Strategic Arms Corp. v. Caruso
Strategic Arms Corp. v. Caruso
Opinion of the Court
MEMORANDUM and ORDER
Defendants in this action for a declaratory judgment as to the validity of a patent and plaintiff’s non-infringement of such patent, have moved to vacate plaintiff’s Notice of Dismissal filed March 4, 1982, urging that Fed.R.Civ.P. rule 41(a)(1) does not permit plaintiff to dismiss this action voluntarily because defendants had in effect moved for summary judgment prior to plaintiff’s notice of dismissal. Under rule 41(a)(1) voluntary dismissal by plaintiff without order of court must occur prior to answer or motion for summary judgment by defendants.
Considerable extra-pleading material was submitted in support of the arguments that the defendants were not proper parties to the lawsuit because of their lack of ownership interest in the patent. These motions were originally denied by the transferror court which indicated that “[ajfter further discovery is conducted by plaintiff as to the relationship among the defendants and Avanti Manufacturing, Inc. of Nevada, if it appears that some of the defendants should be dismissed, the Court will again entertain motions at that time.”
Defendants seek to characterize their motions to dismiss on the grounds that they are improper parties as alleging that the complaint failed to state a cause of action. Under Fed.R.Civ.P. rule 12(b) if, on a motion asserting that the complaint fails to state a claim, matters outside the pleading are presented to and not excluded by the court, the motion is treated as one for summary judgment pursuant to Fed.R.Civ.P. rule 56.
I have concluded that to the extent that defendants’ previous motions challenged the propriety of their presence in the suit, the motions were motions to be dropped pursuant to Fed.R.Civ.P. rule 21, which provides that “[pjarties may be dropped or added by order of the court on motion of any party or of its own initiative at any stage of the action and on such terms as are just.” See, e.g., Ziegler v. Akin, 261 F.2d 88, 91 (10th Cir. 1958); 3A Moore’s Federal Practice, ¶ 21.03, pp. 21-12 & 21-13. The transferror court’s consideration of extra-pleading materials could not transform the motions into ones for summary judgment, regardless of the label attached to them by the parties. The extra-pleading materials have no relationship to the June 22,1981 motion’s challenge to the sufficiency of the unfair competition count of the Amended Complaint. The remainder of the motions to dismiss addresses jurisdictional and venue issues, not proper matters for summary judgment under Fed.R.Civ.P. rule 56. See 6 Moore’s Federal Practice, ¶ 56.03.
Accordingly, defendants’ motion to vacate plaintiff’s notice of dismissal is hereby ORDERED denied.
Reference
- Full Case Name
- STRATEGIC ARMS CORPORATION v. Albert CARUSO, Avanti Manufacturing, Inc. (New York), Protect-O-Key Corporation, Aerosol Defense Systems, Inc., and Avanti Manufacturing, Inc. (Nevada)
- Status
- Published