United States v. Coleman Commercial Carrier, Inc.
United States v. Coleman Commercial Carrier, Inc.
Opinion of the Court
MEMORANDUM OPINION
The superceding indictment in this case charges that defendants Carl Coleman, Coleman Commercial Carrier, Inc. (“CCC”) and others conspired, in violation of 21 U.S.C. § 846, to violate the federal narcotics laws during the period from in or about 1997 to and including October 2001 by distributing and possessing with intent to distribute 1,000 kilograms and more of substances containing marijuana. Carl Coleman moves to dismiss the indictment
I
A. The First Prosecution
On June 20, 2000, a grand jury in this district returned Indictment No. 00 Cr. 0678 (the “Irving Indictment”), Count One of which charged Derrick Irving, Carl Coleman, and fifteen other defendants with conspiring to violate the federal narcotics laws by distributing and possessing with intent to distribute 1,000 kilograms and more of marijuana during the period 1997 to and including June 6, 2000 (Count One). A second count charged Irving alone with a money laundering conspiracy.
The gist of the conspiracy count of the indictment, insofar as it may be inferred from the overt acts there charged and the
B. This Prosecution
1. The Original Indictment
Indictment No. 01 Crim. 1042, returned on November 6, 2001, charged Carl Coleman, CCC and five other CCC officers and employees with conspiracy to distribute and possess with intent to distribute 1,000 kilograms and more of marijuana. The conspiracy allegedly began in 1997 and continued until September 2001 and, according to the indictment, involve the use of tractor trailer trucks controlled by the defendants to transport loads of marijuana on behalf of numerous narcotics organizations throughout the country. Carl Coleman’s role was alleged to have involved coordination of the loading and transportation of the marijuana.
Prior to trial, the Court severed the case as to CCC,
2. The Superceding Indictment
Not long before the scheduled date for the new trial, now to be of both the Coleman and the corporation, the government filed a superceding indictment, No. SI 01 Crim. 1042(LAK). The new indictment made a number of changes, particularly relating to the charge against CCC, but in all respects material to the present motion is substantially the same as the original indictment. Accordingly, the double jeopardy challenge to the original indictment
II
After the Supreme Court’s decision in United States v. Felix,
“(1) the criminal offenses charged in the successive indictments; (2) the overlap of participants; (3) the overlap of time; (4) similarity of operation; (5) the existence of common overt acts; (6) the geographic scope of the alleged conspiracies or location where overt acts occurred; (7) common objectives; and (8) the degree of interdependence between the alleged distinct conspiracies.”7
As the Circuit has made clear, these factors are not an entirely satisfactory means of determining double jeopardy issues.
A. Criminal Offenses Charged
All of the indictments charge the same criminal offense, conspiracy to distribute or possess with intent marijuana in violation of 21 U.S.C. § 846. As the Circuit held in Macchia, however, “[similarity at this general level ... is of limited import.”
When one focuses on the charged conspiracies at a more specific level, the picture becomes clearer. The gist of the Irving conspiracy was the procurement and local distribution of marijuana in the New York area. The gist of the conspiracy charged in this case, on the other hand, is the formation and operation of an illicit agreement to operate a nationwide transportation service for illegal drugs — a sort of UPS for drug dealers.
B. Overlap of Participants
There is almost no overlap of participants charged in the two indictments. The Irving Indictment charged seventeen defendants. The indictments now before this Court charge seven. Carl Coleman is the only defendant common to both. His presence in both is not persuasive as to the identity of the two alleged conspiracies.
In Macchia, the successive indictments at issue charged conspiracies to evade federal gasoline excise taxes through the use of transfers of gasoline down “daisy chains” of nominal transferees. One of two defendants common to both indictments provided an outlet to gasoline end users, a factor the moving defendant contended supported a conclusion that the two indictments charged the same overall scheme. But the Court of Appeals rejected that argument, saying that “the existence of a single conduit does not establish proof of a single conspiracy,” as the indications were that the conduit performed that role for two distinct schemes.
This aspect of Macchia is instructive here. While Coleman is common to and allegedly played substantially the same role in both charged conspiracies — arranging transportation of marijuana to local 1 distributors — the essence of the two schemes was quite different. Thus, while
C. Overlap of Time
The time period alleged in the Irving Indictment was 1997 to and including June 6, 2000. The initial indictment here covers the period 1997 to and including September 2001 while the superceding indictment alleges that the conspiracy extended to and including October 2001. The time period in the Irving Indictment therefore is entirely included in the present indictments.
D. Similarity of Operation
The extent of the similarity of the operations of the two alleged conspiracies depends upon the vantage point from which the analysis is conducted. As indicated above, the fundamental object of the conspiracy charged in the Irving Indictment was the procurement and distribution in the New York area of marijuana while that charged here was the transportation of drugs from the west coasts to distribution organizations all over the country, which is quite a different matter. On the other hand, Coleman’s alleged role in each was precisely the same — arranging for the transportation from supplier to local distributor.
E. Existence of Common Overt Acts
The Irving Indictment alleged 15 overt acts. The original indictment in this case charged 12 and the superceder four. There appears to be one overt common to all.
