County of Suffolk v. Amerada Hess Corp.
County of Suffolk v. Amerada Hess Corp.
Opinion of the Court
OPINION AND ORDER
I. INTRODUCTION
In 2002, two plaintiffs — the Suffolk County Water Authority and the County of Suffolk — sued various oil companies for their use and handling of the gasoline additive methyl tertiary butyl ether (“MTBE”). According to plaintiffs, MTBE has contaminated over one hundred and fifty groundwater wells that are used to supply water to residents and businesses in Suffolk County. In October 2006, plaintiffs added a federal claim under the Toxic Substances Control Act (“TSCA”)
In particular, plaintiffs have sued defendants to compel them to provide the EPA with four types of information: (1) notification whenever defendants know that a substantial amount of gasoline with MTBE has been spilled, leaked or otherwise released into the environment {e.g., discovery of a leaking underground storage tank), (2) information generated once the release of gasoline is discovered {e.g., the method and cost of remediation), (3) studies about MTBE’s effect on the taste and odor of water, and (4) information that plaintiffs believe a reasonable manufacturer in the defendants’ position would have generated to determine the potential liability for MTBE contamination of groundwater.
Defendants now move for summary judgment on the TSCA claim.
II. LEGAL STANDARD ON SUMMARY JUDGMENT
Under Rule 56(b) of the Federal Rules of Civil Procedure, “[a] party claiming relief may move, with or without supporting affidavits, for summary judgment on all or part of the claim.”
The key issue on a summary judgment motion is whether “the evidence is such that a reasonable jury could return a verdict for the nonmoving party.”
III. BACKGROUND
A. TSCA
Congress enacted Title I of TSCA in 1976
TSCA established three policy goals for the United States in regulating chemical substances and mixtures:
(1) adequate data should be developed with respect to the effect of chemical substances and mixtures on health and the environment and that the development of such data should be the responsibility of those who manufacture and those who process such chemical substances and mixtures;
(2) adequate authority should exist to regulate chemical substances and mixtures which present an unreasonable risk of injury to health or the environment, and to take action with respect to chemical substances and mixtures which are imminent hazards; and
(3)authority over chemical substances and mixtures should be exercised in such a manner as not to impede unduly or create unnecessary economic barriers to technological innovation while fulfilling the primary purpose of this chapter to assure that such innovation and commerce in such chemical substances and mixtures do not present an unreasonable risk of injury to health or the environment.15
With these findings and policy goals in mind, Congress gave authority to the EPA to regulate chemical substances and mixtures in the United States.
In addition, TSCA allows citizens to bring “environmental citizen suits” — that is, the statute allows private citizens to sue individuals and companies for violating the statute. In particular, section 20 states:
... any person may commence a civil action—
(1) against any person ... who is alleged to be in violation of this chapter ... or
(2) against the [EPA] Administrator to compel the Administrator to perform any act or duty under this chapter which is not discretionary.17
A key provision of TSCA is section 8(e). It states:
Any person who manufactures, processes, or distributes in commerce a chemical substance or mixture and who obtains information which reasonably supports the conclusion that such substance or mixture presents a substantial risk of injury to health or the environment shall immediately inform the Administrator [of the EPA] of such information unless such person has actual knowledge that the Administrator has been adequately informed of such information.18
Section 8(e) helps fulfill Congress’s goal that “those who manufacture and those who process such chemical substances and mixtures” should be responsible for the development of data about the risks that the chemicals pose to human beings and the environment.
Section 8(e) is “self-implementing”— that is, the statute’s requirements became effective without the EPA passing any regulations. Moreover, the EPA has not engaged in any “formal adjudication or notice-and-comment rulemaking” involving section 8(e) that have “the force of law.”
The EPA’s current guidance document has undergone several revisions. The EPA first published “a proposed policy statement in the Federal Register of September 9, 1977 (42 FR 45362), and sought public comment with regard to the Agency’s interpretation and implementation of section 8(e).”
