Fabrizi v. 1095 Avenue of the Americas, L.L.C.
Opinion of the Court
Order, Supreme Court, New York County (Emily Jane Goodman, J.), entered June 9, 2011, which, to the extent appealed from, denied defendants 1095 Avenue of the Americas, L.L.C. and J.T. Magen Construction Company, Inc.’s motion for summary judgment dismissing the Labor Law § 240 (1) claim as against them, and granted plaintiffs motion for summary judgment on the issue of said defendants and defendant Dechert LLP’s liability under section 240 (1), modified, on the law, to deny plaintiffs motion, and otherwise affirmed, without costs.
Plaintiff, an electrician employed by nonparty Forest Electric Corp., was working at a job site where the general contractor was gutting and remodeling a commercial space. He was injured when he was struck in the hand by a piece of galvanized steel conduit pipe. The pipe had been attached to another piece of pipe by a compression coupling at the ceiling before it fell. At the time of the accident, plaintiff was engaged in moving a pool box (also called a pencil box), a device used to access telecommunication wires. The box was connected to a section of conduit piping running from the floor to the ceiling, as well as to a support system known as Kindorf supports. After cutting the conduit to remove the pencil box, plaintiff kneeled down to drill into the floor in order to reposition the conduit and the pencil box, when the piece of conduit that was secured to the other pipe came loose and fell upon him.
Contrary to defendants’ argument, adopted by Justice Tom in
The dissent misconstrues plaintiff’s claim when it asserts that plaintiffs theory of recovery is flawed because Labor Law § 240 (1) has no application to the type of component part that plaintiff claims his employer should have used to assemble the conduit system. Plaintiff does not maintain that the conduit system was assembled in an unsafe manner. Rather, plaintiffs testimony is that when directed to move the pool box, he requested a set screw coupling to secure the pipe to prevent the pipe from falling during the disassembly, and that the failure of defendants to provide this device was a proximate cause of his accident. As to the dissent’s observation that it is unclear whether we adopt plaintiffs position, we find an issue of fact as to whether defendants failed to provide a protective device (Wilinski v 334 E. 92nd Hous. Dev. Fund Corp., 18 NY3d 1, 11 [2011] [“whether plaintiffs injuries were proximately caused by the lack of a safety device of the kind required by statute is an issue for a trier of fact to determine”]).
The dissent cites Narducci v Manhasset Bay Assoc. (96 NY2d 259, 268 [2001]), which states that “for section 240 (1) to apply, “[a] plaintiff must show that the object fell[ ] while being hoisted or secured.” However, it is clear from another portion of that decision, as well as from subsequent case law, that section 240 (1) is not limited to that situation. The Narducci Court observed that “the glass that fell on plaintiff was not a material being hoisted or a load that required securing for the purposes of the undertaking at the time it fell” (id. [emphasis added]). In Quattrocchi v F.J. Sciame Constr. Corp. (11 NY3d 757, 758-759 [2008]), a case where plaintiff was struck by falling planks that had been placed over open doors, the Court stated outright that “ ‘falling object’ liability under Labor Law § 240 (1) is not limited to cases in which the falling object is in the process of
Furthermore, the dissent’s analogy to Narducci is inapt. In that case, the plaintiff was injured when glass fell from a window that was not being worked on during the renovation but was part of the preexisting building structure. In contrast, here, plaintiffs employer had been engaged in overhauling the building’s electrical system, and at the time of the accident, plaintiff had been doing conduit work and installation of pool boxes. Following the completion of the work, the general contractor issued a change order, directing the relocation of the pool box. Thus, plaintiff was not injured by a part of the preexisting structure unrelated to the work he was performing but was injured by the apparatus that had been installed by his employer and was being relocated.
The dissent also posits two different methods by which plaintiff could have performed the work that would have eliminated any possibility that the hanging conduit would fall. However, “no evidence, expert or lay, was submitted that either of these options were appropriate” (Cordeiro v TS Midtown Holdings, LLC, 87 AD3d 904, 905 [2011]).
Román, J., concurs in part and dissents in part in a memorandum as follows: While I agree with the majority’s position that the accident here falls within the ambit of Labor Law § 240 (1) and that questions of fact preclude summary judgment in favor of any of the parties on plaintiffs Labor Law § 240 (1) claim, I write separately in order to address foreseeability as an element in all Labor Law § 240 (1) cases, an issue whose discussion, at least in my view, is long overdue.
