In re Blumrosen
Opinion of the Court
OPINION OF THE COURT
Respondent, Steven M. Blumrosen, was admitted to practice as an attorney in the State of New York on February 4, 1985
The Departmental Disciplinary Committee moves, pursuant to 22 NYCRR 603.3, for an order suspending respondent from the practice of law predicated upon similar discipline issued by the Supreme Court of the State of Arizona, or, in the alternative, sanctioning respondent as this Court deems appropriate.
On January 23, 1998, respondent entered an Agreement for Discipline by Consent, in which he admitted to a course of misconduct from 1993 to 1996 that involved, inter alia, accepting representation of clients, accepting retainers from those clients, then performing little, if any, work on the cases. Further, respondent admitted failing to communicate with the clients and failing to cooperate or respond to State Bar inquiries after complaints were filed. Respondent, having acknowledged engaging in professional misconduct, is precluded from raising the defense enumerated at 22 NYCRR 603.3 (c) (2) that there was such infirmity of proof establishing the misconduct, that this Court could not accept as final the findings of the Arizona Supreme Court.
Respondent admitted that his conduct violated rule 42 of the Arizona Supreme Court Rules, specifically Rules of Professional Conduct (RPC), ER 1.3 (lack of diligence) and ER 1.4 (failure to maintain adequate communication). These are analogous to the prohibitions set forth in Code of Professional Responsibility (the New York Code), DR 6-101 (A) (3) (22 NYCRR 1200.30), which states that a lawyer shall not “[n]eglect a legal matter entrusted to the lawyer,” as well as DR 7-101 (A) (1) of the New York Code (22 NYCRR 1200.32), which states that “[a] lawyer shall not intentionally * * * [flail to seek the lawful objectives of [his] client through reasonably available means permitted by law and the disciplinary rules”. Respondent’s misconduct in Arizona, therefore, would also constitute misconduct in New York (see, Matter of Siegel, 193 AD2d 181; Matter of McEnroe, 174 AD2d 67).
In addition, the Arizona Supreme Court found that respondent’s conduct violated ER 1.5 of the RPC (unreasonable fees). This is analogous to a similar provision, namely, DR 2-106 (A) of the New York Code (22 NYCRR 1200.11), which states that “[a] lawyer shall not enter into an agreement for, charge or collect an illegal or [clearly] excessive fee.” Again, this conduct has been found to constitute ethical misconduct in New York (Matter of Denhoffer, 127 AD2d 230; Matter of Dowsey, 137
Respondent has no defense under 22 NYCRR 603.3 (c) (1) since he was provided with sufficient notice and an opportunity to be heard. Respondent answered the complaint through his attorney and then knowingly and voluntarily entered into the Consent Agreement.
Accordingly, the Committee’s motion for an order pursuant to the doctrine of reciprocal discipline should be granted and respondent suspended for a period of 18 months from the practice of law in New York, in accordance with the discipline ordered in Arizona, effective immediately, and until further order of this Court. Further, respondent’s reinstatement to the practice of law shall be conditioned upon his compliance with Judiciary Law § 468-a.
Petition granted, and respondent suspended from the practice of law in the State of New York for a period of 18 months, effective immediately, and until the further order of this Court, as indicated.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.