ECHEVERRIA (NATHAN) VS. STATE (NRAP 5)
Nevada Supreme Court
ECHEVERRIA (NATHAN) VS. STATE (NRAP 5), 495 P.3d 471 (Nev. 2021)
2021 NV 49
ECHEVERRIA (NATHAN) VS. STATE (NRAP 5)
Opinion
137 Nev., Advance Opinion Licl
IN THE SUPREME COURT OF THE STATE OF NEVADA
NATHAN ECHEVERRIA, No. 82030
Appellant,
117as iLE
vs.
THE STATE OF NEVADA,
SEP 1 6 20
Respondent.
ELI.- 0 A. Bar:INN
CLER1
-11EF DEPUTY CLERK
Certified question under NRAP 5 concerning the scope of
Nevada's statutory waiver of sovereign immunity. United States District
Court for the District of Nevada; Miranda M. Du, Judge.
Question answered.
Thierman Buck LLP and Joshua D. Buck, Leah L. Jones, and Mark R.
Thierman, Reno,
for Appellant.
Aaron Ford, Attorney General, Heidi J. Parry Stern. Solicitor General, and
Kiel B. Ireland, Deputy Attorney General. Carson City; Wilson, Elser,
Moskowitz, Edelman & Dicker, LLP, and Sheri M. Thome and James T.
Tucker, Las Vegas,
for Respondent.
BEFORE THE SUPREME COURT, EN BANC.
SUPREME COURT
OF
NEVADA
11- 24117
(0) l47A atgigrz
.•
OPINION
By the Court, STIGLICH, J.:
NRS 41.031(1) provides that "[t]he State of Nevada hereby
waives its immunity from liability and action and hereby consents to have
its liability determined in accordance with the same rules of law as are
applied to civil actions against natural persons and corporations," with
certain exceptions. In this case, state employees brought suit in state
district court, alleging that the State violated the federal Fair Labor
Standards Act (FLSA) and related state law. The State removed the action
to the United States District Court for the District of Nevada, which
dismissed the state-law claims. The United States District Court has now
certified a question to this court under NRAP 5, asking us to decide whether
NRS 41.031(1) constitutes a waiver of Nevada's sovereign immunity from
damages liability under the FLSA and analogous state law.
Preliminarily, because there are no state-law claims currently
pending in the federal district court, we note that attempting to answer the
certified question as it pertains to analogous state law would require us to
render an advisory opinion. This, we cannot do. Therefore, although we
accept the federal district court's certified question as to the FLSA, we
narrow the scope of the question to exclude analogous state law. Answering
the certified question as reframed, we hold that the plain text of NRS
41.031(1) leaves no room for construction: Nevada has waived the defense
of sovereign immunity to liability under the FLSA.
BACKGROUND
Appellant Nathan Echeverria is an employee of the Nevada
Departinent of Corrections (NDOC). In.2014, he and several other NDOC
einployees filed a putative class and collective action complaint on behalf of
SUPREME COURT
OF
NEVADA
(0) 1947A .0160cr
2
themselves and similarly situated employees in Nevada state court, naming
both the State of Nevada and NDOC (collectively, the State) as defendants.
They alleged that the State required them "to work an estimated extra hour
per shift off-the-clock'—i.e.. without compensation." The employees alleged
that this constituted a violation of the FLSA and the state Minimum Wage
Amendment (MWA), and was also a breach of contract under state law.
The State removed the action to the United States District
Court for the District of Nevada. During the ensuing years of litigaticin, the
employees added a state-law claim for overtime under NRS 284.180.
Ultimately, the federal district court dismissed the state-law claims,
although it dismissed at least two of the claims without prejudice). The
litigation eventually came to center on the question of whether the State
possessed sovereign immunity. The district court found that the State
waived its "Eleventh Amendment immunity by removing the case to
federal court, citing Lapides v. Board of Regents of University System of
Georgia, 535 U.S. 613, 616 (2002). The State appealed to the Ninth Circuit
Court of Appeals.
The Ninth Circuit affirmed, albeit on somewhat narrower
grounds, in Walden v. Nevada, 945 F.3d 1088 (9th Cir. 2019). It held that
"a State that removes a case to federal court waives its imrnunity from suit
on all federal-law claims in the case." Id. •at. 1090 (emphasis added). The
'The federal district court was uncertain whether the MWA applied
to the State in its capacity as an employer and considered certifying that
question to this court. Rather than litigate the issue, however, the parties
agreed to dismiss the MWA claim without prejudice. The court dismissed
the NRS 284.180 claim, also without prejudice, for failure to exhaust
administrative remedies. The court dismissed the breach of contract claim
with prejudice after finding that the claim was without merit.