In cases pursuant to Labor Law § 240 (1), whether an accident falls within the ambit of the statute depends on whether the task being performed at the time of an accident exposes a worker to a gravity-related risk against which an owner or contractor must guard. Consequently, an accident falls within the ambit of Labor Law § 240 (1) only if it is reasonably foreseeable that in performing the task giving rise to the accident, a worker will be exposed to a gravity-related hazard so that he/ she should be provided, at the outset, with safety devices adequate to prevent the accident.
On the date of his accident, plaintiff was tasked with repositioning an already installed pencil box within a telecommunications closet on the 11th floor. Plaintiff intended to move the pencil box, which was already affixed to a conduit running from the floor below to the floor above. He unscrewed the pencil box from the Kindorf and then used a saw to make cuts in the conduit, which enabled him to unscrew and remove the pencil box. Plaintiff removed the pencil box and proceeded to drill the new holes necessary for the pencil box’s relocation. As he drilled, the conduit above where the pencil box had been was still affixed to the compression coupling above. Suddenly, the conduit fell, coming loose from its compression coupling, falling on top of plaintiffs hand, and causing him injury. Before the accident,
Plaintiff commenced this action, alleging a cause of action for common-law negligence and causes of action pursuant to Labor Law §§ 200, 240 (1) and 241 (6). Defendants 1095 and Magen moved for summary judgment arguing, inter alia, that plaintiffs accident did not trigger the protections of Labor Law § 240 (1) because it did not involve a gravity related-risk or hazard. Plaintiff opposed and cross-moved for partial summary judgment as against 1095, Hagan and Dechert on his claim pursuant to Labor Law § 240 (1). The motion court granted defendants’ motion to the extent of dismissing all but plaintiffs cause of action pursuant to Labor Law § 240 (1). As to that cause of action, the court granted plaintiffs cross motion, deciding the issue of liability in his favor.
Defendants appeal, seeking reversal of the motion court’s order to the extent it granted plaintiffs motion for partial summary judgment and denied their motion to dismiss plaintiff’s cause of action pursuant to Labor Law § 240 (1). Dechert, not having moved for summary judgment before the motion court, nevertheless seeks dismissal of plaintiffs claims as against it for the same reasons proffered by the other defendants. For the reasons that follow hereinafter, I, like the majority, would modify the motion court’s decision to deny partial summary judgment in plaintiffs favor.
Labor Law § 240 (1) applies where the work being performed subjects those involved to risks related to elevation differentials (Gordon v Eastern Ry. Supply, 82 NY2d 555, 561 [1993]; Rocovich v Consolidated Edison Co., 78 NY2d 509, 514 [1991]). Specifically, the hazards contemplated by the statute “are those related to the effects of gravity where protective devices are called for . . . because of a difference between the elevation level of the required work and a lower level” (Gordon at 561 [internal quotation marks omitted]). Since Labor Law § 240 (1) is intended to prevent accidents where ladders, scaffolds, or other safety devices provided to a worker prove inadequate to prevent an injury related to the forces of gravity (id.), it applies equally to injuries caused by falling objects and falling workers (Narducci v Manhasset Bay Assoc., 96 NY2d 259, 267-268 [2001]). However, not every fall either of a worker from a scaffold or ladder or of an object constitutes a violation of Labor Law § 240 (1) (Blake v Neighborhood Hous. Servs. of N.Y. City, 1 NY3d 280, 288 [2003]; Narducci at 267). Thus, a distinction
Since not every injury caused by the effects of gravity falls within the ambit of Labor Law § 240 (1) (Narducci at 267), it is clear that liability turns on the nature of the activity being performed, and more specifically, on whether the activity requires the use of the safety devices enumerated in the statute. Whether an activity requires the use of the safety devices enumerated within Labor Law § 240 (1) turns on whether “the risk of some injury from defendants’ conduct [i.e., the failure to provide the requisite safety devices, is] foreseeable” (Gordon at 562). More specifically, an accident falls within the purview of Labor Law § 240 (1) when, given the nature of the injury-producing task, a worker is exposed to a gravity-related hazard, meaning, a risk of a fall from an elevation or the risk of injury as a result of a falling object, so that the worker should be provided with adequate safety devices to prevent the gravity-related accident. Absent a foreseeability requirement,
Appreciable risk of a particular harm, or, more particularly, foreseeability, as an element of any Labor Law § 240 (1) claim is of course not novel. It has in fact been expressly or implicitly
Recently, in Runner v New York Stock Exch., Inc. (13 NY3d 599 [2009]), the Court of Appeals reiterated that while the applicability of Labor Law § 240 (1) hinges on “whether the harm flows directly from the application of the force of gravity to the object” (id. at 604), it also dispositively hinges on “whether plaintiffs injuries were the direct consequence of a failure to provide adequate protection against a risk arising from a physically significant elevation differential” (id. at 603 [emphasis added]). Since a foreseeable risk is “[t]he risk reasonably to be perceived . . . [or] it is risk to another or to others within the range of apprehension” (Palsgraf v Long Is. R.R. Co., 248 NY 339, 344 [1928]), it is clear, that the risk referenced by the Court of Appeals in Runner is a direct reference to the element of foreseeability. Indeed, if a particular hazard is not foreseeable, then it cannot be reasonably guarded against. Runner, of course, is only a recent example of the Court of Appeals implicit reference to foreseeability as an element in cases involving Labor Law § 240 (1).