In this guidance document, the EPA explains that it:
hopes and expects that this guidance will be useful to manufacturers, including importers, processors, and distributers [sic] of chemical substances in fulfilling their responsibilities under section 8(e). This guidance is not, however, a substitute for rulemaking and it does not impose any binding requirements upon either the regulated community or the Agency. In any particular set of circumstances, any person who has a question about the applicability of section 8(e) to certain information is welcome to contact EPA. In responding to such person, the Agency will consider the guidance contained in this document, but the guidance will not be determinative. It is also important to point out that the guidance provided will not be unalterable, and that the Agency may revise this guidance without notice or an opportunity to comment. EPA has sought public comment on this guidance so that it can ensure the utility of the guidance for the intended audience. If it becomes necessary, the Agency will revise this guidance.27
The guidance document also explains that the agency planned to take the following action in response to the comments given in 1995:
... the Agency stated that it would develop, in cooperation with interested parties, a “question and answer” (Q. and A.) document that would provide further detail and “real world” examples to further assist persons in fulfilling their section 8(e) reporting responsibilities as regards the revised guidance. The Agency stated that it intends to work with interested parties to prepare such a Q. and A. document, which EPA expects to have available several months from the issuance of the final reporting guidance. At that time, the Agency intends to post the Q. and A. document on the TSCA section 8(e) homepage (http://www.epa.gov/oppt/tsca8e). A copy may also be obtained from the contacts listed under FOR FURTHER INFORMATION CONTACT. As additional examples, or questions and answers are identified as being of potential value to share broadly, the Agency will refine this Q. and A. document.28
The EPA’s website has twice updated its Q. and A. document — once in January 2005 and again in September 2006.
IV. PLAINTIFFS’ TSCA CLAIM
Because TSCA requires plaintiffs to give sixty-days notice to the alleged violator and the EPA before a claim may be brought,
A. Letter to ExxonMobil
On July 28, 2006, plaintiffs notified ExxonMobil of their intent to bring a claim against it for violations of section 8(e). The letter alleges that ExxonMobil is in violation of TSCA in three ways. First, “ExxonMobil owns gasoline service stations that utilize underground storage tanks, as well as tanks at refineries and terminals that store gasoline containing MTBE, in many States throughout the United States (the ‘ExxonMobil Storage Facilities’).”
In support of this allegation, plaintiffs state that around August 4, 2000, Exxon-Mobil produced a document in a separate civil action “in which ExxonMobil identified MTBE remediation at 408 ExxonMobil service stations and petroleum marketing terminals in California, Maine, North Carolina, and New Jersey.”
• Gary, Indiana (around 2002);
• Long Beach, New York (around February 2, 2002);
• Long Island, New York (around March 4, 2002);
• Jamaica, New York (around January 8, 2003);
• Floral Park, New York (around March 19, 2003);
• Manhasset, New York (around March 31, 2003);
• Chilton, Wisconsin (around November 18, 2003);
• San Diego, California (around April 12, 2004); and
• Marietta, Ohio (around April 19, 2004).34
According to plaintiffs, section 8(e) required ExxonMobil to notify the EPA immediately when it discovered that gasoline containing MTBE had been released at these sites. .
Second, “ExxonMobil has obtained extensive information concerning the releases at or from the Release Notices sites, including efforts to remediate those releases (the ‘Release Information’).”
Third, plaintiffs contend that “a reasonable manufacturer and distributor of gasoline containing MTBE in ExxonMobil’s position would on one or more occasions assess its potential liability for MTBE contamination of ground water utilized by the public within the United States ....”
B. Letter to Lyondell
On August 4, 2006, plaintiffs notified Lyondell of their intent to bring a claim against it for violations of section 8(e). According to plaintiffs, the company is violating TSCA in three ways.
In addition, plaintiffs point out that Lyondell has other “reports” or “accounts” on which it has relied but failed to produce to the EPA. For example:
in its Material Safety Data Sheets (‘MSDSs’) for MTBE with validation dates of September 16, 2005, and January 17, 2003, Lyondell stated that the odor/taste threshold in water has been reported to be less than 5 ppb ....44
Likewise, in a “Product Safety Bulletin” for MTBE, which was published around January 17, 2003, Lyondell stated that
small amounts (by some accounts) in the below one part per billion range of MTBE or gasoline blended with MTBE may impart an unpleasant and distasteful odor and taste to groundwater which can render such groundwater unsuitable for consumption ....45
Plaintiffs contend that section 8(e) requires Lyondell to produce any such reports to the EPA.
