In re Nicole VV.
Opinion of the Court
Appeal from an order of the Family Court of Warren County (Austin, J.), entered October 3, 2000, which, in a proceeding pursuant to Family Court Act articles 6 and 10, inter alia, granted a cross motion by John Z. for modification of a prior order of custody.
The subject of this matter is Jon Z. (born in 1994), the biological child of John Z. (hereinafter the father) and respondent (hereinafter the mother). In March 1996, the parties agreed, inter alia, to joint legal custody of Jon with physical custody to the mother and visitation by the father; Family Court issued a detailed order incorporating the terms of their agreement (hereinafter the original custody/visitation order).
On September 20, 1996, petitioner commenced a proceeding pursuant to Family Court Act article 10 alleging that Jon and three of his half-siblings by his mother were abused and ne
Shortly thereafter, the Law Guardian requested a hearing regarding possible violations of the visitation order because the father — apparently on the advice of the child’s physician and psychotherapist — had been denying the mother her ordered supervised visitation. On September 18, 1997, a hearing was commenced by Family Court to address the mother’s visitation with Jon.
In March 1998, the mother moved for, inter alia, enforcement of that portion of the original custody/visitation order which had granted her joint legal custody of Jon. Notably, the mother’s application did not seek to disturb that part of the dispositional order granting custody of the child to the father, nor did she seek visitation; instead, her motion sought “full ac
In May 1998, the violation petitions were resolved upon admission by the mother to a willful violation for which she was sentenced to a suspended 30-day jail sentence. The hearing with respect to visitation and access, which had been combined with the mother’s and father’s cross motions regarding custody, continued until May 2000, when Family Court issued a scheduling order setting May 17, 2000 as the final date for submission of proof. Over the objection of the mother, all proof was closed on that date. Upon application of the father and without objection, Family Court took judicial notice of all testimony and exhibits received during all prior and related proceedings involving either the father or the mother. By decision and order entered October 3, 2000, Family Court found, inter alia, that the mother had abused and neglected her children for a long period of time and that it was in Jon’s best interest to be in the custody of his father, granted the father’s request for sole custody and barred the mother from having any contact with Jon or any of his care providers. The court simultaneously issued an order of protection directing that the no contact provision imposed on the mother remain in eifect until Jon — who at the time of this order was six years of age — is 18 years of age. The mother now appeals.
Initially, the parties disagree as to whether this proceeding is a custody/visitation dispute governed by the evidentiary rules under Family Court Act article 6, or a modification of a Family Court Act article 10 dispositional order and, therefore, governed by the evidentiary rules set forth in article 10. The record demonstrates that the proceeding which led to the order from which the mother has now appealed began — apparently on Family Court’s own motion — on September 18, 1997, as an inquiry into whether the father was justified in denying the visitation provided to the mother in the dispositional order.
Modification of an existing custody order is warranted “only upon a showing of sufficient change in circumstances reflecting a real need for change in order to insure the continued best interest of the child” (Matter of Van Hoesen v Van Hoesen, 186 AD2d 903, 903; see, Matter of Thompson v Thompson, 267 AD2d 516, 517; Matter of Russo v Russo, 257 AD2d 926, 927). Notably, while Family Court never expressly found a change in circumstances, “this Court may make such a finding based on our independent evaluation of the record before us” (Matter of Bishop v Livingston, 296 AD2d 602, 603 [decided herewith]; see, Matter of Bennett v Davis, 277 AD2d 517, 518). Recognizing “Family Court’s unique opportunity to assess the credibility of the witnesses and observe their demeanor” (Matter of Hardy v Short, 244 AD2d 669, 670), we generally accord great deference to its factual findings, which will only be disturbed if they lack a sound and substantial basis in the record (see, Matter of Russo v Russo, supra at 927). Significantly, “[t]he denial of visitation to a noncustodial parent is a drastic remedy which may be ordered only in the presence of compelling reasons and substantial evidence that such visitations are detrimental to the child’s welfare” (Matter of McCauliffe v Peace, 176 AD2d 382, 383-384; see, Matter of Rogowski v Rogowski, 251 AD2d 827; Matter of Rhynes v Rhynes, 242 AD2d 943). Taken in its totality, the evidence in the record before us is more than sufficient to uphold Family Court’s orders.
