In re the Claim of O'Connor
Opinion of the Court
Appeal from a decision of the Unemployment Insurance Appeal Board, filed
Claimant was hired in July 1987 by Clinton Howell, a sole proprietor engaged in the sale and restoration of antiques, for the purpose of renovating antique furniture owned by Howell or his customers. Claimant performed restorative work for Howell until May 1988, when he allegedly stopped work for medical reasons. Thereafter, claimant applied for unemployment insurance benefits with the local unemployment office, which ruled that claimant was entitled to benefits based upon his employment with Howell and assessed Howell for additional contributions. Howell objected to this determination, contending that claimant was an independent contractor rather than an employee.
At the hearing, at which only Howell appeared, he testified that, from July through December 1987, claimant did the majority of his work at Howell’s workshop using tools and supplies furnished by Howell and that from December 1987 or January 1988 until May 1988, claimant performed most of his work at his own apartment and began to purchase his own supplies, although he continued to utilize certain tools in Howell’s workshop during that time. Howell indicated that he assumed the risk of loss for the antique pieces on which claimant worked. Further, Howell stated that, on pieces owned by his clients, he fixed the hourly rate charged and paid claimant a percentage thereof and that on pieces owned by him, he paid claimant a flat hourly rate. Howell also testified that he would examine the work completed by claimant and if it was not satisfactory, he would either redo the piece himself or require claimant to redo it without charging the client. Finally, Howell testified that claimant did not work the same hours each day and that he kept track of his own hours.
At the conclusion of the hearing, the Administrative Law Judge (hereinafter AU) sustained the initial determination that claimant was an employee, concluding that the credible evidence established that Howell exercised supervision, direction and control over claimant’s activities. Howell appealed and the Unemployment Insurance Appeal Board, in addition to making its own factual findings, adopted the findings of fact and opinion of the AU. Thereafter, upon the application of Howell, the Board reopened its decision and adhered to its original determination. This appeal followed.
Howell’s first point on appeal is that the Board’s determination that claimant was an employee is not supported by
The second point raised by Howell concerns claimant’s failure to appear and testify at the hearing. Howell contends that his inability to confront and cross-examine claimant resulted in a denial of his right to due process. We disagree. While recognizing Howell’s right to call and cross-examine an adverse party (see, 12 NYCKR 461.4 [c]), we note initially that Howell made no request at the hearing that claimant be called to testify or that the hearing be adjourned in order to secure claimant’s testimony. Moreover, Howell was not prejudiced by claimant’s absence, since the Board’s determination is supported by Howell’s testimony alone (cf., Matter of Angelo [Ross], 78 AD2d 572; Matter of Kennard [Levine], 50 AD2d 1025, 1026; Matter of Harper [Levine], 41 AD2d 975, 976).
Finally, we reject Howell’s argument that he was denied a fair and impartial hearing. Although Howell contends that the ALJ improperly assumed the role of an attorney by questioning him throughout the hearing, such conduct was clearly within the scope of the ALJ’s authority (see, 12 NYCRR 461.4 [a]). Further, from our examination of the record, we do not find that the AU acted with either bias or hostility in posing his questions to Howell.
Decision affirmed, without costs.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.