Third, plaintiffs contend that “a reasonable manufacturer and distributor of MTBE in Lyondell’s position” would have assessed its potential liability for MTBE contamination of groundwater. Plaintiffs allege:
In performing such an assessment, a reasonable manufacturer and distributor would analyze, among other types of information such as its supply into the market of MTBE, information concerning the prevalence of MTBE contamination in relation to the ground water resources utilized by the public for drinking water supply ....49
Y. THE BURDEN OF PROOF UNDER SECTION 8(e)
Before addressing defendants’ summary judgment motion, a threshold issue regarding the burden of proof must be addressed.
Like many statutes, section 8(e) is silent about the allocation of the burden of proof.
First, when courts are “determining the burden of proof under a statutory cause of action, the touchstone of our inquiry is, of course, the statute.”
Second, the “default rule is, however, just that, and [courts] may depart from it when considerations of fairness, convenience, or probability so require.”
Third, placing the burden of persuasion on the defendant for this aspect of the claim nonetheless requires the plaintiffs to “bear the burden of persuasion regarding the essential aspects of their claims.”
VI. DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
Under section 8(e), two questions must be resolved by the jury in this case. First, have the plaintiffs proven by a preponderance of the evidence that defendants “obtain[ed] information which reasonably supports the conclusion that such substance or mixture [i.e., MTBE or gasoline with MTBE] presents a substantial risk of injury to health or the environment?”
A. Section 8(e) Requires Defendants to Inform the EPA of the Requested Information
Defendants make four arguments as to why section 8(e) does not apply to the information requested by plaintiffs. Defendants’ first argument only applies to the “release information” (i.e., notification about the releases of gasoline with MTBE and information about the clean-ups). Defendants argue that “the release information for which Plaintiffs seek to compel disclosure to [the] EPA is excepted from such disclosure by federal law, including the very statute (TSCA) that Plaintiffs seek to enforce here.”
These arguments, however, ignore the plain language of TSCA. Whether information should be reported under section 8(e) depends on whether the information “reasonably supports the conclusion that such substance or mixture presents a substantial risk of injury to health or the environment ....”
The 2008 guidance document cited by defendants discusses in vague terms what constitutes a “substantial risk of injury to health or the environment.”
A “substantial risk of injury to health or the environment” is a risk of considerable concern because of (a) the seriousness of the effect (see subparts (a), (b), and (c) of this part for an illustrative list of effects of concern), and (b) the fact or probability of its occurrence. (Economic or social benefits of use, or costs of restricting use, are not to be considered in determining whether a risk is “substantial.”) These two criteria are differentially weighted for different types of effects. The human health effects listed in subpart (a) of this part, for example, are so serious that relatively little weight is given to exposure ....72
Nothing in EPA’s guidance document supports defendants’ argument that TSCA exempts companies from reporting releases of gasoline containing MTBE to the EPA.
Likewise, it is misleading to rely on regulations passed under the Resource Conservation and Recovery Act (“RCRA”) for the argument that releases of gasoline are exempted from being reported to the EPA under TSCA’s reporting requirements.
A court is not permitted to eliminate the requirements of various statutes in order
• Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA);
• Emergency Planning and Community Right-to-Know Act (EPCRA);
• Natural Gas Pipeline Safety Act (NGPSA);
• Outer Continental Shelf Lands Act (OCSLA);
• Hazardous Materials Transportation Act (HMTA);
• Clean Air Act (CAA); and
• Clean Water Act (CWA).76
Regulations enacted under RCRA, or any other statute, are irrelevant to a determination of whether defendants have “obtain[ed] information which reasonably supports the conclusion that such substance or mixture presents a substantial risk of injury to health or the environment.”
Defendants’ second argument only applies to the various studies that have been conducted about the effects of MTBE on the taste and odor of water that defendants have obtained. Defendants argue that “MTBE taste and odor studies fall well outside the purview of section 8(e) because the ability to taste and smell MTBE in water is not health-related, or an indicia of serious toxicity or ecological harm.”
Defendants’ third argument only applies to one of the MTBE studies — the “Taste and Odor Threshold Report” by Campden Food & Drink Research Association for Arco. Defendants argue that “Lyondell was not required to report Campden (1993) because it is an invalid and scientifically unreliable study. A manufacturer’s belief that a study is ‘low quality’ is a ‘valid basis for withholding reports’ under Section 8(e).”
