In re McDonald
Opinion of the Court
William McDonald, who. is confined in the jail of Albany county, through and by the writ of habeas corpus asks his discharge from such imprisonment.
The writ was allowed by the Hon. William L. Learned, one of the justices of the Supreme Court of this state, and was made returnable at the court of Oyer and Terminer, then in session in the county of Albany, as the law required. 2 Edm. Stat.
The petition and return show the cause and circumstances of the commitment of McDonald to be as follows:
On the 14th day of January, 1884, the senate of the state of Mew York passed the following preamble and resolution:
“ Whereas, Grave charges of fraud and irregularities have been made from time to- time by the public press, and recently, by the Union League Club of the city of Mew York, against Hubert O. Thompson, commissioner of public works in the city of Mew York; and
“ Whereas, These charges have, in the opinion of many persons, never been satisfactorily explained and fairly refuted; and
“ Whereas, It is of vital importance to all the taxpayers of this state that the heads of all public departments should be beyond- reproach ; therefore be it
“ Hesolved, That the standing committee on the affairs of cities of this senate be, and it hereby is, directed and empowered to investigate the Department of Public Works in the city of Mew York, with power to send for persons and papers, and said committee is hereby authorized to employ a stenographer and such counsel and accountants as it may deem necessary for the thorough discharge of the duties hereby imposed. Such committee to report the result of such investigation and its-recommendations concerning the same to the senate on or before the fifteenth day of April next.”
During the month of February succeeding the date of the passage of the resolution just given, William McDonald, in obedience to its subpoena, appeared before the senate committee as a witness, and was examined at considerable length in regard to material—gravel, limestone chips, &c.—which he had furnished to the city. The witness, through his counsel, who appeared, as the committee held, only by its courtesy and not by right, refused and declined to answer sundry questions designed to ascertain where he had obtained the materials furnished to the city by him, and also other questions concerning his business as a dealer in coal. The witness finally, by advice
The senate committee reported the conduct of the witness to the senate, and on the 27th day of February, 1884, in pursuance of its resolution and by force of its warrant issued to its sergeant-at-arms, McDonald was brought before the senate to answer for his alleged contempt in refusing to answer the questions propounded by the committee, and in leaving the presence of the committee after a refusal to submit to a further examination. Upon his arraignment before the senate McDonald was heard by counsel, and the result was the adoption of a resolution by the senate on the 28th day of February, 1884, adjudging him to be in contempt for refusing to answer the questions asked by its committee, and for refusing to submit to a further examination by and before such committee, and sentencing him to imprisonment in the Albany county jail until he should submit himself to be examined by such committee, and in case of his refusal so to do, the imprisonment to continue until the final adjournment of the legislature. Under such resolution McDonald was remanded to the custody of the sergeant-at-arms, who was directed to deliver him to the sheriff of Albany county, to be confined by said sheriff in the common jail of such county “ until the final adjournment of the present legislature, unless sooner discharged by order of the senate.”
After the adoption of the resolution by the senate McDonald was again brought to its bar, and was informed, by the president of its sentence. The senate then issued its warrant under its seal, signed by its president and clerk, reciting the proceedings had before it, and directing the imprisonment of McDonald in conformity with its sentence, under which warrant he is now imprisoned in the Albany jail, and which warrant is returned to the court as the sole cause and ground of imprisonment.
Preliminary to the statement of the question which this proceeding presents, it is proper to observe that, in support of the legality of the imprisonment of McDonald, it is not urged that either the senate-or the legislature had any judicial control over the incumbent of the office of commissioner of public works of the city of New York. Neither could punish him
From this narrative of fact it is evident that the question submitted is not, can the legislature, or either branch thereof, in execution and discharge of judicial functions (and there are some of that character expressly conferred by the constitution of the state, such as, “Each house shall ... be the judge of the elections, returns and qualifications of its own members,” of the assembly to impeach, of the senate to remove from office, upon the recommendation of the governor, etc.), punish for contempt \ Mor is it: Oan either house in aid of legislation examine witnesses on oath, a right though most seriously questioned in a recent ease by the supreme court of the United States (Kilbourn v. Thompson, 103 U. S. 168-189) ? But it is this: Can either one of the two houses comprising the legislature of the state, through the authority which it undertakes to confer upon a committee, and by the agency of such committee, obtain and compel the testimony of individuals, supposed to be needed for the purpose of legislation, and on the refusal of any
The question is certainly a grave one, and one which has never before in this state been so directly and flatly presented to a court for adjudication as now. It involves a careful study of the effect of the lodgment of the executive, legislative and judicial powers of the state in distinct and different departments, and the restraints thereby imposed upon legislative power, the inherent or inherited prerogatives of the legislature, or of either house thereof, and the necessary limitations upon all power under a republican system of government. The discussion and consideration should be conducted with a sincere respect for that body in which, together with the assembly, by the constitution of the state, it is declared, “ the legislative power of this state shall be vested,” and with an honest desire to preserve to it all its rights and privileges, but yet with a determination also to preserve to each great department of the government of the state the power lodged by the constitution therein, the preservation of which to each is vital to the liberties and rights of the people of this commonwealth. -
With the spirit just indicated the examination of the question is approached, and in the forefront of inquiry is another query to be answered, upon the true solution of which the correct answer to the other must largely depend, and it is this : Was the power which the senate exercised over McDonald judicial or legislative in its character ?
