In re the Estate of Bainer
Opinion of the Court
—Appeal from an order of the Surrogate’s Court, entered December 13, 1978 in Columbia County, which dismissed the application of petitioner in a proceeding to compel delivery of assets belonging to the estate of Clinton G. Bainer and now possessed by the respondent Lottie B. Bainer. On July 28, 1965 Clinton and Bessie Bainer, as husband and wife, executed a joint will which provided, in part: "We, Clinton g. bainer and bessie e. bainer * * * do hereby jointly and severally make, publish and declare the following to be our last will and testament * * *. second: We give, devise and bequeath all of our property, both real and personal * * * unto the survivor of us, and to the heirs or assigns of such survivor [emphasis added], third: That in the event of the death of both of us, we give, devise and bequeath all of our property * * * unto our children * * * equally share and share alike.” Bessie Bainer died in 1966 and Clinton Bainer remarried. In 1978 Clinton Bainer died without making a new will. Petitioner, as executor under the joint will, sought an order declaring the joint will a binding contractual obligation that would allow the children of Bessie and Clinton Bainer to recover any assets Clinton may have given his second wife, Lottie, in violation of this alleged contract. The Surrogate ruled that the language "and to the heirs and assigns of such survivor” employed in paragraph second means the same as the words "absolute owner” and "absolutely” as used in Matter of Zeh (24 AD2d 983, affd 18 NY2d 900) and refutes the existence of a binding contractual obligation. Two persons may validly agree to dispose of their estates in a particular manner and such an agreement may find expression in a joint or mutual will (Glass v Battista, 43 NY2d 620, 623-624; Schwartz v Horn, 31 NY2d 275, 279; Wagner v Wagner, 58 AD2d 7, 10, affd 44 NY2d 780). However, the mere existence of a joint testament may not in and of itself serve to establish such an agreement (Rich v Mottek, 11 NY2d 90, 94; Tutunjian v Vetzigian, 299 NY 315, 320). Joint wills are not contractually binding where such intent is left to conjecture (Glass v Battista, supra, p 624) and judicial policy has been one of great reluctance to restrict the ambulatory nature of a will—be it joint or mutual—absent convincing evidence of such clear intent (Oursler v Armstrong, 10 NY2d 385, 389; Matter of Wiggins, 45 AD2d 604, 610, Cardamone, J., dissenting, affd 39 NY2d 791; see, also, Matter of Zeh, supra). Although extrinsic factors may be referred to in determining that parties to a joint reciprocal will intend it to be a binding contract (see Rubenstein v Mueller, 19 NY2d 228; Rich v Mottek, supra), where the language of the joint instruments creates an absolute grant to the survivor, no contract will be found (Matter of Zeh,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.