Once again, this argument ignores section 8(e). Information must be reported to the EPA if it “reasonably supports the conclusion that such substance or mixture presents a substantial risk of injury to
Defendants may argue to the jury that a particular study does not “reasonably support” the conclusion that MTBE harms groundwater because it was a poorly designed or executed study. And, in making this argument, defendants may well explain to the jury why they did not believe that the study “reasonably supported” this conclusion when they obtained it. But these arguments are a far cry from contending that defendant’s subjective state of mind should determine whether it violated the statute.
An analogy illustrates this point. Negligence may be defined as the failure to use that degree of care which a “reasonably prudent” person would use under similar circumstances. Thus, defendants in negligence actions may explain to the jury the facts underlying their subjective belief that they acted in a “reasonably prudent” fashion. But the defendant’s state of mind plays no role in determining whether they violated the law — ie., whether they, in fact, acted as a reasonably prudent person. Likewise, in this case, defendants may explain to the jury why they did believed that particular information should not be reported to the EPA and the jury may well agree — but defendants may not contend that their subjective belief absolves them of liability for failing to reporting.
Defendants’ fourth argument only applies to information that they may have generated as a result of determining potential liability for MTBE contamination of groundwater. Defendants contend that plaintiffs have not offered any evidence that defendants have such information.
At this stage, plaintiffs must present evidence that would allow a reasonable jury to return a verdict in their favor.
B. The EPA Has Not Been “Adequately Informed”
Defendants make two arguments in contending that the EPA has already “been
Nonetheless, defendants argue that providing information to a state agency satisfies section 8(e) — as a matter of law— because the Q. and A. document posted on the EPA’s website states:
Q.10. EPA manages the Underground Storage Tank (UST) program (40 CFR Part 280) by approving state programs to operate in lieu of the Federal program. Some state programs are approved by the Agency and some are operating under a “Memorandum of Agreement” with EPA. Is reporting to a state UST program operating under either of these conditions considered “known to the Administrator”?
A.10. Yes. All information submitted to states under an UST program approved by or operating under a “Memorandum of Agreement” with EPA is considered “known to the (EPA) Administrator”. Such information does not need to be reported under TSCA § 8(e), as long as it is reported within the timeframes stated in Part VII.(d) of the June 3, 2003, Reporting Guidance (i.e., within 90 days for non-emergency contamination situations; immediately for emergency incidents of environmental contamination; and within 30 days for other substantial risk information).88
According to defendants, this statement should receive deference under Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
Chevron deference does not apply here for two reasons. The first reason is that the website’s Q. and A. does not have any “force of law.” As the Supreme Court explained in United States v. Mead Corp.:
administrative implementation of a particular statutory provision qualifies for Chevron deference when it appears that Congress delegated authority to the agency generally to make rules carrying the force of law, and that the agency interpretation claiming deference was promulgated in the exercise of that authority. Delegation of such authority may be shown in a variety of ways, as by an agency’s power to engage in adjudication or notice-and-comment rulemaking, or by some other indication of a comparable congressional intent.91
The Q. and A. document does not have any such authority.
The EPA’s Q. and A. simply falls within a wide range of documents that are published by agencies that may be considered for their “power to persuade” when a court interprets a statute.
The weight of such a judgment in a particular case will depend upon the thoroughness evident in its consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade, if lacking power to control.96
In this case, the Q. and A. is not entitled to any weight under Skidmore as it pays no attention to the language of section 8(e) and there is no “thoroughness evident in its consideration.”
The second reason that Chevron deference does not apply to the Q. and A. document is that a court may only defer to the agency’s interpretation when the statute is ambiguous or silent about that particular issue.
Of course, the EPA may coordinate with the state agencies and share information so as to lighten the burden on regulated companies. For example, once a company informs a state agency of certain information, that state agency may then inform the EPA or vice versa. Such coordination would satisfy the statute because the Administrator would — in fact — be informed. Yet, on their summary judgment motion defendants have not argued that such coordination takes place or presented any evidence that the EPA is informed once defendants sent particular information to a state agency {e.g., the New York State Department of Environmental Conservation).
Defendants’ second argument that the EPA has already “been adequately informed” of the requested information only applies to studies about the effect of MTBE on the taste and odor of water. Defendants contend that the EPA already has access to studies on MTBE’s effect on the taste and odor of water and thus the agency has been adequately informed.