F. The Geographic Scope of the Alleged Conspiracies
The conspiracy charged in this case was national in scope while that in the Irving Indictment focused heavily on the New York area. The latter therefore falls entirely within the former.
G. Common Objectives
As noted earlier, the central object of the conspiracy charged in the Irving Indictment — the distribution of marijuana in New York- — -was quite different from that at issue here, the transportation of marijuana from the west coast to distributors around the country. Nevertheless, transportation of drugs purchased by the Irving organization from west coast suppliers to New York, the role that Coleman played, was comprehended within the scope of both alleged conspiracies.
H. Degree of Interdependence
“This factor requires [the Court] to consider the extent to which the success or failure of one conspiracy is independent of a corresponding success or failure by the other.”
In this case, there was a relationship between the success of the two conspiracies at issue. The Irving conspiracy, although its central object was the local distribution of the drugs, depended for its success on a stable source of supply which in turn depended upon Coleman’s ability to move the marijuana from California to New York. Likewise, the success of the Coleman transportation operation depended on the ability of local distributors like
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Having analyzed the Korfant factors, which the case made clear are not an exhaustive list of pertinent considerations,
In practical terms, all local narcotics distribution operations that purchase drugs, as it were, “F.O.B.” a distant location require a means of transporting the drugs to their local markets. Given the fact that one who agrees to supply or transport drugs to a distribution operation consciously adheres to the distributor’s unlawful object of distributing the drugs or possessing them with the intent to distribute in the distributor’s area of operations, the transporter is properly chargeable as part of the local distribution conspiracy, which is precisely what the government did in indicting Coleman in the Irving case. On the other hand, the transporter, if he or she does not act alone in providing the transportation service, is party also to a different illicit agreement — an agreement with those involved in the transportation operation to provide that service to local distributors and thus chargeably with a transportation conspiracy as well, which is what the government has done here. The difficulty arises because anyone who knowingly participates in a scheme to provide drug transportation services to local distributors probably is chargeable also with agreeing to further the objectives of the local distributors and therefore indictable with them as well as with any cohorts in the transportation business. Thus, it appears, in a vague sense, to be unfair to subject a transporter or other similarly situated intermediary to prosecution first for adhering to a local distribution conspiracy and then to prosecute Mm for being party to a conspiracy to provide the same transportation service to local distribution organizations generally — local distribution organizations that include, but certainly are not limited.to, the particular organization charged in the first indictment. And that is precisely Coleman’s situation. He was charged with knowingly facilitating Irving’s New York area distribution operation and now stands accused of conspiring to provide transportation services to local drug dealers generally.
While the question is not free from doubt, the Court is persuaded that the alleged unfairness is more apparent than real. The essence of the crime of conspiracy is the agreement to achieve an illegal object. And when one focuses closely on what is essential to convict, it becomes apparent that the two conspiracies actually are quite different.
The prosecution triggered by the Irving Indictment charged in essence a scheme to distribute drugs in the New York area and to do that which was required to procure the necessary supply. In order to convict Coleman of that conspiracy, the government was obliged to prove that Coleman, knowing of the illegal purpose of the Irving organization, agreed to further its illegal objective. The principal manner in which he did that was by arranging transportation.
Conclusion
For the foregoing reason, Carl Coleman’s motions to dismiss the indictment and the superceding indictment and for judgment of acquittal on the original indictment all are denied.
SO ORDERED.
. The motion was made with respect to the original indictment but not ruled upon prior to the return of the superceder. Counsel have agreed that the motion will be deemed applicable to the superseding indictment.
. For some unknown reason, the government failed to serve CCC and to have it arraigned until the eve of trial. The Court was put to the choice of postponing the trial of the individual defendants to accommodate CCC’s belated appearance or granting a severance to the company. It opted for the latter.
. The challenge is raised both by way of the motions both to dismiss the original indictment and for a judgment of acquittal pursuant to Fed. R.Crim P. 29 as well as by the application of the motion to dismiss to the superceding indictment.
. 501 U.S. 378 (1992).
. 771 F.2d 660 (2d Cir. 1985).
. United States v. Macchia, 35 F.3d 662, 668 (2d Cir. 1994).
. Korfant, 771 F.2d at 662.
. E.g., United States v. Calderone, 982 F.2d 42, 45-46 (2d Cir. 1992).
. Id.
. All allege that Coleman loaded marijuana onto a tractor-trailer truck on May 19, 2000. Irving Indictment ¶ 3k; Original Indictment ¶ 4j; Superceding Indictment ¶ 2b. (While the Irving Indictment alleges that the truck was in Los Angeles, and the indictments in this case allege it was in Ontario, California, the Court notes that Ontario lies just east of the City and County of Los Angeles. It therefore appears that these overt acts actually are one and the same and, in any case, that a jury could so find.)
. Macchia, 35 F.3d at 671.
. See Korfant, 771 F.2d at 662 (eight enumerated factors “[ajmong those” that are pertinent).
Reference
- Full Case Name
- United States v. COLEMAN COMMERCIAL CARRIER, INC., etc.
- Cited By
- 1 case
- Status
- Published