BYRNES, JAMES R. v. SATTERLY, M.D., CLYDE
Opinion of the Court
Appeal from a judgment of the Supreme Court, Onondaga County (Brian F. DeJoseph, J), entered August 31, 2010 in a medical malpractice action. The judgment awarded costs and disbursements to defendant Clyde Satterly, M.D.
Memorandum: Plaintiff commenced this action seeking damages for injuries he sustained as the result of the alleged malpractice of Clyde Safterly, M.D. (defendant) in prescribing medication that caused plaintiff to develop neuroleptic malignant syndrome. He now appeals from a judgment entered in defendant’s favor, the jury having found that defendant was not negligent in the care and treatment of plaintiff and that he provided appropriate information to plaintiff before obtaining plaintiffs consent to the use of the medication.
We agree with plaintiff that Supreme Court erred in precluding his expert from testifying with respect to the theory that defendant was negligent in failing to monitor plaintiff after prescribing the medication at issue. Plaintiff asserted in his expert disclosure statement that the expert would testify, inter alia, concerning “the treatment rendered to plaintiff by defendant ... in prescribing Zyprexa,” which encompasses monitoring the effect of the drug on plaintiff (emphasis added). Thus, the proposed “testimony ‘was not so inconsistent with the information and opinions contained [in the expert disclosure statement], nor so misleading, as to warrant preclusion of the expert testimony’ ” (Neumire v Kraft Foods, 291 AD2d 784, 786 [2002], lv denied 98 NY2d 613 [2002]). Further, in light of the allegations in the complaint that defendant was negligent in failing to monitor plaintiffs medication and condition, defendant “cannot claim either surprise or prejudice” arising from the alleged inadequacy of plaintiffs expert disclosure statement (Ruzycki v Baker, 9 AD3d 854, 855 [2004]). “Because the court precluded plaintiff from introducing any evidence on a theory that might have resulted in a different verdict,” we conclude that a new trial is required (Maldonado v Cotter, 256 AD2d 1073, 1074 [1998]).
All concur except Scudder, PJ., and Smith, J, who dissent and vote to affirm in the following memorandum.
Dissenting Opinion
(dissenting). We respectfully dissent because we cannot agree with the majority that Supreme Court abused its discretion in precluding plaintiffs expert from rendering an opinion that exceeded the scope of the expert disclosure statement plaintiff provided to defendants during pretrial discovery and thus that reversal on the law is warranted (see e.g. McColgan v Brewer, 84 AD3d 1573 [2011]; Neumire v Kraft Foods, 291 AD2d 784, 786 [2002], lv denied 98 NY2d 613 [2002]). Nor can it be said that the court improvidently exercised its discretion so as to warrant reversal in the
The expert disclosure requirements of CPLR 3101 (d) are “intended to provide timely disclosure of expert witness information between parties for the purpose of adequate and thorough trial preparation” (Silverberg v Community Gen. Hosp. of Sullivan County, 290 AD2d 788, 788 [2002]; see McColgan, 84 AD3d at 1576), and “trial courts are ‘vested with broad discretion in addressing expert disclosure issues’ ” (McColgan, 84 AD3d at 1576). We acknowledge that the extremely generalized allegations set forth in the complaint included allegations that Clyde Satterly, M.D. (defendant), inter alia, failed “to properly and adequately treat plaintiffs condition”; failed “to provide and afford proper and careful medical care”; and failed “to properly monitor plaintiffs condition during the course of treatment.” The bill of particulars, however, narrowed the scope of the alleged malpractice to events occurring on May 10, 2006, the date on which defendant prescribed Zyprexa, which is the drug that allegedly caused plaintiff to develop, inter alia, neuroleptic malignant syndrome. In the bill of particulars, plaintiff limited his theories of negligence to those that related to the initial prescribing of Zyprexa. It is well established that “[t]he purpose of a bill of particulars is to amplify the pleadings, limit proof, and prevent surprise at trial” (Mayer v Hoang, 83 AD3d 1516, 1517 [2011] [internal quotation marks omitted]; see Lamb v Rochester Gen. Hosp., 130 AD2d 963 [1987]). We thus conclude that, by limiting the theories of negligence in the bill of particulars, plaintiff abandoned the generalized, boilerplate allegations in the complaint that were not related to the initial prescribing of Zyprexa.
In his expert witness disclosure, plaintiff stated that the subject matter of the expert’s testimony would relate, inter alia, to “the treatment rendered to plaintiff ... in prescribing Zyprexa” (emphasis added); “the lack of adequate warnings regarding the risks of taking Zyprexa”; “the lack of informed consent”; and “the standard of care for physicians prescribing Zyprexa and [defendant’s] deviation from the standard of care.” Thus, the expert’s opinions were to be limited to purported errors in the initial prescribing of the drug. At trial, however, plaintiff’s attorney sought to elicit opinions on theories of negligence not advanced in either the bill of particulars or the expert witness disclosure. We therefore conclude that the court properly precluded plaintiff’s expert from testifying with respect to those additional theories of liability (see e.g. Ryan, 62
Case-law data current through December 31, 2025. Source: CourtListener bulk data.