18, 2003, and the remittitur was issued on July 15, 2003. Ennis filed his post-conviction petition for a writ of habeas corpus in the district court on January 20, 2004. The petition was denied; Ennis appeals.
DISCUSSION
Retroactivity of Crawford v. Washington
In Crawford, the United States Supreme Court held that testimonial hearsay statements made by an unavailable witness must be subject to a prior opportunity for cross-examination in order to be
Retroactivity analysis under federal law
The determination as to whether a decision of the Supreme Court should be applied retroactively requires a three-step analysis under federal law. First, a determination must be made as to whether the conviction in question is final. Second, this court must determine whether the Supreme Court’s decision announced a new rule of constitutional law. Third, if the rule is new, this court determines whether it falls into one of two limited categories of rules that may be applied retroactively.
1. Finality of conviction
When a decision of the Supreme Court results in a “new rule,” that rule applies to all pending criminal cases.
By the time Crawford was decided in March 2004, the remitti-tur from this court’s order affirming Ennis’s conviction on direct appeal had issued, and the time within which Ennis could have filed a petition for a writ of certiorari to the Supreme Court had elapsed. Thus, Ennis’s conviction is final for the purposes of retroactivity analysis.
2. New rule of constitutional law
A Supreme Court decision announces a new rule “if the result was not dictated by precedent existing at the time the defendant’s
The Supreme Court itself noted that the rationale of Roberts was inconsistent with the Court’s conclusion in Crawford.
3. Retroactive effect
Generally, new rules are not retroactively applied to final convictions. However, the Supreme Court recognizes two situations where new constitutional rules should be given retroactive effect.
First, the court will give retroactive effect to a new substantive rule.
Second, the court will retroactively apply a new rule setting forth a watershed rule of criminal procedure.
In Brown v. Uphoff, the Tenth Circuit Court of Appeals held recently that Crawford did not establish a watershed rule of criminal procedure.
The Ninth Circuit Court of Appeals, however, recently held in Bockting v. Bayer that Crawford is a watershed rule of criminal procedure.
We decline to follow Bockting. Rather, we agree with the majority of jurisdictions that have addressed the issue that Crawford has no retroactive application under federal law to cases that were final prior to the decision.
As a result, we hold that the rule in Crawford is not a new substantive rule nor a watershed rule of criminal procedure. Therefore, under federal law, it does not retroactively apply to Ennis’s conviction.
Retroactivity analysis under Nevada law
Our conclusion that the rule in Crawford does not apply retroactively under federal law does not end our inquiry. We must also
In Colwell, we modified the federal retroactivity standard, adopting pur own three-part test to determine if a new constitutional rule of criminal procedure should be given retroactive effect. First, we inquire whether the rule enunciated by the Supreme Court is new. Second, if the rule is new, we determine whether the conviction of the person seeking application of the rule was final. Third, we determine whether the rule falls under the two exceptions to nonretroactivity we enunciated in Colwell.
1. New rule of criminal procedure
First, we determine whether the rule under review is new. In Colwell, we reserved our prerogative to define within the federal framework whether a rule is new, as long as we give federal constitutional rules at least as much retroactive effect as the federal courts.
2. Finality of conviction
Second, we determine “whether the conviction of the person seeking application of the rule has become final.”
Third, we determine whether an exception to nonretroactivity applies. In Colwell, we established two exceptions to the rule that new decisions do not apply retroactively to a final conviction:
When a rale is new, it will still apply retroactively in two instances: (1) if the rule establishes that it is unconstitutional to proscribe certain conduct as criminal or to impose a type of punishment on certain defendants because of their status or offense; or (2) if it establishes a procedure without which the likelihood of an accurate conviction is seriously diminished.37
We do not limit the first exception to “primary, private individual conduct” and under the second exception, we do not distinguish a separate requirement of “bedrock” or “watershed” significance. Instead, “if accuracy is seriously diminished without the rule, the rule is significant enough to warrant retroactive application.”
We conclude that Crawford does not apply retroactively even under the Colwell approach. First, as explained, Crawford had nothing to do with the range of conduct that can be proscribed or the punishment that can be imposed. Second, as the Tenth Circuit noted, Crawford does not alter any right fundamental to due process but merely sets out new standards for the admission of certain kinds of hearsay.
Ineffective assistance of counsel
A defendant has a constitutional right to assistance of counsel in a criminal prosecution.
