In re Tuthill
Opinion of the Court
A preliminary question needs to be determined before
we approach the main questions presented by this appeal. It is claimed by the respondents that the appeals should be dismissed for the reason that the statute expressly prohibits any appeal except as is provided by the act in terms, and, as to the appeals for which provision is made, none has been taken; consequently that there is nothing before this court for review. It is true that by the terms of the aci an appeal is permitted, first, from the determination of the commissioners as to the necessity for the opening of a drain (sections 7 and 8, which provide that, if no appeal be taken, the action of the commissioners shall be final). If an appeal be taken, the court shall enter an order in relation to such determination, and either reverse, affirm, or modify, which order shall be final and conclusive in relation to all matters involved in the appeal. Second, after the award of damages, the assessment for the improvement, and the hearing of grievances thereon, the commissioners shall make a final determination, and from such determination an appeal lies to the county court; and the court, after a hearing, shall enter an order confirming or setting the same aside, “from which order there shall be no appeal.” Sections 10 and 11. By section 13 are authorized the order and the judgment which are the subject of this appeal. This section is silent upon the right of appeal, as is also the provision for maintenance provided by section 15, which may also result in a similar order and judgment. By section 16 is provided a method of procedure in case the act is silent in respect thereto, which shall be such as shall conform the practice, as near as may be, to the ordinary practice in court. It is established by authority that proceedings under similar acts are special proceedings affecting a substantial right, and as such they are appealable. In re Ryers, 72 N. Y. 1. As no provision is made for an appeal from the final order and judgment provided for in section 13, and as such order and judgment affect a substantial right, we think it was the intent of the legislature to leave such review to the operation of general laws, and that section 16, by apt phraseology, accomplishes such result, if the. right did not exist without it. Section 1357 of the Code of Civil Procedure provides for an appeal in a special proceeding, where such order is made by a court of record and affects a substantial right. If section 13 restricted the right of appeal in respect of the order and judgment for which provision is therein made, as in the other sections of the act, we should still be of opinion that this appeal is properly brought. Language which makes such orders final, and restricts the right of appeal, is itself subject to constitutional limitation. In proceedings somewhat analagous, where such language is used, it was held to be subject to the limitation that the court had jurisdiction to make the order appealed from. In re De Camp, 151 N. Y. 557, 45 N. E. 1039. Such is the well-
This is a proceeding taken pursuant to chapter 384, Laws 1895, and has for its object the draining of certain agricultural lands situated in the county of Orange. Amendment to this act was had in 1896 (Laws 1896, c. 502), and again in 1897 (Laws 1897, c. 168). The proceeding was begun by the petition of 25 freeholders, on the 29th day of May, 1895. The legislation contained in this act and its amendments is based upon the provisions of section 7 of article 1 of the state constitution, which reads:
“General laws may be passed permitting the owners or occupants of agricultural lands to construct and maintain, for the drainage thereof, necessary drains, ditches and dykes upon the lands of others, under proper restrict ions and with just compensation, but no special laws shall be enacted for sucli purpose.”
This provision is not found in any of the prior constitutions of the state, and makes its appearance for the first time in the constitution of 1894. The framers of the provision declared its object to be to place the right of drainage of agricultural lands upon the same footing, and subject to the same rights, as then existed with respect to private roads. Record Const. Con. Col. 5, pp. 2445-2450. The provision follows that relating to the opening of private roads, which first found place in the constitution of 1846, and was rendered necessary by the decision in Taylor v. Porter, 4 Hill, 140. The course of constitutional legislation in respect to these two subjects—private roads and drainage—has been the same. A statute authorizing the former was, as we have seen,, condemned, although statutory authority therefor had existed since 1772. Since the right became a principle of the constitution, its authority has, so far as we are advised, been acquiesced in, and no question has been raised but that the constitutional provision is valid legislation, under the limitation of the federal constitution. The drainage statutes have had a slightly different experience, but in principle the same. Legislation, culminating in the statute of 1869, upon this subject, was upheld as a valid exercise of legislative power, but upheld only so far as the taking of the lands was for a public use or purpose. In re Ryers, 72 N. Y. 1. This public purpose being found in that case to rest upon the preservation of the public health, power to exercise the right where this element did not exist was denied. The constitution of 1894 sought to overcome this obstacle by the provision which it adopted. In principle, therefore, both are alike, and authority which upholds one affords a sustaining power to the other. Before considering the appellants’ argument upon this branch of the case, it is perhaps better that we call attention to the provisions of the statute which have been adopted under this authority, and under which this proceeding is instituted, as we shall then have before us the whole subject.