SUPREME COURT
OF
NEVADA
(0) 1947A agaga
3
court reasoned that under Lapides, it was "anomalous or inconsistent" for a
State to invoke federal jurisdiction by removing the case and
simultaneously claim Eleventh Amendment immunity, thereby denying
federal jurisdiction. Id. at 1093 (quoting Lapides, 535 U.S. at 619); see also
Ernbury v. King, 361 F.3d 562 (9th Cir. 2004). However, the Ninth Circuit
was careful to distinguish "immunity from suie in federal court from
"immunity from liability," noting that it lacked appellate jurisdiction to
consider an interlocutory claim of immunity from liability. Walden, 945
F.3d at 1091-92 & n.1. Thus. while the Ninth Circuit affirmed the district
court's holding "that Nevada waived its Eleventh Amendment immunity as
to [the employees] FLSA claims when it removed this case to federal court,"
id. at 1095,2 the court left open the question of whether the State retains
sovereign immunity from liability. •
More recently, in Redgrave v. Ducey, the Ninth Circuit
explained that "[a] state's invocation of sovereign immunity from liability,"
if such a defense exists, "would be an affirmative defense to a
congressionally created private right of action for damages, such as those
under FLS.A," even if the state has waived Eleventh Amendment immunity
frorn suit in federal court. 953 F.3d 1123, 1125 (9th Cir. 2020). Other
federal courts, while agreeing that removal waives a state's Eleventh
Amendment immunity, have held that the state may continue to assert the
affirmative defense of immunity from liability if it could have asserted that
defense in state court. See id.; Trani v. Oklahoma, 754 F.3d 1158, 1173
2Given the Ninth Circuit's conclusion that the State waived its
Eleventh Amendment immunity, NRS 41.031(3), which states that Nevada
does not waive such immunity notwithstanding the general waiver in
subsection 1, is not implicated by the federal district court's certified
question.
SUPREME COURT
OF
NEVADA
(0) 1947A 4402)
4
•
(l eth Cir. 2014) ("A state does not gain an unfair advantage asserting in
federal court an affirmative defense it would have had in state court."). See
also Alden v. Mctine, 527 U.S. 706, 713 (1999) CITjhe sovereign immunity of
the States neither derives from; nor is limited by, the terms of the Eleventh
Amendment.").
On remand in this case, the employees argued that the Nevada
Legislature plainly and unambiguously waived Nevada's sovereign
immunity from liability by enacting NRS 41.031(1). The State resPonded
that the statute waives the State's immunity from tort liability, but not frOm
statutory -liability, such as that created by the FLSA. The district court
determined that this is an important state-law issue of first impression and
certified the following question to this court:
Has Nevada conSented to damages liability for a
State agency's violation of the minimum wage or
overtime provisions of the federal Fair Labor
Standards Act, 29 U.S.C. §§ 206-207, or analogous
provisions of state law, whether in enacting NRS
§ 41.031 or otherwise?
We accepted the certified question.
DISCUSSION
We elect to rephrase the certified question
A certified question Under NRAP 5 presents a pure question of
law, which this court answers de flov0. Nautilus InS. Co. v. Access Med.,
LLC. 137 Nev., Adv. Op. 10, 482 P.3d 683, 687 (2021). This "court's role is
limited to answering the questions of law posed to it." In re Fontainebleau
Las Vegas Holdings, LLC, 127 Nev. 941, 955, 267 P.3d 786, 794-95 (2011).
Nevertheless, this court retains. the discretion to rephrase the certified
qu.estions as we deem necessary. See, e.g., Byrd Underground, LLC v.
Angaur, LLC, 130 Nev. 586; 588, 332 P.3c1 275, 275 (2014).
SUPREME COURT
OF
NEVADA
(.0) 1447A 400
5
Here, the State urges us to rephrase the question by striking
the words "or analogous provisions of state law." The State contends that
the issue of immunity from liability as to the state-law claims is not properly
before this court because the federal district court has dismissed those
claims. The employees reply that they may revive at least some of those
claims later in this litigation—either on appeal to the Ninth Circuit, or
potentially before that if the federal district court allows them to do so.