In Rocovich, the Court, in addressing what kinds of tasks fell within the purview of the statute, held that given the types of devices called for by Labor Law § 240 (1), it applied when “eleva
In Outar v City of New York (5 NY3d 731 [2005]), the Court of Appeals again implied that foreseeability was dispositive in determining the applicability of Labor Law § 240 (1) to an accident that seemed far beyond the statute’s purview. In Outar, the plaintiff was injured by a dolly that fell inside his work area from 5.5 feet above. While the dolly had essentially been parked and was being neither secured nor hoisted (see 286 AD2d 671, 672 [2001]), the Court nevertheless held that the accident fell within the ambit of the statute since “the dolly was an object that required securing for the purposes of the undertaking” (5 NY3d at 731). The Court’s ruling in Outar necessarily implied
Following Court of Appeals precedent, in Buckley, we expressly held that the dispositive issue with respect to the statute’s applicability is “the foreseeable risks of harm presented by the nature of the work being performed” (44 AD3d 268 at 268). Thereafter, in Jones, Espinosa, and most recently in Vasquez, we continued to hold that foreseeability is an essential prerequisite to liability under Labor Law § 240 (1) (Jones, 57 AD3d at 79-80; Espinosa, 58 AD3d at 291; Vasquez, 79 AD3d at 495). Although these last three cases involved the collapse of permanent structures, and our holdings were limited to those facts, I see no reason to limit foreseeability, as a requirement, to only those kinds of cases. After all, as evinced by the foregoing discussion, in holding that foreseeability is an essential element I simply articulate what has in fact been the law for over two decades.
Based on the foregoing, it is beyond cavil that in cases pursuant to Labor Law § 240 (1) and, more particularly, as is the case here, cases involving injury by virtue of a falling object, the dis-positive issue for purposes of the statute’s applicability is not, as argued by defendants, whether an object falls from a permanent structure or whether at the time of injury the object was being hoisted or secured. Instead, the pertinent and indeed dis-positive inquiry is whether it was reasonably foreseeable at the outset that the task assigned to a worker exposed him/her to a gravity-related hazard, so that he/she should have been provided with one or more of the safety devices required by the statute.
Defendants’ contention that plaintiffs accident does not come within the ambit of Labor Law § 240 (l)’s protection is unavailing.
Here, however, the conduit that ultimately fell was in fact secured and held in place by a compression coupling that had attached the falling conduit to the conduit on the floor above. The conduit was also held in place by a compression connector attaching the conduit to the pencil box. The pencil box, in turn, was held in place by its attachment to the Kindorf, a brace-like piece of metal attached to the walls. Thus, defendants did in fact provide plaintiff with a host of safety devices that served to secure the conduit and prevent its fall. I therefore turn to whether the compression coupling failed to properly secure the conduit so that plaintiff is entitled to have liability resolved in his favor, or, as argued by defendants, that this accident is solely the result of plaintiffs misuse of the compression coupling, so that dismissal of his claim is warranted.
Liability under Labor Law § 240 (1) is established when it is proved both that the statute has been violated and that the violation proximately caused the plaintiffs accident (Blake v Neighborhood Hous. Servs. of N.Y. City, 1 NY3d 280, 287 [2003], supra). When safety devices were required and the defendant failed to provide them, the statute was violated as a matter of law (Zimmer v Chemung County Performing Arts, 65 NY2d 513, 523 [1985]). When, however, a defendant provides safety devices and an accident nevertheless occurs, the adequacy, functionality, and placement of said devices must be assessed in order to determine whether there has been a violation of the Labor Law (Felker v Corning Inc., 90 NY2d 219, 224, 225 [1997]; Buckley, 44 AD3d at 268-269). A defendant who proves both that it did not violate the Labor Law and that the sole proximate cause of the plaintiffs accident was instead his/her own negligence will not be liable under Labor Law § 240 (1) (Blake, 1 NY3d at 290).