Here, the record fully supports Family Court’s continuation of sole custody of Jon in the father. First, the mother admitted to neglecting her children and to violating the court’s July 1997 dispositional order relating to her supervised visitation
There is also ample support in the record for Family Court’s denial of visitation to the mother. In addition to evidence of the mother’s abusive behavior and lack of parental insight while the children were in her care, the record reflects that Jon made remarkable strides in his behavior and his emotional condition when removed from his mother’s care. Moreover, there was substantial and compelling evidence from the reports and testimony of medical and mental health professionals, some of whom opined that visitation by the mother with Jon would be detrimental to his physical and emotional well-being. One of the professionals, the court-appointed psychologist — who met with the parents, Jon and his half-siblings and who filed two reports with the court — testified that Jon was significantly affected by witnessing the abuse of his half-siblings and that, only after being removed from his mother’s care, was he developing into an emotionally healthy child. The psychologist further opined that, as of the time of the trial, the child was not bonded with the mother, his development while in the care of the father was exceptional and contact with the mother would not be beneficial because the child’s development was so fragile. The expert also stated that the mother’s recent completion of several parenting, stress prevention and first aid programs was no guarantee of a change in her behavior toward her children, especially where there was evidence that she had recently assaulted one of her daughters. In our view, the evidence in the record compellingly supports the conclusion that contact with the mother at this time in his life would be
Although the error is harmless, we do find merit in the mother’s contention that Family Court improperly permitted petitioner’s caseworker to testify from a summary which she made from petitioner’s records regarding the contents of more than 25 indicated hotline reports made against the mother to the State Central Register. Again, following the rules of evidence applicable to Family Court Art article 6 proceedings, no foundation was laid as required in Family Court Act § 651-a for the admissibility of indicated State Central Register reports in a custody case. In describing the hotline reports, the caseworker appears to have simply characterized in summary form what had been reported to petitioner by the State Central Register. Thus, her testimony was hearsay (see, People v Cratsley, 86 NY2d 81, 87-88) and neither her testimony nor her written summary was admissible under the business records exception to the hearsay rule, which requires the evidence seeking to be admitted to be a “writing or record” made in the regular course of business, contemporaneously with the transaction, occurrence or event described therein (see, CPLR 4518). Although the caseworker testified that petitioner maintained in its office printed copies of the indicated reports which it received in the ordinary course of its business — documents which may themselves qualify as business records (see, People v Cratsley, supra at 90-91) — the indicated reports themselves were not introduced into evidence. In the absence of those documents, the caseworker’s testimony about their contents remained inadmissible hearsay (see, Matter of Steven DD., 243 AD2d 890, 891). Although Family Court improperly relied on this evidence in making its decision, the error, in our view, was harmless given the quantum of other proof of abuse and neglect in the record.
Next, we reject the mother’s contention that the Law Guardian was impermissibly biased against her. Initially, the mother’s claim is unpreserved for review because she did not bring a motion to remove the Law Guardian at the trial level. Turning to the merits, this Court has stated that “[f]irst and foremost, the Law Guardian is the attorney for the child * * *
A review of the Law Guardian’s letters, affidavits and other submissions makes it clear that his ultimately highly unfavorable characterizations of the mother were not the product of personal bias unconnected with the facts of the case, but evolved over time in response to what the Law Guardian perceived as proof of the mother’s abuse of her children — his clients — including Jon. Although sometimes emphatically expressed and generally negative, the Law Guardian’s observations about the mother did not reflect a “personal and unreasoned prejudging of the issues” (Matter of Carballeira v Shumway, supra at 756) but, rather, a professional judgment about the mother’s character and fitness as a parent based on proof of her conduct.
We have considered each of the mother’s remaining contentions, including Family Court’s denial of her motions seeking the recusal of the Trial Judge and its discretionary decision to bring the proceedings quickly to a close after more than two years of testimony, and find they lack merit.
Cardona, P.J., Mercure, Peters and Carpinello, JJ., concur. Ordered that the order is affirmed, without costs.
. There is no evidence in the record that any petition was filed alleging a violation of the dispositional order by the father or seeking a suspension of the mother’s visitation with Jon. It appears that Family Court, sua sponte, summoned the parties before the court.
. In February 1999, the father moved for an order directing, inter alia, petitioner and/or the Law Guardian to institute proceedings to terminate the mother’s parental rights to Jon. Family Court’s ultimate denial of that motion has not been appealed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.