Our power to answer certified questions is limited to "questions
of law of this state which may be determinative of the cause then pending in
the certifying court . . . ." NRAP 5(a) (emphasis added). "The phrase, 'may
be determinative of the cause then pending, was apparently made part of
the 1967 Uniform Certification of Questions of Law Act to ensure that
answers to certified questions were not merely advisory opinions." Volvo
Cars of N. Am., Inc. v. Ricci, 122 Nev. 746, 749, 137 P.3d 1161, 1163 (2006)
(footnotes omitted). This court lacks the constitutional power to render
advisory opinions. Capanna v. Orth, 134 Nev. 888, 897, 432 P.3d 726, 735
(2018) (citing City of N. Las Vegas v. Cluff, 85 Nev. 200, 201, 452 P.2d 461,
462 (1969)); see Terracon Consultants Western, Inc. v. Mandalay Resort
Grp., 125 Nev. 66, 72, 206 P.3d 81, 85 (2009) (noting that "we avoid
answering academic or abstract matters that a certifying court may have
included in posing its questions to this court").
With this in mind, we conclude that it would be improper for us
to directly address the State's immunity from liability as to "analogous
provisions of state law," because no state-law claims are currently "pending
in the certifying court."3 See NRAP 5(a). The employees' argument that
3We note that because no state-law claim is currently pending, we
need not decide which provisions of state law are "analogoue to the FLSA.
SUPREME COURT
OF
NEVADA
(0) I947A ataim
6
r.:
they may reassert state-law claims later in the case—even immediately
upon the return of this case to federal court—only serves to underscore that
those claims are not now "pending in the certifying court."4 Whether the
State is immune from state-law claims that might be reasserted is beyond
our power to decide.
It is true that we would arguably serve judicial efficiency by
answering the certified question as presented by the federal district court.
Cf. Volvo Cars, 122 Nev. at 751, 137 P.3d at 1164 (noting that court should
consider judicial efficiency in deciding whether to answer a certified
question). But mere considerations of efficiency cannot overcome the firm
jurisdictional bar on advisory opinions. Accordingly, we elect to rephrase
the certified question by striking "or analogous provisions of state law." As
rephrased, the question reads:
Has Nevada consented to damages liability for a
State agency's violation of the minimum wage or
overtime provisions of the federal Fair Labor
Standards Act. 29 U.S.C. §§ 206-207, whether in
enacting NRS § 41.031 or otherwise?
4The employees appendix to their reply brief includes a copy of a
motion that they filed in the district court on May 27, 2021—after the State
filed its answering brief in this court—seeking to reassert their dismissed
claim under NRS 284.180. The employees argued that they have finally
exhausted all available administrative remedies. But, as all proceedings in
the district court have been stayed pending our resolution of the certified
question, the district court has not at this time granted the motion, and so
no state-law claims are now pending. Of course, once this case resumes in
the federal district court, the decision whether to allow employees to
reassert their claim will rest squarely with that court.
SUPREME COURT
OF
NEVADA
fO) I947A 401.
7
Nevada has consented to damages liability under the FLSA
Turning to the c!.ubstance of the r e fr amed certified question, we
conclude that NRS 41.031(1) waives immunity from FLSA liabi1ity. 5 States
have "`a residuary and inviolable sovereignty that protects them frorn suit
in their own courts. Alden, 527 U.S. at 715 (quoting The Federalist No. 39,
at 245 (James Madison) (C. Rossiter ed. 1961)). "A State's sovereign
immunity is 'a personal privilege which it may waive at pleasure."' College
Say. Bank v. Fla. Prepaid Postsecondary Ethic. Expense Bd., 527 U.S. 666,
675 (1999) (quoting Clark v: Barnard, 108 U.S. 436, 447 (1883)),. In Nevada,
the power to waive sovereign iinmunity is vested in the Legislature. See
Nev. Const. art. 4, § 22; Hill v. Thomas, 70 Nev. 389, 398-99, 270 P.2d 179,
183-84 (1954). Exercising that power, the Legislature enacted NRS
41.031(1), which, as noted, provides that "[t]he State of Nevada hereby
waives its immunity from liability and action and hereby consents to b.ave
its liability determined in accordance with the same rules of law as are
applied to civil actions against natural persons and corporations." The
statute further provides for certain exceptions to, and limitations on, the
Waiver. See id.; see generally NRS 41.032-.039. For example, the State has
not waived sovereign immunity from liability "[b]ased upon the exercise o.r
performance or the failure to exercise or perform a discretionary function
duty." NRS 41.032(2); see, e.g., Clark Cty. Sch. Dist. v. Payo, 133 Nev. 626,
635, 403 P.3d -1270, 1278 (2017) (holding that "discretionary-function
immunity bars Payo's arguments that CCSD was negligene).