Defendants argue that the safety device — the compression coupling — failed because plaintiff misused it, and that this misuse was the sole proximate cause of his accident. Specifically, defendants aver that the compression coupling adequately supported the weight of the upper conduit when it was used in conjunction with the Kindorf that secured the pencil box and to which the conduit was affixed. Thus, defendants argue that plaintiffs decision to remove the pencil box, part of the conduit’s support, thereby leaving the conduit to hang solely from the compression coupling, overstressed the coupling, causing it to fail. Conversely, plaintiff argues that since the conduit fell, the compression coupling was thus inadequate to protect him from the gravity-related hazard posed by the conduit and that, accordingly, defendants violated Labor Law § 240 (1).
Having provided a safety device, defendants are only liable if the compression coupling failed because it was inadequate to secure the conduit, thereby causing this accident. While the compression coupling failed, the record supports defendants’ contention that such failure was attributable to plaintiffs misuse of the coupling, namely, the method by which plaintiff performed his work. Therefore, there exists a sharp question of fact with respect to whether the compression coupling holding the conduit in place failed because it was inadequate or because plaintiff misused the coupling by removing supports designed to be used in conjunction therewith; the former constituting a violation of Labor Law § 240 (1), the latter precluding any liability thereunder. Thus, in granting partial summary judgment in plaintiffs favor, the motion court erred.
While not addressed by the majority, upon a search of the record, I find, for the very same reasons asserted by the motion court, that Dechert, while not having moved for summary judgment below, is nevertheless entitled to summary judgment dismissing plaintiffs causes of action for common-law negligence and pursuant to Labor Law §§ 200 and 241 (6) (CPLR 3212 [b]; Merritt Hill Vineyards v Windy Hgts. Vineyard, 61 NY2d 106,
Accordingly, I would not only modify the motion court’s order to deny plaintiff summary judgment, but would also grant Dechert summary judgment on plaintiffs claims of common-law negligence and pursuant to Labor Law §§ 200 and 241 (6).
Tom, J.E, dissents in a memorandum as follows: Plaintiffs employer, nonparty Forest Electric, was retained to overhaul the wiring in the building known as 1095 Avenue of the Americas in Manhattan. After the company completed the installation of a four-inch wide “riser” (a vertical run of conduit) in the llth-floor telecommunications closet, it received a change order to relocate the riser because a rectangular pull box, or “pencil box,” was obstructing conduit being installed parallel to it by another company. As plaintiff explained, a pull box is installed in a riser to allow wiring to be pulled through the pipe from above or below. The work required plaintiff to remove the pull box, which was secured to a steel strut channel (Kindorf support) affixed to the floor and, at the top of the strut channel by means of a perpendicular extension, to the wall located a few feet away. The section of conduit below the pull box was secured at floor level with a clamp. The conduit above the pull box was held in place with a strap attached to the top of the Kindorf support and was joined at its top to another section of vertical conduit by a compression coupling, a ring-shaped device that tightens around the ends of the adjoining sections of conduit to hold the pipes in alignment and help secure them in place.
In the process of relocating the pull box, plaintiff had to drill new holes in the concrete floor directly underneath the new location to affix the lower bracket of the strut channel to the floor. Before drilling the holes, plaintiff cut through the conduit above the pull box with a Sawzall (a reciprocating demolition saw) and removed the box from the lower conduit and the Kindorf support. At this point, the upper section of conduit was secured only by the compression coupling holding it to the conduit above it. As plaintiff knelt on the floor drilling the holes for the support bracket, the upper section of conduit fell onto his right hand, breaking his thumb.
Elaintiff alleges that defendants violated Labor Law § 240 (1) by permitting the conduit to be improperly and inadequately secured, allowing it to fall and injure him. “Where a plaintiffs actions [are] the sole proximate cause of his injuries, ... liability under Labor Law § 240 (1) [does] not attach” (Robinson v East Med. Ctr., LP, 6 NY3d 550, 554 [2006] [internal quotation marks omitted]; Montgomery v Federal Express Corp., 4
Here, there was no violation of Labor Law § 240 (1), nor does the majority identify any safety device that defendants failed to provide plaintiff for performing the work. The majority merely states, “Plaintiff claims that he requested and should have been provided with a set screw coupling to secure the conduit pipe to the ceiling and that defendants’ failure to provide this protective device was a proximate cause of his accident.” It is not clear that the majority adopts plaintiffs position. In any event, the coupling is not a statutory safety device. Rather, it is a component part of an already built conduit system, whose purpose is to connect two sections of conduit pipes in alignment, using either a ring or a screw to apply pressure to the adjoining pipes.