Strickland states that a petitioner must demonstrate that: (1) counsel’s performance was so deficient as to fall below an objective standard of reasonableness, and (2) the deficient performance prejudiced the defense.
Ennis asserts that his counsel failed to object to the testimony of Emma Williams, the victim’s maternal aunt. Emma testified, “I was on the phone talking to my mom, and all of a sudden she got real quiet, she wasn’t saying anything. And I asked her what was wrong, and she told me that Glen had come in the house and he was jumping — .” Ennis’s attorney then stated, “Judge, if I may pose an objection. There is no foundation as to the hearsay that— in the record.’ ’ The district court sustained the objection and then stated, “Let’s back up a little bit.”
Ennis’s ineffective assistance of counsel claim lacks merit because he has failed to demonstrate he suffered any prejudice from Williams’s testimony. Ennis admitted being at the house and killing
Moreover, his attorney did object, a better foundation was laid, and Williams’s testimony clearly falls within the excited utterance exception to the hearsay rule.
CONCLUSION
We conclude that Crawford does not apply retroactively, and that Ennis has presented no arguments warranting relief in this matter. Accordingly, we affirm the order of the district court denying Ennis’s petition.
541 U.S. 36 (2004).
Schriro v. Summerlin, 542 U.S. 348, 351 (2004).
Caspari v. Bohlen, 510 U.S. 383, 390 (1994).
Butler v. McKellar, 494 U.S. 407, 412 (1990) (internal quotation marks omitted).
See Bockting v. Bayer, 399 F.3d 1010, 1019 (9th Cir. 2005), cert. granted, 126 S. Ct. 2017 (2006); Brown v. Uphoff, 381 F.3d 1219, 1226 (10th Cir. 2004), cert. denied, 543 U.S. 1079 (2005).
448 U.S. 56, 66 (1980).
Id. at 69 (Rehnquist, C.J., concurring in the judgment).
Teague v. Lane, 489 U.S. 288, 311 (1989) (plurality opinion).
Schriro, 542 U.S. at 351.
Id. (quoting Bousley v. United States, 523 U.S. 614, 620 (1998)). The Supreme Court has sometimes analyzed substantive rules “as falling under an exception to Teague’s bar on retroactive application of procedural rules.” Id. at 352 n.4. In Schriro, however, the Court concluded that “they are more accurately characterized as substantive rules not subject to the bar.” Id.
Brown v. Uphoff, 381 F.3d 1219, 1226 (10th Cir. 2004), cert. denied, 543 U.S. 1079 (2005).
Schriro, 542 U.S. at 353.
Teague, 489 U.S. at 313 (plurality opinion).
372 U.S. 335, 345 (1963).
See Saffle v. Parks, 494 U.S. 484, 495 (1990) (identifying Gideon as a watershed decision).
Brown, 381 F.3d at 1227.
399 F.3d 1010, 1016 (9th Cir. 2005), cert. granted, 126 S. Ct. 2017 (2006).
Id. at 1018.
Id. at 1020.
See, e.g., Espy v. Massac, 443 F.3d 1362, 1367 (11th Cir. 2006); Lave v. Dretke, 444 F.3d 333, 336 (5th Cir. 2006), petition for cert. filed, No. 05-11552 (U.S. June 13, 2006); Dorchy v. Jones, 398 F.3d 783, 788 (6th Cir. 2005); Murillo v. Frank, 402 F.3d 786, 791 (7th Cir. 2005); Mungo v. Duncan, 393 F.3d 327, 336 (2d Cir. 2004), cert. denied, 544 U.S. 1002 (2005); Evans v. Luebbers, 371 F.3d 438, 444 (8th Cir. 2004), cert. denied, 543 U.S. 1067 (2005); Edwards v. People, 129 P.3d 977, 988 (Colo. 2006); Chandler v. Crosby, 916 So. 2d 728, 730-31 (Fla. 2005); Danforth v. State, 700 N.W.2d 530, 532 (Minn. Ct. App. 2005); People v. Soto, 795 N.Y.S.2d 429, 433 (Sup. Ct. 2005); In re Markel, 111 P.3d 249, 254 (Wash. 2005).
Brown, 381 F.3d at 1226-27; see also U.S. v. Mora, 293 F.3d 1213, 1219 (10th Cir. 2002) (holding that Apprendi v. New Jersey, 530 U.S. 466 (2000), did not alter fundamental due process rights, in part because Apprendi errors could be excused given overwhelming evidence).