In answering this question it is necessary to bear in mind not only the fact of the imprisonment of McDonald, but also the language of the order or resolution which commanded such imprisonment, to the end that the true nature and character of the power assumed may appear. The resolution recites that he had “ been declared to be guilty of a contempt of the senate,” and was “ convicted thereof.” It then states the particular contempt of which he was “ declared . . . guilty,” and of which he had been “ convicted,” and then proceeds to announce the punishment to be imprisonment, as hereinbefore stated, and which is preceded by the words “ is hereby sentenced.” The language of the president of the senate in communicating to McDonald the determination of that body is also equally sig
From the foregoing statements of facts, it is apparent that the senate "summoned McDonald to answer for an offense ; that after a hearing or trial upon which he was represented by counsel, it declared him “ to be guilty ” and “ convicted” him “ thereof,” and then “ sentenced ” him to “ the judgment or punishment ” of imprisonment in the county jail of Albany county, where he is now detained, and where he must continue, unless relieved by this proceeding, “ until the final adjournment of the present legislature, unless sooner discharged by order of the senate.” It needs no elaborate argument to prove that this was the exercise of judicial and not of legislative power. This conclusion follows inevitably from the conceded truth that while it 'is the prerogative of the legislature, as a general rule, only to enact laws, and thus to declare what acts shall be deemed criminal, subject, however, to the restraints of the fundamental law, it is also, as a general rule, the prerogative of courts alone to interpret the laws, and to apply and enforce their remedies, either as between individuals or as between the state and parties subject thereto. There is, however, no occasion for abstract reasoning upon this point, as in the recent case of Kilbourn v. Thompson (103 U. S. 168-193), precisely the power which the senate has exercised, of general inquiry by a committee and the punishment as for a contempt of a person refusing to testify, was held to be “judicial and not legislative.” See also Kielley v. Carson, 4 Moore's P. C. 62, 89, 80 ; Fenton v. Hampton, 11 Moore, P. C. 347-352, &c.; Doyle v. Falconer, 1 L. R. P. C. 328, in which, on page 350, it is distinctly asserted, that “ a power to punish for contempt is a judicial power.”
As then, the power which has been exercised over McDonald was judicial, which, as a rule, must be exercised by courts alone, in which that general- power is lodged by the constitution of
It cannot be denied that the law-making power of the state is more general, and reaches a class of subjects, upon which the congress of the United States cannot legislate; and as the grant of power to the legislature to legislate is general, it is for those who question the constitutionality of a statute to show that it is forbidden. People v. Draper, 15 N. Y. 532, 543. But while all this is true, it is also true that there are “ positive restraints upon the legislative power contained in the ” constitution, and that, as was further well said by Denio, O. J., in the ease just cited (p. 544) in regard to that instrument: “ Every positive direction contains an implication against anything contrary to it, or which would frustrate or disappoint the purpose of that provision. The frame of the government, the grant of legislative power itself, the organization of the executive authority, the erection of the principal courts of justice create implied limitations upon the law-making authority as strong as though a negative was expressed in each instance.” To this must be added the further thought that the jurisdiction of congress to legislate, when exercised over the subject matters
Conceding then that the power which has been exercised by the senate is a judicial one, that it was exercised in the pursuit of an inquiry which was legislative and not judicial in its character, that by the constitution of the state its judicial power is committed to courts which are therein recognized, and to such other courts as the legislature are thereby authorized to establish, and that such deposit of general judicial power elsewhere than in the legislature is a prohibition against the conferring of such power upon itself, it is impossible to see how the provisions of the Revised Statutes, before quoted and upon which action has been issued, can constitutionally confer upon the senate of this state the power which has been assumed. It is not designed by this to assert that the statutes in question are wholly void. They may have full application by limiting them to cases in which either house may act judicially, but upon reason and authority they must be held impotent to confer a general power to commit and punish as a contempt the refusal of an individuál to give evidence, when such testimony is required solely for the purpose of legislation.