It is claimed by the appellants that the effect of this legislation, both constitutional and statutory, is to authorize the appropriation of the land of one owner and apply it to the private use of another. If such be its necessary construction, then both the constitution and the statute are void. All of the authorities of all jurisdictions agree that no necessity, however great, can authorize the legislature to take the property of one man and give it to another, with or without compensation; and organic laiv which grants the exercise of such power is void,
We are therefore called upon to consider whether this be the necessary construction of the constitutional provision. There is no declaration contained in the provision that the taking constitutes a public use, and it is therefore argued that the provision itself shows that it contemplated taking for a private use; and this position is fortified by reference to the constitutional debates, and the claim is made that two amendments declaring the purpose of the taking to be for a public use were defeated by a vote of the convention,—thus indicating that its purpose is to take private lands for private purposes. The latter claim cannot be sustained. Reference to the record shows that the stated purpose of the amendment was to place' the question of drainage upon the same ground as existed in relation to private roads. In the course of the debate, Mr. E. B. Brown said: “The drainage of lands is analagous to the private right of way, * * * and we propose to put the drainage of lands upon the same basis, guarded by the same limitations and same restrictions.” He was followed by Mr. Foote, who proposed an amendment by inserting a new and additional provision, in no wise affecting this subject, but relating to the erection of works “seeking to retain, exclude, or convey water for agricultural, manufacturing, domestic, or sanitary purposes,” and added that these purposes “may be declared by the legislature to be a public use.” This amendment preceded the clause referring to private roads and the subject now under consideration, and contained the only declaration wherein reference was made to a public use in any of the amendments to the article as it stood in the constitution of 1846. So far as reference was made by Mr. A. H. Green that it was proposed to take prjvate property for a public use, it was said in reference to the amendment offered by Mr. Foote, which was defeated. There is therefore nothing in the debates which lends color to the claim that the framers of the article in question intended thereby to declare a purpose to take private property for a private use. It was left as a declaration of authority to do certain things, and the extent of authority was left to be settled, as in other cases, by judicial construction. If it were otherwise, its proper construction would still be left to the courts, and, as it authorizes the exercise of the right of eminent domain, the question of what it can operate upon is the subject of judicial determination. In re Deansville Cemetery Ass’n, 66 N. Y. 569; In re Niagara Falls & W. Ry. Co., 108 N. Y. 375, 15 N. E. 429.
Is the subject-matter, therefore, a public use or purpose? Upon this subject the courts are at variance. What constitutes a public use or purpose has, so far as we are.able to find, never been defined in the sense of furnishing a rule applicable to all times and cases. It is a-subject which does not admit of definition, as the defined limits of today might not answer for the changed conditions of to-morrow. “From the nature of the case, there can be no precise line. The power
The changed conditions of society, and the necessities which arise therefrom, not only increase occasion for a modification and extension of the authority of eminent domain, but, at the same time, in many cases, it dispenses with a necessity for its exercise where it was formerly held to exist. It is quite evident that authority to drain lands for a mere private purpose would not be upheld, and yet might be as to the same lands, under changed conditions which showed a necessity therefor,-in which the public, or some part thereof, had a more or less direct interest. While it is true that, prior to the present amendment to the constitution, the courts of this state have not recognized as sound the doctrine which we have quoted from in other jurisdictions, yet the amendment in this respect has operated to change the fundamental law, and has brought us in harmony with these decisions, so far as they affect the pending question. Under its operation, we may no longer assert that drainage of swamp lands may not be had unless it be justified as a measure to preserve the public health; but we become bound
In respect to the right of drainage, limitation was not placed upon the right until the Byers Case, supra, and this went upon the ground that the constitution did not authorize an extension of the power beyond the single purpose. ■ But such limitation is not made absolute and controlling in the federal courts. Mr. Justice Peckham, writing for the court in Fallbrook Irr. Dist. v. Bradley, supra, said:
“It is obvious, however, that what is a public use frequently and largely depends upon the facts and circumstances surrounding the particular subject-matter in regard to which the character of the use is questioned.”
In Hagar v. Reclamation Dist., 111 U. S. 701, 4 Sup. Ct. 663, the supreme court upheld-an act of the legislature of California, authorizing the reclamation of swamp lands, as not being inconsistent with any provision of the federal constitution. In speaking of this case in (he Fallbrook Case, Mr. Justice Peckham said:
“The power does not rest simply upon the ground that the reclamation must be necessary for the public health. That, indeed, is one ground for interposition by the state, but not the only one. Statutes authorizing drainage of swamp lands have frequently been upheld, independently of any effect upon the public health, as reasonable regulations for the general advantage of those who are treated, for this purpose, as owners of a common property. Head v. Manufacturing Co., 113 U. S. 9, 22, 5 Sup. Ct. 441; Wurts v. Hoagland, 114 U. S. 606, 611, 5 Sup. Ct. 1086; Cooley, Tax’n (2d Ed.) 617. If it be essential or material for the prosperity of the community, and if the improvement be one in which ail the landowners have to a certain extent a common interest, and the improvement cannot be accomplished without the concurrence of all or nearly all of such owners, by reason of the peculiar natural condition of the tract sought to be reclaimed, then such reclamation may be made, and the land rendered useful to all, and at their joint expense. In such case, the absolute right of each individual owner of land must yield to a certain extent or be modified by corresponding rights on the part of other owners for what is declared, upon the whole, to be for the public benefit.”