However, documents such as the 1993 Campden Study are substantially different from the studies that the EPA has previously relied upon. The 1993 Campden Study concluded that MTBE may affect the taste and odor of drinking water at concentrations below one part per billion. As plaintiffs argue:
By way of contrast, the EPA’s 1997 drinking water advisory regarding MTBE cited by defendants states the lower ends of the range for both taste and odor are the lowest concentrations elicit a response in a 1996 study ... where the mean [threshold for] taste was 48 parts per billion, and 34 parts per billion.106
VII. CONCLUSION
For the reasons discussed above, defendants’ motion for summary judgment on Plaintiffs’ TSCA claim is denied to the extent that the claim is based on (1) notice about releases of gasoline with MTBE into the environment, (2) information generated once the gasoline release has been discovered, and (3) studies about MTBE’s effect on the taste and odor of water. However, summary judgment is granted with respect to any information that plaintiffs believe a reasonable manufacturer would have generated to determine the potential liability for MTBE contamination of groundwater.
The Clerk of the Court is directed to close this motion (docket # 1660).
SO ORDERED.
. See 15 U.S.C. §§ 2601-2692.
. Id. § 2607(e).
. See Defendants’ Memorandum of Law in Support of Motion for Summary Judgment on Plaintiffs' Claims Under The Toxic Substances Control Act ("Def.Mem.”) at 1-25; Declaration of Lisa Gerson in Support of Defendants' Motion for Summary Judgment of Plaintiffs' Claim Under The Toxic Substances Control Act (“Gerson Decl."); Defendants' Reply in Support of Their Motion for Summary Judgment on Plaintiffs' Claims Under The Toxic Substances Control (“Def.Reply") at 1-11.
. Fed.R.Civ.P. 56(b).
. Fed.R.Civ.P. 56(c).
. Anderson v. Liberty Lobby, 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587-88, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (quoting United States v. Diebold, Inc., 369 U.S. 654, 655, 82 S.Ct. 993, 8 L.Ed.2d 176 (1962)).
. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
. The original statute, Pub.L. No. 94-469, 90 Stat.2003 (1976), is now referred to as Title I of TSCA because Congress has added three titles since 1976 to address asbestos, radon, and lead.
. See Linda-Jo Schlerow, The Toxic Substances Control Act (TSCA): Implementation and New Challenges at 1-2 (Congressional Research Serv. Aug. 3, 2007) (“Schlerow, TSCA Report”).
. Id. at 2. Of course, TSCA was also enacted as a result of heightened public concern about the effects of other industrial chemicals and pollution on the environment and human health. See, e.g., Rachel Carson, Silent Spring (1962) (detailing the harmful properties of the pesticide DDT including its effects on wildlife bird reproduction and its role as a carcinogen in a book that is widely credited with launching the environmental movement in the United States).
. 15 U.S.C. § 2601(a)(1).
. Schlerow, TSCA Report at 3 n. 5 (citing data provided by Chemical Abstract Service as of February 16, 2007).
. 15 U.S.C. § 2601(a)(2). In addition, Congress found that the effective regulation of interstate commerce in toxic chemicals required federal regulation of intrastate commerce in these substances. See id. § 2601(a)(3).
. Id. § 2601(b).
. See id. § 2601(c) ("It is the intent of Congress that the Administrator [of the EPA] shall carry out this chapter in a reasonable and prudent manner, and that the Administrator [of the EPA] shall consider the environmental, economic, and social impact of any action the Administrator takes or proposes to take under this chapter.”).
. 15 U.S.C. § 2619(a). In Gwaltney v. Chesapeake Bay Found., Inc., 484 U.S. 49, 108 S.Ct. 376, 98 L.Ed.2d 306 (1987), the Supreme Court held that private plaintiffs may not sue on the basis of wholly past violations by defendants when Congress uses the phrase "to be in violation.” See id. at 57, 108 S.Ct. 376. Rather, "[t]he most natural reading of 'to be in violation' is a requirement that citizen-plaintiffs allege a state of either continuous or intermittent violation — that is, a rea
. 15 U.S.C. § 2607(e).