Plaintiff’s theory of recovery under Labor Law § 240 (1) is flawed. Labor Law § 240 (1) provides for safety devices to protect workers against gravity-related hazards while performing construction work, and has no application to the type of component part that plaintiff claims his employer should have used to assemble an already built conduit system. In fact, the type of coupling used to build the system is irrelevant since it was the metal strap and pencil box that held and secured the conduit pipe in place, not the coupling.
Further, there is no testimony, expert or otherwise, that such couplings are meant to suspend a substantial weight, and the
The majority misreads plaintiffs deposition testimony in stating that “when directed to move the pool [sic] box, he requested a set screw coupling to secure the pipe.” Plaintiff merely testified that compression couplings had been exclusively used by Forest Electric in performing the electrical work.
“Q. At any time after your accident, did you ever learn as to why compression screw coupling was used as opposed to set screw coupling?
“A. No. It’s basic. They are both basic couplings.
“Q. Did you ever learn why one was used as opposed to the other?
“A. No.”
Moreover, the majority’s presumption that if only a set screw coupling had been made available to plaintiff his injury would have been prevented reveals its misunderstanding of the makeup of conduit pipe system and the operation in which he was engaged. Even if plaintiff had specifically requested a set screw coupling to use in his assigned task of moving the pull box, which he did not, he would have been required to first remove the existing compression coupling since at the time of the accident, that was the only thing holding the section of conduit that fell on him to the pipe above it, as reflected in plaintiffs testimony.
“Q. Is it possible at the time of the accident that the bottom of the conduit was still supported by the compression coupling? Is it possible at the time of the accident that the bottom of the conduit was still being locked in and was being supported by the compression connector?
“A. The top piece of conduit was being supported by the top compression coupling . . .
“Q. So the conduit was supported by the compression coupling at the time only?
“A. Yes.”
As indicated above, the removal of the existing compression coupling in order to be replaced by a set screw coupling would have meant removing or releasing the section of conduit pipe that fell. Had plaintiff done so, there would have been no need to secure the pipe with a new set screw coupling; the conduit’s removal would have eliminated the hazard it presented.
Unlike Quattrocchi v F.J. Sciame Constr. Corp. (11 NY3d 757 [2008], citing Outar v City of New York, 5 NY3d 731 [2005]), on which plaintiff relies, there is no allegation in this case that the falling object was unsecured before the work commenced (Outar v City of New York, 286 AD3d 671, 672 [2001] [falling dolly]; Wilinski v 334 E. 92nd Hous. Dev. Fund Corp., 18 NY3d 1, 5 [2011] [falling pipes not secured when work commenced]). Rather, the conduit became unsecured as the direct consequence of plaintiffs own actions, which were the sole proximate cause of his injuries.
In contrast to the plaintiff in Narducci, who had no choice but to work beneath the window glass that fell on him, plaintiff herein could have taken basic precautions to prevent injury. To recapitulate, when plaintiff began work, the section of conduit that ultimately fell was supported by a clamp positioned about two feet above the pencil box and affixed to a supporting steel strut channel structure attached to the wall. The conduit was further supported by the box itself, on which the pipe rested and which was likewise affixed to the Kindorf support. Thus, plaintiff had the option of leaving in place both the clamp and the box while he drilled a hole in the floor beneath. In the alternative, having removed both the clamp and box, the logical and prudent course would have been to loosen the single compression coupling suspending the remaining section of the top conduit and remove that length of pipe, thereby eliminating any possibility that the hanging conduit would fall and injure him. Once again, the section of conduit pipe in issue was properly secured in place by supporting devices when the work began.
Accordingly, the order should be reversed, to the extent appealed from, and plaintiffs Labor Law § 240 (1) claim dismissed.
. Although, in concurring in the denial of plaintiffs motion for summary-judgment, Justice Román focuses on the issue of foreseeability, we note that defendants did not raise that issue.
. Notably, defendants did not argue below that plaintiffs actions were the sole proximate cause of the accident.
. I concede that the statute (Labor Law § 240 [1]) does not impose a foreseeability requirement. However, as will be discussed in detail, such an element logically is, and has always been, an element in many cases analyzing Labor Law § 240 (1).
. It is certainly true, as argued by defendants, that our case law in this area has been less than consistent. For example, in Doucoure v Atlantic Dev. Group, LLC (18 AD3d 337, 338-339 [2005]), we held that “for section 240 (1) to apply, a plaintiff must show more than simply that an object fell causing injury to a worker. A plaintiff must show that the object fell, while being hoisted or secured, because of the absence or inadequacy of a safety device of the kind enumerated in the statute” (emphasis omitted). In Dias v Stahl (256 AD2d 235, 236 [1998]), we held that plaintiffs accident, where he was hit by a falling section of air conditioning duct, did not come under the purview of
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