Monroe v. New York
Monroe v. New York
Opinion of the Court
OPINION
The petitioner applied to this Court for a writ of habeas corpus pursuant to 28 U.S.C., section 2254, seeking to void his state court conviction of attempted assault, first degree, entered upon his plea of guilty. He asserts separate grounds of violation of his federal constitutional rights: (1) denial of his Sixth Amendment right to the effective assistance of counsel based upon a conflict of interest by the joint representation by his attorney of petitioner and his codefendant in negotiating a plea bargain agreement; (2) denial of his motion to withdraw his plea of guilty based upon such alleged conflict of interest; and (3) denial of due process of law under the Fourteenth Amendment in that upon the hearing of his motion to withdraw his guilty plea he was foreclosed an adequate opportunity to establish his asserted claim that a conflict of interest existed.
Familiarity is assumed with this Court’s opinion dismissing the petition without prejudice upon the ground that petitioner had failed to exhaust state remedies with respect to his Sixth and Fourteenth Amendment claims; that even if he had exhausted state remedies as to his other asserted claim, the Court nonetheless was required to dismiss his petition because it contained both exhausted and unexhausted claims.
The first issue is whether petitioner has adequately presented his Sixth Amendment claim to the state courts. This Court was and remains of the view that a fair reading of both the majority and minority opinions of the New York State Court of Appeals indicates that it considered and only passed upon an issue of state law and procedure, to wit, whether its prior holdings, “to the effect that the trial court must ascertain on the record whether jointly represented defendants perceive the risks of that representation, should be applied in a case where one attorney negotiates a plea bargain for multiple defendants.”
The basis of petitioner’s Sixth Amendment claim is that he and his codefendant, Frederick Bryant, were represented by the same attorney — Otto Fusco. Monroe claims that the prosecution’s ease against the two defendants differed substantially, and that his guilty plea was part of a package deal designed primarily to benefit Bryant. The argument continues that these and other circumstances evidence an “inherent conflict of interest” constituting a denial of Monroe’s right to effective assistance of counsel.
Prior to his sentencing, Monroe discharged Fusco and retained new counsel, who raised the conflict of interest issue and moved to withdraw Monroe’s guilty plea on that ground. The trial court conducted a hearing to determine whether there had actually been a conflict of interest. The petitioner, his new counsel, Fusco his former counsel, and the prosecutor were all present. Although none of them was sworn, the court heard from all four. The
Fusco’s recital continued that both defendants were acting.in concert; that there was no conflict of interest and that the motive for the shooting was the previous attack upon petitioner. The attorney then related his efforts to obtain the prosecution’s consent to pleas of guilty to a lesser offense than originally charged, under which Bryant was to receive the greater sentence, nine years without a minimum, whereas petitioner was to receive a sentence of zero to four years. Fusco denied that, as petitioner charged, he ever told him if he pled guilty it would make it easier for Bryant. Moreover, the attorney further stated that he advised petitioner of his right to a trial and in no respect was he coerced to plead guilty.
The Court questioned petitioner with respect to the voluntariness of his plea, which petitioner did not dispute. The petitioner’s new attorney stated that he believed Fusco had acted “honestly and in good faith and that he believed there was no conflict,” but urged that there was “an intrinsic conflict of interest” and that petitioner was “never really made aware of the fact that he could win this case under the circumstances because any admissions he made to Mr. Fusco under the facts and circumstances of the case not provable [sic] by the prosecution.”
The Assistant District Attorney was also heard. He noted that Bryant had made a full confession that had been steno-graphically recorded. Also, that Monroe had made a statement, the gist of which had been recited by Mr. Fusco and that the defendants claimed they shot at the complainant because he “claimed to have won the number and it was a simple revenge case; that both guns were found in the car [and] the defendants were in the car”; and that the weapons, both loaded, were removed from the defendants and that the People had a “fairly strong case.” The prosecutor also noted that Monroe had acknowledged taking his own “action” against the complainant “because of what was done to [him].” The court at the end of the hearing suggested that petitioner’s counsel could file affidavits with an opportunity for the prosecution to respond. The prosecutor indicated he did not deem this necessary. The court announced it would reserve decision and render its ruling at the time fixed for sentence. Two months later, at the adjourned date of sentencing but before imposition of sentence, the court announced its findings of fact and concluded that “there was no conflict of interest in the joint representation of the defendant and the codefendant.”