. Id. § 2601(b). Section 15 of TSCA makes it unlawful for any person to "fail or refuse to ... submit reports, notices, or other information” including any information that must be produced under section 8(e). Id. § 2614(3). In turn, "[a]ny person who violates a provision of section 2614 [i.e., section 15] or 2689 of this title shall be liable to the United States for a civil penalty in an amount not to exceed $25,000 for each such violation. Each day such a violation continues shall, for purposes of this subsection, constitute a separate violation of section 2614 or 2689 of this title.” Id. § 2615(a)(1).
. Christensen v. Harris County, 529 U.S. 576, 587, 120 S.Ct. 1655, 146 L.Ed.2d 621 (2000). See generally 5 U.S.C. § 553 (setting forth rulemaking requirements under the Administrative Procedure Act).
. See U.S. Envtl. Protection Agency, Notice: TSCA Section 8(e); Notification of Substantial Risk; Policy Clarification and Reporting Guidance, 68 Fed.Reg. 33129, 33131 (June 2, 2003) ("EPA Section 8(e) Guidance”).
. Final Bulletin for Agency Good Guidance Practices, 72 Fed.Reg. 3432, 3,439 (Jan. 25, 2007). See also Proposed Bulletin for Good Guidance Practices, 70 Fed.Reg. 71,866 (Nov. 30, 2005).
. EPA Section 8(e) Guidance, 68 Fed.Reg. at 33131. See also 5 U.S.C. § 552(a)(1) (requiring that administrative agencies “separately state and currently publish in the Federal Register ... statements of general policy or interpretations of general applicability formulated and adopted by the agency”).
. EPA Section 8(e) Guidance, 68 Fed.Reg. at 33131.
. Id. at 33130.
. Id. at 33129.
. Id. at 33130-31 (emphasis added).
. Id. at 33133.
. See http://www. epa ,gov/oppt/tsca8e/pubs/frequentlyasked questionsfaqs.htm.
. See 15 U.S.C. § 2619(b)(2)(B); 40 C.F.R. §§ 702.60-702.62 (describing the procedures for giving notice of intent to file suit).
. 7/26/06 Letter from Counsel for Plaintiffs to ExxonMobil Corporation at 1, Ex. 1 to Gerson Decl.
. Id.
.Id.
. See id. at 1-2.
. Id. at 2.
. Id.
. Id.
. Id.
. Id.
. See 8/4/06 Letter from Counsel for Plaintiffs to Lyondell Chemical Company, Ex. 1 to Gerson Decl.
. Id. at 2.
. PI. Mem. at 5.
. Id.
. 8/4/06 Letter from Counsel for Plaintiffs to Lyondell Chemical Company at 2 (emphasis in original).
. Id. (quotation marks omitted) (emphasis in original).
. Id.
. Id.
. Id.
. Id.
. When I refer to “burden of proof,” I am only referring to the “burden of persuasion.” See Schaffer ex rel. Schaffer v. Weast, 546 U.S. 49, 56, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005) ("We note at the outset that this case concerns only the burden of persuasion, as the parties agree, and when we speak of burden of proof in this opinion, it is this to which we refer.”) (citations removed); Director, Office of Workers' Compensation Programs v. Greenwich Collieries, 512 U.S. 267, 272, 114 S.Ct. 2251, 129 L.Ed.2d 221 (1994) (discussing the fact that “burden of proof” may be ambiguous because it has historically referred to two distinct burdens — the "burden of persuasion,” and the “burden of production”).
. Plaintiffs' Memorandum of Law in Opposition to Defendants’ Motion for Summary Judgment on Plaintiffs’ Claims Under the Toxic Substances Control Act ("Pl.Mem.”) at 13. See also id. at 13-15.
. Def. Reply at 5 (citing 15 U.S.C. § 2619(a)(1)). In their initial memorandum, defendants take the position that plaintiffs bear the burden of persuasion for all the elements of the TSCA claim. See Def. Mem. at 11 (“Both the law and ... record evidence in this case establish that Plaintiffs cannot meet their burden of proof on their TSCA 8(e) claim.”).
. Congress occasionally states which party bears the burden of persuasion. See, e.g., 15
. Schaffer, 546 U.S. at 56, 126 S.Ct. 528 (citing 2 John W. Strong, McCormick on Evidence § 337, at 412) (5th ed. 1999).