Quite similar, and pertinent to this question, is the argument found in Norfleet v. Cromwell, supra. It is not at all certain that the authority may not be supported under the exercise of the police power, which principle has controlled decisions favorable to its exercise in other jurisdictions than our own. Zigler v. Menges, 121 Ind. 99, 22 N. E. 782. Indeed, such principle has been upheld in our own courts (People v. Budd, 117 N. Y. 1, 22 N. E. 670, 682), and supported in the supreme court (Budd v. New York, 143 U. S. 517, 12 Sup. Ct. 468). Therein was sustained an act which regulated the charge for elevating grain, upon the ground that, although the property was private, yel
In addition to these considerations, it is to be borne in mind that the fourteenth amendment to the federal constitution was not passed as a declaration of rights which aimed at the correction of abuses existing in the several states, and arising out of legislation, constitutional or statutory. No claim was ever made, so far as we are aware, that any necessity existed for such amendment in order that the liberties of the citizen, either in his person or property, might be protected from legislation then existing. In part at least, it was passed as a further declaration of rights, made necessary to supply some omissions which were thought to be insufficiently expressed, upon which subject, before that time, there had been no expression. Prior to its adoption, there was no declaration as to what constituted a citizen; there was no constitutional definition upon the subject. By the first words of the amendment, this was set at rest, and a person born or naturalized in the United States, and subject to its jurisdiction, "was declared to be a citizen of the United States, and of the state wherein he resides. This was made not because citizenship did not exist; it existed before and continued thereafter. The amendment but confirmed it, and, in clear terms, defined in what it consisted. The history of the adoption of the amendment makes clear the fact that its entire substance was •primarily for the purpose of enabling those persons who had just become freemen to remain secure in the possession of all.their rights. Neal v. Delaware, 103 U. S. 370, 386. It was rendered necessary by conditions which existed at the close of the War of the Rebellion, and is a part of the legislation of the reconstruction period, following it. Its purpose was not to defeat legislation already existing so much as to defeat that which it was thought might be adopted. In purpose, however, and in scope, it is as broad as the jurisdiction of the United States, and protects the citizen against the action of the state, where such action is in violation of its provisions, whether the attempted exercise of power be based upon existing or subsequent legislation. Civil Rights Cases, 109 U. S. 3, 3 Sup. Ct. 18. It is not to be limited in its construction because it may operate upon a subject which existed before its passage, but, in construing it, it is proper that the existing conditions upon which it Avas expected to operate should be understood. It was proposed in congress on the 16th day of June, 1866. Its ratification was announced by the secretary of state on July 28, 1868. It can scarcely be "within the reasonable contemplation of any person that by this amendment was intended to be destroyed the constitutional provision of this state that a private right of way might be forced to enable the citizen to make beneficial use of his land, and which had then found place in our constitution, and been acted upon, for 22 years, or that it intended to render invalid similar provisions in other state constitutions, or to declare null the decisions of the state courts sustaining such legislation as sound in principle, where there existed no specific constitutional provision conferring the authority. Such result would be far-reaching. Prior to the adoption of the fourteenth amendment, the constitution of the state of Michigan contained a provision similar to
It was said by Judge Gray in People v. Sickles, 156 N. Y. 541, 548, 51 N. E. 288, 290:
“It is not beyond the legislative power to regulate what shall be the due process of the law by which the citizen may be put upon his trial. concerning his liberty or his property, provided that the statute destroys none of those safeguards to individual freedom and right which the people of England finally acquired for themselves, and which, as part of the common law of that land, we took over and adopted in the formation of a state government. They are preserved to all persons by the constitution of the state, and it is the duty of the judicial branch of the government to uphold them whenever brought into question.”
The principle must be the same which upholds as secure those constitutional guaranties which the states have adopted for the security and preservation of the rights of their citizens. The principles which have been expressed therein, which have been upheld as beneficial, and which have been practically applied in uniform course, are to be regarded as having, been founded upon justice, and recognized as such by federal authority. Where such power and authority are found to have had existence for a long period of time, and the states have uniformly exercised the power, amendments to the federal constitution are presumed to have been passed in the light of such circumstances, and should not be held to so operate as to invalidate the law, or destroy the principle under "which the authority is exercised, unless the language of the amendment clearly works such a result.