Hot only, however, is the statute under consideration to be held inoperative in its application to the present case, for the
In Taylor v. Porter, 4 Hill, 146, 147, Judge Bronson, in speaking of this clause, said : “ The words £ due process of law ’ in this place cannot mean less than a prosecution or suit instituted and conducted according to the prescribed forms and solemnities for ascertaining guilt or determining the title to property.”
In Kilbourn v. Thompson (103 U. S. 198, 182), the Supreme Court of the United States, per Miller, J., said : “ Of course, neither branch of congress, when acting separately, can lawfully exercise more power than is conferred by the constitution on the whole body, .except in the few instances where authority is conferred on either house separately, as in the case of impeachments. Mo general power of inflicting punishment by the congress of the United States is found in that instrument. It contains in the provision that no person shall be deprived of bife, liberty or property without due process of law the strongest implication against punishment by order of the legislative body. It has been repeatedly decided by this court and by others of the highest authority, that this means a trial in which the rights of the party shall be decided by a tribunal appointed by law, which tribunal is to be governed by rules of law previously established.”
In holding that this provision of our state constitution is applicable to the cause under consideration, the force of certain decisions of our Court of Appeals (Happy v. Mosher, 48 N. 7. 313; People v. Supervisors, 70 N. 7. 228), holding that due process of law “ need not be a legal proceeding according to the course of the common law,” has not been overlooked. While the cases referred to were undoubtedly correctly decided, it can hardly be supposed that the most ardent advocate of plenary power in the legislature would attempt to sustain the constitutionality of a statute which directed a committee of either house to inquire.into a controversy between individuals, and upon the
As McDonald is confessedly deprived of his liberty, not according to “ law in its regular course of administration through courts of justice,” the legality of such imprisonment must be upheld by some other argument than one founded upon the -statute which, as is alleged, confers it. If the power exercised is a judicial one (and that it is, is too clear to be debatable), then the attempt to confer it by law upon the legislature, or either house thereof, in a case over which it has no judicial power, must fail for the reasons given, unless also it is one inherent in a legislative body, as in courts, as the reviewer's seemed to suppose, when they reported these statutory provisions. Is it so inherent, is the next question to be considered.
In the discussion of this question it must be conceded that ■there are not wanting cases,,nor opinions of elementary writers, holding that the power to punish for contempt is one inherent in every legislative body. Cooley on Const. Lim. 134; 1 Kent, 236; 1 Story on the Const. 4th ed. § 847. Such decisions and opinions, however, are founded upon the usage of the English parliament, the case of Burdett v. Abbott, 14 East, 1-131, with the earlier decisions of the English courts, and the' case of Anderson v. Dunn, 6 Wheaton, 204. In the quite recent case, however, of Kilbourn v. Thompson, 103 U. S. 168, which follows the later English cases, overruling Burdett
It was argued, however, that the question in Kilbourn v. Thompson related to the power of a single house of congress, and that the question of the power of a state legislature was not before the court. This is true, but the point what legislative power is inherent in a legislative body as sicoh, was before the court, and the existence of the power, as a legislative one to punish for contempt, was denied. Keither, as has been before partially argued, is there such a difference between the legislature of a state and congress as to make that decision inapplicable to the present case. Certainly congress is a legislative body as well as a state legislature. If the right to punish for contempt exists by force of the fact that power to legislate is conferred, then it must exist in both. That the field of legislation varies, cannot change the prerogative which follows the simple power to legislate, and therefore the conclusion which the court, in Kilbourn v. Thompson, drew from the fact that the judicial powers of the two houses of the English parliament were not “ applicable to all legislative bodies,” is conclusive against the existence of the power in a state legislature simply, and only because it has law-making power.
