The Tubal Cain
The Tubal Cain
Opinion of the Court
A motion is made for leave to file a supplemental answer setting up a judgment recently recovered in a state court, in another action between the same parties.
*835 On July 11, 1879, the respondents, who are owners of the brig Tribal Cain, chartered her to the libellants for a voyage from Turk’s island to New York, to carry a cargo of salt, in bulk, at the price of seven cents per bushel, and the libellants contracted to furnish such cargo with quick dispatch on her readiness to receive it, and to pay at the rate of $40 per day for any detention of the vessel through their fault. The Tubal Cain proceeded to Turk’s island pursuant to the terms of the charter-party, and arrived there on September 8, 1879, hut no cargo could he at once procured. After waiting until the sixteenth of September, and failing to obtain any cargo, she returned to New York. Before leaving Turk’s island her master was requested to go to Inagna, where it was stated that salt could he procured, hut he declined to do so.
On the sixteenth of October the owners, the respondents, commenced an action in the supreme court of this state to recover $1,358.84, their damages against the present libellants for an alleged breach of the charter-party, in not furnishing a cargo of salt as agreed. The libellants appeared in that action on October 18th, and upon the same day filed their libel in this court to recover $1,000 for their damages against these respondents for their alleged breach of the charter-party in not “ waiting a reasonable time at Turks island, or procuring a cargo, or going to Inagua for a cargo, as requested.”
The respondents in their answer, as a defence in this cause, set up the same breach of the charter-party by the libellants which they alleged in their complaint in the state court, and also pleaded in abatement the pendency of the suit in that court. On December 27,1879, the libellants, as defendants in the suit in the state court, put in their answer, alleging that the master of the Tubal Gain, though requested, “ refused to await a reasonable and customary time for tlie said cargo, or to procure a cargo of salt, or to proceed to Inagua,” by which it was alleged that the owners were “ guilty of a breach of the terms of the charter-party, and not entitled to the compensation named.”
In May, 1881, a, trial of the suit in the state court was had before the court and a jury, and a verdict rendered for the owners for $970.41 damages, for which sum and costs judgment was duly entered in their favor on May 28, 1881. The respondents now ask leave to sot up by supplemental answer the recovery of this judgment as a bar to the further prosecution of this action.
It is admitted that an appeal from this judgment has been taken, and is still pending.
This motion is made upon the call of the cause on the day calendar; and, along with the proposed supplemental answer, a duly-authenticated copy of the judgment roll in the other suit is also presented to the court, and a decision requested upon the merits of the proposed plea as a virtual disposition of this case.
From the facts above stated it is apparent that the claims of the respective parties upon the pleadings in the two suits are mutually exclusive of each other. The claim of each party in the two actions is based solely upon an alleged entire breach of the charter-party by the other, and an entire failure in its performance. Neither party could be defeated in either action except upon, proof of facts showing
The claim for damages which the libellants present by this suit might have been made in the action in the state court, under sections 500-502 of the New York Code, as a “counter-claim ” growing out of the same transaction, without any substantial change in the answer which they actually interpose in that action. They did not make any such counter-claim for damages in that action, but they set up, as a defence to the plaintiff’s demand, the same identical matters upon which their present claim Is founded. The issues, therefore, in both actions are substantially the same. The issue has been tried upon the merits in the action in the state court, a verdict recorded thereon in favor of the respondents, and a judgment entered upon the verdict. It is not claimed that that issue, and all the matters involved in it, were not fully and fairly presented and tried in that action. Such a judgment properly pleaded is, by all the authorities, held to be an estoppel against all further controversy in any other action between the same parties upon the same subject-matter, whether the particular cause of action be the same or not.
“A fact which has been directly tried and decided by a court of competent jurisdiction cannot be again contested between the same parties in the same or any other court.” Hopkins v. Lee,, 6 Wheat. 109.
Its operation is not as a former judgment recovered upon the same cause of action, for the cause of action is not the same; but as an estoppel of record by an adjudication of the same identical matter once heard and determined between the parties. Russell v. Place, 94 U. S. 606; Beloit v. Morgan, 7 Wall. 619; Aurora City v. West, Id. 82; Gardner v. Buckbee, 3 Cow. 120; Bouchard, v. Dias, 1 Coms. 71; Hopkins v. Lee, 6 Wheat. 109; Bigelow, Estoppel, (2d Ed.) 36, 45 ; Flanagin v. Thompson, 9 Fed. Rep. 177.