5Given this conclusion, we need not consider whether Nevada
"otherwise" consented to damages liability under the FLSA. In particular,
we do not reach the issue of whether the State waived immunity by failing
to assert it early enough in the litigation.
Stoma CouRT
OF
NEVADA
101 IY47A
8
•
This court interprets statutes according to their plain language,
unless the statute is ambiguous, the plain meaning produces absurd results,
or the interpretation was clearly not intended. Young v. Nev. Gaming
Control Bd., 136 Nev., Adv. Op. 66, 473 P.3d 1034, 1036 (2020). The plain
language of NRS 41.031(1) waives the State's immunity from liability
unless an express exception to the waiver applies. The State, however, has
disclaimed any argument that an express exception to the waiver applies.
Rather, the State contends that NRS 41.031(1) waives immunity from tort
liability only, so the State retains immunity from statutory liability such as
that created by the FLSA.6
We reject the State's contention, as it finds no support in the
unambiguous text of NRS 41.031. "This court has 'repeatedly refused to
imply provisions not expressly included in the legislative scheme."' Zenor
v. State, Dep't of Transp., 134 Nev. 109, 110, 412 P.3d 28, 30 (2018) (quoting
State Indus. Ins. Sys. v. Wrenn, 104 Nev. 536, 539, 762 P.2d 884, 886 (1988)).
"[I]t is not the business of this court to fill in alleged legislative omissions
based on conjecture as to what the legislature would or should have done."
Id. at 111, 412 P.3d at 30 (alteration in original) (quoting McKay v. Bd. of
Cty. Commrs of Douglas Cty., 103 Nev. 490, 492, 746 P.2d 124, 125 (1987)).
If the Legislature meant to pass a law that waived immunity from one
category of liabilities only, it could easily have done so expressly. Cf. N.J.
6The employees contend that even if NRS 41.031 were limited to
waiving tort liability, claims under the FLSA do sound in tort. The Oregon
Court of Appeals has so held. Byrd v. Or. State Police, 238 P.3d 404, 405
(Or. Ct. App. 2010). Because we conclude that NRS 41.031 is not limited to
tort liability, we do not reach this argument or express any opinion thereon.
We observe that the issue of whether FLSA claims sound in tort has the
potential to affect the extent of the State's liability. See NRS 41.035(1).
9
Stat. Ann. § 59:13-3 (New Jersey "waives its sovereign immunity from
liability arising out of an express contract or a contract implied in fact"
(emphasis added)); Or. Rev. Stat. § 30.265(1) (providing that "every public
body is subject to civil action for its torte (emphasis added)). The
Legislature did not do that. We will not speculate that it simply forgot to.
Further, regarding NRS 41.031, this court has recognized "the
basic notion that Nevada's qualified waiver of sovereign immunity is to be
broadly construed." Martinez v. Maruszczak, 123 Nev. 433, 441, 168 P.3d
720, 725 (2007). "The apparent legislative thrust was to waive immunity
and, correlatively, to strictly construe limitations upon that waiver." State
v. Silva, 86 Nev. 911, 914, 478 P 2d 591, 593 (1970), abrogated on other
grounds by Martinez, 123 Nev. at 433-34, 168 P.3d at 726-27. Thus, "[i]n a
close case we must favor a waiver of immunity and accommodate the
legislative scheme." Id. To hold that the State is immune from any claim
that does not sound in tort would be a dramatic and atextual curtailment of
Nevada's waiver of sovereign immunity. Doing so would also undermine
this state's public policy, reflected in NRS 41.031, that the State should
generally take responsibility when it commits wrongs.7
7The State cites cases from other jurisdictions that hold that those
jurisdictions waivers of sovereign immunity must be strictly construed
against waiver. E.g., Lane v. Penai, 518 U.S. 187, 192 (1996). Those cases
do not control our interpretation of Nevada law. And Nevada has long taken
a different approach.
10
The State cites numerous cases in which we have applied NRS
41.031 in the context of tort claims and have accordingly described the
statute as a "qualified waiver of sovereign immunity from tort liability."