. Id.
. 15 U.S.C. § 2607(e).
.Id.
. Id.
. Thompson v. Drug Enforcement Admin., 492 F.3d 428, 434 (D.C.Cir. 2007). Accord Keyes v. School Dist. No. 1, 413 U.S. 189, 209, 93 S.Ct. 2686, 37 L.Ed.2d 548 (1973) ("There are no hard-and-fast standards governing the allocation of the burden of proof in every situation. The issue, rather, 'is merely a question of policy and fairness based on experience in the different situations.’ ”) (quoting 9 John H. Wigmore, Evidence § 2486, at 275 (3d ed. 1940)); Fleming James, Jr., "Burdens of Proof,” 47 Va. L.Rev. 51, 66 (1961) (explaining that in civil cases "[ajccess to evidence is often the basis for creating a [burden-shifting] presumption” on the grounds of convenience, fairness, and public policy).
. See 10B Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice & Procedure § 2730 (3d ed. 2004) ("information relating to state of mind generally is within the exclusive knowledge of one of the litigants ....”).
. See Metzl v. Leininger, 57 F.3d 618 (7th Cir. 1995) ("Economy in litigation also requires that burdens of presenting evidence be assigned to the parties that can produce the necessary evidence at least cost.”) (Posner, J.).
. Schaffer, 546 U.S. at 57, 126 S.Ct. 528 (emphasis added).
. Id. ("the burden of persuasion as to certain elements of a plaintiffs claim may be shifted to defendants, when such elements can fairly be characterized as affirmative defenses or exemptions”) (citing FTC v. Morton Salt Co., 334 U.S. 37, 44-45, 68 S.Ct. 822, 92 L.Ed. 1196 (1948)). For example, in Keyes, the Supreme Court held that where “school authorities have been found to have practiced purposeful segregation in part of a school system,” the burden of proof shifts to the school district to demonstrate that it did not engage in such discrimination in other schools in the same system. 413 U.S. at 209, 93 S.Ct. 2686.
. 15 U.S.C. § 2607(e).
. Id.
. Def. Mem. at 12. See also id. (the "gasoline release information that Plaintiffs contend ExxonMobil should have disclosed to [the] EPA is not reportable under federal law, including TSCA § 8(e)”); Reply Mem. at 2 n. 3.
. See Def. Mem. at 12 (citing EPA Section 8(e) Guidance, 68 Fed.Reg. at 33138).
. Id. (citing 40 C.F.R. § 280.50).
. Id. § 2607(e).
. Id. § 2602(5).
. Id. § 2607(e).
. EPA Section 8(e) Guidance, 68 Fed.Reg. at 33138 (quoting 15 U.S.C. § 2607(e)).
. Of course, regulations passed by the EPA under RCRA may help companies and others satisfy the requirements of TSCA because, by complying with such regulations, the EPA becomes “adequately informed.” I discuss this issue below in section VLB.
. 15U.S.C. §§ 78a et seq.
. 7 U.S.C. § 1 et seq. See generally Jerry W. Markham, "Banking Regulation: Its History and Future,” 4 N.C. Banking Inst. 221, 221 (2000) (“The current regulatory structure for banking services in the United States is not the result of any grand design or reasoned blueprint. Instead, it represents a set of accumulated responses to a long history of financial crises, scandals, happenstance, personalities and compromises among a broad and competing array of industry and governmental units.”).
. See James A. Bruen, Summary of Major Release Reporting Requirements, SM092 ALI-ABA 1053 (ALI-ABA Course of Study, June 27-30, 2007).
. 15 U.S.C. § 2607(e).
. Def. Mem. at 21 n. 6.
. Id. at 23 (quoting Wendy Wagner & David Michaels, "Equal Treatment for Regulatory Science: Extending the Controls Governing the Quality of Public Research to Private Research,” 30 Am. J.L. & Med. 119, 144 n. 149 (2004)) ("Wagner & Michaels, Equal Treatment for Regulatory Science”).
.Wagner & Michaels, Equal Treatment for Regulatory Science, 30 Am. J.L. & Med. at 144 n. 149 (citing EPA Section 8(e) Guidance, 68 Fed.Reg. at 33,138-39).
. 15 U.S.C. § 2607(e).
. 15 U.S.C. § 2607(e).