This case does not present the question which has given rise to conflicting decisions in the different state courts, viz., whether th6
But here the substantial issue is the same in both cases. Each party urges the same identical facts in his own favor in both actions,— in the one action as a ground of claim for damages; in the other action as a defence against the claim of the other party. In such cases there is no conflict in the decisions. In the last of the above cases, cited by the libellants’ counsel, the effect of the judgment as an estoppel in such a. case is conceded. If the judgment had, therefore, been recovered prior to the filing of the libel and pleaded as a defence, it would, when proved, have been conclusive as an estoppel against the libellant’s claim in this case. It does not matter that the former judgment was recovered in a different jurisdiction, — a sister state, or even in a foreign country; and a judgment of a state court is binding upon subsequent proceedings in admiralty in reference to the same subject-matter. Goodrich v. The City, 5 Wall. 566; Taylor v. The Royal Saxon, 1 Wall. Jr. 333.
In the answer here the plea in abatement of the other suit pending was of no avail, as that suit was in a foreign jurisdiction. Wadleigh v. Veazie, 3 Sumn. 165; Loving v. Marsh, 2 Cliff. 322; Mitchell v. Bunch, 2 Paige, 606; Salmon v. Wootton, 9 Dana, 422. But in such cases, whichever first ripens into judgment becomes effective, and may be then allowed to be set up as against the further prosecution of the other action. Child v. Eureka Co. 45 N. H. 547. The proper mode of doing this is by supplemental answer or plea puis darrein continuance. Steph. Pl. 611; Hendricks v. Decker, 35 Barb. (N. Y.)
As there is no claim that the trial in the state court was not a full and fair trial, leave to file the supplemental answer should be granted, and the judgment roll, when offered in evidence, would be a bar to the further prosecution of the libellants’ claim. Even if not ¿headed, this judgment, as an adjudication against the libellants upon the same breaches of contract alleged by them in their libel, would be competent, if not conclusive, evidence against them on the trial. Hopkins v. Lee, 6 Wheat. 109; Young v. Rummell, 2 Hill, (N. Y.) 478; S. C. 5 Hill, (N. Y.) 61.
As the judgment in the state court may be reversed on the appeal pending, the libel should not he dismissed, but the proceedings stayed until the determination of the appeal.
NOTE.
Conclusiveness of Judgments in Personam.
General Rule. An adjudication upon the merits of a demand by a court of competent jurisdiction is conclusive against the parties and those in privity with them before every other court, both of the cause of action and of every fact which is a necessary part of that cause of action; and, with regard to the facts going to make up the cause of action, the adjudication is conclusive not only in a subsequent suit upon the same cause of action, but in any suit that may he instituted between the same parties or their privies.
Judgment must have been Einal. In order to bar a new suit upon the same cause of action the judgment must have been final
On the Merits. The judgment, further, must have been rendered on the merits to bar a new suit upon the same cause of action. Judgment upon a plea in abatement, or upon a plea to the jurisdiction, or because the suit is
Voidable .Judgments. Again, the judgment must have been valid.
Parties and Privies. On the other hand, judgments in personam conclude only the actual parties to the litigation, and those who claim under them.
What Judgment Establishes. Further, a judgment is conclusive, not only of the facts expressly decided by it, so far as they are material, but also of all facts and inferences necessary to it.
Boston, January 13,1882.
Balkum v. Satcher, 51 Ala. 81; Kelly v. Donlin, 70 Ill. 378; State v. Ramsburg; 43 Md. 325; De Proux v. Sargent, 70 Me. 266; Adams v. Cameron, 40 Mich.506; Tilson v. Davis, 32 Gratt. 92; Western M. & M. Co. v. Virginia Coal Co. 10 W.Va. 250; Hendrickson v. Norcross, 4 C. E. Green, 417; Baldwin v. McCrae, 33 Ga. 650; Tioga R. Co. v. Blossburg & C. R. Co, 20 Wall. 137; Aurora City v. West, 7 Wall. 82; Beloit v. Morgan, Id.619; Goodrich v. The City, 5 Wall. 566; Doyle v. Reilly, 18 Iowa, 108; Painter v. Hogue, 48 Iowa, 426; Attic v. Schmitz, 17 Wis. 169; Heath v. Frackleton, 20 Wis. 320; Smith v. Way, 9 Allen, 472; Jordan v. Faircloth, 34 Ga. 47; Demarest v. Darg, 32 N. Y. 281; Eimer v. Richards, 25 Ill. 289; Babcock v. Camp, 12 Ohio St. 11; Bell v. McCulloch, 31 Ohio St. 397; Sergeant v. Ewing, 36 Pa. St.156; Cabot v. Washington, 41 Vt. 168; Garwood v. Garwood, 29 Cal. 514; French v. Howard, 14 Ind. 455; Shuttlesworth v. Hughey, 9 Rich. 387; Stewart v. Dent, 24 Mo. 111; Walker v. Mitchell, 18 B. Mon. 541.