Martinez, 123 Nev. at 439, 168 P.3d at 724; see also Franchise Tax Bd: of
Cal. v. Hyatt, 133 Nev. 826, 835, 407 P.3d 717, 728 (2017) (Nevada has
waived traditional sovereign immunity from tort liability . . . ."), rev'd and
remanded on other grounds, 139 S. Ct. 1485 (2019); Harrigan v. City of
Reno, 86 Nev. 678, 680, 475 P.2d 94, 95 (1970) (The purpose of the waiver
of immunity statute was to compensate Victims of government negligence
in circumstances like those in which victims of private negligence Would be
compensated."), abrogated on other grounds by Martinez, 123 Nev. at 433-
34, 168 P.3d at 726-27. The State overreads these statements, however, as
a statute's meaning is not necessarily limited to those cases in which it has
already been applied. See Rostock v. Clayton County, 140 S. Ct. 1731;1750
(2020) CWhen a new application [of a statute] emerges that is both
unexpected and important . . . [Courts do not] decline to enforce the plain
terms of the law. . . ."). The cases cited by the State all explained that
Nevada has waived iinmunity from tort liability, with limited exceptions.
But not one of these cases addresses nontort liability at all. And the State
points to no case that has• held that Nevada has not waived immunity from
nontort liability.
• The State relies particularly heavily on a 50-year-old passing
reference in Harrigan v. City of Renp to NRS 41.031 et seq. as "the tort
liability act.'' 86 Nev. at 680, 475 P.2d at 95. As indicated above, however,
Harrigan was a tort case that did not address nonto7.-t forms of liability.
11
Moreover, the Legislature did not give these statutes that name.8 Thus, the
dictum from Harrigan cannot bear the weight the State places on it.
The State makes several other arguments in support of its
theory that NRS 41.031(1) applies only to torts. None of these arguments
defeat the plain and unambiguous language of the statute. For example,
the State points out that all of the exceptions to and limitations on the
waiver of sovereign immunity concern torts. See, e.g., NRS 41.035. This
fact does not support the proposition that the waiver itself only concerns
torts. Quite to the contrary, the fact that the Legislature expressly
mentions torts in NRS 41.035 shows that the Legislature was capable of
writing a statute that addressed tort liability only—and chose not to do so
in NRS 41.031. Further, the State's resort. to legislative history cannot
create ambiguity where there is none. See State, Div. of Ins. v. State Farm
Mut. Auto Ins. Co., 116 Nev. 290, 293, 995 P.2d 482, 485 (2000). But even
if we considered the legislative history, it does not show that the Legislature
waived immunity from tort liability exclusively.
We conclude by noting our agreement with the State on one
point. The State argues that the Legislature would not "silently waive
Nevada's sovereign immunity from statutory liability." In other words, a
court should not find a major legislative decision--like waiving sovereign
8If courts and attorneys insist upon referring to NRS 41.031 et seq. by
a name rather than by a code citation, we think "government liability act"
more accurately reflects the content of the statutes. Cf. City of Stockton v.
Superior Court, 171 P.3d 20, 27-28 (Cal. 2007) (adopting the practice of
referring to California's claims statute as the "Government Claims Act,"
rather than the "Tort Claims Act," in recognition that the statute applies to
claims other than torts).
SUPREME COURT
OF
NEVADA
(0) 1947A AID.
12
immunity—hidden in an unlikely place. That is absolutely correct so far as
it goes. But in our view, when the Legislature enacted NRS 41.031, which
declares that "Mlle State of Nevada hereby waives its immunity from
liability," the Legislature did not do anything "silently." Cf. Bostock, 140 S.
Ct. at 1753 ("We can't deny that today's holding . . is an elephant. But
where's the mousehole?"). NRS 41.031 is written in "starkly broad terms,"
see id., and we have consistently interpreted it broadly in accordance with
its text, Martinez, 123 Nev. at 441, 168 P.3d at 725. We continue that
tradition today.
CONCLUSION
We answer the certified question, as rephrased in this opinion,
as follows: Yes, by enacting NRS 41.031(1), Nevada has consented to
damages liability for a State agency's violation of the minimum wage or
overtime provisions of the federal Fair Labor Standards Act.
AliL$C4-.0 , J.
Stiglich
We concur:
, C.J.
ClUt"t5 .11'
Hardesty Parraguirre
J. k...L64,A)
Cadish Silver
Piekti J. (74"simm=m1=12° , J.
Pickering Herndon
SUPREME COURT
OF
NEVADA
13
My 1947A caln
Opinion
82030: Case View
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Reference
- Cited By
- 5 cases
- Status
- Published