The case of Kilbourn v. Thompson, which has been so often referred to in the course of this opinion, is well worthy of a careful study, not only because it is the judgment of the highest court in the land, but also because the learned and
If the decision in Kilbourn v. Thompson has not foreclosed discussion of the question under consideration, it may be well to further consider the argument generally pressed to sustain the power of a legislative body to punish as a contempt the refusal of a witness to answer questions in aid. of legislation, founded upon its alleged necessity. The argument, in brief, is this : The power is a necessary one to enable a legislative body to enact laws, and because necessary, though unconferred, it exists. The force of the old maxim, “ Quando lex aliquid concedit, concederé videtur et illud, sine quo res ipsa esse non potest,” is conceded as a general rule; but it would be difficult to prove that such a power is indispensable in the enactment of laws, and that legislators can only intelligently legislate in regard to crime and official delinquencies when they have precise information as to the crimes committed by particular individuals, and the delinquencies of particular officials. The truth in no such exact accuracy of knowledge has ever been acquired, either through investigation by examination of witnesses or without it, and the existence of our state government
The argument already made, to show that the power exercised by the senate in the case of McDonald is not one inherent in a legislative body, hardly needs the support of adjudged cases in addition to that of Kilbourn v. Thompson, but the following, with the single exception of one in Canada, by the privy council of England, abundantly sustain it: Kielly v. Carson, 4 Moore's P. C., 63; Fenton v. Hampton, 11 Moore's P. C. 349-366; Doyle v. Falconer, 1 L. R. P. C. 328, and Landers v. Woodworth, 2 Canada Sup. Ct. R. 158. If it is possible to settle a legal problem by weight of judicial character and learning, then this must be deemed settled, for looking at the learning of the judges who have rendered these decisions, especially that of Kielley v. Carson, it is true, as Judge Miller asserts in the Kilbourn case, that because of their weight such decisions “ should be received as conclusive.”
It was further argued that, under section 17 of article 1 of our state constitution, this power in question is conferred, because it adopts the common law of England and makes it a
Though the records of the past do not disclose the conferring of the authority claimed to have existed in the colonial legislatures, it is, nevertheless, insisted that it was inherited. The practice and dealing of the English crown and parliament with the colony, Already referred to, are as conclusive against the existence of the power by inheritance, as by grant. If, however, it be clearly understood what power parliament had, the impossibility of the succession to such authority, either by the legislature of a colony or that of a republican state, will clearly appear. Blackstone, in his commentaries (vol. 1, pp. 160, 161) says: “ The power and jurisdiction of parliament, says Sir Edward Coke, is so transcendent and absolute, that it
Abstract reasoning, however, is again made unnecessary by decisions of English courts. In the cases before cited Kielley v. Carson, 4 Moore's P. C. 63; Fenton v. Hampton, 11 Moore's P. C. 367, 366; Doyle v. Falconer, L. R., P. C. 328; also the Canada case, Landers v. Woodworth, 2 Can. Sup. Ct. R. 158, this very point now under consideration was expressly decided, and they hold distinctly that the legislatures of the colonies of England did not take the power of parliament to punish for contempt. They have so decided, after full and exhaustive argument, when presided over by judges, whose names and character are world-wide famous, and such decisions, in every judicial forum, should arrest discussion and dispel doubt.
To the suggestion that the constitution of the state adopted the statutes in force when it took effect (art. 1, § 17), and, therefore, validated those which assumed to give power to the legislature to punish for contempt, it is an answer to say, that if unconstitutional they were not “ in force]' but were void, and were not embraced within the language of the constitution; and to the further suggestion that the power which has been
It is believed that the various grounds upon which the legality of the imprisonment of McDonald was sought to be justified have now been examined, and the result of such examination is the conclusion, that in the light of the recent decisions in England, that in Kilbourn v. Thompson, and of reason, it' cannot be upheld. If McDonald had refused to answer questions in aid of an inquiry in which the senate was authorized to act judicially, then the power to commit would follow; and, to guard against any misapprehension, the general statement should be made, when the legislature or either branch thereof, is in the execution of jxidicial functions conferred by the conistitution, the power to commit for contempt cannot be doubted. When, howevér, the inquiry is for legislative purposes only, and such it was in the present instance, most careful examination and reflection lead the judge to whom this case has been submitted, to more than doubt the legal existence of the power which has been exercised over McDonald. This, however, is his individual conclusion, supported it is true by the decision in Kilbourn v. Thompson, and those recently made by the privy council in England, but which, though of very high authority, have not yet been adopted in this state. The judicial utterances in cases determined in this state (though in none, with the single exception of People v. Learned, was the direct question involved), are against the conclusions herein stated. The contrary rule was affirmed in Briggs v. Mackellar, 2 Abb. Pr. R. 30, in Wickelhausen v. Willett, 10 Abb. Pr. R. 164; and again in same case sub nom. Wilckens v. Willett, 1 Keyes, 521, 525, in the Court of Appeals. In the last mentioned case was involved the legality of the arrest of an individual for neglecting to appear before a committee of the house of representatives of the congress of the United States, as a witness, “ in a matter,” as the stipulation under which it was submitted admitted, “then pending and under investigation by said house, and within its