Webb v. Buckelew, 82 N. Y. 555.
Id.; Collins v. Jennings, 42 Iowa, 447.
Webb y. Buckalew, supra; Easton v. Pickersgill, 75 N. Y. 599; Riggs v. Purcell, 74 N. Y. 370; Dwight v. St. John, 25 N. Y. 203.
Phelps v. Harris, 101 U. S. 370; Clark v. Young, 1 Cranch, 181; Birch v. Funk, 2 Metc. (Ky.) 544; Stevens v. Dunbar, 1 Blackf. 56; Griffin v. Seymour, 15 Iowa, 30.
Wixom v. Stephens, 17 Mich. 518; Queen v. Hutchins, 6 Q. B. D. 300; S. C. 5 Q. B. D. 353.
Id.
Lawrence v. Milwaukee, 45 Wis. 306; Case v. Beauregard, 101 U. S. 688.
Springport v. Teutonia Bank, 75 N. Y. 397; Raymond v. Richmond, 78 N. Y. 351; Goodman v. Niblack, 102 U. S. 556, 562; Davis Machine Co. v. Barnard, 43 Mich. 379; McDonald v. Gregory, 41 Iowa, 513; Hine v. K. & D. M. R. Co. 42 Iowa, 636.
1 Greenl. Ev. § 535.
Saveland v. Green, 36 Wis. 612; Valentine v. Mahoney, 37 Cal. 339; Altschul g.’Polack, 55 Cal. 633; Carr v. United States, 9817. S. 433.
Barney v. Dewey, 13 Johns. 224
Yorks v. Steele, 50 Barb. 397; Wright v. Andrews, 130 Mass. 149; Blackwood v. Brown, 32 Mich. 104; Srhroeder v. Lahrman, 26 Minn. 87.
Schroeder v. Lahrman, supra.
See Bigelow, Estoppel, 101-103, (3d Ed.)
Id. 61-63. Concerning married women: Griffith v. Clarke, 18 Md. 457; Morse v. Toppan, 3 Gray, 411; Burk v. Hill, 55 Ind. 419; Hartman v. Ogborn, 54 Pa. St. 120; Graham v. Long, 65 Pa. St. 383; Van Metre v. Wolf, 27 Iowa, 341; Gambetta v. Brock, 41 Cal. 78. Concerning infants: Waring v. Reynolds, 3 B. Mon. 59; Blake v. Douglass, 27 Ind. 416; Marshall v.. Fisher, 1 Jones, 111; Whitney v. Porter, 23 Ill. 445.
School Trustees v. Stocker, 42 N. J. 115; Tuska v. O’Brien, 68 N. Y. 446.
Leonard v. Whitney, 109 Mass. 265, 268; Crofton v. Cincinnati, 26 Ohio St. 571; Dunham v. Bower, 77 N. Y. 76; Woodgate v. Fleet, 44 N. Y. 1; Hardy v. Mills, 35 Wis. 341; Hamner v. Pounds, 57 Ala. 348; Bradley v. Briggs, 55 Ga. 354; Supples v. Cannon, 44 Conn. 424; Bigelow, Estoppel, 103, (3d Ed.)
Brown v. Gallandet, 80 N. Y. 413.
See Bodurtha v. Phelon, 13 Gray, 413; Bascom v. Manning, 52 N. H. 132; Sykes v. Bonner, Cin. Sup. Ct. Rep. 464; Mondel v. Steel, 8 Mees. & W. 858; Davis v. Hedges, L. R. 6 Q. B. 687; Barker v. Cleveland, 19 Mich. 230. The New York cases contra are Gates v. Preston, 41 N. Y. 113; White v. Merritt, 7 N, Y. 352; Davis v. Tallcot, 12 N. Y. 184; Dunham v. Bower, 77 N. Y. 76; Blair v. Bartlett, 75 N. Y. 150; Bellinger v. Craigue. 31 Barb. 534; Collins v. Bennett, 46 N. Y.490. See Schwinger v. Raymond, 83 N. Y. 193. The subject is further considered in the writer’s work on Estoppel, pp. 118-129.
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