. See Def. Mem. at 5 ("Plaintiffs' allegation about litigation-related 'assessments' or 'Proximity Information,' as referenced in the Notice Letter to ExxonMobil, are merely hypothetical. Plaintiffs identified no evidence to support their claim.”).
. See Bell Atl. Corp. v. Twombly, - U.S. -, 127 S.Ct. 1955, 1975, 167 L.Ed.2d 929 (2007) (holding that to survive a 12(b)(6) motion to dismiss, the allegations in the complaint must meet the standard of "plausibility”).
. See Anderson, 477 U.S. at 248, 106 S.Ct. 2505.
. Def. Mem. at 12 (emphasis added).
. 15 U.S.C. § 2607(e).
. http://www.epa.gov/opp t/tsca8e/pubs/frequentlyaskedquestionsfaqs.htm.
. 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984).
. See Def. Mem. at 13 n. 5 (citing Chevron).
. 533 U.S. 218, 226-27, 121 S.Ct. 2164, 150 L.Ed.2d 292(2001).
. See Gonzales v. Oregon, 546 U.S. 243, 258, 126 S.Ct. 904, 163 L.Ed.2d 748 (2006) (explaining that “[t]o begin with, the rule must be promulgated pursuant to authority Con
. EPA Section 8(e) Guidance, 68 Fed.Reg. at 33130-31.
. Skidmore v. Swift & Co., 323 U.S. 134, 140, 65 S.Ct. 161, 89 L.Ed. 124 (1944).
. See generally William Funk, "A Primer on Nonlegislative Rules,” 53 Admin. L.Rev. 1321 (2001); Peter L. Strauss, "Publication Rules in the Rulemaking Spectrum: Assuring Proper Respect for an Essential Element,” 53 Admin. L.Rev. 803, 803-05 (2001); Robert A. Anthony, "Interpretive Rules, Policy Statements, Guidances, Manuals, and the Like-Should Federal Agencies Use Them to Bind the Public?,” 41 Duke L.J. 1311, 1327-55 (1992).
. Skidmore, 323 U.S. at 140, 65 S.Ct. 161.
. Id. In contrast, the 2003 guidance document properly pays attention to the language of the statute when responding to the fact that "commenters would have EPA expand the reporting exemption by including any Federal, State, or local reporting requirements.” EPA Section 8(e) Guidance, 68 Fed.Reg. at 33134. In response, the document recognizes that "[t]he issue of expanding the reporting authorities is problematic because of the statutory language in section 8(e).” Id.
. See Section VI.A. supra.
. See Chevron, 467 U.S. at 842-43, 104 S.Ct. 2778 ("First, always, is the question whether Congress has directly spoken to the precise question at issue. If the intent of Congress is clear, that is the end of the matter; for the court, as well as the agency, must give effect to the unambiguously expressed intent of Congress.”).
. 15 U.S.C. § 2607(e) (emphasis added).
. Id. § 2602(1). See also id. § 2601(c) (“It is the intent of Congress that the Administrator shall carry out this chapter in a reasonable and prudent manner, and that the Administrator shall consider the environmental, economic, and social impact of any action the Administrator takes or proposes to take under this chapter.”) (emphasis added).
. Defendants also briefly contend that "[wjhatever harm Plaintiffs may have suffered has ended” because they are now aware of the information (e.g., it has been produced during discovery). Def. Mem. at 25. This argument fails for the simple reason that the issue under section 8(e) is whether the EPA has been informed.
. If evidence of coordination between state agencies and the EPA exists, defendants may present it at trial. It is worth emphasizing that plaintiffs have sued defendants to produce information related to gasoline releases not just in New York but across the country. Plaintiffs have included examples of such releases that occurred in California, Indiana, Maine, New Jersey, North Carolina, Ohio, and Wisconsin.
. See Def. Mem. at 8-9.
. Id. at 22.
. Pi. Mem. at 6.
. Id. at 15.
. See 8/4/06 Letter from Counsel for Plaintiffs to Lyondell Chemical Company at 2.
Reference
- Full Case Name
- In re METHYL TERTIARY BUTYL ETHER (\MTBE\") PRODUCTS LIABILITY LITIGATION. This document relates to: County of Suffolk v. Amerada Hess Corp."
- Status
- Published