The need of conservative action in this particular case is enforced not only by the opinions to which reference has been made, but also by one adjudged case, that of the People v. Learned, 5 Hun, 626, in this judicial department. A commission had .been created by joint resolution of the legislature (Laws of 1875, 823) “ to investigate canal affairs,” and by an act (chap. 91 of Laws of 1875) it was authorized “ to compel the attendance of witnesses.” One Henry D. Denison had refused to produce before such commission certain books and papers, and for such refusal had been committed to the common jail of Albany county. On habeas corpus Mr. Justice Learned had released him from imprisonment,'which decision was reversed by the General Term of the Supreme Court, Judge James writing the opinion, and Judge Boardman, concurring. It is true that the authority of this case is very much weakened by the fact (vol. 16 of Albany Law Journal, 96) that when the case came before the Court of Appeals for review, the counsel, who had been successful at the General Term, “ asked the court not to review it, and stipulated not to enforce the determination, either against the person or the property of Denison,” and that thereupon the Court of Appeals refused to hear it, but, nevertheless, until reversed it must control this court as now organized. The opinion of Judge James cites no adjudged case, holding that
It is undoubtedly an argument of great force, that since the dicta contained in opinions and text books, to which allusion has been made, were written, the Supreme Court of the United States and the privy council of England have overruled the earlier decisions upon which they rest. This argument has also been carefully weighed, but the judge writing this opinion has been unable to reach the conclusion that it would be a wise exercise of power for him, when singly holding a court, to overturn the entire practice of the state. Judges and courts must be conservative and not rash in action. A decision of a single judge, contrary to the practice of years of his own state, contrary to an adjudged case in the tribunal which is his immediate superior, and contrary to the opinion of the higher branch of the legislature of' such state, in which are many lawyers of eminent ability, would not command respect and would only create alarm as an abuse of power. The effect of the decision in Kilbourn v. Thompson, and those by the privy council in England upon the legislative practice of this state, must be determined by a higher tribunal than the one which now deals with the present case. If its decision shall be in conformity with the views expressed in this opinion, the relator will not be remediless; and if it shall be adverse to such views, then the. conclusion reached—that Mr. McDonald must be remanded to
In conclusion, a word should be added upon a point made in behalf of McDonald, to the effect that the Penal Code has taken from the legislature all power to punish for contempt. The argument is that, by section 69 of such Code, if he unlawfully refused “ to answer any material and proper questions ” asked by the senate’s committee, he could be indietéd for a misdemeanor, and as his offense was thus punishable according to the provisions of such Code it was to be punished thereunder “ and not otherwise.”, § 719. This is specious, but not sound. The Penal Code prescribes and relates to the “punishments ” to “ be inflicted only upon a legal conviction in a court having jurisdiction,” § 9; and the Code of Criminal Procedure prescribes “ the manner of prosecuting and convicting criminals.” § 8. The object of section 719 was to declare when the old penalties attached to crime, on conviction after a prosecution in and before a competent court, and when the new were applicable. After declaring that the provisions of the Code should have no retroactive effect, it explicitly states that “ an offense committed or other act done, at any time before the day when this Code takes effect . . . must be punished according to . . . the provisions of law existing when it was done or committedwhile one “ committed after the beginning of the day when this Code takes effect, must be punished according to the provisions of this Code, and not otherwise.” A general statute, as a rule, does not repeal a special one, and therefore a general code of laws relating to the penalties which courts must impose on convictions for crime according to the usual mode of procedure do not repeal special provisions to punish summarily for contempt. The words “ not otherwise ” in such section simply forbid courts, in punishing criminals for offenses to which the penalties of the Code are applicable, to do so “ otherwise ” than as such Code provides. It is unnecessary to pursue this point further. A comparison of the various sections with each other, and the language of the whole of section 719,
It remains only to be said that to a higher court than the present, the very grave questions involved in the present proceeding are committed, in the hope, however, that the views expressed in this opinion will, even though not adopted, aid in arriving at a sound and judicious conclusion thereon. If the labor and thought which have been given to the subject shall, in any way, assist the tribunal of review, he, who has given to it much of both, will be fully compensated.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.