First, Monroe claims that the hearing was inadequate. He argues that he was denied an opportunity to present evidence on his own behalf and to examine witnesses. This statement finds no support in the record. The trial court heard from Fusco, the prosecution, Monroe’s attorney and Monroe himself. There is no indication that any request to have them sworn was made. Similarly, although no one of the witnesses was questioned by Monroe’s counsel, at no point did he request to do so. Nor did he suggest that the testimony of any person not present was desired. Simply put, there is nothing in the record that supports petitioner’s contention that he was in any way thwarted from presenting evidence in his own behalf or from cross-examining other parties. The claim that the petitioner was deprived of the opportunity to fully and fairly present his case for the withdrawal of his guilty plea is without substance.
The second contention is that the state court determination is not fairly supported by the record. It, too, is unsupportable. On the basis of all the evidence,
Petitioner urges this Court to reject the state courts’ conclusion. He maintains that there was an inherent conflict of interest because the plea bargain was a package deal and there was a great disparity in the type and quantum of evidence against each defendant, with the evidence being overwhelming against Bryant. In particular, Monroe stresses that it was Bryant who actually shot Nelson and gave a confession.
Thus petitioner’s claim is without substance, and the petition is dismissed.
. Monroe v. New York, 539 F.Supp. 1103 (S.D. N.Y. 1982), remanded (2d Cir. Jan. 5, 1983).
. 696 F.2d 186 (2d Cir. 1982) (en banc).
. 455 U.S. 509, 102 S.Ct. 1198, 71 L.Ed.2d 379 (1982) (court must dismiss habeas corpus petition containing both exhausted and unexhausted claims, although the petition can always be amended to delete unexhausted claims, subject to risk of dismissal of subsequent federal petitions with respect to unexhausted claims).
. 694 F.2d 908 (2d Cir. 1982), cert. denied, - U.S. -, 103 S.Ct. 1773, 76 L.Ed.2d 345 (1983) (a habeas corpus petitioner, either pro se or through his attorney, may unequivocally in writing or orally withdraw and abandon his unexhausted claims contained in a mixed petition, thereby dispensing with the requirement that a new petition be filed).
. People v. Monroe, 54 N.Y.2d 35, 38, 444 N.Y.S.2d 578, 579, 429 N.E.2d 97, 98 (1981), cert. denied, 455 U.S. 947, 102 S.Ct. 1446, 71 L.Ed.2d 660 (1982) (citations omitted).
. - U.S. -, 103 S.Ct. 276, 74 L.Ed.2d 3 (1982) (per curiam) (finding a failure of exhaustion where claim had not been presented to or considered by the state courts).
. Monroe waived his attorney/client privilege.
. See N.Y.Penal Law § 265.15(3) (McKinney 1980); County Court v. Allen, 442 U.S. 140, 99 S.Ct. 2213, 60 L.Ed.2d 777 (1979).
. Id. at 194.
. Petitioner’s Brief to the New York Court of Appeals at 6.
. Id.
. Record at 40-41.
. See, e.g., United States v. Lovano, 420 F.2d 769, 773 (2d Cir.), cert. denied, 397 U.S. 1071, 90 S.Ct. 1515, 25 L.Ed.2d 694 (1970) (“The rule in this circuit is that some specific instance of prejudice, some real conflict of interest, resulting from a joint representation must be shown to exist before it can be said that an appellant has been denied the effective assistance of counsel.”) (citations omitted). See also Culyer v. Sullivan, 446 U.S. 335, 348 & n. 14, 100 S.Ct. 1708, 1718 & n. 14, 64 L.Ed.2d 333 (1980).
. Including evidence petitioner claims was discovered after the hearing, the substance of which had in fact been before the state court.
. Record at 39.
. Id.
. Although the indictment charged petitioner with attempted murder in the second degree, assault in the first degree and two counts of criminal possession in the first degree, Monroe was permitted to plead guilty to the reduced charge of attempted assault in the first degree. The sentence imposed was also consonant with the plea bargain agreement.
. 54 N.Y.2d at 37, 444 N.Y.S.2d at 578, 429 N.E.2d at 97.
. Id. at 40, 444 N.Y.S.2d at 580, 429 N.E.2d at 99.
Reference
- Full Case Name
- Ronald MONROE v. The PEOPLE OF the STATE OF NEW YORK and Robert Abrams, Attorney General of the State of New York
- Status
- Published