Brown, 381 F.3d at 1227.
118 Nev. 807, 820, 59 P.3d 463, 472 (2002).
Brown, 381 F.3d at 1226.
U.S. Const. amend. VI.
466 U.S. 668, 687 (1984); see Warden v. Lyons, 100 Nev. 430, 432, 683 P.2d 504, 505 (1984).
Strickland, 466 U.S. at 689.
Id. at 687. This court recently held that the petitioner must prove the facts underlying his ineffective assistance of counsel claim by a preponderance of the evidence. Means v. State, 120 Nev. 1001, 1013, 103 P.3d 25, 33 (2004).
Strickland, 466 U.S. at 694 (explaining that “[a] reasonable probability is a probability sufficient to undermine confidence in the outcome”).
Evans v. State, 117 Nev. 609, 622, 28 P.3d 498, 508 (2001).
Riley v. State, 110 Nev. 638, 647, 878 P.2d 272, 278 (1994).
Notably, Michelle’s grandmother also testified directly prior to Emma’s testimony. She was also called as a witness by Ennis but was not questioned regarding her statement made to her daughter over the phone.
NRS 51.095 (“A statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition is not inadmissible under the hearsay rule.”).
Donovan v. State, 94 Nev. 671, 675, 584 P.2d 708, 711 (1978).
We have reviewed Ennis’s other arguments concerning ineffective assistance of counsel and cumulative error and conclude they are without merit.
Concurring Opinion
concurring:
I agree with the majority that Crawford v. Washington
From 1980 to 2004, pursuant to the Supreme Court decision in Ohio v. Roberts,
In my view, it would be manifestly cataclysmic to a legal system steeped in principles of stare decisis and federalism to retroactively unwind a procedural rule applied in good faith in literally thousands of state prosecutions in Nevada and throughout the United States. I write separately to note that, based upon the strident language in Crawford, the Supreme Court of the United States may very well apply Crawford retroactively in the pending matter of Bockting v. Bayer,
Where nontestimonial hearsay is at issue, it is wholly consistent with the Framers’ design to afford the States flexibility in their development of hearsay law — as does Roberts, and as would an approach that exempted such statements from Confrontation Clause scrutiny altogether. Where testimonial evidence is at issue, however, the Sixth Amendment demands what the common law required: unavailability and a prior opportunity for cross-examination. . . .
. . . [Thus, w]here testimonial statements are at issue, the only indicium of reliability sufficient to satisfy constitutional demands is the one the Constitution actually prescribes: confrontation.7
The opinion relates at length to the original intent of the framers and concludes emphatically that Roberts was wrongly decided. In doing so, it does not frame the confrontation requirement as a “new rule.” Rather, the opinion implicitly concludes that any confrontation analysis conducted under Roberts during its twenty-four year shelf-life was wrong because Roberts was at odds with the original intent of the framers of the amendment. In this stated construct, the legal system in this country can now assume that the rule in Roberts was never valid. If that is true, Crawford’s restatement of the confrontation rule from its inception is not a new rule of constitutional procedure and cannot be restricted to prospective application starting with cases still pending as of 2004. Certainly, while the United States Court of Appeals for the Tenth Circuit in
541 U.S. 36, 59 (2004) (holding that testimonial hearsay statements of a witness who does not appear at trial are inadmissible under the Confrontation Clause of the Sixth Amendment unless the witness is unavailable to testify, and the defendant has had a prior opportunity to cross-examine the witness).
448 U.S. 56 (1980).
121 Nev. 706, 710-11, 120 P.3d 1170, 1173 (2005).
Made applicable to the states by incorporation through the Fourteenth Amendment in Pointer v. Texas, 380 U.S. 400, 407-08 (1965).
399 F.3d 1010 (9th Cir. 2005), cert. granted, 126 S. Ct. 2017 (2006).
381 F.3d 1219, 1226 (10th Cir. 2004) (quoting Butler v. McKellar, 494 U.S. 407, 412 (1990)), cert. denied, 543 U.S. 1079 (2005).
Reference
- Full Case Name
- GLENFORD EDWARD ENNIS, Appellant, v. THE STATE OF NEVADA, Respondent
- Cited By
- 118 cases
- Status
- Published