As applied to the present conditions, we feel quite confident in asserting that it was not within the fair purport of the fourteenth amendment to the federal constitution that it should operate in destruction of the principle expressed in the state constitution respecting the private right' of way, either as to it or to any other subject-matter upon which such principle can similarly operate. Upon the contrary, we think the true construction to be that those powers which are granted in state constitutions, and which were in usual and uniform exercise, when the amendment took effect, and which are not clearly within its provisions, remained unaffected. Otherwise it must be asserted that the state, by its ratification of the amendment, deliberately intended to destroy in part its fundamental law, from which its citizens derived a privilege of much practical value, and which had been a part of its constitution and policy for many years prior to the ratification of this amendment.
It is not necessary that we should further pursue the discussion of this subject. The examination leads us to say that there is much reason in the claim that the constitutional provision does not conflict with the federal instrument, and that, within proper limits, the power may
We are not to be understood as asserting by this conclusion that the power of taxation can in no case be exercised in connection with authority to drain lands conferred by this article of the constitution. On the contrary, we think that such right may be upheld in a proper case. It was so upheld in Hagar v. Reclamation Dist, 111 U. S. 701, 4 Sup. Ct. 663, where Mr. Justice Field, in writing for the court, said:
“It is not open to doubt that it is in the power of the state to require local improvements to be made which are essential to the health and prosperity of any community within its borders. * * * It may possibly be that in some portions of the country there are overflowed lands of so large an extent that rile expense of their reclamation should properly be borne by the state. * * * Whenever a local improvement is authorized, it is for the legislature ' to prescribe the way in which the means to meet its cost shall be raised, whether by general taxation, or by laying the burden upon the district specially benefited by the expenditure.”
It is quite evident that the supreme court regarded the subject-matter as not only proper for the levying of a local assessment upon a territory benefited by the improvement, but that .a case might exist in which the territory reclaimed might be so large, and the consequent benefit to the public so great, as to make it a matter of general public concern, under which the state might property assume the burden. It would be impossible for the state to perform a work of such character unless it resorted to taxation, and the right to levy direct taxes or to set off benefits in such a case would inhere to the right to exercise the power, as in the construction of canals, public buildings, roads, bridges, and levees. The principle of the case we have cited was applied, and the doctrine somewhat extended, in the Fallbrook Case, supra. Therein it was asserted, as we have seen, that the right of the state to authorize the drainage of swamp and low lands was a settled principle of law, Authorizing the exercise of the power of eminent domain and of taxation. Upon this principle, the court held that power not only existed to reclaim low lands, but to irrigate arid lands. The application of the principle accomplished the same result in both cases, i. e. the reclamation of land, and both are made to rest upon the ground of public benefit and utility. The limitation placed upon this right is that it must be, in some sense, founded upon a necessity, and result in bringing into existence considerable tracts of land, which may be profitably cultivated for any purpose which will make the land reasonably remunerative. 164 U. S. 160, 17 Sup. Ct. 56. The application of these principles would seem to authorize the exercise of the power of eminent domain and of taxation in a case where a considerable tract of land may he reclaimed, as thereby the public good would be conserved, and it might authorize its application to a
The California cases, where these questions have arisen, which we have cited, involved enormously large tracts of land; and it is evident that their disposition was in part controlled by the fact that the reclamation of these waste places and deserts would result in .making the land profitable, and the country inhabitable, coming, in time, to be more or less densely populated. This, in every sense and from every point of view, inures to the public good. The same principle applies to tliese places already densely populated, as compared with the newer states. The tracts of land to be reclaimed may not be so great in extent, but the necessity affects, or may affect, as great a number of people, or more. These people may need places of habitation, or the products of the land, for their comfort and prosperity, which may be denied, in whole or in part, if the improvement cannot be made; so that, in either class of cases, we think the principle applies.
These questions are for solution by the legislature, subject to supervision by the courts. If we are correct in these views, it follows that this act may not be upheld. Under its provisions, the authority to tax may be exercised in favor of a single person, for the improvement of a single acre of agricultural land,—a result which we feel certain was not within the contemplation of the framers of the constitutional provision.
There are other special and particular provisions of the act which we also regard as obnoxious to the constitution. Attempt has been made to correct these by subsequent legislation, which we think was ineffectual for the purpose. It is not profitable, however, that we discuss these questions, as our decision is made to rest upon the broader ground.
For the reasons we have assigned, it follows that the judgments and orders must be reversed, and the proceeding dismissed.
Orders and judgment reversed, with $10 costs and disbursements, and proceedings vacated and set aside, with $10 costs. All concur; GOODRICH, P. J., in result.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.